Loading...
HomeMy WebLinkAboutCORRESPONDENCE - PURCHASE ORDER - 9190260DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Utilities City of ~ tColli~ electric · stonnwater · wastewater · water 222 Laporte Ave. DATE: TO: MEMORANDUM December 27, 2018 PO Box 580 Fort Collins, CO 80522-0580 970.212.2900 VfTDD: 711 utilities@fcgov.com fcgov. com/utilities Jeff Mihelich, Deputy City Manager ~ 1/11/2019 THROUGH: r-~ . 12/31/2018 Kevin R. Gertig, Utilities Executive Director ~ FROM: John Phelan, Energy Services Manager ~ 12 128 12018 RE: Peak Partners 2019 Scope of Work with Itron DEM Jeffs signature and approval are requested on the attached document • Scope of Work - Fort Collins Utilities The purpose of this agreement is to extend Itron DEM services into calendar year 2019. Itron DEM provides a range of services including demand response equipment, IntelliSOURCE platform cloud hosting, IntelliSOURCE software platform maintenance, customer care ( call center plus centralized office), field services for demand response equipment installation and hardware maintenance, home energy monitoring commissioning services plus analytics regarding demand response event performance and forecasting curtailable load potential. All these activities are performed as part of the Peak Partners portfolio of activities. Please feel free to contact John Phelan or Pablo Bauleo if there are any questions or if additional information is desired. CC: @ Pablo Bauleo, Sr. Energy Services Engineer ~ John Phelan, Energy Services Manager ~ Lisa Rosintoski, Deputy Director, Utilities G_ 12/28/2018 12/28/2018 12/28/2018 Cyril Vidergar, Assistant City Attorney II Gerry Paul, Director, Purchasing r=~ 12/31/2018 ,;i''"i:::> 1/9/2019 ~ DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 PROJECT TITLE: Peak Partners CONTRACTOR: Itron DEM WORK ORDER NUMBER: PO NUMBER: 9180205 DESCRIPTION: CHANGE ORDER N0.12 k Cttyof !Eolli~ 1. Reason for Change: Extending operations, software support and field services 2019 2. Description of Change: Extension of Field and Operation Services 3. Change in Work Order Price: $593,528.00 4 . . Completion Date (if changed) : ORIGINAL WORK ORDER PRICE TOTAL APPROVED CHANGE ORDER TOTAL PENDING CHANGE ORDER TOTAL THIS CHANGE ORDER TOTAL % OF THIS CHANGE ORDER TOTAL C.0 .% OF ORIGINAL WORK ORDER ADJUSTED WORK ORDER COST Date: $4,039,347.00 $ 2,040,672.00 $141 ,134.09 $593,528.00 9.7% 14.69% $ 6,673,547.00 CONTRACTOR: Itron DEM By: -------------- Name: ____________ _ Title: REVIEWED: REVIEWED: REVIEWED: REVIEWED: Pablo Bauleo, Sr. Energy Services Engineer ~~ellan, Energy Services Manager ~ OocuSlgned by: cJ..a- "a~gsffitoski , Deputy Director, Utilities yrifVi"aergar, Assistant City Attorney II REVIEWED: j ~~Ooc..,Slg=.,.u ::.•~,..,.., ,C\ -~~~------- ~€~ff7mitig, Utilities Executive Director ACCEPTANCE: ~~~/lI; Purchasing Director (if greater than $60,000) D t ae: 12/_28/ __2018 ___ _ D t ae: _12/_28/ _2018 ___ _ Date: 12/ 28/ 2018 Date: 12/ 31/ 2018 Date: 12/31/ 2018 1/9/ 2019 Date: ______ _ DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4097 SCOPE OF WORK Fort Collins Utilities Author: Austin Chambers Date: December 4, 2018 Itron 2111 N. Molter Road Liberty Lake, WA 99019 USA www.ltron.com DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work This Scope of Work ("SOW') is intended to provide a basis for mutual agreement between Itron , Inc. ("Itron") and The City of Fort Collins, Colorado, a Municipal Corporation, by and through Fort Collins Utilities Department ("Customer'') for the Peak Partners Program (" Project') . This SOW will document the agreed upon scope, solution/services to be provided, and roles/responsibilities for the Project to be performed and delivered in 2019. This SOW is entered into as of the last date of signature below ("Effective Date") with an expiration date of December 31 , 2019 and is governed by the terms and conditions of the Master Services Agreement for Utility Service Demand Response Solution Services, dated December 18, 2013 between the parties, as amended (collectively, the "Agreement'). If there is a conflict or inconsistency between this SOW and the Agreement, the terms of this SOW will control. The Parties previously entered into a "Scope of Work - Fort Collins Utilities", dated December 20th, 2017 and wish to now supersede and replace such document with this SOW instrument, dated December 4, 2018. Deliverable products and services described in this instrument shall apply only to products and services delivered after the Effective Date; all terms and conditions of prior statements of work and/or the Agreement, shall remain in full force and effect as to products and services delivered pursuant to the Agreement prior to the Effective Date of this SOW. Contemporaneous with this SOW, the Parties are entering into a separate Scope of Work for a "Bring Your Own Thermostat" program, the terms of which shall not affect performance or delivery of products or services described in this SOW. Both statements of work will be ruled by the original Agreement. This SOW is subject to funding availability in the annual appropriation of 2019 by City of Fort Collins, subject to Fort Collins City Council approval. IN WITNESS WHEREOF, the Parties have caused this SOW to be executed by their duly authorized representatives. THE CITY OF FORT COLLINS, COLORADO Q DocuSlgned by: By: :'f!r0~~~ SIGNATURES ITRON, INC. By: Jeff Mihelich Robert Farrow Name: --------------- Name: --------------- Deputy City Manager Title: --------------- 1/11/2019 Date: ---------------- ATTEST: Title: __ v_P_T_r_e_a_s_u_rY __________ _ Date: 12/27/2018 Fort Collins Renewal SOW 2018-11 -28 Confidential Page 1 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work 1 PROJECT IMPLEMENTATION 1. Itron Responsibility Itron will manage the Project under direction of Customer, including delivery of all corresponding work by its employees and its subcontractors consistent with the Agreement. The Project will be managed/led by ltron's Project manager and other key personnel that form ltron's Project implementation team. ltron's Project implementation team will provide the following: 1.1. General a) Coordinate all Itron activities defined within this SOW. b) Receive written approval by pre-authorized representative of the Customer for any additional scope of work or change orders following the processes as described herein. Manage the amendments to this SOW. c) Answer general questions and provide Project implementation oversight and leadership. d) Coordinate the management of the Project's transition between phases. Ensure that the planned phases of the Project are completed on schedule and on budget through Project closure. e) Develop a Project escalation plan. f) Maintain quality of standards and documentation according to Project Management Institute (PMI) Standards. g) Seek and obtain Customer information and approvals pursuant to the agreed Project implementation and installation schedules. h) Provide Quality Assurance (QA) and acceptance delivery. i) Provide QA and acceptance of interfaces. j) Provide QA and acceptance of all customization and /or configuration delivered. k) Coordinate delivery of services and products in accordance with Customer requirements and applicable codes and standards. I) Develop and review lessons learned as required throughout the Project, but at a minimum at Project closure. 