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HomeMy WebLinkAboutCORRESPONDENCE - PURCHASE ORDER - 9200816Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm 1 LICENSE AND SERVICES AGREEMENT NO. 4500121322 This SERVICES AGREEMENT (“Agreement”) is made and entered into as of APRIL 15, 2020 (“Effective Date”), by and between SACRAMENTO MUNICIPAL UTILITY DISTRICT, a political subdivision of the State of California with its principal executive offices at 6201 S Street, Sacramento, CA 95817-1899 (“SMUD” or “Licensor”), and the CITY OF FORT COLLINS, COLORADO, a Colorado municipal corporation, with its principal executive offices at 300 LaPorte Avenue, Fort Collins, Colorado 80521 (“Licensee”). Recitals WHEREAS, SMUD is the owner of all right, title and interest in and to the documentation and related information, including the intellectual property rights embodied therein, known as the Electrification Valuation Tool; WHEREAS, Licensee is a political subdivision of the State of Colorado seeking to receive and implement the licensed services and materials described herein exclusively in the State of Colorado in the operation of a municipally-owned utility; WHEREAS, Licensee desires to engage SMUD to provide the services described herein, as an independent contractor; WHEREAS, Licensee desires to install and operate the Electrification Valuation Tool; pursuant to the rights and licenses granted herein for Licensee’s non-exclusive use of the Electrification Valuation Tool, and use of the documentation and related information for permissible purposes; and WHEREAS, SMUD desires to provide such services to Licensee and is willing to grant such rights and licenses, on the terms and subject to the conditions of this Agreement. NOW THEREFORE, in consideration of the mutual agreements set forth in this Agreement and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, SMUD and Licensee agree as follows: Agreement 1. TERM This Agreement shall commence on the Effective Date and remain in effect until the termination date set forth on Schedule 1 hereto (“Term”), or until earlier terminated as specified in Section 12 (“Termination”). DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 2 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm 2. SERVICES A. Services. Licensee hereby engages SMUD to provide the services set forth on Schedule 1 hereto (“Services”). This description of the Services is intended to be a general description of the goals SMUD shall achieve under this Agreement. SMUD shall determine the method, details and means of performing the Services, subject to Licensee’s requirements for the completed project. Unless specifically requested by Licensee in the case of a meeting, SMUD is not required to perform the Services during a fixed hourly or daily time. B. Equipment and Supplies. Unless otherwise agreed between Licensee and SMUD on Schedule 1 or in a separate writing, SMUD shall furnish, at SMUD’s own expense, the equipment, supplies and other materials used to perform the Services. 3. SMUD COMPENSATION Licensee shall pay SMUD as set forth on Schedule 1 hereto (“SMUD Compensation”). The total SMUD Compensation under this Agreement shall not exceed the amount set forth on Schedule 1 hereto, which shall constitute Licensee’s maximum financial obligation under this Agreement. 4. INVOICING, MANNER AND TIME OF PAYMENT A. Invoicing. SMUD will submit to Licensee a single invoice by e-mail for hours, fixed fees, and expenses; provided, however, that if additional Services are requested by Licensee and agreed by SMUD in writing, SMUD will submit an invoice(s) no more frequently than once a month after providing such additional Services. B. Payments. Payments will be submitted via electronic wire or ACH pursuant to instructions provided by SMUD. C. Processing. Licensee shall process and pay all undisputed invoices within 30 days following receipt thereof. SMUD shall maintain books and accounts of personnel and other recoverable costs, if any, in accordance with generally accepted accounting principles and practices. 5. NON-EXCLUSIVE AGREEMENT This Agreement does not establish an exclusive agreement for the Services between Licensee and SMUD. This Agreement shall not be construed to limit Licensee’s right to obtain services or software programs from other sources, nor shall this Agreement be construed to limit SMUD’s right to grant others any further non-exclusive right or license of the Electrification Valuation Tool. This Agreement alone establishes the rights, duties, and obligations of Licensee and SMUD with respect to the subject matter hereof. Licensee shall have no right or interest whatsoever in any intellectual property, documentation and related information of SMUD other than the rights and licenses in the Electrification Valuation Tool granted herein. It is understood that SMUD’s services are available to the general public and not to Licensee exclusively. DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 3 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm 6. RELATIONSHIP OF THE PARTIES SMUD is an independent contractor of Licensee. This Agreement shall not be construed to create any association, partnership, joint venture, employee or agency relationship between Licensee and SMUD for any purpose. Each party has no authority (and shall not hold itself out as having authority) to bind the other. A party shall not make any agreements or representations on the other’s behalf without the other party’s prior written consent. 