HomeMy WebLinkAboutRFP - 7640 MAX TICKET VENDING MACHINES - COLLECTION SERVICES7640 Max Ticket Vending Machines- Collection Services Page 1 of 39
REQUEST FOR PROPOSAL
7640 MAX TICKET VENDING MACHINES – COLLECTION SERVICES
The City of Fort Collins is requesting proposals from qualified firms to operate a cash collection
and counting service for all MAX Bus Rapid Transit (BRT) Ticket Vending Machines (TVM). A
key objective of this contract is to provide Transfort riders with the highest quality customer
service by maximizing the availability of Ticket Vending Machines at all times.
Proposals submission via email is preferred. Proposals shall be submitted in Microsoft
Word or PDF format and e-mailed to: purchasing@fcgov.com. If electing to submit hard
copy proposals instead, five (5) copies will be received at the City of Fort Collins' Purchasing
Division, 215 North Mason, 2nd Floor, Fort Collins, Colorado 80524. Proposals will be received
before 3:00 pm (our clock) on May 23, 2014 and referenced as Proposal No. 7640. If
delivered, they are to be sent to 215 North Mason Street, 2nd Floor, Fort Collins, Colorado
80524. If mailed, the address is P.O. Box 580, Fort Collins, 80522-0580.
The City encourages all disadvantaged business enterprises to submit proposals in response to
all requests for proposals and will not be discriminated against on the grounds of race, color, or
national origin.
Questions concerning the scope of the project should be directed to the Project Manager, Karl
Gannon, 970-416-2087, e-mail: kgannon@fcgov.com.
Questions regarding proposal submittal or process should be directed to Jill Wilson, Buyer, 970-
221-6216, email: jwilson@fcgov.com.
The deadline for submitting questions is on May 16, 2014. Please submit your questions
via email to the Project Manager, Karl Gannon, with a copy to Jill Wilson.
A copy of the Proposal may be obtained as follows:
1. Download the Proposal/Bid from the BuySpeed Webpage,
www.fcgov.com/eprocurement
The City of Fort Collins is subject to public information laws, which permit access to most
records and documents. Proprietary information in your response must be clearly identified and
will be protected to the extent legally permissible. Proposals may not be marked ‘Proprietary’ in
their entirety. Information considered proprietary is limited to material treated as confidential in
the normal conduct of business, trade secrets, discount information, and individual product or
service pricing. Summary price information may not be designated as proprietary as such
information may be carried forward into other public documents. All provisions of any contract
resulting from this request for proposal will be public information.
Financial Services
Purchasing Division
215 N. Mason St. 2nd Floor
PO Box 580
Fort Collins, CO 80522
970.221.6775
970.221.6707
fcgov.com/purchasing
hasing
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Sales Prohibited/Conflict of Interest: No officer, employee, or member of City Council, shall have
a financial interest in the sale to the City of any real or personal property, equipment, material,
supplies or services where such officer or employee exercises directly or indirectly any decision-
making authority concerning such sale or any supervisory authority over the services to be
rendered. This rule also applies to subcontracts with the City. Soliciting or accepting any gift,
gratuity favor, entertainment, kickback or any items of monetary value from any person who has
or is seeking to do business with the City of Fort Collins is prohibited.
Collusive or sham proposals: Any proposal deemed to be collusive or a sham proposal will be
rejected and reported to authorities as such. Your authorized signature of this proposal assures
that such proposal is genuine and is not a collusive or sham proposal.
The City of Fort Collins reserves the right to reject any and all proposals and to waive any
irregularities or informalities.
Sincerely,
Gerry S. Paul
Director of Purchasing & Risk Management
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REQUEST FOR PROPOSAL
7640 MAX TICKET VENDING MACHINES – COLLECTION SERVICES
I. OVERVIEW
The City of Fort Collins (City) and Transfort wishes to retain the services of a qualified firm to
provide cash collection and counting services for all MAX Bus Rapid Transit (BRT) Ticket
Vending Machines (TVM). A key objective of this contract is to provide Transfort riders with the
highest quality customer service by maximizing the availability of TVMs at all times.
Transfort currently has nineteen (19) TVMs located along the MAX BRT guide-way and two (2)
TVMs at the South Transit Center. All TVM models are S&B FAA 2000 TS Fare Vending. Cash
receipt totals from the TVMs are unknown at this point as revenue operations along the MAX
BRT Guide-way will not commence until May 10, 2014.
While this contract does not include TVM maintenance services, the Contractor selected to
perform the cash-counting services is expected to work very closely with Transfort’s TVM
maintenance team to maximize vending machine availability to our customers.
The Contractor is expected to have a flexible business model that can accommodate all the
services requested by Transfort. Exhibit A, incorporated herein, lists each location, the number
of TVMs per site and when the service is expected to come online. The selected Contractor and
all its representatives are required to conform to the scope of services contained in this request
for proposal as part of the contract.
This project involves Federal Transit Administrative (FTA) funding and the successful firm and
the City shall sign a Service Agreement, included herein as reference. In conjunction with the
Service Agreement are federally required Federal Transit Authority (FTA) contract clauses,
attached herein as reference.
A. TICKET VENDING MACHINE DEFINITIONS AND SPECIFICATIONS
1. Ticket Vending Machines: Ticket vending machines (TVMs) accept bills,
coins and credit/debit cards to issue a printed ticket.
2. TVM Physical Characteristics: Equipment has been designed and
constructed to prevent theft and unauthorized access, minimize the
effects of vandalism, prevent unauthorized removal of the equipment from
its installed location and enable access by authorized personnel.
3. Denomination of Bills: The TVM bill handling system accepts U.S. $1, $5,
$10 and $20 bills. The bill handling system is programmable to accept at
least six additional denominations or bill designs. Bills can be processed
facing upwards or downwards and turned to face either left or right.
4. Bill Vault: Each TVM is delivered with one bill vault and one spare bill
vault. When empty, the bill vault will not weigh more than ten pounds.
5. Coin Vault: Each TVM is delivered with one coin vault and one spare coin
vault. The interior dimensions of the coin vault will not be less than 350
cubic inches. When empty, the coin vault will not weigh more than 10
pounds.
6. Coin Hopper: There are six coin hoppers supplied with each TVM. Three
coin hoppers and three spare coin hoppers are delivered with each TVM.
hasing
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7. Designated Coins: The TVMs accept the following U.S. coins: a) Nickels,
b) Dimes, c) Quarters, and d) Dollars (Susan B. Anthony and Sacajawea
types). Coins of foreign denominations or not meeting the U.S.
Department of Treasury standards will not be accepted as a valid coin.
The machines can be reconfigured to allow the coin handling system to
accept coins other than those listed above, such as 50-cent pieces and a
different mix of denominations caused by a change in fares.
8. Access to TVMs: Access to the TVM interior for servicing is through the
front door. Opening the front door of the TVM will require engagement of
the locking mechanism with the proper keying device. Each person
accessing a TVM must have a separate pin which shall be entered upon
opening the door. These will be assigned by Transfort and under no
circumstances may they be used by or shared with anyone other than the
assignee. Contractor shall immediately notify Transfort of any change in
personnel so Transfort can disable the pin code(s).
