HomeMy WebLinkAboutPINNACLE PUBLIC FINANCE - CONTRACT - RFP - 7197 LEASE PURCHASE FINANCING 2011 (3)FIRST AMENDMENT TO STANDARD MASTER LEASE AGREEMENT
This First Amendment to Standard Master Lease Agreement (this “Amendment”) is
entered into this 2nd day of December, 2014, by and between Pinnacle Public Finance, Inc.
(“Lessor”) and the City of Fort Collins, Colorado, a home rule municipal corporation (“Lessee”).
The Lessor and Lessee are hereafter sometimes jointly referred to as the “Parties”.
RECITALS
WHEREAS, the Lessor and Lessee have previously entered into that certain “Standard
Master Lease Agreement” dated February 15, 2011 (the “Agreement”); and
WHEREAS, each “Schedule of Equipment” attached as Exhibit “A” to the Agreement and each
corresponding “Payment Schedule” attached as Exhibit “B” to the Agreement, together constitute a
“Schedule”; and
WHEREAS, each Schedule and the terms and provisions of the Agreement, together
with all exhibits attached thereto and any amendments and modifications to the Agreement, are
incorporated by reference into each such Schedule and constitute under the Agreement a separate
and independent lease and installment purchase of the Equipment therein described and are
referred to as a “Lease” in the Agreement; and
WHEREAS, under each Lease, the Lessor leases to the Lessee certain “Equipment” as
identified in Section 1.1 of the Agreement, which Equipment includes motor vehicles; and
WHEREAS, Article V of the Agreement also grants the Lessee the option to purchase
any or all of the Equipment in accordance with the provisions of Article V of the Agreement; and
WHEREAS, Sections 1.3, 2.4, and 3.3 of the Agreement expressly provide that all of the
Lessee’s obligations under each Lease are subject to annual appropriation by the Lessee’s City
Council (the “Council”) for the funds needed to meet those obligations, which appropriation is
entirely within the Council’s sole discretion; and
WHEREAS, Section 3.3 of the Agreement provides that if the Council has not
appropriated the needed funds and the Lessee has not otherwise exercised its option to purchase
the Equipment, the Lessor is entitled to take possession of such Equipment; and
WHEREAS, consistent with the lease-purchase nature of each Lease, Section 1.2 of the
Agreement provides that during the term of each Lease, title to the Equipment will be in the
Lessor subject to any transfer of that title upon the Lessee’s exercise of its option to purchase any
or all of the Equipment as provided in Article V of the Agreement; and
WHEREAS, notwithstanding this statement in Section 1.2 of the Agreement that the
Lessor holds title to the Equipment, Section 1.2 also states: “Lessor and Lessee agree that the
Lessee shall be listed as owner on vehicle titles and shall be treated as the owner for all purposes
and it will not be necessary for Lessor to be listed as lienholder on vehicle titles”; and
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WHEREAS, the Lessee and Lessor now wish to clarify in this Amendment, that their
original (and current) intent in the Agreement for this motor-vehicle-title language in Section 1.2
was agreed to by the Parties solely for the purposes of: (1) establishing ownership of the
Equipment for federal tax purposes; (2) reducing the likelihood of the Lessor’s liability for any
civil claims that might arise from the Lessee’s use of the leased motor vehicles under the Lease;
and (2) for the Lessee’s administrative convenience in establishing clear title to such motor
vehicles when the Lessee does exercise its option under the Agreement to purchase any or all
such motor vehicles; and
WHEREAS, it is also not the Parties’ intention by entering into this Amendment to now
modify, change or in any way diminish the lease-purchase nature of the Agreement and each
Lease with respect to the motor vehicles leased under a Lease or to do so with respect to the
contingent nature of the Lessee’s obligations under each Lease being subject to Council’s annual
appropriation or to do so with respect the Lessee’s fully vested title ownership of the motor
vehicles being complete when the Lessee has exercised its option to purchase them under the
Agreement; and
WHEREAS, the capitalized words and terms used herein shall have the same meaning
given to them in the Agreement, except as expressly provided herein.
NOW, THEREFORE, in consideration of the mutual covenants and promises of the
Parties contained in this Amendment and other good and valuable consideration, the receipt and
adequacy of which are acknowledged, the Parties agree to the following terms and conditions of
this Amendment.
AGREEMENT
Section 1. That all of the recitals set forth above in this Amendment are hereby
incorporated into this Amendment and the Agreement, as amended by this Amendment, as
though fully set forth in the body hereof.