1.1.2. Schedule a) Using Project management best practices, implement a defined plan of action to complete the work in an organized and timely manner. b) Deliver to the Customer a Project plan that addresses the Project work activities showing dependencies that will be required for successful deployment. c) Create, track and update the Project schedule and agree upon common nomenclature for Project schedule milestones and tasks and method for maintaining the Project schedule. Provide weekly updates to the Project Schedule and action item list as part of weekly Project status report. d) Coordinate ltron's deliverables to Customer's third-party contractors, if any. Fort Collins Renewal SOW 2018-11 -28 Confidential Page 2 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 /Iron e) Coordinate all Itron-provided training. 1.1.3. Resources Scope of Work a) Manage and coordinate ltron's Project resources, including subcontractors, to complete Project tasks. b) Designate a Project manager who shall be responsible for the coordination of all work as defined in the SOW and for the communication between the Itron and Customer. c) Provide Project team introductions and contact information , review of Project goals, communication protocol , schedule verification, expectations, identification of individual areas of responsibility and Project overview. d) Manage the entry and exit of all Itron resources, including subcontractors, so that such entry and exit of resources does not adversely impact the Project Schedule. 1.1.4. Meetings a) Lead , facilitate or participate in Project meetings, as agreed to with Customer's Project implementation team, to coordinate Project activities between the parties, including, but not limited to Project kick-off meetings, weekly Project status review meetings, other Itron coordination meetings, monthly and quarterly business review meetings and critical issue resolution meetings. b) Track ltron's action items and manage action items through resolution. c) Provide an agenda prior to meetings. d) Make executive sponsor available via phone, email , and face-to-face meetings with the Customer Project team. 1.1.5. Reports and Documentation a) Provide a Project status report weekly in the format defined by Customer. b) Provide Project documentation as required by the Agreement and in this SOW, including all Project closure documentation. c) Provide reports in Customer-provided template. d) Develop and maintain Project control documentation. 1.1.6. Risks and Issues a) Identify, capture and develop risk mitigation strategies for Project risks. Track and manage risks through a risk register document and provide weekly updates of the risk register to the Customer's Project implementation team as a part of the weekly Project status report. b) Identify, capture and manage resolution for Project issues. Track and manage Project issues through an issues log document and provide a weekly update of the issues log to the Customer's Project implementation team as a part of the weekly Project status report. 1.1. 7. Cost Management a) Provide accurate, timely data on progress and expenditures to allow effective cost control. b) Manage and coordinate invoice activities related to payment milestones. Fort Collins Renewal SOW 2018-11-28 Confidential Page 3 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB384097 Scope of Work c) Manage invoice issues and errors. d) Alert the Customer Project manager as to outstanding invoices or accounting problems. e) Provide required documentation for travel expenses, including, but not limited to itemized receipts. 1.1.8. Operations Management a) Coordination of call center, marketing, installation, and hosting services. b) Creation of operational status reports. c) Resolve scheduling and resource conflicts. 1.2. Customer Responsibilities a) Provide a Project manager who is the single authorized point of contact for the Itron Project manager to work with, to lead the Customer's Project implementation team and who will represent the interest of the Customer in the implementation of the Project including the organization and delivery of Customer information to Itron in a timely manner as well as the review and acceptance of Itron documentation and testing, throughout the life of the Project. b) Coordinate all Customer activities related to the Project. c) Provide management and/or subject matter expertise regarding functionality. d) Provide personnel having the appropriate domain expertise. who can provide information requested by Itron during the requirements phase to support the Project solution development and requirements specifications. e) Sign-off for acceptance of requirements specifications, and test in a timely manner pursuant to mutually agreed schedule. f) Provide final review of QA and acceptance delivery. g) Provide final review of QA and acceptance of interfaces. h) Provide final review of QA and acceptance of all customization and /or configuration delivered. 1.3. Joint Responsibilities a) Review Project implementation requirements in the Agreement and the SOW to understand contractual commitments. b) Create efficient paths of communication between Customer and Itron teams, including prioritizing communication requests made to their respective teams. 2 Customer Care Customer Care encompasses many facets of support in addition to just call volume. Close collaboration and tight integration needed with the Customer, Itron Program Management, Program Support Personnel and Field Services to deliver quality service. All these facets are necessary to maintain great end customer satisfaction for the Project. 