II. SCOPE OF SERVICES
A. Requested services include the following and each is detailed below:
1. Currency and coin exchange
2. Limited problem resolution
3. Equipment handling and storage
4. Security for currency and coin transportation
5. Cash counting
6. Receipt reconciliation
7. Bank deposits
8. Revenue Reporting
1. Currency and Coin Exchange
a. TVM Units Exchanged: The following units will be exchanged and/or filled
in each TVM as required: bill vaults, coin vaults, coin hoppers and coin
magazines.
b. Exchanging Coin and Currency Vaults: Contractor shall exchange coin and
currency vaults according to a schedule to be provided by Transfort prior to
commencement of service. Contractor shall unload full bill and coin vaults
(one vault for bills and one vault for coins) in each TVM as needed and
replace them with new empty units. Contractor shall replace the coin
hoppers with components containing a full complement of coins and fill the
coin magazines at the time of revenue servicing based on the specific
needs for coins in each TVM. Transfort will provide service requests via
email identifying necessary container exchanges.
c. Timing Requirements: Revenue servicing per machine by a service crew
shall not require more than 10 minutes to complete, including printing of
audit tickets. This interval shall begin the moment the front door of the TVM
is opened to the moment the front door is latched closed and the TVM is
back in operation.
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d. TVM Service Crew: A two-person (sometimes three-person) dedicated
crew is estimated to be necessary to provide regularly scheduled TVM
revenue servicing. It is the Contractor’s responsibility to determine the
exact number of personnel it needs to provide the regularly scheduled
service effectively as well as have the necessary backup crew to provide
special services that may be required. The average distance between
where a revenue service vehicle can be parked and the TVM is
approximately 10 feet. An estimated 20 minutes are needed for a two-
person crew to complete the servicing of a typical location with a single
TVM, from the time the crew arrives and parks at the location until the crew
is ready to depart the location.
e. Maintain TVM Availability: Transfort wishes to maximize TVM availability at
all times. To meet this goal, machines shall not be serviced within 10
minutes of a scheduled bus departure or during peak rush hours, defined
currently as 6:00 AM – 9:00 AM and 3:00 PM – 6:30 PM (as a reference
only), subject to bus schedule changes. Exceptions to this time frame are
for unscheduled services necessary to bring a TVM back into normal
operation or pre-arranged special services.
f. Coin Inventory for Change: Contractor is expected to maintain an adequate
coin inventory for revenue servicing. Coins necessary to fill the change
making units (coin hoppers and coin magazines) will be provided by
Transfort. Transfort will authorize the bank to make the coins available to
the Contractor as needed to replenish the change inventory. The coins will
be filled through the same bank where the Contractor makes the deposits.
The bank will notify the Contractor when the coins are ready for pick up
and the Contractor shall retrieve the coins from the bank. If any shortages
occur with coins ordered from the bank, the Contractor shall inform
Transfort and provide documentation of the shortage no later than the day
after receipt of the change order. Any shortages not found and
acknowledged by the bank are the responsibility of the Contractor.
2. Limited Problem Resolution
Transfort will notify the Contractor if any known issues arise with the TVMs.
Conversely, if the Contractor discovers problems with a TVM, the Contractor shall
immediately inform a designated contact at Transfort within 30 minutes of discovering
the situation. If the Contractor has been trained by a Transfort representative in resolving
specific problems, then such resolution is considered part of contracted servicing of the
TVM.
3. Equipment Handling and Storage
a. Repair and Replacement of Damaged Components: Contractor shall
routinely handle and transport bill vaults, coin vaults and coin hoppers.
Contractor shall ensure that the equipment is transported, handled and
stored in a manner that will prevent the equipment from being damaged.
b. Equipment Listing. The following are examples of damage to revenue
service equipment which primarily happens when equipment is dropped,
thrown, allowed to slide on a surface, or when components within the TVM
are mishandled:
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cracked/broken coin chute
cracked/broken coin hopper
cracked/bent casing
bent/misshapen pin connector
broken/bent handles
broken/bent door
bent housing
broken/bent/misaligned access door
broken/sheared stand-off pins
bent/misaligned slider mounts
strained/unseated electrical cables
broken ACM board
broken coin vault transponder unit
c. Damaged Equipment: In the event any of these components are
damaged while in the possession of the Contractor or from improper
handling of components within the TVMs, the Contractor shall be
responsible for the repair or replacement of these components. The repair
and replacement cost of the equipment damaged by the Contractor shall
be charged back to the Contractor.
d. Reporting on Damaged Equipment: Before Contractor is charged for
the cost of repairing or replacing the damaged equipment, Transfort shall
first provide the details of the damage to the Contractor in writing.
Contractor shall provide a written response with any relevant information
to Transfort within ten working days. The final decision on chargebacks
for the cost of repairing or replacing damaged equipment will be made by
the Transfort designated representative. Contractor shall provide to
Transfort a bi-weekly report listing all damaged equipment used in
revenue servicing that are awaiting repairs. This report and equipment
shall be delivered on a bi-weekly basis to the designated Transfort
representative.
e. Use of Equipment: The Contractor shall cycle through the provided
equipment, allowing no items to remain in storage for a period greater
than six months.
4. Security for Cash Transportation
The Contractor shall provide security for vehicle(s), employees, transported cash, TVM
keys, vaults, hoppers and cash counting.
5. Cash Counting
a. Cash Counting: Contractor shall sort and count the cash from the TVM
cash vaults in a secured facility with closed circuit monitoring. The
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Contractor shall count Transfort funds and report the contents of each coin
and currency vault separately for each TVM serviced. Reports on the
contents of each TVM serviced shall be provided to Transfort within 24
hours of deposit.
b. Counting Mixed Coin: All coins from each machine shall be counted and
totaled by unit.
c. Counting Currency: All currency from each machine shall be counted and
totaled by unit. The currency accepted by TVMs may not be entered in a
single manner; bills may be accepted face up, face down, and in either
direction.
d. Counterfeit Coins and Currency: Contractor shall report to Transfort any
nonconforming or counterfeit cash within 24 hours of processing.
e. Mutilated Coins and Currency: If possible, Contractor shall count and
repair mutilated currency, deposit all mutilated coin and currency, and give
Transfort bank credit within 24 hours of processing.
f. Transfort Monitoring: Transfort, at its sole discretion, may have its
employees monitor the counting of coin and currency on a periodic basis.
6. Reconciliation
a. Balancing and Reconciling TVMs: Contractor shall be responsible for
balancing and reconciling each machine when it is serviced. When
Contractor removes a container from a TVM, the Contractor will be able to
print a report from the TVM, showing total cash in each container. The
Contractor shall use this report to demonstrate the TVM generated data
reconciles against the cash deposited. The reconciliation documents and
TVM reports shall be provided to Transfort, within 48 hours of pickup.
b. Notification of Variances: A designated representative from Transfort must
be notified of variances of plus (+) or minus (-) $10.00 or more in any TVM
vault processed. This notification shall be both verbally communicated and
emailed within two hours of processing by the Contractor.
c. Shortages: Contractor shall be responsible for all shortages over $10.00
between deposited cash and TVM accounting reports unless such
discrepancies are a result of TVM errors that are known and approved by
Transfort.
