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HomeMy WebLinkAbout555271 AAC UTILITY PARTNERS LLC - CONTRACT - RFP - 8075 CONSULTATION SERVICES FOR REVIEW & RECOMMENDA (2)AMENDMENT #01 RFP 8075 CONSULTATION SERVICES FOR REVIEW AND RECOMMENDATION OF UPGRADING OR PURCHASING A NEW UTILITY CUSTOMER INFORMATION SYSTEM This First Amendment (“First Amendment”) is entered into by and between AAC Utility Partners, LLC (the “Consultant”), and the City of Fort Collins, Colorado (the “City”). WHEREAS, the Consultant and City have mutually entered into a Professional Services Agreement dated September 28, 2015 (“Agreement”); and WHEREAS, the City desires to add additional scope to the Agreement and extend the Term; and WHEREAS, Consultant agrees to add additional scope to the Agreement and extend the Term; NOW, THEREFORE, in consideration of the foregoing recitals and the mutual promises herein contained, the parties agree as follows: 1. Scope. The Agreement is amended to add the attached Scope of Work #2 consisting of twenty- two (22) pages and dated February 10, 2017. 2. Term. The Term of the Agreement will be from March 20, 2017 to March 19, 2018. Except as expressly amended by this First Amendment, all other terms and conditions of the Agreement shall remain in full force and effect. IN WITNESS WHEREOF, the parties have executed this First Amendment the day and year shown. CITY OF FORT COLLINS: By: Printed Name: Gerry Paul Title: Director of Purchasing Date: _____________________ AAC UTILITY PARTNERS, LLC: By: Printed Name: Edwin Crow Title: Managing Partner Date: _________________________ Financial Services Purchasing Division 215 N. Mason St. 2nd Floor PO Box 580 Fort Collins, CO 80522 970.221.6775 970.221.6707- fax fcgov.com/purchasing DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 2/22/2017 2/21/2017 EXHIBIT B Fort Collins Utilities Scope of Work # 2 with AAC Utility Partners for CIS Selection Fort Collins Utilities PO Box 580 Fort Collins, CO 80522 AAC Utility Partners, LLC PMB 374 4711 Forest Drive, Suite 3 Columbia, SC 29206 DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 2 of 23 Table of Contents 1.0 Overview ................................................................................................................ 3 1.1 Controlling Provisions............................................................................................................... 3 2.0 Definitions ............................................................................................................. 3 3.0 Project Assumptions ............................................................................................ 4 4.0 Scope ..................................................................................................................... 6 4.1 CLIENT Responsibilities .......................................................................................................... 6 4.1.1 General Responsibilities ............................................................................................ 6 4.1.2 Project-Related Responsibilities................................................................................ 6 4.2 Project Stage Descriptions ...................................................................................................... 6 4.2.1 Updated Project Charter and Project Plan/Schedule ................................................ 6 4.2.2 RFP Development & Evaluation Criteria ................................................................... 7 4.2.3 Issuance and Management of the RFP Process....................................................... 7 4.2.4 Response Evaluation and Shortlist ........................................................................... 8 4.2.5 Demonstration Activities and Reference Checks ...................................................... 9 4.2.6 Identify Preferred Vendor and Confirmation Activities .............................................. 9 4.2.7 Contract Development and Negotiations ................................................................ 11 5.0 Project Deliverables ........................................................................................... 12 5.1 Overview ................................................................................................................................ 12 5.2 CLIENT Assessment Deliverable Descriptions ...................................................................... 12 6.0 Project Payment Milestones .............................................................................. 18 7.0 Acceptance of Project Deliverables .................................................................. 20 8.0 Dispute Resolution Process .............................................................................. 20 9.0 CLIENT’s Right to Request Personnel Replacement ....................................... 21 10.0 Work Product.............................................................................................. 21 11.0 Travel Charges and Payment .................................................................... 21 11.1 Travel Expenses ............................................................................................................... 