2.1.1 Itron Responsibilities (for Non-EV Charging Station Scope) Itron will be providing installation and/or maintenance of Demand Response (DR) devices at end customer premises. Devices include the Directlink Wi-Fi based Programmable Communicating Thermostats ("Stats") and Directlink Wi-Fi or Cellular based Digital Control Units ("DCU's"). A maximum of thirty-three (33) work Fort Collins Renewal SOW 2018-11-28 Confidential Page 4 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work orders -involving a truck roll- per month will be fulfilled as per the Field Services-Fixed line item listed in Section 6 (Pricing) Unused work orders will be tracked in a "bank" and available for use in future months. In a single calendar month, no more than fifty (50) work orders can be contained in the "bank" and no more than seventeen (17) work orders can be withdrawn from the "bank. " Any monthly work orders exceeding the combined thirty-three (33) (from Field-Services-Fixed) and the seventeen (17) available to be withdrawn from the "bank" will be charged as follows: $150 per work order $70 per Multi-Dwelling-Unit work order (10 work order minimum) Any work orders remaining in the "bank" at the end of the term of this SOW will not be carried into any additional or future SOW terms. a) Itron will recruit, organize, and train qualified and certified installers in order to have sufficient personnel to meet the mutually agreed installation schedule. b) Itron will provide scheduling, coordination and dispatch of field resources. c) Itron will schedule installation of devices directly with end customers at the time of enrollment or soon after enrollment occurs. d) Itron will offer three (3) scheduling windows for normal business days Monday through Friday; 1) 8:00AM to 11 :OOAM; 2) 11 :ODAM to 2:00PM; and 3) 2:00PM to 5:00PM. e) ltron's field technician will call end customer fifteen (15) minutes prior to arrival at the end customer's premise. f) In the event the end customer is a participant in the Customer's legacy load control program, ltron's field technician will remove existing devices and dispose of such devices in a dedicated recycle dumpster provided by the Customer at the Customer's facilities. g) ltron's field technician will complete installation in a neat and professional manner. h) ltron's field technician will perform commissioning, data input and validation of devices to verify that the device is working and communicating with lntelliSOURCE. i) ltron's field technician will assist end customer with the initial set-up of programming and operating schedule for the thermostat. j) In the case where a legacy end customer decides to not to participate in any program, ltron's field technician will remove legacy equipment and rewire end customer's equipment to original condition. ltron's field technician will dispose of such devices in a dedicated recycle dumpster provided by the Customer at the Customer's facilities. k) Itron field technicians will wear Itron-provided uniforms with logos mutually approved by the parties. I) Itron field technicians will wear visible Customer-provided employee identification badges when on Customer or end customer premises. m) Itron field technician's vehicles will display appropriate signage as required by state and local codes and as mutually agreed by the parties. Fort Collins Renewal SOW 2018-11-28 Confidential Page 5 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work n) Itron shall obtain Customer's approval for use of the Customer logos for display on uniforms, vehicles, badges or materials. o) Itron will be responsible for the installer's work, including all payments, risks, and associated obligations. p) Itron will determine how and whether problematic installation cases should be resolved, including determinations to refuse installations (" Turndowns") for equipment compatibility or other reasons. q) For each installation, Itron will: 1. Inspect and make minor repairs (fuses, thrown breaker) to the air conditioning units at no charge in order to meet electrical code before devices can be installed. However, HVAC service will not be performed. 2. Install all devices and necessary components for the Project. 3. Provide and apply a label on each device indicating a number to call for customer service and support if provided. 4. Record a serial number from each device installed using a mobile hand held field tool. 5. For thermostat installation, mount the thermostat in the same location as the end customer's existing thermostat with the least effect on aesthetics while allowing proper functioning of the devices. 6. Make equipment installations in such a manner as to minimize alterations to the current structure. 7. Verify that the air conditioning and load control units function correctly r) Permits, Licenses, and Inspection Fees 1. It is not anticipated that there will be a need for any permits, licenses, or third-party installation inspections for the thermostats, however, permits may be required to install load control switches on water heaters. To the extent such permits, license, or third-party inspection fees are instituted during the term of this Agreement, those costs will be passed through directly to Customer for payment. s) Installer Training 1. Itron will train installers prior to the commencement of any installations. 2. Itron will supply training and installation manuals to Itron personnel describing the proper installation techniques and will inform personnel of the objectives of the Project. A focus on customer service and safety will also be part of the training. · 3. Itron will highlight all known and relevant differences (concerning installation), and furnace/air conditioning incompatibility issues and will document these items with the installation teams. 4. Itron will conduct supplemental training sessions and/or provide timely updates to the installation teams whenever Itron detects recurring installation problems that have similar repeatable solutions. t) Site Clean Up Fort Collins Renewal SOW 2018-11-28 Confidential Page 6 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work 1. Itron will collect and responsibly dispose of any trimmed wire clippings, unused screws or brackets, hazardous materials and any other material waste that may result from the installation of the device. u) Installation Tracking - Itron will utilize lntelliSOURCE to track all installations. Itron will provide: 1. A database system that will track end customers through the Term of the SOW. 2. The system will produce work orders for each participant enrollment. 3. The system will produce efficient routes that the technicians will follow for installation of the devices. 