7. Bank Deposits
a. Responsibility for Cash: Contractor is responsible for all currency picked up
from the TVMs until such currency is deposited into Transfort’s bank
account.
b. Timing of Deposits: Once the ticket revenues are returned to the cash
counting facility, Contractor shall process the coins and bills separately.
This includes both counting and reconciliation functions. Bank credit shall
be issued to Transfort within 24 hours of when the Contractor takes
possession of the cash. The only exceptions are days that the bank is
closed, such as bank holidays. Deposits shall be made no later than the
next business day following the day the cash is collected from the TVMs.
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c. Designated Bank: All deposits shall be made at any First National Bank
branch.
8. Reporting
a. Reporting and Confirming Revenues: Contractor shall report all collected
revenue by TVM, container number and coin/bill denomination within 24
hours of deposit. This report shall be presented to a designated Transfort
representative who shall confirm the processed revenue amount on the
form provided.
b. TVM Records and Damage Reporting: Contractor shall provide proper
inventory of vaults and hoppers to include the container type, serial number
and date of equipment transfers. Contractor shall also provide delivery and
collection of revenue servicing equipment to Transfort. The Contractor shall
provide Transfort a monthly report listing all damaged equipment used in
revenue servicing to be returned for repairs. Periodic inventory of specific
components may be required as part of damage reporting.
c. Audit Reports: Each time a money container is removed or inserted by
Contractor personnel, a vault exchange card shall be printed from the TVM.
Contractor is required to use these reports to process and reconcile
deposits for each TVM and provide said reports to Transfort within 24
hours of making deposits to the bank, as proof that deposits reconcile to
these reports.
d. The cost of preparing reports is included in the billable rates for services
and is not charged separately.
B. SCHEDULE
1. Service Hours
The frequency of required services are on an as-needed basis and will vary based upon
usage by location. The pickup and servicing tasks shall not be performed within ten
minutes of a scheduled bus departure or during peak rush hours of each service day.
Contractor shall not perform revenue service activities during peak hours, defined
currently as 6:00 AM – 9:00 AM and 3:00 PM – 6:30 PM (used as a reference only),
subject to Tranfort schedule changes.
Services are described below as Scheduled, Unscheduled, or Special Services.
2. Scheduled Services
a. Scheduled Services include the following tasks:
Periodic bill vault exchange
Periodic coin vault exchange
Periodic coin hopper exchange
Periodic coin magazine funds exchange
Limited problem resolution
Cash handling and transportation
Audit report printing
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Revenue Reporting
Cash and coin counting
Periodic equipment delivery/collection
Equipment storage
b. Schedule: Transfort will issue a TVM Service Schedule to the Contractor.
Contractor shall provide service according to the prescribed schedule.
This schedule may be modified at Transfort’s discretion with advance
notice to the Contractor.
Transfort will annually provide the schedule for servicing on set days,
which entails service up to seven days a week, including holidays; certain
holidays may be exempt from pickup. TVMs serviced on each
scheduled day will vary upon usage.
Transfort will give the Contractor a 24-hour notice of final instruction for
each scheduled service day.
c. Revisions: Transfort will provide notice of changes of the prescribed
service day(s) by Thursday morning at 10:00 AM the week prior to the
change.
Contractor may charge revisions on the scheduled route at the
unscheduled services rate if less than 24-hours’ notice is given prior to
service.
No revisions shall be made to the scheduled services with less than
three-hours’ notice.
Revisions are defined as changes to the scheduled service route; adding
machines and/or containers not previously included on the scheduled
route.
d. The cost for Scheduled Service is the Contract rate and is a fixed rate per
TVM. Refer to Exhibit B, Schedule A of Proposal Form.
3. Unscheduled Services
Unscheduled services are revenue services which are necessary to bring a TVM to
normal operating condition. Types of unscheduled services may include:
Unplanned servicing of a TVM.
Pickup at a particular location.
Services required to rectify revenue service errors.
Service requests for such events as vandalism, machine malfunctions,
unplanned servicing of a TVM off the prescheduled service, or to correct
Contractor caused errors.
a. Unscheduled services include the following tasks:
Periodic bill vault exchange
Periodic coin vault exchange
Periodic coin hopper exchange
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Periodic coin magazine funds exchange
Limited problem resolution
Cash handling and transportation
Audit report printing
Revenue Reporting
Cash/coin counting
b. Unplanned servicing. Three hour notice shall be provided for unexpected
same day service. The goal is to not to exceed eight machines in any 24-
hour period.
c. Response times shall be a maximum of seven hours to complete service
from the time of notification.
d. When requested off the prescribed service order, Contractor may charge
audits at unscheduled services rates.
e. Errors. Errors caused by Contractor shall be corrected at no cost to
Transfort. Contractor shall correct at no cost to Transfort, revenue servicing
error conditions that occur within 24 hours of the Contractor servicing
equipment unless it is determined by Transfort that the error was not a
result of revenue servicing. Transfort will work with the Contractor to outline
those revenue error conditions where the Contractor would proceed to
correct the problem without additional instructions from Transfort. Adequate
reserve equipment and vehicles shall be made available for use if the
primary equipment is not available.
f. Audits may be conducted to compare cash in TVM to TVM receipts
and to determine machine malfunctions on a periodic basis. These audits
are not unscheduled services if included in the regular service schedule
provided to the Contractor.
g. The Contractor may be needed to meet with maintenance personnel to
respond to TVM breakdowns or vandalism in the event that cash must be
removed quickly from a TVM.
h. Contractor may charge all unscheduled services (with the exception of
Contractor-caused errors) at the Contract rate, which is an hourly rate per
services. Refer to Exhibit B, Schedule B of Proposal Form for the
Unscheduled Services rate. The Cash Counting billable rate is found on
Exhibit B, Schedule D of the Proposal Form.
4. Special Services
Contractor shall provide special servicing which may include but not be limited to new
TVM installations, relocations, upgrades and year-end audits.
a. Special services include the following tasks:
Periodic bill vault exchange
Periodic coin vault exchange
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Periodic coin hopper exchange
Periodic coin magazine funds exchange
Limited problem resolution
Cash handling and transportation
Audit report printing
Revenue Reporting
Cash/coin counting
b. Transfort will schedule special services with a minimum one week notice
for such services as a new installation or TVM relocation. Services will
include removing money to count prior to relocation and inserting an as- of-
-yet undetermined change complement after the TVM is installed.
c. Transfort will provide the schedule for year-end audits with one month
notice. Year-end audits involve all TVMs. All money is removed and
counted, a change complement inserted, and a report generated for every
machine. Contractor shall provide routing information for the annual audit
at least one week prior to the audit.
d. Contractor may charge all special services at the Contract rate, which is an
hourly rate per services. Refer to Exhibit B, Schedule C of Proposal Form
for the Special Services rate. The Cash Counting billable rate is found on
Exhibit B, Schedule D of the Proposal Form.
C. TRANSFORT RESPONSIBILITIES
Transfort will provide the following:
Coins required to fill coin hoppers and magazines in each TVM as needed
prior to the commencement of cash collection service. Transfort will order
the coins to be picked up by the Contractor.
Empty coin and bill vaults. The number of coin and bill vaults provided to
the Contractor may be adjusted based on actual usage.