21 12.0 Hourly Rates by Resource Types ............................................................. 22 13.0 Conflict of Interest ..................................................................................... 22 DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 3 of 23 1.0 Overview THE PURPOSE OF THIS SCOPE OF WORK NO. 2 (“SCOPE OF WORK NO. 2”) IS TO DOCUMENT THE AGREED SERVICES THAT AAC UTILITY PARTNERS (AAC) SHALL PROVIDE IN RELATION TO THE PROJECT (AS DEFINED IN THIS SCOPE OF WORK NO. 2 DOCUMENT) FOR FORT COLLINS UTILITIES (CLIENT). 1.1 Controlling Provisions This Scope of Work No. 2 shall be governed by the Terms and Conditions as outlined in the Professional Services Agreement ("Agreement"). In the event of a conflict in terms between the Agreement and this Scope of Work No. 2, the Agreement shall take precedence. 2.0 Definitions All capitalized terms used and not defined herein shall have the same meanings given them in the Scope of Work No. 2 between the parties. Term Definition AAC Abbreviation for AAC Utility Partners. AAC Resource(s) References all AAC consultant(s) assigned by AAC to the Project. AAC Principal Person who represents AAC from a business relationship standpoint and is the top escalation point for AAC. AAC Project Manager (PM) Person assigned by AAC to provide project management leadership to assist with management of the overall Project activities to include; project management, task management and status updates. Change Control or Change Order Formal process utilized to change the scope or costs of the services outlined in this Scope of Work. This process is formal and must be in writing and mutually agreed to by each party. CIS Customer Information System. CLIENT Fort Collins Utilities. References all business units of the CLIENT and their employees and authorized agents. CLIENT Core Team CLIENT employees identified to be available to work on the Project. CLIENT Project Manager Individual assigned by CLIENT to manage the overall activities for this Scope of Work. This person will be the primary contact with AAC Project Manager. CLIENT Executive Sponsor The CLIENT’s executive that is ultimately responsible for the CIS Project. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 4 of 23 Term Definition CLIENT Steering Committee or Steering Committee Executive group assigned to review Project related reports and activities. This group consists of senior executives from each branch of the organization impacted by the Project, i.e., Finance, Information Technology, Operations, etc. The composition of the Steering Committee may change from time to time based upon the scope of the issues then being presented to the Steering Committee. CLIENT Subject Matter Expert (SME) CLIENT employees with detailed specific knowledge related to how CLIENT conducts business. Business Requirements Catalog Document that outlines the major functional items required by CLIENT to be accomplished by the new software application. Holidays CLIENT holiday schedule. Microsoft Project Microsoft application designed to assist with management of time, materials and work. NavigateOne AAC Proprietary tools and methodology work products. Project A series of tasks, deliverables and milestones to accomplish the assessment and/or selection of the Customer Information System. Project Schedule The Microsoft Project document that describes in detail, work activities, milestones, deliverables, and assignments that are required to complete the Project. Scope of Work This document that describes work to be performed, duties, responsibilities and pricing information for the work. Statement of Work (SOW) Document executed between CLIENT and Preferred Vendor detailing work, accountability and measurements. Vendor Firms that may provide CIS proposals to the CLIENT for consideration. 3.0 Project Assumptions 1. CLIENT will provide a Core Team and Subject Matter Experts as needed to support the Project. 2. CLIENT will authorize one person to manage this Scope of Work No. 2. 3. AAC will provide resource(s) to manage this Scope of Work No. 2. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 5 of 23 4. The Project is estimated to require the following timeframe: Selection Services - Approximately 6 - 7 months to complete. 5. The CLIENT team will be comprised of resources from CLIENT. Those CLIENT resources identified as “CLIENT Core Team” are expected to place high priority on the Project. CLIENT and AAC resources participating on a part-time basis may be expected to participate full-time at various periods during the Project execution. 6. CLIENT will minimize the impact of competing initiatives within the organization that may have a negative impact to the Project through distracting or pulling Project resources/ executives. 7. The estimated start of this project is March 20, 2017 or a date mutually agreeable to CLIENT and AAC. 8. Issues that require a decision by CLIENT or AAC, except as otherwise described herein will be made no later than five (5) business days (or a mutually agreeable time) after the party receiving the notice is notified to ensure that the Project timeline is maintained. 