4. Once the device has been installed, the work order will be entered with the information from the device installation and this information will be tracked. 5. As other operations become necessary such as temporary or permanent removal, quality control inspections or service calls, the system will track these additional events and send this information to the Customer as required. 6. The systems will also track "could not install" cases and device inventory. 7. Itron will supply management reports, and audit trail features, from these systems on a periodic basis. 8. Any issues, damage to end customer property, or personnel issues raised by the Customer or end customer will be reported promptly to Itron Project management staff and Customer Project manager, which will include an investigation, with corrective action, and an incident report created and provided to Customer. v) Turndown Procedures - Itron will make every effort to successfully complete the installation. However, there are instances where the technician cannot complete the installation once they arrive at the end customer's home. These will include the following: 1. The end customer is not at home when technician arrives. 2. No one over eighteen (18) years of age is at home. 3. The end customer requests to reschedule appointment upon arrival. 4. The end customer has incompatible or non-working equipment. 5. The end customer does not have working secure Internet access. 6. The end customer changes their mind at the time of installation. In the event the technician arrives at the end customer's home but cannot complete the installation based on any of the items above, the technician will note on the work order the reason for the Turndown. w) Installations or Repair work orders that are cancelled and do not involve a truck roll will not be billed to the Customer. Fort Collins Renewal SOW 2018-11-28 Confidential Page 7 of 19 DocuSign Envelope ,,~ ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work 2.1.2 Itron will perform the following tasks to maintain Customer-owned Electric Vehicle (EV) charging stations: 1. Provide call center support to receive Customer calls for troubleshooting EV charging station functionality. 2. Provide field technician dispatch services as needed to inspect and perform basic troubleshooting steps. Itron will not be responsible for repairing functional components of the EV charging stations but will replace parts as available and necessary to restore functionality. 3. Perform quarterly inspections of all units (up to 30 total units) to confirm functionality and condition. Inspection results will be tracked in lntelliSOURCE for each device. 4. Provide a call log in lntelliSOURCE to track call resolution and history for each device. 2.2 Itron Responsibilities (for Call Center Support) 1. Continue using previously developed call scripts to guide Call Center Representatives ("CSRs") to enroll end customers into the program and schedule an installation. Sample scripts are included in Exhibit P - Call Center Training Guide Policies and Procedures of the Agreement. 2. Continue using previously developed answers to frequently asked questions ("FAQ") in order to ensure consistent responses to end customer questions. 3. Continue using the toll-free Project-specific phone number. 4. Provide inbound call answering for calls directed to the DR program call-in number. 5. Schedule work-orders per Section 2 of this SOW. 6. Call Center (CC) Overview. Itron shall provide a primary point of contact for matters concerning installation, appointment scheduling or end customer problem resolution relating directly to the DR Project. ltron's CC will also support requests for claim investigations. 7. Performance. ltron's CC shall provide the same level of customer service provided by Customer's CC and expected by Customer's end customers. ltron's CC uses a target service level goal of answering seventy five (75%) percent of calls within thirty (30) seconds with less than five percent (5%) of abandoned calls on a monthly basis. 8. Call Screening. ltron's CC employs live interaction for each call and has silent monitoring and call recordings available for all calls it receives. Itron can provide monitoring live via dial-in or Customer may request a specific day for monitoring and Itron can upload the subject calls to a designated SFTP location. 9. Hours of Operations. ltron's CC is available 8AM-6PM Mountain Prevailing Time, Monday-Friday. Some percentage of calls are received after normal CC operating hours. End customers may need to reschedule installation appointments or report a problem after an installation after normal business hours. If a customer calls the CC outside of normal business hours, they will have the option to be transferred to the on-call technician. If significant call volumes dictate changes to these hours of operation, the parties will discuss and reach mutual agreement to modify or change accordingly. For purposes of this Section 2.2, "significant call volume" shall mean 200% of historical call volume based on the preceding twelve-month period. 10. CC Location. It is vital to provide Customer's end customers with representatives that are knowledgeable and whose speech patterns are easily understood. Customer expects that ltron's Fort Collins Renewal SOW 2018-11 -28 Confidential Page 8 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB384097 Scope of Work CC employee(s) will attain some basic information and knowledge of the Customer community. ltron's representative's first language shall be English, however Spanish speaking CSRs will also be available when needed. Third-party interpretive services may be made available as required at additional cost to Customer. 11 . Policies and Procedures. Itron shall provide, and Customer shall review with the opportunity to comment on, ltron's CC policies, procedures, and training manual. The CC Training Guide - Policy and Procedure will be made available to Customer. The Customer must approve all call scripting prior to implementation. 