Written step-by-step procedures for revenue servicing of TVMs, initial and
annual re-qualification training of Contractor employees.
Bank account number for deposit of revenues. Bank supplies will be
provided as necessary.
Separate TVM log-in access codes for assigned Contractor staff.
D. STAFFING
1. Schedule of Authorized Personnel: After contract award and at Transfort’s
direction, Contractor shall provide a schedule of personnel authorized to pick up
and transfer Transfort funds. This schedule must include pictures of the
authorized personnel, names and ID numbers. Contractor shall notify Transfort
each time there is a change in personnel. Contractor shall provide its assigned
personnel with uniforms, badges and name tags (with photo ID) so as to clearly
identify individual as the Contractor employee.
2. Emergency Response Crew: The Contractor shall maintain an emergency
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response crew and vehicle(s). This crew may be needed to meet with
maintenance personnel to respond to TVM breakdowns or vandalism in the event
that cash must be removed from a TVM. In the event an emergency response
crew is needed, Contractor shall coordinate to meet with equipment maintenance
personnel at the time they are scheduled to arrive at the location.
E. TRAINING
Training includes initial training and annual re-qualification. Refer to Exhibit B, Schedule
E of Proposal Form for the rates to bill for participation in training sessions.
1. Initial Training: Prior to beginning services by the Contractor, Transfort will
provide initial training to Contractor personnel at the onset of this agreement.
Such training will address proper servicing of TVM equipment, responsibilities
related to resolving problems and identification of instances where the
Contractor will need to interact with Transfort.
Transfort will provide initial training for up to sixteen employees of the Contractor.
The training will be conducted in two sessions at Transfort’s facility with no more
than eight employees in each session. Each training session will be for
approximately eight hours.
In general, the initial training will cover the following:
General operation of a TVM
General operation of TVM components
Standard operating procedures
MAX BRT Guideway Access Training
2. Annual Re-Qualification. Transfort requires an annual re-qualification training for
all Contractor employees on TVM servicing. Re-qualification training sessions will
be approximately four hours in length.
3. New Employees. Any new employees of the Contractor who will service the TVM
machines shall receive training before they are allowed to work in the field or
access the restricted MAX guideway. Contractor shall arrange training of
employees with the designated Transfort representative.
4. Manuals: Transfort will provide TVM operating manuals and a Guideway Access
Training manual to the Contractor.
F. MONITORING AND AUDITS
1. Quarterly Reviews: Once every quarter, Transfort may require participation in a
“ride-a-long” with the Contractor to observe that the standard procedures are
being followed for servicing TVMs and transporting cash and equipment.
Following this observation, Transfort will provide the Contractor with a written
report on Transfort’s findings and include recommendations for improvements.
2. Periodic Inventory: Transfort may, at its discretion, conduct an inventory of all
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equipment held by the Contractor.
3. Annual Physical Inventory: Contractor will maintain a current inventory of keys,
vaults and hoppers, etc., issued by Transfort. Inventory reports shall be provided
to Transfort on demand and be available for audits. Contractor is financially
responsible for the replacement of all items issued to the Contractor by Transfort
that are lost or damaged beyond use by the Contractor. Contractor must notify
Transfort immediately of lost keys, vaults, coin hoppers, or other items that
belong to Transfort.
4. Monthly Exception Inventory: Contractor shall provide a monthly exception report
of inventory to Transfort, including such items as keys, vaults, hoppers, etc.,
issued to the Contractor. The purpose of the exception report is to notify
Transfort of any changes (additions or deletions) to inventory, including details of
any items sent to or received from Transfort.
5. Standards of Performance: It is the objective of Transfort to maximize TVM
availability to our customers. Contractor’s standard of performance shall be
measured based on the extent to which this objective is achieved through
adequate revenue servicing. Transfort will also measure the Contractor’s
performance based on the accuracy of work performed relative to cash
processing and depositing as well as the adequacy of operating procedures and
the maintenance of required records.
6. Bi-Annual Meetings: Transfort and the Contractor will meet every six months to
discuss issues, concerns, performance and anticipated future changes.
7. Internal Control Report: Transfort may require a report on Contractor’s internal
account controls. Transfort will, at its cost, select an independent Certified Public
Accountant (CPA) to perform the audits necessary to issue the required report(s).
Contractor will be required by Transfort to allow the independent CPA, upon
reasonable notice, to examine the Contractor’s records, processes, systems,
and facilities, etc., as necessary, to gather adequate information to issue the
required report(s).
8. Improper Service: Transfort will not reimburse the Contractor for faulty revenue
servicing. For example, if a bill vault or coin hopper is replaced and the TVM
goes out of service within the next 24 hours due to the bill vault or coin hopper
being inserted incorrectly, Transfort will not be liable for the cost of that revenue
service. Transfort shall make the final determination as to whether improper
revenue servicing techniques were followed. In addition, charges incurred by
Transfort for maintenance and repair as a result of faulty service will be billed
back to the Contractor.
9. Termination: The following actions may be grounds for termination of the
agreement if one or more of the following events occur:
No more than three TVMs may be improperly serviced during a 30
day period.
No more than five instances of false alarms caused by improper
revenue servicing will be permitted within a 60 day period. Contractor
is advised that alarms cause the machine to go out of service and the
equipment maintenance team must respond to the out of service
alarm.
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Failure to make timely or complete deposits of funds removed from
TVMs.
Excessive damage to revenue servicing equipment by the Contractor.
Contractor fails to adhere to the revenue service schedule agreed to
by Transfort and the Contractor (i.e., omitting one or more of the
assigned stops on any given day) unless advance notification is
given to Transfort and Transfort has agreed to the change in the
schedule.
Unexplained cash shortages above the $10.00 threshold occurring
more than two times in a 30 day period.
Failure to maintain a cash counting facility that meets minimum
industry standards.
Servicing TVMs at peak rush hours or within ten minutes of a
scheduled bus service.
TVMs not functioning due to ordered collection services not being
provided.
Failure to accurately account for equipment received or to maintain
adequate account of coins issued for revenue service.
Failure to ensure that all new employees complete training before
performing any revenue collection service under this contract.
G. TRANSPORTATION EQUIPMENT
The Contractor shall maintain adequate vehicles and equipment needed to load/unload
and transport vaults and supplies as well as to accurately process currency. Funds shall
be transported using vehicles that meet minimum armored car industry requirements.
The Contractor shall be responsible for providing transport racks and carts and for
storing coin hoppers, coin vaults, bill vaults, etc. inside the transport vehicle in a manner
which does not damage the equipment.
The Contractor is responsible for determining the make and type of vehicles to be used.
However, the revenue service vehicles shall have a rack system designed to (1) prevent
TVM units from resting directly on the vehicle floor, (2) prevent TVM units from moving
or sliding, and (3) provide some shock absorption. Transfort shall review and approve all
transportation equipment before it is put into operation.
H. SECURITY KEYS
The Contractor shall be issued high security keys to access revenue collection
compartments and vault contents. The Contractor shall be responsible for the
safekeeping of these keys. In the event that the keys are lost or misplaced, the
Contractor shall be responsible for all costs associated with the re-keying or replacement
of locks and any revenue loss or equipment damage attributed to the subsequent use of
lost keys. The Contractor must notify Transfort within 12 hours of when a key is identified
as lost, missing, or damaged beyond repair. The Contractor must also coordinate the
changing of locks and replacement keys within 24 hours of discovery.