9. All scope changes identified by either CLIENT or AAC throughout this Project will be documented and managed through the Change Order process described in the Professional Services Agreement ("Agreement"). 10. AAC will utilize the MS Office 2013 and MS Project 2013, including MS Word, MS Excel, MS Project, MS Visio and MS PowerPoint, to produce deliverables according to AAC technical standards. 11. The work plan must conform to CLIENT Holiday schedule. 12. AAC team members will not travel on-site during work-weeks when the CLIENT has two days or more of Holidays scheduled. If a one-day Holiday is scheduled, the AAC team members will travel on-site on a case-by-case basis as mutually agreed by the CLIENT and AAC. 13. AAC will be provided remote access to all pertinent Project documentation needed by AAC to perform the scope of services outlined within this Scope of Work. AAC will also have access to Project related product applications as well as other products and tools required for AAC to perform the work outlined within this Scope of Work No. 2. 14. The AAC Resources and the CLIENT Project Manager will work together to schedule the specific on-site time for the AAC Resources. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 6 of 23 4.0 Scope CLIENT has embarked on this Project for the purpose of assisting in the development of a robust Statement of Work (SOW) and selection processes for a new Customer Information System. 4.1 CLIENT Responsibilities 4.1.1 General Responsibilities Unless otherwise specifically stated, CLIENT shall provide facilities, necessary computer system time, equipment and support, as described below, in performance of the work by AAC’s Resources (as described in this Scope of Work No. 2) at CLIENT’s facilities, at no cost to AAC. The facilities and services will be made available to AAC’s Resources during CLIENT’s normal working hours (8:00 am – 5:00 pm Mondays through Fridays), or as otherwise agreed. AAC shall follow any guidelines set forth by CLIENT regarding access to its facilities and services. 4.1.2 Project-Related Responsibilities CLIENT will be responsible for the following activities.  Review and acceptance of AAC deliverables, as defined in this Scope of Work No. 2  Provide CLIENT specific resources as reasonably needed  Provide office (work) space for AAC Resources  High speed internet access for AAC owned laptop computers (Mac and PC), when AAC is using CLIENT facilities  CLIENT network access as needed with prior approval of the CLIENT to support this Scope of Work No. 2  Telephone and access to other office equipment such as copiers and fax equipment, when AAC is using CLIENT facilities 4.2 Project Stage Descriptions Sections 4.2.1 through 4.2.8 provide a general description of the various stages of selecting a new Customer Information System. The Deliverables Section 5.2 provides further detail regarding each Scope of Work No. 2 deliverable. 4.2.1 Updated Project Charter and Project Plan/Schedule AAC will update the Project Charter and Project Plan/Schedule created during the Assessment Phase to reflect the Selection process steps. The approved document will guide both Project execution and control. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 7 of 23 4.2.2 RFP Development & Evaluation Criteria The process of developing an RFP will begin with an in-depth exploration of CLIENT business strategy and processes. ACC’s RFP template has been developed specifically for utilities and will focus on the unique needs of CLIENT’s business, functional and technical areas. The RFP template will also identify interfaces and hardware needs, which CLIENT may use to develop and pursue identified business strategies. The result is a concise and logical framework of content that clearly communicates CLIENT’s needs to potential Vendors. AAC will conduct the necessary on-site workshops during the development of the RFP, and will work with the CLIENT Core Team to tailor and augment our tested RFP packet base format to include areas such as: instructions on how to respond, specific CLIENT procurement and legal requirements and forms, functional matrices, business objectives and pricing lists. AAC, along with the CLIENT Core Team, will develop an evaluation framework (Evaluation Worksheet) and scoring matrices for evaluation of Vendor proposals. This process will take into account CLIENT’s current and long-term needs, which may include the following areas:  Procurement Requirements  Functional Requirements  Technical Requirements (including System Integration Requirements)  Security Requirements  Total Solution Costs  Risk Identification  Demonstration Results  Support Requirements  Vendor Demographics  Vendor Viability 4.2.3 Issuance and Management of the RFP Process AAC will also coordinate the release of the RFP with the CLIENT’s Purchasing Department in accordance with CLIENT requirements and procedures. The RFP will be posted by the CLIENT’s Purchasing Department at http://www.bidnetdirect.com/colorado/city-of-fort-collins. AAC will also provide a list of Vendors AAC believes will be able to meet CLIENT’S stated requirements. CLIENT may add to or delete Vendors from this list as needed. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 8 of 23 Following the release of the RFP, AAC will assist CLIENT in supporting Vendor inquiries regarding RFP contents. All inquiries will be addressed by Addendum prepared by ACC in collaboration with the CLIENT’s Purchasing Department and Project Manager. The Addendum(s) will be posted by the CLIENT’s Purchasing Department. Sequence of events:  Develop and issue RFP Document to Vendors  Pre-proposal Meeting  Vendors Prepare their Responses  Support Research and Respond to Vendor Questions  Issue Clarifications to Vendors  AAC and CLIENT Finalize Evaluation Framework as Needed  Receive the RFP Responses 4.2.4 Response Evaluation and Shortlist Following the close of the RFP response period, CLIENT Core Team and AAC will work together to evaluate and identify the three to five CIS Vendors that best meet approved selection criteria as defined in the RFP. AAC will conduct the necessary on-site workshops during the procurement stage to document and present the Core Team’s findings to stakeholders as required. Factors that may be considered in scoring and selecting a short-list of Vendors/System Integrator:  RFP scoring with Functional Requirements Matrix  Vendor experience on similar projects as CLIENT’s  Demonstration of software’s ability to meet CLIENT’s business needs.  Functional Fit  Technology Fit  Implementation Methodology  Staffing  Vendor Costs and 5 year total cost of ownership  References  Contract language  Vendor Viability  Price/Cost  Additional factors as determined by Fort Collins DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 9 of 23 Sequence of events:  Conduct Proposal Evaluation Workshops with Core Team to assess and record scores  Identify sub-set of Vendors to move to next stage (Short-List)  Document and present findings 4.2.5 Demonstration Activities and Reference Checks AAC, along with the CLIENT Core Team, will develop a demonstration schedule. Internal demonstration participants may include end users and/or executive staff. AAC will schedule and facilitate demonstrations consisting of a half-day Vendor/company overview and a two-day detailed product demonstration. The demo scripts will be developed by AAC with the support of the CLIENT. These demonstration meetings will at least include the following:  Vendor Profile  Technical Architecture  Implementation Strategy  Presentation from Vendor/System Integration firm on their approach and methodologies as well as discussion of prior implementation projects.  CIS Functional Review (demonstration)  End User Questions AAC will then document demonstration results including summarization of scores, providing a written recap of CLIENT users’ notes and comments. In addition to guiding demonstrations, AAC will assist the CLIENT in coordinating reference checks for the short-listed Vendors. CLIENT can utilize AAC’s reference check template to capture detailed questions and responses. The CLIENT and AAC will develop the best time to conduct the reference checks. AAC will organize and update the scoring matrix to reflect the appropriate reference scores and comments. 4.2.6 Identify Preferred Vendor and Confirmation Activities Develop Ranking of Vendors from Demonstrations and References AAC’s selection approach will provide the necessary documentation and hands-on exposure to select a solution that best fits the needs of CLIENT. AAC will conduct follow-up meetings to review the results of the demonstrations. In addition, AAC and CLIENT will review reference results and document issues. AAC will then conduct the necessary on-site workshops to update the scoring matrix to reflect the most recent vendor/system integrator evaluation activity that may include the following scoring items: DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 10 of 23  Requirements Matrix  Procurement Requirements  Technical Requirements  Total Solution Costs  Vendor/System Integrator Statistics  Risk  Support Requirements  Demonstration Scores  Demonstration Comments  References  Additional factors as determined by Fort Collins Vendor Confirmation AAC will lead additional workshops with CLIENT to identify the Preferred Vendor. Once the Preferred Vendor is identified, AAC will coordinate and conduct an on-site, three to four day drill down of key requirements needed by CLIENT. This additional three to four day workshop will be conducted with the Preferred Vendor to identify and validate the following costs:  Modifications  Interfaces  Conversion  Implementation  Process Engineering  Hardware  Support  Third-Party Software  Travel  Licensing  Project Staffing This process ensures that the Preferred Vendor has been given the opportunity to make certain they have a complete understanding of CLIENT’s requirements in order to provide a final price based on the most accurate information. The Preferred Vendor knows the information gathered will be included in the Statement of Work and contract. This prevents the Preferred Vendor from saying that they did not have a complete understanding of CLIENT’s requirements once the implementation project has started. This process eliminates cost increases for the proposed Statement of Work and project. AAC will conduct the necessary on-site workshops to document the Core Team’s findings and participate in or conduct the presentation of the Core Team’s results to members of CLIENT management team, requested by CLIENT. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 11 of 23 Participate In Preferred Vendor and Reference Site Visits After the CLIENT Core Team has ranked and identified the Preferred Vendor, AAC’s objective is to confirm the Preferred Vendor and obtain an understanding of the proposing Vendor’s support structure and client base through site visits. AAC will coordinate and participate in up to three Preferred Vendor production site visits and one Preferred Vendor corporate visit while adhering to CLIENT travel policy. AAC will work with the Preferred Vendor in scheduling the necessary site and corporate visits. AAC and the CLIENT Core Team will develop a site visit schedule that accounts for functional, technical and project management-related interviews. AAC will summarize the Core Team’s evaluations conduct the necessary on-site workshops to review the team’s findings. Summary of Confirmation Activities  Schedule drill down / Preferred Vendor preparation  Conduct three to four day drill down working sessions to include detail CIS discussions (Preferred Vendor only)  Preferred Vendor provides final pricing proposal  Develop total cost to implement & five (5) year operating cost projections which includes costs of the vendor/system integrator.  Facilitate/Participate in reference site visits  Present Preferred Vendor recommendation 4.2.7 Contract Development and Negotiations Contract Negotiations AAC will assist CLIENT in contract negotiations with the Preferred Vendor. In support of the negotiation process, AAC will lead negotiations in collaboration with the CLIENT’s Purchasing Department and Project Manager as requested by CLIENT. AAC will utilize the RFP’s base statement of work to establish a CLIENT focused Statement of Work. In addition, AAC will provide suggested language to be included in Vendor agreement. Note; AAC will assist CLIENT with industry leading contract language, but AAC does not provide legal advice. Negotiations  Statement of Work document  Conduct price and term negotiations  Contract key issues DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 12 of 23 5.0 Project Deliverables 5.1 Overview In some instances, AAC will provide “draft” deliverables. The intent of “draft” deliverables is to ensure that the development of the required deliverables is consistent with CLIENT’s expectations. “Draft” deliverables are not subject to a time limit for review. It is expected that review of “draft” deliverables is not formal in nature; therefore, “draft” reviews will generally be completed in a shorter time frame and are not scheduled in the plan. AAC will schedule one walk through meeting for key deliverables (as deemed necessary by CLIENT and AAC) prior to the formal submission. All AAC deliverables will require significant input from the CLIENT Core Team. For the purpose of this Scope of Work, electronic media will be Microsoft Word, Microsoft Project or other compatible Microsoft Office document. 5.2 CLIENT Assessment Deliverable Descriptions Once a final delivery is made for each deliverable listed below, CLIENT will have ten (10) business days, or a mutually agreeable timeframe, to review and accept the deliverable. If the deliverable is not accepted, CLIENT will provide description of the deficiencies at a reasonable level of detail to assist AAC in the correction of the deliverable. The schedule for and order of completion of the following list of deliverables is subject to change based upon the development and acceptance of the Updated Project Plan as described in deliverable 2. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 13 of 23 Selection Deliverables No . Deliverable Name Description & Acceptance Criteria Approxi mate Length AAC Role CLIENT Role Anticipated Notification / Deliverable Type 1 Updated Project Charter / Strategy Document The Project Charter will include descriptions of the major project components, establishment of the steering committee, identified project resources, assumptions, risks and the early estimated budget. The strategy section of the document will describe the approach to the project and explain why the team established this strategy. 5 to 10 pages Lead Support Microsoft Word 2 Updated Project Plan AAC will update the plan created during the assessment phase to reflect the selection process. This will be an approved document used to guide both project execution and control. It includes planning assumptions, decisions, scope, cost and schedule, and it is used to facilitate communication among stakeholders. There will be a summary and a detailed version. 2 to 5 pages Lead Support Microsoft Project 3 Project Kick-Off Presentation The intent of this presentation by AAC to CFCU is to formally kick off the selection project, initiate end- AAC Scope of Work #2 February 10, 2017 Page 14 of 23 hardware and ancillary software requirements and third-party applications that will require integration to the CIS. The document will ask the vendor to describe their strategy for system integrations. 