12. Call Volume & Staffing. a. Scope. ltron's CC shall be staffed to meet the expected call volumes in support of the this Project. b. Staffing. ltron's CC shall employ all CS Rs and call center supervisors as required to cover the inbound calls/emails from end customers and the outbound calls to end customers for appointments and other reasons. Itron will typically provide a minimum of one CSR FTE (Full Time Equivalent) for this effort, and also employ additional operators to handle overflow situations, high call volumes and after-hour requests. Itron is responsible to continually monitor the volume and adjust the staff as needed. c. Customer Service Representative (CSR). The following list contains key elements of the CSR job description. i. Answer inbound calls ii. Answer inbound emails iii. Conduct outbound calls iv. Process enrollments v. Schedule appointments vi. Answer questions regarding the Project. vii. Provide troubleshooting to offline devices, IHD's, and Electric Vehicle charging stations. vii i. Handle end customer inquiries, quality of service, and day to day tracking of workforce proximity. d. Escalation. ltron's CSR supervisors manage all CSR operators. In case of escalation, all calls will be escalated to a lead supervisor who will take over the call. ltron's CC utilizes a defined escalation process and will provide the documented process, working jointly with Customer to modify if necessary. All escalations that result in a ticket will be tracked and can be reported to the Customer. e. Separation. Customer reserves the right to separate CC employees that it identifies as poor performers. To comply with this right, Itron agrees to allow Customer to listen to any call via recording. In the event that an employee has substandard performance, Customer can request the employee be counseled or, in the event of an incident that demands instant removal from the Project, Itron will support these requirements. Itron employees that require counseling more than once will be removed from the Project. Customer shall make requests for removal of Itron employees to ltron's Project manager. Fort Collins Renewal SOW 2018-11 -28 Confidential Page 9 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work 13. Customer Communications a. Primary Languages. Itron CC shall employ representatives that are fluent in English and Spanish. b. Other Languages. For end customers who speak languages other than English or Spanish, ltron's CC reps working on this Project will be supported with the assistance of third-party translation/interpretive services at additional cost to Customer. c. Hearing & Speech Impaired. Itron currently requests that callers with these unique services use a third-party TTY service, as Itron does not currently maintain these services. As an alternative, Itron may route these calls to the Customer Call Center for assistance. In this latter scenario, the Itron CSR would stay on the line and assist the Customer CSR with the inquiry. d. Scripts. Itron shall create specific scripts for use on the Customer Project that cover all anticipated end customer interactions. ltron's CC reps shall use web-driven scripts to guide them through the call process. Changes to its scripts can be as simple as making changes to the call flow and then updating the display text. Itron shall provide, and Customer shall review with an opportunity to comment on, ltron's CC scripts. e. Message Retrieval. Itron shall provide 24-hour message retrieval services. Itron shall include its process for retrieving and responding to regular and after-hours messages in its CC Policies and Procedures. f. Alternate Communications. Itron shall maintain the capability to provide alternative end customer communications capabilities that include the use of email and the Internet. 14. Customer Calls a. Call Referrals/ Transfers. ltron's CC shall provide the capability to conduct "warm" call transfers to/from Customer call center. The parties will work together to establish guidelines for "warm" transfers. b. Routing of Non-Project Calls. Itron intends to answer all calls within normal hours and handle/route accordingly. For after-hours calls, Itron will use its IVR of which the creation process will be jointly developed by Itron and Customer to appropriately handle or transfer calls as necessary. c. Customer Contact Information. Itron shall provide Customer with a record of all communications between Itron and Customer's end customers. Customer will have access to lntelliSOURCE to view all remarks, contacts, or logs of communications from ltron's customer management system. d. City Manager and City Council Complaints. End customers desiring to complain to the City Manager or City Council must be directed to the correct contacts for such complaints. Customer will provide Itron with the necessary contact information to be provided to the end customer. City Manager and City Council complaint calls must be logged separately, and the log forwarded to Customer with high priority. All tickets resulting from a complaint to the City Manager or City Council will be sent directly to the Customer Project manager. e. Emergencies. Itron shall refer end customers to the appropriate emergency authorities in the event of an emergency (e.g. end customer calls to report an unsafe condition, etc.). Itron shall comply with referring Customer's end customers to the appropriate emergency Fort Collins Renewal SOW 2018-11 -28 Confidential Page 10 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 10/1/2013 10/2/2013 1()(.312013 10/412()13 Wee Total Scope of Work authorities in the event of an emergency situation, and implement those instructions on its messaging system and messaging services. f. Call & Quality Monitoring. ltron's CC shall support call monitoring including recording both voice and data, quickly and easily, for the purposes of QA monitoring and agent evaluations. Blind monitoring by Itron supervisors shall be available. Customer can monitor ltron's phone conversations with end customers remotely using recorded calls. i. Itron shall utilize a computerized call monitoring function and shall tabulate results for individual agents and various departments/Projects. ii. Itron shall provide call recordings to Customer in Wave file format. ii i. Itron will provide Customer with a record of all communications between Itron CSRs and Customer's end customers daily, including all remarks, contacts or logs of communications. iv. Any calls or incidents that relate to injuries and/or fatalities of any persons or pets shall trigger special notification and call escalation from Itron to Customer Project manager, due the critical and sensitive nature of such issues. g. Quality Assurance. There may be situations where an end customer will call Customer regarding an exchange between the end customer and the Itron representative. These situations will require the ability for Customer to review the actual conversation. ltron's CC shall meet the following minimum system requirements. All calls will: i. Be recorded; ii. Be cataloged by date, time, complaint or phone number; iii. Be maintained for a minimum of ninety (90) days with the option to hold specific calls for a longer period as necessary; iv. Have the ability to be queried by date or phone number. h. Customer Satisfaction i. Customer Satisfaction Surveys. Customer may conduct periodic end customer satisfaction surveys regarding the communications between the end customer and ltron's CC. Itron shall implement an end customer feedback system that captures end customer compliments, complaints and suggestions and that implements a process to address each item. Itron shall be required to collect and report the following statistical call data on an ad-hoc interval. Itron will provide two types of reports monthly: the ACD Report and Disposition Report, examples of which are shown below: ..264 .. 