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III. PROPOSAL REQUIREMENTS
The following must be included in the proposal:
Completion of Exhibit B: Proposal Form – Price Schedules, attached
herein.
Responses to the Review and Assessment criteria, as presented in section IV
and incorporated herein.
Business name, contact person and contact information (including email).
Three professional references that the Project Manager can contact.
IV. REVIEW AND ASSESSMENT
Professional firms will be evaluated on the following criteria. These criteria will be the basis for
review of the written proposals and interview session.
The rating scale shall be from 1 to 5, with 1 being a poor rating, 3 being an average rating, and
5 being an outstanding rating.
WEIGHTING
FACTOR
QUALIFICATION STANDARD
2.0 Scope of Proposal
Does the proposal show an understanding of the project
objective, methodology to be used and results that are
desired from the project?
2.0
Assigned
Personnel
Do the persons who will be working on the project have
the necessary skills? Are sufficient people of the
requisite skills assigned to the project?
1.0 Availability
Can the work be completed in the necessary time? Can
the target start and completion dates be met? Are other
qualified personnel available to assist in meeting the
project schedule if required? Is the project team
available to attend meetings as required by the Scope of
Work?
1.0 Motivation
Is the firm interested and are they capable of doing the
work in the required time frame?
3.0 Firm Capability
Does the firm have the support capabilities the assigned
personnel require? Has the firm done previous projects of
this type and scope?
1.0
UDBE
Is the primary firm a UDBE or has the primary firm
submitted UDBE participation that meets or exceeds
UDBE goal for the project?
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V. REFERENCE EVALUATION (Top Ranked Firm)
The Project Manager will check references using the following criteria.
The evaluation rankings will be labeled Outstanding/Satisfactory/Unsatisfactory.
If the references and background screenings are acceptable, an agreement will be
awarded to the highest ranked firm/individual, subject to suitable contract negotiations.
QUALIFICATION STANDARD
Overall Performance
Would you hire this firm/individual again? Did they show the
skills required for this project? Did they show flexibility and
willingness to “go the extra mile” to ensure that concession
customers were given the appropriate amount and level of
service?
Timing
Did the firm/individual fulfill hours of operation with sufficient
products and staff? Were requests for information met in a
timely manner?
Completeness
Was the firm/individual responsive to client needs; did they
anticipate problems? Were problems solved quickly and
effectively?
Financial
Did this firm/individual consistently demonstrate the financial
ability to perform and make full payments to the agency on
time?
Job Knowledge
Did this firm/individual possess the appropriate knowledge,
skills and abilities, staff and resources to effectively operate a
concession operation? Was the contract operated smoothly?
Other
What problems (if any) did you encounter with this
firm/individual?
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EXHIBIT A
TVM Locations*
MAX Station Address # of TVMs
DTC 250 N Mason 1
Mountain NB 110 N Mason 1
Mountain SB 101 S Mason 1
Olive NB 270 S Mason 1
Olive SB 301 S Mason 1
Mulberry NB 430 S Mason 1
Mulberry SB 501 S Mason 1
Laurel NB 648 S Mason 1
Laurel SB 640 S Mason 1
University Station 1026 S Mason 1
Prospect Station 112 W Prospect 1
Spring Creek Station 2201 S College 2
Drake Station 200 W Drake Rd 1
Swallow Station 3110 McClelland Dr 2
Horsetooth Station 219 Horsetooth Rd 1
Troutman Station 4237 S Mason 1
Harmony Station 224 W Harmony Rd 1
South Transit Center Fairway Lane 2
*All locations are due to be operational on May 10, 2014
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EXHIBIT B
PROPOSAL FORM - PRICE SCHEDULES
The requirements of each of the proposal items on the Price Schedules are specified or shown
as part of this pricing form. Unit prices shall be offered for each proposal item; failure to do so
may render the proposal non-responsive. Transfort reserves the right to correct obvious
mathematical errors on the Price Schedules.
Rates stated below shall be fully-burdened; all-inclusive rate which includes direct hourly rates,
direct costs, overhead and profit. No direct or indirect costs shall be paid by Transfort without
prior approval by Transfort.
Estimated quantities for unit price items are provided for evaluation purposes only. Transfort
makes no guarantee as to the actual quantity of unit priced items that will be required.
NOTE: If prices are not submitted on all line items, the proposal may be considered non-
responsive. Prices listed, including escalation, will apply for the entire term of the contract.
We agree that, if we are awarded this Agreement, we will be entitled to payment only for actual
unit quantities performed. Having carefully examined the contract documents for this solicitation
as prepared by the City, we propose to provide the services identified in the contract
documents for the prices set forth as follows:
Scheduled Services
Schedule A:
Scheduled Services Per TVM Total Extended
Fixed Service rate per TVM $ $
Unscheduled Services
Schedule B:
Unscheduled Services Hourly Rate
Unscheduled TVM Services $
Special Services
Schedule C:
Special Services Hourly Rate
Special TVM Services $
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Cash Counting
Cash counting for scheduled, unscheduled and special services is to be based on a fixed rate for every
container processed. The number of containers typically serviced for each TVM is two to a maximum of
five.
Cash Counting includes:
Count coins and currency
Counterfeit and mutilated cash
Balancing and reconciliation
Shortages
Bank deposits
Revenue reporting
Schedule D:
Cash Counting
Per TVM Total Extended
Fixed Rate Charged for
each TVM container $ /Each $
Training Attendance
Per training requirements listed in Section E of the Scope of Services, employees of the Contractor are
required to participate in training prior to performing work on this contract.
Schedule E:
Training Attendance
Price per Employee
Initial Training $ /Each
Annual Re-Qualification $ /Each
Pricing for Years 2 through 5
Provide a proposed rate change for Years 2 through 5, shown as a percentage rate for each year.
Proposed rate change percentages are relative to the most recent previous year’s price. Pricing for
Years 2 through 5 will be evaluated as part of the pricing evaluation.
Schedule F:
Pricing for Years 2 - 5
Percentage Increase/Decrease
relative to previous year’s rate
Year 2 %
Year 3 %
Year 4 %
Year 5 %
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SERVICES AGREEMENT
(For informational purposes, do not fill in or submit with proposal)
SERVICES AGREEMENT
THIS AGREEMENT made and entered into the day and year set forth below by and
between THE CITY OF FORT COLLINS, COLORADO, a Municipal Corporation, hereinafter
referred to as the "City" and , hereinafter referred to as "Service Provider".
WITNESSETH:
In consideration of the mutual covenants and obligations herein expressed, it is agreed
by and between the parties hereto as follows:
1. Scope of Services. The Service Provider agrees to provide services in accordance with
the scope of services attached hereto as Exhibit "A", consisting of ( )
page and incorporated herein by this reference. Irrespective of references in Exhibit
A to certain named third parties, Professional shall be solely responsible for performance
of all duties hereunder.
2. The Work Schedule. [Optional] The services to be performed pursuant to this Agreement
shall be performed in accordance with the Work Schedule attached hereto as Exhibit "B",
consisting of ( ) page , and incorporated herein by this reference.