7. INTELLECTUAL PROPERTY RIGHTS A. Definitions i. “Deliverable” means the deliverables set out on Schedule 1 (collectively, the “Deliverables”) ii. “Derivative Work” means work that is based upon one or more preexisting works, such as revision, modification, translation, abridgement, condensation, expansion, or any other form in which such preexisting works may be recast, transformed, or adapted and that, if prepared without authorization of the owner of the preexisting work, would constitute copyright infringement or other infringement of proprietary rights of the owner therein. iii. “Documentation” means any documentation and related information SMUD provides to Licensee with the Electrification Valuation Tool. iv. “Intellectual Property Rights” means any and all now known or hereafter known tangible and intangible: (1) rights associated with works of authorship including copyrights, moral rights and mask-works, (2) trademark and trade name rights and similar rights, (3) know-how and trade secret rights, (4) patents, designs, algorithms, computer programs and other industrial property rights, (5) all other intellectual and industrial property rights of every kind and nature and however designated, whether arising by operation of law, contract, license or otherwise, and (6) all registrations, initial applications, renewals, extensions, continuations, divisions or reissues thereof now or hereafter existing, made, or in force (including any rights in any of the foregoing). v. “New Developments” means inventions, or claims to inventions, which constitute advancements, developments, or improvements, whether or not patentable and whether or not the subject of any patent application. vi. “SMUD IP Rights” means those Intellectual Property Rights owned by, or licensed to SMUD. vii. [RESERVED]. B. License i. Grant. In consideration of the fees payable to SMUD pursuant to Section 4 hereof, and subject to the terms and conditions of this Agreement, SMUD hereby grants to Licensee, and Licensee hereby accepts, a revocable (for cause), perpetual, non-transferable, non-sublicensable, non-exclusive, limited right and license (“License”), solely under the DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 4 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm SMUD IP Rights, to use implementations of the Electrification Valuation Tool as part of the Deliverable. ii. Marking. Licensee agrees to appropriately mark all SMUD IP Rights, as applicable and consistent with then-current applicable law on patent and/or copyright marking in the manner required to preserve the rights of SMUD as the intellectual property owner. iii. No Other Rights. Except as expressly set forth in this Section 7.B., no rights or licenses are granted by SMUD to Licensee under any patents or other intellectual property rights, whether expressly or by implication, estoppel or otherwise. All rights not expressly granted by SMUD to Licensee under this Section 7.B. are reserved by SMUD. C. Restrictions. Licensee agrees to the following restrictions on the Electrification Valuation Tool. Failure to adhere to these restrictions may result in the revocation of the License at the sole and unilateral discretion of SMUD with or without notice to Licensee, except as specifically set forth herein: i. SMUD will make the Electrification Valuation Tool available only as part of and as necessary to use or operate the Deliverable and not as part of any third party products or services. ii. Licensee may not reproduce or transfer the Electrification Valuation Tool, or any copy, adaptation, transcription, or merged portion thereof, except as expressly permitted in writing by SMUD. iii. Licensee shall not modify, correct, adapt, translate, enhance or otherwise prepare Derivative Works or improvements of the Electrification Valuation Tool, nor make any updates to the data/database used by the Electrification Valuation Tool, including but not limited to updates to the data, tables, layouts, or schema, except as expressly permitted in writing by SMUD. iv. Licensee will not disclose or distribute any source code or underlying design or implementation of the Electrification Valuation Tool to any third party or permit any reverse engineering, decompilation or disassembly thereof. Licensee will not (and will not permit any third party to) use the Electrification Valuation Tool or any source code or underlying design or implementation (or any portion thereof) to develop or commercialize any product, software or service that competes with or provides substitute functionality for the Electrification Valuation Tool. Licensee agrees not to market, sell, offer to sell or disclose the Electrification Valuation Tool. v. SMUD is and will at all times remain the sole and exclusive owner of all right, title, and interest in and to all the Intellectual Property Rights in the Electrification Valuation Tool, including Documentation, and all modifications, customizations, and enhancements thereof (including ownership of all trade secrets and copyrights pertaining thereto and/or any rights in Derivative Works or improvements relating thereto), subject only to the rights expressly granted by SMUD hereunder. DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 5 