260 ACD Report All 4 ..... Sample -1.5~ - 0 1.5~ 10 18:51:33 3:20:17 307 261 95.00" 219 217 2 0.91" 0.46" 10 17:49:05 2:42:06 341 296 94.47" 215 212 3 1.40" 1 0.93" 8 15:03:49 2:34:28 256 300 95.75" 222 221 1 0.45" 0 0.45" 12 18:11:44 2:44:50 341 296 93.67" 920 910 10 1.0~ 2 0.87 .. 10 69:56:11 11:21:-41 322 277 94.73 .. Fort Collins Renewal SOW 2018-11 -28 Confidential Page 11 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Itri Scope of Work .... __ Disposition ,.,, Report Sample ·- &1Dllt·~1111 ,_,, 1 _,, ,,._,, _,, ,, ,, ------_a.__ _..._.-rc.,_--.-.....ta.- .- .._..:. _ c.1,- .- - .....-.,... .,~sa__ .. _ ,.,..H11111•,...•.........., - .• • • 0 1 1 . ll • • 0 I 2 I ff • • • • • • .• • • • • 1 . .101 u .• • 1 2 , .,21 21 1l .• .• . . ...• • • 1 . . . .." 0 • 0 .I . . N II • • • 0 0 " ·- - GOt 12) ." •• • . .,.·- 1- ..u",...., ..,.._ ,.... . . .' . .............. , .................................... • I 0 2 • 2 I 2 " 20 1 • • ' 2 > .. ...... .......,..,._........, .. ........,w-•,....,...,.. ... ..,.,..., • I • ·- -----_.-...o.,...diMI ............-.- - ...._ --........... ...,- ._ .......·- ...r..·- .. . . ._ OnlN.c............_....... . ........................-..... -..........~, .. ... . ....,...., ........... ..........,..e... . llt. ..-.., ... • 0 • 0 2 , 1 , ' I .• • • 0 0 0 2 ' I . .• • • • • • l • I . .,• • I 2 • I > I . , •?...• I • • ' 2 . . . t .....• • • l • , . . . . • ..•• " • • • • I . . .XI • • • ' 0 0 0 t , ,I) • • • • 0 0 0 0 . .."." 60 '5 .• .I ... . . ' . 11.·- ....·- D11'1• u ........0ft ........ . . . . --.......- ..- ...... ...:, ...... ,0 0 , 0 0 • • • l • • • 1 • 1 • 0 0 0 ' 1 . '·", ........" . . " " .. ... •• ... .. .. ... .. _ ......... ~ .. , ........ • , , ,......OIi ................ 2 2 • • • .... . .., . 1t'I 1S .• . ,• . 320 ... ·- -""'""-·"'- 1 • 1 22 71 )I 59 17 1S ... .JAt% __ -.l..-.C,.. ,-,, 0.....0,..- ,., ..... 0 0 I • • 0 • • • • • 2 0 J 2 • • ' • I • • 0 • • 0 22 • • ·- ·- ISl'll --.(lWllttMIIOecOlll ,.Wlll&,...._..,-MtU••n.- . IM(... .'-Jfl. ..,lllllkllOI._.-..- .. . ..............,........, .. n • 0 • • " • • • 0 .• • • . .• • • . ,• • 1 . 12 • • • " • • • " • • 0 n • • • ".• 0 . ' ·- ·- ........ . .·- .__ -- ".2 ". ' 111 • t .• • ., . ~ • l2 • • - . ..1 . . .120 ..t . .. , ".JO • .' . 061 ff " 1 .." ,, .. . . "JI) .1 .1 . , ·- ·- .... ._ .. ii. Satisfaction Measurements. Itron CC shall implement suitable measures and metrics to achieve 90% satisfaction (i.e. 90% of end customers ranking customer service at the highest levels) and include this in its Call Center Policies and Procedures. i. Call Center Audit Audit by Customer. Customer shall have the right to periodically audit ltron's CC operations either remotely or on-site at its call center facility. ltron's CC systems shall also support the ability to remotely review any of the recorded calls. This can be done quarterly, monthly or even hourly. 2.3 Customer Responsibilities Customer will perform each of the following tasks: 1. Provide review and approval of call scripts and FAQs. 2. Provide a direct phone number to transfer end customer calls to Customer that are misdirected to the Project call-in number. 3. The Customer's call center will transfer Project-related calls to the dedicated Project call-in number. 3 ONGOING SOFTWARE MAINTENANCE AND MANAGEMENT 3.1 Software Support Detailed terms are found in attachment Exhibit A of the Agreement. 3.1.1 Incident and Defect Management Fort Collins Renewal SOW 2018-11-28 Confidential Page 12 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work Detailed terms are found in Exhibit A of the Agreement. 3.2 Application Hosting and Management 3.2.1 General. Itron will provide server, database, storage and application administration for the environments as well as related back office network circuits and components. Itron will monitor lntelliSOURCE 24x7x365. When an Incident triggers an alert, Itron will communicate with the Customer as set forth below, track the Incident, troubleshoot the problem, and escalate to ltron's subject matter experts or third-party vendors as needed, pursuant to the agreed incident management process in Exhibit A. Customer will cooperate with reasonable requests that Itron makes as part of its efforts to respond to Incidents. 3.2.1.1 Planned System Changes. For any planned system change related to any aspect of the back office, Itron will follow the mutually agreed change management process. Such change will be implemented during a maintenance or as the parties otherwise agree. 3.2.1.2 Urgent System Changes. Itron will notify the Customer by email and phone in advance of any emergency system change ("Urgent System Change") related to any aspect of the back office. However, Itron will execute an Urgent System Change even if no representative of the Customer is reached or responds to such attempted notification before the Urgent System Change commences. In such case, Itron will notify Customer by email and phone within four (4) hours after completion. 3.2.2 Customer Duty to Alert Itron of Expected or Current Downtime. Customer will promptly notify Itron Customer Support by telephone if the Customer experiences any downtime or material performance degradation in lntelliSOURCE, or plans any downtime of any device, component or function that lntelliSOURCE depends upon or communicates with (lntelliSOURCE-Related Assets of Customer"). lntelliSOURCE-Related Assets of Customer include, but are not limited to, any of the back-office systems with which Itron has integrated lntelliSOURCE as well as Customer network components serving such back-office systems and load management devices. Each such incident in which Customer notifies Itron of problems with lntelliSOURCE related assets of the Customer will be categorized as a Critical Problem per Exhibit A to assure highest priority communication within Itron, but will not trigger any Itron response time or resolution obligations, or any Itron continuing communications or management escalation activities, nor will the Incident be included among the Priority 1 Incidents that are counted and subject to Service Level monitoring and management pursuant to Exhibit A of the Agreement. Customer will promptly notify Itron Customer Support by telephone upon the resolution of each such Incident. 