3. Time of Commencement and Completion of Services. The services to be performed
pursuant to this Agreement shall be initiated within ( ) days following
execution of this Agreement. Services shall be completed no later than . Time is of
the essence. Any extensions of the time limit set forth above must be agreed upon in a
writing signed by the parties.
4. Contract Period. [Option 1] This Agreement shall commence upon the date of execution
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shown on the signature page of this Agreement and shall continue in full force and effect
for one (1) year, unless sooner terminated as herein provided. In addition, at the option of
the City, the Agreement may be extended for an additional period of one (1) year at the
rates provided with written notice to the Professional mailed no later than ninety (90) days
prior to contract end.
5. Contract Period. [Option 2] This Agreement shall commence , 200 , and shall
continue in full force and effect until , 200 , unless sooner terminated as herein
provided. In addition, at the option of the City, the Agreement may be extended for
additional one year periods not to exceed ( ) additional one year periods.
Renewals and pricing changes shall be negotiated by and agreed to by both parties. The
Denver Boulder Greeley CPIU published by the Colorado State Planning and Budget
Office will be used as a guide. Written notice of renewal shall be provided to the Service
Provider and mailed no later than ninety (90) days prior to contract end.
6. Delay. If either party is prevented in whole or in part from performing its obligations by
unforeseeable causes beyond its reasonable control and without its fault or negligence,
then the party so prevented shall be excused from whatever performance is prevented by
such cause. To the extent that the performance is actually prevented, the Service
Provider must provide written notice to the City of such condition within fifteen (15) days
from the onset of such condition.
7. Early Termination by City/Notice. Notwithstanding the time periods contained herein, the
City may terminate this Agreement at any time without cause by providing written notice of
termination to the Service Provider. Such notice shall be delivered at least fifteen (15)
days prior to the termination date contained in said notice unless otherwise agreed in
writing by the parties. All notices provided under this Agreement shall be effective when
mailed, postage prepaid and sent to the following addresses:
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Service Provider: City: Copy to:
Attn:
City of Fort Collins
Attn: Transfort
PO Box 580
Fort Collins, CO 80522
City of Fort Collins
Attn: Purchasing Dept.
PO Box 580
Fort Collins, CO 80522
In the event of early termination by the City, the Service Provider shall be paid for services
rendered to the date of termination, subject only to the satisfactory performance of the
Service Provider's obligations under this Agreement. Such payment shall be the Service
Provider's sole right and remedy for such termination.
8. Contract Sum. The City shall pay the Service Provider for the performance of this
Contract, subject to additions and deletions provided herein, ($ ) as per the
attached Exhibit " ", consisting of page , and incorporated herein by this
reference.
9. City Representative. The City will designate, prior to commencement of the work, its
representative who shall make, within the scope of his or her authority, all necessary and
proper decisions with reference to the services provided under this agreement. All
requests concerning this agreement shall be directed to the City Representative.
10. Independent Service provider. The services to be performed by Service Provider are
those of an independent service provider and not of an employee of the City of Fort
Collins. The City shall not be responsible for withholding any portion of Service Provider's
compensation hereunder for the payment of FICA, Workmen's Compensation or other
taxes or benefits or for any other purpose.
11. Subcontractors. Service Provider may not subcontract any of the Work set forth in the
Exhibit A, Statement of Work without the prior written consent of the city, which shall not
be unreasonably withheld. If any of the Work is subcontracted hereunder (with the
consent of the City), then the following provisions shall apply: (a) the subcontractor must
be a reputable, qualified firm with an established record of successful performance in its
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respective trade performing identical or substantially similar work, (b) the subcontractor will
be required to comply with all applicable terms of this Agreement, (c) the subcontract will
not create any contractual relationship between any such subcontractor and the City, nor
will it obligate the City to pay or see to the payment of any subcontractor, and (d) the work
of the subcontractor will be subject to inspection by the City to the same extent as the
work of the Service Provider.
12. Personal Services. It is understood that the City enters into the Agreement based on the
special abilities of the Service Provider and that this Agreement shall be considered as an
agreement for personal services. Accordingly, the Service Provider shall neither assign
any responsibilities nor delegate any duties arising under the Agreement without the prior
written consent of the City.
13. Acceptance Not Waiver. The City's approval or acceptance of, or payment for any of the
services shall not be construed to operate as a waiver of any rights or benefits provided to
the City under this Agreement or cause of action arising out of performance of this
Agreement.
14. Warranty.
a. Service Provider warrants that all work performed hereunder shall be performed with
the highest degree of competence and care in accordance with accepted standards for
work of a similar nature.
b. Unless otherwise provided in the Agreement, all materials and equipment incorporated
into any work shall be new and, where not specified, of the most suitable grade of their
respective kinds for their intended use, and all workmanship shall be acceptable to
City.
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c. Service Provider warrants all equipment, materials, labor and other work, provided
under this Agreement, except City-furnished materials, equipment and labor, against
defects and nonconformances in design, materials and workmanship/workwomanship
for a period beginning with the start of the work and ending twelve (12) months from
and after final acceptance under the Agreement, regardless whether the same were
furnished or performed by Service Provider or by any of its subcontractors of any tier.
Upon receipt of written notice from City of any such defect or nonconformances, the
affected item or part thereof shall be redesigned, repaired or replaced by Service
Provider in a manner and at a time acceptable to City.
15. Default. Each and every term and condition hereof shall be deemed to be a material
element of this Agreement. In the event either party should fail or refuse to perform
according to the terms of this agreement, such party may be declared in default thereof.
16. Remedies. In the event a party has been declared in default, such defaulting party shall
be allowed a period of ten (10) days within which to cure said default. In the event the
default remains uncorrected, the party declaring default may elect to (a) terminate the
Agreement and seek damages; (b) treat the Agreement as continuing and require specific
performance; or (c) avail himself of any other remedy at law or equity. If the non-defaulting
party commences legal or equitable actions against the defaulting party, the defaulting
party shall be liable to the non-defaulting party for the non-defaulting party's reasonable
attorney fees and costs incurred because of the default.
17. Binding Effect. This writing, together with the exhibits hereto, constitutes the entire
agreement between the parties and shall be binding upon said parties, their officers,
employees, agents and assigns and shall inure to the benefit of the respective survivors,
heirs, personal representatives, successors and assigns of said parties.
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18. Indemnity/Insurance.
a. The Service Provider agrees to indemnify and save harmless the City, its officers,
agents and employees against and from any and all actions, suits, claims, demands or
liability of any character whatsoever brought or asserted for injuries to or death of any
person or persons, or damages to property arising out of, result from or occurring in
connection with the performance of any service hereunder.
b. The Service Provider shall take all necessary precautions in performing the work
hereunder to prevent injury to persons and property.
c. Without limiting any of the Service Provider's obligations hereunder, the Service
Provider shall provide and maintain insurance coverage naming the City as an
additional insured under this Agreement of the type and with the limits specified within
Exhibit , consisting of one (1) page, attached hereto and incorporated herein by
this reference. The Service Provider before commencing services hereunder, shall
deliver to the City's Director of Purchasing and Risk Management, P. O. Box 580 Fort
Collins, Colorado 80522 one copy of a certificate evidencing the insurance coverage
required from an insurance company acceptable to the City.