6 RFP Template Document AAC to provide an RFP outline that lists major categories of information specific to CFCU that may be included in the CFCU-specific RFP. Sections include but are not limited to: business purpose of project, utility history, utility statistics, technical requirements, functional requirements, other CFCU evaluation criteria and template vendor required response format. 5 to10 pages Lead Support Microsoft Word 7 Scoring Work Sheet AAC to provide and explain the completed scoring worksheet that reflects CFCU’s scoring criteria and weights. 5 to 10 pages Lead Co-Lead Microsoft Excel 8 Final RFP Document AAC to provide a document that builds on the template information from Deliverable 6 and is updated based on data gathering and meetings about CFCU’s specific business, functional, technical requirements and evaluation criteria. 50 to 100 pages Lead Co-Lead Microsoft Word 9 Base Product Demo Scripts Templates – AAC to provide a document that defines the functionality from Deliverable 4 to guide CIS vendor’s system AAC Scope of Work #2 February 10, 2017 Page 15 of 23 11 Clarification Document AAC will assist in obtaining answers to questions from the pre-proposal meeting and in writing addenda for CFCU to issue to all vendors. 1 to 2 pages Lead Co-Lead Microsoft Word 12 Evaluation AAC to prepare documents that summarize and rank vendor responses from the RFP for the evaluation criteria. AAC to guide the evaluation committee through the instructions of how to complete this document. TBD Lead Co-Lead Microsoft Word and or Excel 13 Selection Vendor Finalists based on Scores CFCU to select vendor finalists based on Deliverable 12. Once the evaluation committee has scored the proposals, AAC is to compile the individual scores into one summary score for each vendor response, as well as a compilation of all responses received. AAC to lead discussion of the scores with the evaluation committee. TBD Lead Co-Lead Microsoft Excel 14 CFCU Product Demo Scripts AAC and CFCU will work together to create the appropriate level and detail for data and various business rules to be included in these scripts using the templates as a starting point from Deliverable 9. CFCU and AAC will also mutually determine which components of the functional matrix will be included based on CFCU’s level of importance. These scripts will only use portions of Deliverable 9 in order to accommodate the time allocated for software presentations. In addition to these scripts, AAC will provide a suggested agenda for the vendor meetings. AAC Scope of Work #2 February 10, 2017 Page 16 of 23 requirements. 16 Completion of the Vendor Demonstrations AAC to ensure the vendors participating in the demonstrations have completed their presentations, covering all information requested. N/A Lead Co-Lead N/A 17 Reference Checks AAC will summarize results of all vendor/system integrator reference checks completed by CFCU. N/A Co- Lead Lead Microsoft Excel 18 Summarization Score Ranking of Vendors Based on Completed Demonstrations and All Information AAC to provide documents that summarize and rank vendor demonstrations using the evaluation criteria. Through this process, a vendor finalist will be identified. Based on number of scoring criteria Lead Co-Lead Microsoft Word and or Excel 19 Selection of Vendor Finalist AAC to conduct a meeting with evaluation committee to review score/ranks and final selection. AAC will provide a document to summarize the meeting minutes. Based on the spirit of the meeting Co- Lead Co-lead Microsoft Word 20 AAC Scope of Work #2 February 10, 2017 Page 17 of 23 23 Site Visits Completed AAC may assist CFCU with scheduling and conducting one or two on-site customer reference visits for selected vendor. Additionally, CFCU may choose to visit the selected vendor’s headquarters. 4 to 5 days Co- Lead Co-Lead N/A 24 Negotiation Strategies Workshop In preparation for contract negotiations, AAC will present to CFCU a document outlining suggested contract negotiation strategies and will inform CFCU of expected vendor positions. 5 to 15 slides Lead Support Microsoft Word 25 Contract Key Issues (including SOW review) AAC will provide a document outlining the major business issues that should be considered by CFCU. CFCU must have legal counsel evaluate all contracts from a legal perspective, as AAC does not render legal advice. 5 to 10 Page Review of the Vendors contract docume nts Lead Co-Lead Microsoft Word 26 Client SOW AAC to assist CFCU in writing an SOW for the Agreement that reflects CFCU’s specific project information. This document may include AAC’s recommended language. 