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm vi. By accepting delivery of the Deliverables, Licensee acknowledges that SMUD claims and reserves all rights and benefits that are afforded under federal copyright law in the Electrification Valuation Tool, including Documentation. vii. Licensee’s obligations hereunder remain in effect for as long as it continues to possess or use the Electrification Valuation Tool, including Documentation. D. Implementation of Electrification Valuation Tool. Licensee shall be solely responsible for, and except for any consulting support or advisory services specifically contracted for in Schedule 1, SMUD shall have no obligation or liability with respect to, any support or maintenance with respect to the Electrification Valuation Tool included in a Deliverable. Licensee will comply with all applicable laws in connection with such activities, and will not engage in any deceptive, misleading, illegal or unethical practices. E. No License. Licensee has no right or license to use SMUD’s trademarks, service marks, trade names, logos, symbols or brand names. 8. CONFIDENTIAL INFORMATION AND DATA SECURITY REQUIREMENTS A. The parties shall execute the Non-Disclosure Agreement attached as an Appendix to this Agreement (“Non-Disclosure Agreement”) before exchanging any confidential information or data under this Agreement, as such confidential information is defined in the attached Non- Disclosure Agreement (“Confidential Information”). B. SMUD shall have the right for the full duration of time that Licensee is in possession or control of any Confidential Information, to conduct an audit of Licensee’s compliance with the data security and/or non-disclosure provisions of this Agreement. C. No SMUD data is to be downloaded, stored, copied, transferred or removed from SMUD systems to another party’s system or medium without the prior written approval of the SMUD Information Security Officer. D. All SMUD information technology systems are monitored for acceptable use. Licensee acknowledges that there is no expectation of any right to privacy in any such materials and data stored, processed, transmitted and /or maintained on SMUD property. Such material and data are subject to inspection and can be confiscated by SMUD at any time, with or without notice and with or without password protection. 9. REPRESENTATIONS AND WARRANTIES A. Licensee represents, warrants and covenants to SMUD that: i. Licensee has the right to enter into this Agreement, to grant the rights granted herein and to perform fully all of Licensee’s obligations in this Agreement; ii. Licensee’s entering into this Agreement with SMUD and Licensee’s performance of its obligations under this Agreement do not and will not conflict with or result in any breach or default under any other agreement to which Licensee is subject; and DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 6 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm iii. Licensee and its employees shall devote sufficient resources to enable SMUD to perform the Services in a timely and reliable manner. B. SMUD represents, warrants and covenants to Licensee that: i. SMUD has the right to enter into this Agreement, to grant the rights granted herein and to perform fully all of SMUD’s obligations in this Agreement; and ii. SMUD’s entering into this Agreement with Licensee and SMUD’s performance of its obligations under this Agreement do not and will not conflict with or result in any breach or default under any other agreement to which SMUD is subject. iii. EXCEPT AS EXPRESSLY SET FORTH IN THIS AGREEMENT, THE SMUD IP RIGHTS ARE PROVIDED BY SMUD WITHOUT WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR ANY OTHER WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED. SMUD MAKES NO EXPRESS OR IMPLIED REPRESENTATION OR WARRANTY THAT THE SMUD IP RIGHTS WILL NOT INFRINGE ANY OTHER PATENT, COPYRIGHT, TRADEMARK OR OTHER RIGHT. iv. Nothing in this Agreement is or shall be construed as: (1) an obligation to bring or prosecute actions or suits against third parties for intellectual property infringement; or (2) an obligation to furnish any New Developments, know-how, technology, or technological information not initially provided in Electrification Valuation Tool. 10. INDEMNIFICATION A. Indemnification by Licensee. Subject to all claim limitations and other protections afforded Licensee by law, Licensee will defend (with counsel reasonably acceptable to SMUD) against any third party claims and will unconditionally protect, indemnify, and hold harmless SMUD, and its past, present and future directors, officers, representatives, agents, and employees (each, a “SMUD Party”), from and against any and all losses, damages, claims, liabilities, judgments, actions, settlements, lawsuits, fines, levies, assessments, penalties, interest, costs and expense (including without limitation, reasonable attorneys’ and other professionals’ fees, expert witness fees, and other costs and expenses in connection with any claim, action, suit or proceeding brought against SMUD or a SMUD Party) which SMUD or any SMUD Party may incur, suffer, or become liable for, attributable to, or arising out of: i. Any breach of any representation, warranty, or obligation under this Agreement by Licensee or any of Licensee’s directors, officers, agents, representatives, employees, subcontractors, or permitted