19. Entire Agreement. This Agreement, along with all Exhibits and other documents
incorporated herein, shall constitute the entire Agreement of the parties. Covenants or
representations not contained in this Agreement shall not be binding on the parties.
20. Law/Severability. The laws of the State of Colorado shall govern the construction
interpretation, execution and enforcement of this Agreement. In the event any provision of
this Agreement shall be held invalid or unenforceable by any court of competent
jurisdiction, such holding shall not invalidate or render unenforceable any other provision
of this Agreement.
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21. Prohibition Against Employing Illegal Aliens. Pursuant to Section 8-17.5-101, C.R.S., et.
seq., Service Provider represents and agrees that:
a. As of the date of this Agreement:
1. Service Provider does not knowingly employ or contract with an illegal alien who
will perform work under this Agreement; and
2. Service Provider will participate in either the e-Verify program created in Public
Law 208, 104th Congress, as amended, and expanded in Public Law 156, 108th
Congress, as amended, administered by the United States Department of
Homeland Security (the “e-Verify Program”) or the Department Program (the
“Department Program”), an employment verification program established pursuant
to Section 8-17.5-102(5)(c) C.R.S. in order to confirm the employment eligibility of
all newly hired employees to perform work under this Agreement.
b. Service Provider shall not knowingly employ or contract with an illegal alien to perform
work under this Agreement or knowingly enter into a contract with a subcontractor that
knowingly employs or contracts with an illegal alien to perform work under this
Agreement.
c. Service Provider is prohibited from using the e-Verify Program or Department Program
procedures to undertake pre-employment screening of job applicants while this
Agreement is being performed.
d. If Service Provider obtains actual knowledge that a subcontractor performing work
under this Agreement knowingly employs or contracts with an illegal alien, Service
Provider shall:
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1. Notify such subcontractor and the City within three days that Service Provider has
actual knowledge that the subcontractor is employing or contracting with an illegal
alien; and
2. Terminate the subcontract with the subcontractor if within three days of receiving
the notice required pursuant to this section the subcontractor does not cease
employing or contracting with the illegal alien; except that Service Provider shall
not terminate the contract with the subcontractor if during such three days the
subcontractor provides information to establish that the subcontractor has not
knowingly employed or contracted with an illegal alien.
e. Service Provider shall comply with any reasonable request by the Colorado Department
of Labor and Employment (the “Department”) made in the course of an investigation
that the Department undertakes or is undertaking pursuant to the authority established
in Subsection 8-17.5-102 (5), C.R.S.
f. If Service Provider violates any provision of this Agreement pertaining to the duties
imposed by Subsection 8-17.5-102, C.R.S. the City may terminate this Agreement. If
this Agreement is so terminated, Service Provider shall be liable for actual and
consequential damages to the City arising out of Service Provider’s violation of
Subsection 8-17.5-102, C.R.S.
g. The City will notify the Office of the Secretary of State if Service Provider violates this
provision of this Agreement and the City terminates the Agreement for such breach.
22. Special Provisions. Special provisions or conditions relating to the services to be
performed pursuant to this Agreement are set forth in Exhibit " " - Confidentiality,
consisting of ( ) pages, attached hereto and incorporated herein by this
reference.
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CITY OF FORT COLLINS, COLORADO
a municipal corporation
By:_______________________________
Gerry Paul
Director of Purchasing and Risk Management
Date:_____________________________
ATTEST:
_________________________________
City Clerk
APPROVED AS TO FORM:
________________________________
Assistant City Attorney
By:_______________________________
__________________________________
PRINT NAME
__________________________________
TITLE
Date:_____________________________
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EXHIBIT
INSURANCE REQUIREMENTS
1. The Service Provider will provide, from insurance companies acceptable to the City, the
insurance coverage designated hereinafter and pay all costs. Before commencing work
under this bid, the Service Provider shall furnish the City with certificates of insurance
showing the type, amount, class of operations covered, effective dates and date of
expiration of policies, and containing substantially the following statement:
"The insurance evidenced by this Certificate will not be cancelled or materially
altered, except after ten (10) days written notice has been received by the City of Fort
Collins."
In case of the breach of any provision of the Insurance Requirements, the City, at its option,
may take out and maintain, at the expense of the Service Provider, such insurance as the
City may deem proper and may deduct the cost of such insurance from any monies which
may be due or become due the Service Provider under this Agreement. The City, its
officers, agents and employees shall be named as additional insureds on the Service
Provider's general liability and automobile liability insurance policies for any claims arising
out of work performed under this Agreement.
2. Insurance coverages shall be as follows:
A. Workers' Compensation & Employer's Liability. The Service Provider shall maintain
during the life of this Agreement for all of the Service Provider's employees engaged
in work performed under this agreement:
1. Workers' Compensation insurance with statutory limits as required by
Colorado law.
2. Employer's Liability insurance with limits of $100,000 per accident, $500,000
disease aggregate, and $100,000 disease each employee.
B. Commercial General & Vehicle Liability. The Service Provider shall maintain during
the life of this Agreement such commercial general liability and automobile liability
insurance as will provide coverage for damage claims of personal injury, including
accidental death, as well as for claims for property damage, which may arise directly
or indirectly from the performance of work under this Agreement. Coverage for
property damage shall be on a "broad form" basis. The amount of insurance for each
coverage, Commercial General and Vehicle, shall not be less than $500,000
combined single limits for bodily injury and property damage.
In the event any work is performed by a subcontractor, the Service Provider shall be
responsible for any liability directly or indirectly arising out of the work performed
under this Agreement by a subcontractor, which liability is not covered by the
subcontractor's insurance.
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EXHIBIT
CONFIDENTIALITY
IN CONNECTION WITH SERVICES provided to the City of Fort Collins (the “City”) pursuant to this
Agreement (the “Agreement”), the Service Provider hereby acknowledges that it has been
informed that the City has established policies and procedures with regard to the handling of
confidential information and other sensitive materials.
In consideration of access to certain information, data and material (hereinafter individually and
collectively, regardless of nature, referred to as “information”) that are the property of and/or relate
to the City or its employees, customers or suppliers, which access is related to the performance of
services that the Service Provider has agreed to perform, the Service Provider hereby
acknowledges and agrees as follows:
That information that has or will come into its possession or knowledge in connection with the
performance of services for the City may be confidential and/or proprietary. The Service Provider
agrees to treat as confidential (a) all information that is owned by the City, or that relates to the
business of the City, or that is used by the City in carrying on business, and (b) all information that
is proprietary to a third party (including but not limited to customers and suppliers of the City). The
Service Provider shall not disclose any such information to any person not having a legitimate
need-to-know for purposes authorized by the City. Further, the Service Provider shall not use such
information to obtain any economic or other benefit for itself, or any third party, except as
specifically authorized by the City.
The foregoing to the contrary notwithstanding, the Service Provider understands that it shall have
no obligation under this Agreement with respect to information and material that (a) becomes
generally known to the public by publication or some means other than a breach of duty of this
Agreement, or (b) is required by law, regulation or court order to be disclosed, provided that the
request for such disclosure is proper and the disclosure does not exceed that which is required. In
the event of any disclosure under (b) above, the Service Provider shall furnish a copy of this
Agreement to anyone to whom it is required to make such disclosure and shall promptly advise the
City in writing of each such disclosure.