3.2.3 Maintenance by Itron: 3.2.3.1 Back Office Maintenance Windows. In accordance with the established change management procedures, Itron will perform maintenance on back office hardware and software during two maintenance windows ("Maintenance Window'') per week, each at a regularly scheduled time to be mutually agreed, and each lasting four (4) hours unless otherwise agreed. The Maintenance Window will always be available, but not always used, and when used, will not always be used for all four (4) hours. One Maintenance Window per week is for Customer-specific maintenance, and one Maintenance Window per week is for changes that must be made to lntelliSOURCE environments across multiple Itron clients. Fort Collins Renewal SOW 2018-11 -28 Confidential Page 13 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work 3.2.3.2 Preventive Maintenance. Itron will perform preventive maintenance on lntelliSOURCE during mutually agreed upon maintenance windows. 3.2.3.3 lntelliSOURCE Software Maintenance (Updates installation). When Itron releases updates for lntelliSOURCE modules pursuant to Exhibit A of the Agreement. , various functions within lntelliSOURCE may not be available during the update installation. Itron will provide reasonable advanced notice to Customer prior to any update installations and will be scheduled at a time that is mutually agreeable to both parties. 3.2.3.4 lntelliSOURCE Urgent Software Change. Itron will attempt to notify Customer by email and phone in advance of any Urgent Software Change regarding the lntelliSOURCE application. However, Itron will execute an Urgent Software Change even if no representative of the Customer is reached or responds to such attempted notification before the Urgent Software Change commences; in such case, Itron will notify Customer by email and phone within four (4) hours after completion . 3.2.4 Backups and Restoration of Data. Each Business Day, Itron will conduct daily backups of the data generated from lntelliSOURCE. 3.2.5 Application Site to Site Tunnel Monitoring and Management 3.2.5.1 General. Itron will provide administration for the dedicated site to site VPN circuit and monitor these resources 24x7x365. Itron will execute such administration and monitoring remotely from the Network Operation Center (NOC). When an Incident triggers an alert, Itron will communicate with Customer as set forth in Exhibit A of the Agreement and escalate to ltron's subject matter experts or third-party vendors as needed, pursuant to the agreed incident management process. Customer will cooperate with reasonable requests that Itron makes as part of its efforts to respond to incidents. 3.2.5.1.1 Itron Responsibilities. a) Reports. lntelliSOURCE provides built-in reports regarding the health and performance of the devices. b) Planned System Changes. For any planned system change related to any aspect of monitoring and management of ltron's site to site VPN described in this task, such change will be implemented during a Maintenance Window, or as the parties otherwise agree. c) Urgent System Changes. Itron will notify the Customer by email and phone in advance of any Urgent System Change regarding ltron's site to site VPN. However, Itron will execute an Urgent System Change even if no representative of Customer is reached or responds to such attempted notification before the Urgent System Change commences; in such case, Itron will notify Customer by email and phone within four (4) hours after completion. 3.2.5.1.2 Customer Responsibilities. Customer will cooperate with reasonable requests that Itron makes as part of its efforts to respond to incidents. 3.2.5.2 Connectivity. Fort Collins Renewal SOW 2018-11 -28 Confidential Page 14 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Itri Scope of Work Itron will pay for expenses associated with Internet connectivity at its location and will provide ongoing monitoring and management of the network and communication equipment to maintain the connection between the primary data center at Itron and Customer-selected AMI head-end. Itron will use this secure connection to access the AMI head-end to control the Customer's devices and to connect to Customer back office systems. Any additional VPN connection that the Customer may require can be configured or installed and maintained at the Customer's expense. The Customer will monitor and maintain any dedicated redundant access method (e.g., T1 , DSL, etc.) it chooses to install. 4 SOLUTION DELIVERY 4.1 Native App lntelliSOURCE Customer Portal Module provides a branded Native App ("Native App") which allows end customers to download, from the Apple iTunes and Google Play stores, an app that allows push notifications and location-based services to their smart phone. The native app supports all the current features of the Customer portal. 4.1.1 Implementation of Native App 4.1.1.1 Assumptions and Dependencies: lntelliSOURCE Customer Portal Module v23 or higher. - End customer has access to the Customer portal with valid login. 4.1.1.2 Itron Tasks and Milestones: Setup branding for Customer Native App. Install secure cert for Customer push notifications. Itron Regression testing Test impact to Customer portal settings and features. Test installing Native App on iPhone. Test installing Native App on Android phone • Test push notifications. Verify branding. Setup Native App tips 4.1.1.3 Deployment Submit to Apple iTunes store and Google Play store. Verify Native App is available in the Apple iTunes store. Verify Native App is available in the Google Play store. 4.1 .1.4 Project Implementation Effort - Itron Solution Delivery: lntelliSOURCE/Customer Portal deployment and setup. - Itron responsibilities: Setup Native App in Apple iTunes store. Setup Native App in Google play store. Fort Collins Renewal SOW 2018-11-28 Confidential Page 15 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work Geo-coded end customer locations (i .e. the latitude and longitude for each end customer listed in the prospect file) - Customer responsibilities: - Publicly accessible privacy policy page. 4.1.1.5 Scope In Scope Native App push notifications. Native App Customer branding Support for latest two (2) versions of iOS and Android. 