assigns (each a “Representative” and collectively “Representatives”); ii. Any claim that Licensee’s use of the Electrification Valuation Tool in combination with any hardware, software, system, network, service or other matter whatsoever that is neither provided by SMUD nor authorized by SMUD in this Agreement (including the Documentation), infringes any patent, copyright, trademark, trade secret, or other proprietary right of a third party, except to the extent that SMUD is liable for inducement or contribution for such infringement; DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 7 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm iii. Any negligent acts or omissions, misapplication, misuse, including recklessness or willful misconduct by or on behalf of Licensee or any of Licensee’s Representatives, with respect to the Electrification Valuation Tool or Documentation or otherwise in connection with this Agreement; and iv. Any use of the Electrification Valuation Tool or Documentation by or on behalf of Licensee, or any of Licensee’s authorized users that is outside the purpose, scope or manner of use authorized by this Agreement or the Documentation, or in any manner contrary to SMUD’s instructions. The indemnification set forth in this section shall survive the termination of this Agreement. B. SMUD WILL NOT BE LIABLE FOR ANY LOST PROFITS, COSTS OF PROCURING SUBSTITUTE GOODS OR SERVICES, LOST BUSINESS, FOR ANY INDIRECT, INCIDENTAL, CONSEQUENTIAL, PUNITIVE, OR OTHER SPECIAL DAMAGES SUFFERED BY LICENSEE, SUBLICENSEES, JOINT VENTURES, OR AFFILIATES ARISING OUT OF OR RELATED TO THIS AGREEMENT FOR ALL CAUSES OF ACTION OF ANY KIND (INCLUDING TORT, CONTRACT, NEGLIGENCE, STRICT LIABILITY AND BREACH OF WARRANTY) EVEN IF THE PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. SMUD’S TOTAL AGGREGATE LIABILITY TO LICENSEE SHALL IN NO EVENT EXCEED TWENTY-SEVEN THOUSAND FIVE HUNDRED DOLLARS ($27,500.00). 11. AUDIT RIGHTS A. Audit Procedure. Licensee shall maintain, for a period of three (3) years following the termination of this Agreement, records in connection with the Services received hereunder (including any books, records and accounts regarding Licensee’s use of the Electrification Valuation Tool under this Agreement), with the exception of Confidential Information as governed by Section 12.C. SMUD may, upon SMUD’s request and expense, and with reasonable notice, inspect and audit Licensee’s use of the Electrification Valuation Tool under this Agreement at any time during the Term and for a period of three (3) years thereafter. Licensee shall make available all such equipment, information and personnel, and provide such cooperation and assistance, as may reasonably be requested by SMUD with respect to such audit. Such audits shall be performed either by SMUD personnel or by an independent third party whom SMUD may use for the purpose of making such audits. SMUD and Licensee shall establish procedures for performing such audits and shall preserve the confidential and proprietary status of audited documents and information. B. Results of Audit. If the audit determines that Licensee’s use of the Electrification Valuation Tool does not comport with the usage permitted by this Agreement and/or Licensee’s obligations under this Agreement, Licensee shall take immediate steps to bring itself into compliance with the Agreement. Licensee’s failure to do so will constitute grounds for termination for cause of the Agreement as set forth in Section 12. 12. TERMINATION A. [RESERVED]. DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 8 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm B. Termination for Default/Breach. SMUD may terminate this Agreement for cause, without liability to SMUD. As used in the preceding sentence, "cause" may include, but not necessarily be limited to, Licensee’s material default or breach of any provision of this Agreement and the Licensee fails to cure the default/breach within 30 days of written notice by SMUD describing the default/breach. Should Licensee fail to cure the default/breach within 30 days of the written notice, SMUD may provide written notice to the Licensee indicating the reason for termination and the effective termination date. Upon notice of termination on the effective date, Licensee shall immediately cease use of the Electrification Valuation Tool under this Agreement. Notwithstanding anything to the contrary contained herein, SMUD shall not be liable for any cost or expense incurred by Licensee after termination of this Agreement. Licensee shall not be entitled to receive any consequential damages as a result of early termination. C. Licensee’s Obligations Upon Termination. Upon expiration or termination of this Agreement, or at any other time upon SMUD’s written request, Licensee shall promptly: i. Return to SMUD all software, tools, equipment or other materials, if any, provided by SMUD for Licensee’s use; ii. Deliver to SMUD all tangible documents and materials (and any copies) containing, reflecting, incorporating or based on the Confidential Information; iii. Permanently erase all of the Confidential Information from Licensee’s computer systems; and iv. Certify in writing to SMUD that Licensee has complied with the requirements of this section. 