50 – AAC Scope of Work #2 February 10, 2017 Page 18 of 23 6.0 Project Payment Milestones AAC will provide the services agreed to in this Scope of Work No. 2 based on the fixed price schedule below. Each milestone payment is based on a listed Deliverable from Section 5.2 of this Scope of Work No. 2. All project deliverables shall be subject to CLIENT approval prior to payment for such deliverable. Selection Services Milestone Payment # Approved Deliverables Payment Amount 1 Deliverable 1: Updated Project Charter and Strategy Document $5,000 2 Deliverable 2: Updated Project Plan $5,000 3 Deliverable 3 and 4: Updated Client-Specific Business Catalog $15,000 4 Deliverable 5 and 6: RFP Template Document $10,000 5 Deliverable 7 and 8: Final RFP Document $20,000 6 Deliverable 9, 10 and 11: Clarification Document $15,000 7 Deliverable 12: All Functional and Technical Scores and Project Solution Costs $10,000 8 Deliverable 13 and 14: CFCU Product Demonstration Scripts $15,000 9 Deliverable 15 and16: Completion of Vendor Demonstrations $15,000 10 Deliverable 17, 18 and 19: Selection of Vendor Finalist $10,000 11 Deliverable 20 and 21: Vendor Confirmation $15,000 12 Deliverable 22, 23, 24, 25, 26 and 27: CFCU focused SOW and Presentation $10,000 Total Services Fixed Fee $145,000 DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 19 of 23 *Total Fixed-fee services do not include travel. NOTE: If necessary and requested by CLIENT, costs for printing documents (large quantity copies) and overnight mailings will be expensed to CLIENT. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 20 of 23 7.0 Acceptance of Project Deliverables This section shall govern the acceptance and remedy of all Deliverables described in this Scope of Work. (a) General. The acceptance criteria set forth in this Section 7 shall apply and govern with respect to each Deliverable identified in Section 5.2 above in which acceptance thereof is required by its terms. AAC will notify CLIENT when each Deliverable has been completed. CLIENT shall inform AAC in writing within ten (10) business days, or a mutually agreeable timeframe, following AAC’s notification to CLIENT, if CLIENT believes AAC has not satisfied acceptance criteria set forth in Section 5.2 above with respect to such item. To the extent that CLIENT rejects a Deliverable, it shall specify the reasons therefore to a reasonable level of detail and such reasons must be based specifically on AAC’s failure to satisfy the requirements set forth in this Scope of Work and, particularly, the descriptions set forth in Section 5 above. (b) Following a written notification to AAC described above that a Deliverable fails to meet the governing acceptance criteria, then, within a period of time, not more than ten (10) business days, or mutually agreeable time, in light of the nature and severity of the deficiency and the sequencing of the Project, AAC shall remedy the identified deficiency and provide a Deliverable which meets the acceptance criteria described in Sections 5 and 6 hereof. Following the delivery by AAC of the remedied Deliverable, then CLIENT shall again have a five (5) business day review period, or a mutually agreeable timeframe, as applicable and the provisions of Sections 5 and 7 shall control the acceptance thereof. (c) If agreement cannot be reached on a Deliverable after two review periods, then either ACC or CLIENT may initiate Section 8. 8.0 Dispute Resolution Process The Dispute Resolution Process shall consist of a three-step approach to resolve disputes related to this Scope of Work. If a dispute is identified between the parties, the following steps shall be taken: Step 1 – The initiating party’s assigned Project Manager/Director will inform the other party’s Project Manager/Director in writing that a dispute exists. The Project Manager and Project Director will work together to resolve the issue. If after five (5) business days, or a mutually agreeable timeframe, the matter has not been resolved, the issue will be escalated to Step 2. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 21 of 23 Step 2 – The Project Managers will inform their senior managers that a dispute exists. The party that initiated the dispute will clearly document their concern in writing to the other party and outline what their expectations are related to the desired cure for the outstanding issue. The party being requested to cure the problem will have ten (10) business days, or other mutually agreeable timeframe, to resolve the matter. If the matter has not been resolved after this step, the issue will be escalated to Step 3. Step 3 – The information documented from Step 2 and any other clarifications from Step 2 will be provided via certified mail to the party that is being requested to cure the issue. The party that has initiated the dispute resolution process will allow the other party ten (10) business days, or mutually agreeable timeframe, to resolve the matter. If at the end of this step the matter is not resolved, either party may pursue all other available rights and remedies. 9.0 CLIENT’s Right to Request Personnel Replacement If CLIENT experiences difficulties, concerns or other legitimate objections with AAC assigned personnel, CLIENT shall discuss any concerns with the designated AAC Managing Partner. CLIENT will allow AAC to attempt to resolve any issues or concerns with the resource in question, to CLIENT’s satisfaction. Failing to resolve the issues or concerns within a ten day period of time, CLIENT may request and AAC will remove the assigned consultant and replace the resource with another qualified consultant. Both parties will work together to minimize any negative impact to the project due to a resource replacement. 