Section 2. That Section 1.2 of the Agreement is hereby amended to read in full as
follows:
1.2 Title
During the term of each Lease, title to the Equipment will be in Lessor subject to the
transfer to Lessee upon Lessee’s purchase of the Equipment as provided herein. Upon the
termination of the Lease for any reason other than Lessee’s purchase of the Equipment, title to
any Equipment not purchased by Lessee at the time of termination shall remain in Lessor.
Lessor at all times will have access to the Equipment for the purpose of inspection, alteration and
repair. Notwithstanding that Lessor holds naked legal title under each Lease until title has fully
vested in Lessee, Lessee and Lessor agree Lessee shall be the owner of the Equipment for federal
tax purposes and that during the Lease Term, Lessee shall have all the beneficial and equitable
rights of ownership and the associated obligations and liabilities including but not limited to
insurance, taxes, and maintenance associated with the Equipment. Lessee and Lessor further
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agree that Lessee shall be listed as “Owner” on the vehicle titles and shall be treated as the owner
for all the purposes stated herein. It will not be necessary for Lessor to be listed as lienholder on
vehicle titles. Upon the payment of all rent payable pursuant to Section 4.1 for the original term
and all renewal terms, or exercise of the option to purchase as specified herein, Lessor shall
immediately transfer title to any Equipment so purchased to Lessee, and Lessor’s interest in such
Equipment shall terminate. Following a non-appropriation of funds by Lessee or an event of
default by the Lessee under any Lease, the Lessee will, at the Lessee’s expense, execute and
deliver such additional instruments, certificates or documents, and will take all such actions as
the Lessor may reasonably request for the purposes of implementing or effectuating the
provisions of such Lease with respect to title in the Equipment vesting in Lessor or for the
purpose of more fully completing, perfecting, continuing, preserving or renewing the rights of
the Lessor with respect to the Equipment.
Section 3. That a new Section 1.4 is hereby added to the Agreement to read in full as
follows:
1.4 Title to Leased Motor Vehicles.
Notwithstanding the provision in Section 1.2 of the Agreement that the titles of the motor
vehicles leased by the Lessee under the Agreement will list the Lessee as the owner, the
Lessee and Lessor acknowledge that naked legal title of each such motor vehicle shall
remain in the Lessor unless and until the Lessee exercises its option to purchase the
motor vehicles in accordance with Article V of the Agreement. To further clarify that
this is the intent of the Parties, the Lessee agrees to promptly deposit with First National
Wealth Management, a division of First National Bank of Omaha, the “Escrow Agent”
identified in Exhibit “D” (“Escrow Agent”), the original of all of the State of Colorado
motor vehicle certificates of title now in the Lessee’s possession for the motor vehicles
leased under the Agreement and all original certificates of title the Lessee receives in the
future for motor vehicles it hereafter leases under the Agreement. Lessor and Lessee
shall also enter into an escrow agreement with the Escrow Agent which shall instruct the
Escrow Agent to safely keep and maintain all of the motor vehicle certificates of title
delivered into its possession. The escrow agreement shall also provide the following: (1)
in the event the Lessee notifies the Lessor under Section 3.3 of the Agreement of a non-
appropriation by the Lessee’s City Council of funds needed for any or all of the motor
vehicles leased under the Agreement, that the Escrow Agent shall have the Lessee’s
power-of-attorney to execute on behalf of the Lessee the assignments of title for each of
the certificates of title of the motor vehicles leased hereunder for which funds have not
been so appropriated; or (2) in the event that the Lessee has exercised its option to
purchase any or all of the motor vehicles leased under the Agreement, the Escrow Agent
shall return the original certificates of title for those motor vehicles to the Lessee and the
Lessee’s original power of attorney for each such motor vehicle. Lessee agrees to be
responsible for all costs incurred with the Escrow Agent with respect to the escrow
agreement.
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Section 4. That except as expressly amended in this Amendment, the Parties
agree that all of the other terms, conditions and provisions of the Agreement shall remain
unchanged and in full force and effect.
IN WITNESS WHEREOF, this Amendment has been executed by the Parties as of the
date and year first stated above.
PINNACLE PUBLIC FINANCE, INC.
By: ______________________________
Cathy Jimenez, Managing Director/SVP
THE CITY OF FORT COLLINS, COLORADO
By: __________________________________
Gerry Paul
Director of Purchasing & Risk Management
ATTEST:
Lessee:
_____________________________
Wanda Nelson, City Clerk
APPROVED AS TO FORM:
_____________________________
John R. Duval
Senior Assistant City Attorney
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