4.2 Location Holds (Geo Fencing) Location-based services can automate the setting of away holds on a thermostat when the home is unoccupied by determining when a registered smartphone is outside of the home's "geofence." Multiple devices per household can be used to drive automated away operations. Automated away holds follow the same value as the away hold functionally. 4.2.1 Implementation of Location Hold 4.2.1.1 Assumptions and Dependencies: lntelliSOURCE Customer Portal Module v23 or higher - End customer has access to the Customer portal with valid login. Native App installed on smartphone. - Customer must "opt in" from the Native App 4.2.1.2 Itron Tasks and Milestones: 4.2.1.3 Itron regression testing Test impact to Customer portal settings and features. Test Customer portal settings page Project Implementation Effort Itron Solution Delivery: These items are performed per the Customer Portal Module instance. lntelliSOURCE/Customer Portal deployment and setup. 4.2.1.5 Scope - In Scope Default radius of the geo fencing is one (1) kilometer. This is configurable at a system level - Out of Scope Individual changes to the geo fencing rad ius. 4.2.1.6 Reports • Set up reporting based on reports in Section 5 (Marketing and Recruitment Services) 5 MARKETING AND RECRUITMENT SERVICES Fort Collins Renewal SOW 2018-11-28 Confidential Page 16 of 19 DocuSign Envelope ID: DOFEE428-6902-4414-B968-6F6BCB384097 Scope of Work Itron will provide marketing management, creative services, and other associated enrollment services, as needed, including website maintenance and preseason notifications, in Q1 of 2019. The marketing services will be divided in two categories: Fixed Marketing Services: This will include the following during 2019: • Sixty (60) hours of marketing management and website maintenance, inclusive of participation at weekly meetings. • Forty (40) hours of creative services for the production of marketing collateral and development of creative concepts, as needed for supporting the Project in 2019. • Up to 4,000 direct mail pieces in two (2) tranches of approximately 2,000 touches each. Total Fixed Marketing Services: $32,918 Variable Marketing Services: Customer will have the option to leverage the Itron marketing team of eight (8) professionals who will assist Customer in developing a marketing strategy, creative concepts, and execution of approved marketing plans. The pricing table in Section 6 provides the Variable Marketing Pricing Matrix that will be used for determining costs for activities and services not included under Fixed Marketing Services. Itron Marketing will develop the pricing proposal based on requests from Customer and will execute only upon receipt of written authorization for all Variable Marketing Services requested. Services not listed in the matrix can be provided upon request. Total Variable Marketing Services:$ Variable 5.1 Native App Enrollment Services End customers who use the thermostat Customer portal will automatically have access to Native App and geofencing functionality. Itron will alert these end customers of this access and encourage them to activate both features. The alerts will also educate end customers about where to download the Native App for both iPhone and Android. Itron will not be paid for geofencing marketing services until certain volumes of Customer's premises use the feature. Geofencing usage is defined as enabling "geofencing" via the downloaded app (granting the app to use the device's location) and using that geofencing for at least ninety (90) days. This pay-for-performance pricing schedule, including premise volumes up to the total target of 500 geofencing users, is detailed in Section 6 (Pricing). Itron will set up two (2) reports to support: • Tracking the adoption of geofencing overall (to support pricing described above) • Tracking the resulting propagation of location-based away holds on the end customer's thermostat. 6 PRICING Fort Collins Renewal SOW 2018-11-28 Confidential Page 17 of 19 DocuSign Envelope ID: DOFEE42B-6902-4414-B968-6F6BCB3B4D97 Scope of Work Jan-19 Feb-19 Mar-19 Apr-19 May-19 Jun-19 Jul-19 Aug-19 Sep-19 Oct-19 Nov-19 Dec-19 2019 Total Extension - Fixed Field Services - Fixed Call Center $4,250 $4,250 $5,586 $5,586 $4,250 $4,250 $4,250 $4,250 $5,586 $5,586 $5 ,586 $5,586 $4,250 $4,250 $4,250 $4,250 $4,250 $4,250 $5,586 $5,586 $5,586 $5,586 $5,586 $5,586 Frog ram llllarketing Operations $1 ,468 " $1,468 "$16,768 " $1,468 " $1,468 " $1 ,468 fl' $1 ,468 " $1 ,468 " $1 ,468 " $1 ,468 " $1,468 " $1,468 $50,996 $67,026 $32,918 Saas - Softw a re Cellular Corrm . mications 75 rr 801 Therrrostats Total Extension - Fixed $1 6,418 $1 81,283 $2,550 $9,685 $221 ,239 $16,418 $16,418 $0 $0 $2,550 $2,550 $0 $0 $30,272 $45,572 Variable Marketing Pricing Matrix: 101&-19 CREATIVI SERVICES PRIC!NG $16,418 $16,41 8 $16,418 $0 $0 $0 $2,550 $2,550 $2,550 $0 $0 $0 $30,272 $30,272 $30,272 $16,418 $16,418 $1 6,41 8 $0 $0 $0 $2,550 $2,550 $2,550 $0 $0 $0 $30,272 $30,272 $30,272 $16,418 $16,418 $0 $0 $2,550 $2,550 $0 $0 $30,272 $30,272 $16,418 $0 $2,550 $0 $30,272 $197,020 $181,283 $30,600 $9,685 $569,528 PRINTING DESCRIPTION 1,000 5,000 10,000 50,COO iDw-ect M~iJ Pacb_ge Out:E,r Enwlo,pi; 21p.c1ge, Let!!!r TrifO'ld BrochuTe 85 X 11 trifold Small Brochure 35 X 6foldl!d OoorH~nger x 10L d e cut 1PostC:ud 25x6 :020 FS I no l'eply ca rd 8~ x 11, no reply card, heavier stodt 0 2D FSI w/Reply Card 85x1 5 w/ pedoratE!d B RC, heavie,r stock !Bil mert 3.7Sx&875 1Ma ilho.u:se Servi-ces lnserti~. adctess,irc, seal ire Per USPS Postal Ra1es+10% lilan<lirQ o~e Swiness Reply Cud Re·tlnl Postage & Handling EMAIL MARKETING DESCRIPTION Send E rrail 1D parti::~ntst prospecis SERVICE .Marketing/ OeativeServk es Hour'ly Rate Stoc,k lm~ e s 0.05/email $1,00Dset-14> fee ilreach email ca~ aia;n I • <ii:91#•@ I Marb!tirg services; collateral development Pictures and graphic elements used in col l.atera I NOTE! Paperstodc used forprintcoll ateral isa comnodi!)t and prices are si.tjecttofluttuatec Marketing of Geofencing (per Section 5) $1.25 $1.26 $1.16 $1.59 $0..92 $1.33 $1.75 $1.15 $700min. charge $0.75 PRIONG $500 to $7 5CV I mag_e Values listed below are one-time payment based on the first time the milestone is reached. Total Premises using Geofencing (number of users) Milestone Payment Fort Collins Renewal SOW 2018-11-28 250 400 $4,800 $7,200 [End] Confidential $0.66 $033 S0,!7 $~76 $036 ,- $0.l& $0.65 $02.9 $0 .15- $0.~ SQ..-28 $020 $0.43 $037 $0.1.9 $0.7S $034 $021 $0.79 $057 $0.46. $0.26 $0.16, $000 $0.15 so.ii $0D7 $0 75 $0.75 $0.75' ... 500 $12,000 Page 18 of 19