13. EQUAL EMPLOYMENT OPPORTUNITY Licensee shall not discriminate against any employee or applicant for employment contrary to the provisions of applicable state and/or federal antidiscrimination laws. Licensee shall ensure that this requirement is applied to applicants and employees in actions including, but not limited to recruiting, hiring, working conditions, benefits, training programs, promotions, layoffs or terminations, use of SMUD or Licensee facilities, and all other terms and conditions of employment. 14. DISPUTE RESOLUTION, ATTORNEYS’ FEES A. Any legal suit, action or proceeding arising out of or based upon this Agreement or the transactions contemplated hereby may be instituted in the federal courts of the United States of America or the courts of the state of California, and each party irrevocably submits to the jurisdiction of such courts in any such suit, action or proceeding. The parties irrevocably and unconditionally waive any objection to the laying of venue of any suit, action or any proceeding in such courts, or to the exercise of personal jurisdiction by such courts, and irrevocably waive and agree not to plead or claim in any such court that any such suit, action or proceeding brought in any such court has been brought in an inconvenient forum. It is further agreed that service of process in any such litigation may be made in the manner provided for in the Federal Rules of DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 9 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm Civil Procedure or in any other manner provided for in said rules for service upon a person outside the State of California. B. [RESERVED]. 15. GENERAL PROVISIONS A. Amendment. No amendment, modification or supplement to this Agreement shall be binding on any of the parties unless it is in writing and signed by the parties in interest at the time of the modification. B. Assignment; Successor and Assigns. Licensee shall not assign any rights, or delegate or subcontract, any obligations under this Agreement without SMUD’s prior written consent. Any assignment in violation of the foregoing shall be deemed null and void. Subject to the limits on assignment stated above, this Agreement will inure to the benefit of, be binding upon, and be enforceable against, each of the parties hereto and their respective successors and permitted assigns. C. Captions. None of the captions of the sections of this Agreement shall be construed as a limitation upon the language of the sections, said captions having been inserted as a guide and partial index and not as a complete index of the contents of such sections. D. Public Entity Laws. Licensee acknowledges that SMUD is a political subdivision of the State of California, formed under and governed by the California Municipal Utility District Act, and accordingly is a public agency subject to California laws. The terms of this Agreement and all of SMUD’s rights and obligations hereunder are subject and subordinate to SMUD’s compliance with such California laws. SMUD similarly acknowledges that Licensee is a political subdivision of the State of Colorado, and is a public agency whose powers, obligations and liabilities are subject to Colorado laws and a municipal charter. E. Entire Agreement/Integration. This Agreement and all Schedules, Appendices, and Exhibits hereto, as well as agreements and other documents referred to in this Agreement constitute the entire agreement between the parties with regard to the subject matter hereof and thereof. This Agreement supersedes all previous agreements between or among the parties. There are no agreements, representations or warranties between or among the parties other than those set forth in this Agreement or the documents and agreements referred to in this Agreement. F. Further Assurances. The parties to this Agreement agree to execute and deliver all such other instruments and take all such other actions that may be reasonably necessary from time to time to effectuate the transactions contemplated by this Agreement and carry out the purposes of the agreements contained herein. G. Notices. All notices, reports, records or other communications that are required or permitted to be given to the parties under this Agreement shall be sufficient in all respects if given in writing and delivered in person, by telecopy (provided it is followed by overnight courier), by overnight courier or by registered or certified mail, postage prepaid, return receipt requested, to the receiving party at the address set forth on Schedule 1 hereto or to such other address as such party may have given to the other party by notice pursuant to this subsection. Notice shall be deemed given on the DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 10 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm date of delivery, in the case of personal delivery or telecopy, or on the delivery or refusal date, as specified on the return receipt, in the case of overnight courier or registered or certified mail. H. Remedies Not Exclusive. No remedy or election hereunder shall be deemed exclusive but shall, wherever possible, be cumulative with all other remedies at law or in equity. I. Severability. If any term, provision, covenant or condition of this Agreement is held by a court of competent jurisdiction to be invalid, void or unenforceable, the remainder of the provisions of this Agreement shall remain in full force and effect and shall in no way be affected, impaired or