10.0 Work Product CLIENT has the full right to use all AAC provided items described in the Deliverables Section 5.2 of this Scope of Work No. 2 for their internal purposes. 11.0 Travel Charges and Payment This section of the Scope of Work describes the charges and payments for travel and per diem expenses related to the scope of services covered by this Scope of Work. 11.1 Travel Expenses DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 22 of 23 AAC will bill travel expenses to the CLIENT per Exhibit C (Fort Collins Expense Guidelines) in the RFP. 12.0 Hourly Rates by Resource Types Below is a list of resource types that AAC may provide to support CLIENT, if requested: Resource Description Standard Hourly Rate CLIENT Contract Hourly Rate Senior Project Manager $350 $275 Project Manager $250 $200 AAC Managing Partner $450 $350 Senior Consultant $350 $275 Consultant $250 $200 Technical Support $200 $175 Conversion Specialist $250 $200 Change Management Specialist $250 $200 Business Process Consultant $250 $200 Business Process Expert $400 $250 Business Analyst $225 $190 System Support $200 $150 If additional work is required beyond the Project Scope, Change Control Procedures will be utilized to manage the required changes and determine the additional charges and associated time frames requested for those additions/changes. 13.0 Conflict of Interest ACC herein affirms no officer or employee shall be assigned to the Project or otherwise participate if a real or apparent conflict of interest would be involved. Such a conflict would arise when the officer or employee, any member of his or her immediate family, or his or her partner, has a financial or other interest in any Preferred Vendor, Vendor, decisions, or outcomes related to the Project. Upon the discovery of any such potential conflict of interest, ACC shall promptly disclose in writing such interest to the City’s Director of Purchasing at purchasing.fcgov.com. DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 AAC Scope of Work #2 February 10, 2017 Page 23 of 23 ACC its officers and employees are prohibited from soliciting or accepting any gift or favor which in the judgment of a reasonably prudent person would tend to impair the individual’s independence of judgment. Further ACC affirms it is not affiliated with any third party Vendors related to the Project and will not accept any commissions or payments from any third parties in connection with the Project. END OF Scope of Work No. 2 CONTENT DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 100 pages Lead Co-Lead Microsoft Word 27 Governing Body Approval Presentation AAC will prepare an executive level PowerPoint presentation that summarizes the selection decision for CFCUs governing body. AAC may conduct this presentation or support CFCU with the presentation, based on CFCU’s preference. 15 to 25 Slides Suppor t Lead Microsoft Word DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 Updated Scoring Matrix AAC to provide an Executive Summary of the scoring & ranking, based on the demonstration scores. 2 to 4 pages per vendor Lead Support Microsoft Word & Excel 21 Vendor Confirmation AAC to facilitate a three to four day in-depth review of selected vendor’s proposed solution to confirm solution meets RFP requirements. The review will cover product demonstration and implementation methodology. Three to four days Co- Lead Co-Lead N/A 22 Solution Cost Summary AAC to provide a document that outlines the selected vendor’s cost summary. This document is used as a component of the vendor negotiations and for governing body approval, and is delivered prior to vendor negotiations. Based on number of scoring criteria Lead Support Microsoft Word & Excel DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 15 to 35 pages Lead Co-Lead Microsoft Word and or Excel 15 Demonstration Agenda and Schedules AAC to provide a document that outlines the agenda and schedule for vendor/system integrator demonstrations based on CFCU’s 5 to 20 pages Lead Co-Lead Microsoft Word and or Excel DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 integrators through a functional presentation of their software. 15 to 35 pages Lead Co-Lead Microsoft Word and or Excel 10 Pre-proposal Meeting AAC may assist in conducting a pre- proposal meeting with interested vendors, pending direction of CFCU. AAC will document questions and comments from the pre-proposal meeting if one is held. 2 hours Suppor t Lead N/A DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7 user buy-in and heighten awareness of the project. 5 to 15 slides Lead Support Microsoft PowerPoint 4 Updated CFCU- Specific CIS Business Catalog (Functional Requirements) AAC to confirm with CFCU any necessary updates to business/functional requirements since the completion of the assessment. Based on the number of updates Lead Co-Lead Microsoft Excel 5 Technical Requirements AAC to provide and explain a document that outlines technical aspects of a vendor solution that are of interest to CFCU. This document will ask questions regarding the 5 to 20 pages Lead Co-Lead Microsoft Word and/or Excel DocuSign Envelope ID: BD99698E-B280-4E76-941D-B972A5570BF7