invalidated so long as the provision, covenant or condition determined to be invalid, void or unenforceable does not materially alter the essential terms of this Agreement. J. Survival of Terms. The provisions of Sections 7, 8, 10, 11, 12, 14, 15, Schedule 1, and the Non-Disclosure Agreement of this Agreement shall survive the expiration or termination of this Agreement. K. Third Party Beneficiaries/Parties in Interest. This Agreement and all conditions and provisions hereof are for the sole and exclusive benefit of the parties hereto and their respective successors and assigns and are not intended for the benefit of any other person. L. No Waiver. No waiver of any of the provisions of this Agreement shall be deemed, or shall constitute, a waiver of any other provisions, whether or not similar, nor shall any waiver constitute a continuing waiver. No waiver shall be binding unless executed in writing by the party making the waiver. M. Counterpart, Facsimile Signatures. This Agreement may be executed in multiple counterparts and by facsimile or electronic signature, each of which shall be deemed an original and all of which together shall constitute one instrument. [signature page follows] DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 11 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm ACCEPTED FOR ACCEPTED FOR CITY OF FORT COLLINS, COLORADO, a Colorado municipal corporation SACRAMENTO MUNICIPAL UTILITY DISTRICT By: By: Name: Gerry Paul Name: Nicole Howard Title: Purchasing Director Title: Chief Customer Officer Date: Date: Attachments Appendix Schedule 1 Appendix Non-Disclosure Agreement Approved as to form: Approved as to form: __________________________________ __________________________________ SMUD Legal, Sr. Attorney ATTEST: __________________________________ DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 4/30/2020 Assistant City Attorney ll 5/8/2020 City Clerk SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm 12 APPENDIX - SCHEDULE 1 Services Description and Compensation 1. Agreement Termination Date. This Agreement shall terminate on the later of the end of business on that date 6 months after the Effective Date (as stated on the first page of the License and Service Agreement) or September 30, 2020. 2. Services. 2.1 Scope of Work. SMUD will: a. Phase 1: Electrification Valuation Tool I. SMUD will provide Fort Collins Utility with an Electrification Valuation Tool (“Tool”), including an electrification planning spreadsheet with descriptions of each tab and instructions to enter the Tool’s required inputs. II. SMUD will provide an executive summary of the output based on the information Fort Collins Utilities has input into the Tool. b. Phase 2: Advisory Services I. SMUD will provide up to thirty (30) hours total of consulting support services. These services will be available for six (6) months starting from the Effective Date. The thirty (30) hours of consulting support services is exclusive of the travel time for one (1) on-site visit to Fort Collins, CO. 2.2 Deliverables. a. Electrification Valuation Tool, including an electrification planning spreadsheet. b. Executive summary of the Tool’s output based on Licensee’s input. 3. SMUD Contract Manager and Administrator. SMUD Contract Manager: Sandra Kopp (916) 732- 6926 Contract Administrator: Tasha Crawford (916) 732- 6205 4. Project Schedule. a. Electrification Valuation Tool will be delivered to Licensee within two (2) weeks after the Effective Date. b. Consulting support hours must be used no later than six (6) months from the Effective Date. DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 13 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm 5. Compensation. Licensee will compensate SMUD at the rate(s) set forth below: Phase 1: Electrification Valuation Tool Cost A. Electrification Valuation Tool with instructions $16,500 Total Phase 1 $16,500 Phase II: Advisory Services A. Up to 30hrs Advisory Services $8,500* B. Travel expenses for one (1) round-trip to Fort Collins Not to exceed $2,500 Total Phase II $11,000 Total project (Phase I and Phase II) $27,500 * Advisory Services Cost does not include reimbursement for travel expenses. Travel expenses for one (1) round-trip to Fort Collins will be billed separately, and not to exceed $2,500. 6. Maximum Compensation. SMUD’s compensation under this Agreement shall not exceed $27,500. 7. Additional Provisions. [RESERVED]. 8. Notice Addresses. If to SMUD: If to Licensee: Dejona Lopez John Phelan Energy Services Sr. Manager 6201 S Street, #B357 Fort Collins Utilities Sacramento, CA 95819 222 LaPorte Ave., PO Box 580 916-732-5331 Fort Collins, CO 80521 dejona.lopez@smud.org jphelan@fcgov.com DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 14 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm APPENDIX - CONFIDENTIALITY AND NON-DISCLOSURE AGREEMENT This Confidentiality and Non-Disclosure Agreement (“NDA”) is entered into as of this 6th day of April, 2020, by and between the Sacramento Municipal Utility District (“SMUD”), a political subdivision of the State of California, with its principal executive offices at 6201 S Street, Sacramento, CA 95817-1899, and the CITY OF FORT COLLINS, COLORADO, a Colorado municipal corporation, with its principal executive offices at 300 LaPorte Avenue, Fort Collins, Colorado (“Licensee”); referred to collectively as "Parties" and individually as "Party." In connection with 4500121322 (“Agreement”) between SMUD and Licensee, SMUD is furnishing Licensee with certain Confidential Information that is either non-public, confidential, and/or proprietary in nature. For the purposes of this NDA, “Confidential Information” is all (a) information furnished by SMUD and labeled as “confidential,” “trade secret,” or “proprietary” and, if disclosed orally, summarized in written format within thirty (30) calendar days of disclosure and identified as “confidential,” “trade secret,” or “proprietary,” (b) information furnished by SMUD that is not labeled as “confidential,” “trade secret,” or “proprietary,” but which after disclosure SMUD notifies Licensee as being “confidential,” “trade secret,” or “proprietary,” or (c) the data listed in Attachment A. If Licensee receives notification under subsection (b) above, Licensee shall then immediately label such information as “confidential,” “trade secret,” or “proprietary.” SMUD shall retain all ownership rights over its Confidential Information. In order to receive the Confidential Information, Licensee agrees to the following conditions: 1. The Confidential Information will be kept confidential and shall not, without SMUD’s prior written consent, be disclosed by Licensee its directors, officers, agents, representatives, employees, subcontractors, or permitted assigns (each a “Representative” and collectively “Representatives”), in any manner whatsoever, in whole or in part, and shall not be used in any manner directly or indirectly by Licensee or its Representatives, other than in connection with providing services under the Contract. Moreover, Licensee agrees to reveal the Confidential Information only to Licensee Representatives who need to know the Confidential Information for the purpose of providing services under the Agreement, who are informed by Licensee of the confidential nature of the Confidential Information, and who shall agree to act in accordance with the terms and conditions of this NDA. Licensee shall be responsible for any breach of this NDA by Licensee or its Representatives. 2. During the term of this NDA, if any additional information is required to fulfill Licensee’s obligations in connection with the Agreement, SMUD will label or identify such information as “confidential,” “trade secret,” or “proprietary,” or update Attachment A to list the additional Confidential Information. All revisions to Attachment A shall be countersigned by SMUD and Licensee prior to SMUD sending the Confidential Information. 3. Without SMUD’s prior written consent, except as required by law, Licensee nor its Representatives will disclose to any person the fact that the Confidential Information has been made available to such Licensee or its Representatives. DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 15 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm 4. Licensee will use, and ensure that each Licensee Representative uses, commercially reasonable efforts to maintain the confidentiality of Confidential Information. Within thirty (30) calendar days of termination of the Agreement, unless directed to retain or return Confidential Information by SMUD, any and all Confidential Information in the possession or control of Licensee or its Representatives shall be destroyed in accordance with this section. When destroying Confidential Information stored electronically, including but not limited to servers, workstations, laptops, databases, electronic mail backup tapes or other system backup media (“Electronic Data”), Licensee shall use appropriate data deletion methods, consistent with technology best practice standards, to ensure the Electronic Data cannot be recovered. If Electronic Data cannot be immediately deleted or removed from backup media, temporary retention is allowed, so long as the backup media are maintained in confidence, not readily accessible to unauthorized access, and the Electronic Data are overwritten in the ordinary course of business in a manner that cannot be recovered. All paper documents that contain Confidential Information, whether received from SMUD or reproduced by Licensee or its Representatives must be shredded using at least a cross-cut shredder or pulverized. 5. Licensee must provide a letter of certification to the SMUD Project Manager (below) substantially in the form of Attachment B to this NDA and signed by an officer of the company attesting to the destruction or return of the Confidential Information in conformance with this NDA. Sandra Kopp Sacramento Municipal Utility District 6301 S Street, Mailstop A102 Sacramento CA 95817 6. If there is a breach of confidentiality of Confidential Information, Licensee will notify the SMUD Information Security Officer by email and telephone without unnecessary delay using the contact information provided below. Licensee agrees to cooperate with SMUD in identifying the extent of which Confidential Information has been exposed and the measures necessary to limit further exposure of Confidential Information. SMUD Information Security Officer Email: InformationSecurity@smud.org Telephone: 916-732-5200 7. The term “Confidential Information” shall not include such portions of the Confidential Information which (i) are or become generally available to the public other than as a result of a disclosure by Licensee or its Representatives, or (ii) become available to Licensee or its Representatives on a non-confidential basis from a source other than SMUD who is not prohibited from disclosing such information to Licensee or its Representatives by a legal, contractual, or fiduciary obligation, or (iii) the disclosing Licensee or its Representatives knew prior to disclosure as evidenced by such Licensee or its Representatives’ written records; or (iv) is disclosed under the order or requirement of a court, administrative agency, or other governmental body or is otherwise required by law to be disclosed DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 16 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm including, but not limited to, the California Public Records Act and Colorado Open Records Act, or (v) has been independently developed by Licensee or its Representatives without access to or use of SMUD’s Confidential Information. 8. In the event that Licensee or its Representatives or anyone to whom Licensee or its Representatives transmits the Confidential Information pursuant to this NDA becomes legally compelled to disclose any of the Confidential Information, Licensee will provide SMUD with prompt notice so that SMUD may seek a protective order or other appropriate remedy and/or waive compliance with the provisions of this NDA. In the event that such protective order or other remedy is not obtained, or that SMUD in writing waives compliance with the provisions of this NDA, such Licensee or its Representatives will furnish only that portion of the Confidential Information which such Licensee or its Representatives is advised by opinion of counsel is legally required, and will exercise industry best practices to obtain reliable assurance that confidential treatment will be accorded the Confidential Information. 9. Licensee acknowledges that remedies at law may be inadequate to protect against breach of this NDA, and Licensee hereby in advance agrees to the granting of injunctive relief in SMUD’s favor without proof of actual damages in addition to, and not in lieu of, all other remedies available to SMUD. 10. Licensee further acknowledges that no failure or delay by SMUD in exercising any right, power, or privilege hereunder shall operate as a waiver thereof, nor shall any single or partial exercise thereof, or of any other grant, power, or privilege hereunder, so operate as a waiver. 11. Any disputes regarding this NDA shall be resolved in accordance with the dispute resolution provisions of the Agreement. 12. Upon the termination of the Agreement, all Confidential Information obtained under this NDA shall be destroyed pursuant to Sections 4 and 5 above. Notwithstanding such termination, the obligations of Licensee and its Representatives to protect the confidentiality of the Confidential Information shall survive in perpetuity. 13. This NDA further applies to Confidential Information already disclosed to Licensee by SMUD prior to the date of this NDA. By signing this NDA, Licensee certifies that any Confidential Information already disclosed to Licensee by SMUD has not been disclosed to a third party. This previously disclosed Confidential Information is under the same obligations and restrictions as stated in this NDA. 14. This NDA, together with the Agreement, represents the entire agreement of the Parties pertaining to the subject matter of this NDA, and supersedes any and all prior oral discussions and/or written correspondence or agreements between the Parties with respect thereto. DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 17 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm IN WITNESS WHEREOF, each Party has caused this NDA to be executed by its respective, fully authorized representative as of the date first written above. SACRAMENTO MUNICIPAL UTILITY DISTRICT By: Title: Date: CITY OF FORT COLLINS, COLORADO, a Colorado municipal corporation By Gerry Paul Title: Purchasing Director Date: Approved as to form: __________________________________ ATTEST: __________________________________ DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 4/30/2020 Chief Customer Officer Assistant City Attorney ll 5/8/2020 City Clerk SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 18 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm Attachment A Confidential Information 1. The Electrification Valuation Tool and any of the content and formulas in the Tool 2. Instructions on how to use the Electrification Valuation Tool DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0 SACRAMENTO MUNICIPAL UTILITY DISTRICT AGREEMENT NUMBER 4500121322 APRIL 15, 2020 19 Agreement - Sacremento Municipal Utility District.docx Services Agreement 11012012.dotm Attachment B Letter of Certification <ENTER COMPANY NAME> <ENTER COMPANY ADDRESS> <Date> <SMUD CONTRACT MANAGER> Sacramento Municipal Utility District 6301 S Street, <ENTER MAIL STOP NUMBER> Sacramento, CA 95817 RE: Letter of Certification: <Destruction>/ <Return> of SMUD Confidential Information Pursuant to the Non Disclosure Agreement between <ENTER COMPANY NAME> and SMUD dated, <DATE>, all SMUD Confidential Information has been <destroyed>/<returned> in accordance with the provisions of the Non Disclosure Agreement. <Signature of Officer of Company> <Printed Name of Officer of Company> <Telephone number of Officer of Company> DocuSign Envelope ID: 75C77208-9158-4D91-B59E-B5EB5382B3E0