In the event that the Service Provider ceases to perform services for the City, or the City so
requests for any reason, the Service Provider shall promptly return to the City any and all
information described hereinabove, including all copies, notes and/or summaries (handwritten or
mechanically produced) thereof, in its possession or control or as to which it otherwise has access.
The Service Provider understands and agrees that the City’s remedies at law for a breach of the
Service Provider’s obligations under this Confidentiality Agreement may be inadequate and that
the City shall, in the event of any such breach, be entitled to seek equitable relief (including without
limitation preliminary and permanent injunctive relief and specific performance) in addition to all
other remedies provided hereunder or available at law.
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FEDERAL TRANSIT ADMINISTRATION
TABLE OF CONTENTS
Federally Required and Other Model Contract Clauses
1. NO GOVERNMENT OBLIGATION TO THIRD PARTIES
2. PROGRAM FRAUD AND FALSE OR FRAUDULENT STATEMENTS
AND RELATED ACTS
3. ACCESS TO RECORDS AND REPORTS
4. FEDERAL CHANGES
5. TERMINATION
6. CIVIL RIGHTS REQUIREMENTS
7. DISADVANTAGED BUSINESS ENTERPRISE (DBE)
8. INCORPORATION OF FEDERAL TRANSIT ADMINISTRATION (FTA) TERMS
9. GOVERNMENT-WIDE DEBARMENT AND SUSPENSION (NONPROCUREMENT)
10. ENERGY CONSERVATION REQUIREMENTS
11. ADA ACCESS
12. CITY OF FORT COLLINS BID PROTEST PROCEDURES
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1. NO GOVERNMENT OBLIGATION TO THIRD PARTIES
No Obligation by the Federal Government.
(1) The Purchaser and Contractor acknowledge and agree that, notwithstanding any
concurrence by the Federal Government in or approval of the solicitation or award of the
underlying contract, absent the express written consent by the Federal Government, the
Federal Government is not a party to this contract and shall not be subject to any
obligations or liabilities to the Purchaser, Contractor, or any other party (whether or not a
party to that contract) pertaining to any matter resulting from the underlying contract.
(2) The Contractor agrees to include the above clause in each subcontract financed in whole
or in part with Federal assistance provided by FTA. It is further agreed that the clause
shall not be modified, except to identify the subcontractor who will be subject to its
provisions.
2. PROGRAM FRAUD AND FALSE OR FRAUDULENT STATEMENTS AND RELATED ACTS
Program Fraud and False or Fraudulent Statements or Related Acts.
(1) The Contractor acknowledges that the provisions of the Program Fraud Civil Remedies
Act of 1986, as amended, 31 U.S.C. § 3801 et seq. and U.S. DOT regulations, "Program
Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its actions pertaining to this Project.
Upon execution of the underlying contract, the Contractor certifies or affirms the
truthfulness and accuracy of any statement it has made, it makes, it may make, or causes
to be made, pertaining to the underlying contract or the FTA assisted project for which
this contract work is being performed. In addition to other penalties that may be
applicable, the Contractor further acknowledges that if it makes, or causes to be made, a
false, fictitious, or fraudulent claim, statement, submission, or certification, the Federal
Government reserves the right to impose the penalties of the Program Fraud Civil
Remedies Act of 1986 on the Contractor to the extent the Federal Government deems
appropriate.
(2) The Contractor also acknowledges that if it makes, or causes to be made, a false,
fictitious, or fraudulent claim, statement, submission, or certification to the Federal
Government under a contract connected with a project that is financed in whole or in part
with Federal assistance originally awarded by FTA under the authority of 49 U.S.C. §
5307, the Government reserves the right to impose the penalties of 18 U.S.C. § 1001 and
49 U.S.C. § 5307(n)(1) on the Contractor, to the extent the Federal Government deems
appropriate.
(3) The Contractor agrees to include the above two clauses in each subcontract financed in
whole or in part with Federal assistance provided by FTA. It is further agreed that the
clauses shall not be modified, except to identify the subcontractor who will be subject to
the provisions.
3. ACCESS TO RECORDS AND REPORTS
Access to Records - The following access to records requirements apply to this Contract:
A. Where the Purchaser is not a State but a local government and is the FTA Recipient or
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a subgrantee of the FTA Recipient in accordance with 49 C.F.R. 18.36(i), the Contractor
agrees to provide the Purchaser, the FTA Administrator, the Comptroller General of the
United States or any of their authorized representatives access to any books,
documents, papers and records of the Contractor which are directly pertinent to this
contract for the purposes of making audits, examinations, excerpts and transcriptions.
Contractor also agrees, pursuant to 49 C.F.R. 633.17 to provide the FTA Administrator
or his authorized representatives including any PMO Contractor access to Contractor's
records and construction sites pertaining to a major capital project, defined at 49 U.S.C.
5302(a)1, which is receiving federal financial assistance through the programs
described at 49 U.S.C. 5307, 5309 or 5311.
B. The Contractor agrees to permit any of the foregoing parties to reproduce by any
means whatsoever or to copy excerpts and transcriptions as reasonably needed.
C. The Contractor agrees to maintain all books, records, accounts and reports required
under this contract for a period of not less than three years after the date of termination
or expiration of this contract, except in the event of litigation or settlement of claims
arising from the performance of this contract, in which case Contractor agrees to
maintain same until the Purchaser, the FTA Administrator, the Comptroller General, or
any of their duly authorized representatives, have disposed of all such litigation,
appeals, claims or exceptions related thereto. Reference 49 CFR 18.39(i)(11).
D. FTA does not require the inclusion of these requirements in subcontracts.
Requirements for Access to Records and Reports by Types of Contract
Sources of Authority: 1 49 USC 5325 (a) 2 49 CFR 633.17 3 18 CFR 18.36 (i)
4. FEDERAL CHANGES
Federal Changes - Contractor shall at all times comply with all applicable FTA regulations,
policies, procedures and directives, including without limitation those listed directly or by
reference in the Master Agreement between Purchaser and FTA, as they may be amended
or promulgated from time to time during the term of this contract. Contractor's failure to so
comply shall constitute a material breach of this contract.
5. TERMINATION
A. Termination for Convenience (General Provision) The (Recipient) may terminate this
contract, in whole or in part, at any time by written notice to the Contractor when it is in
the Government's best interest. The Contractor shall be paid its costs, including contract
close-out costs, and profit on work performed up to the time of termination. The
Contractor shall promptly submit its termination claim to (Recipient) to be paid the
Contractor. If the Contractor has any property in its possession belonging to the
(Recipient), the Contractor will account for the same, and dispose of it in the manner the
(Recipient) directs.
B. Termination for Default [Breach or Cause] (General Provision) If the Contractor does
not deliver supplies in accordance with the contract delivery schedule, or, if the contract is
for services, the Contractor fails to perform in the manner called for in the contract, or if
the Contractor fails to comply with any other provisions of the contract, the (Recipient)
may terminate this contract for default. Termination shall be effected by serving a notice
of termination on the contractor setting forth the manner in which the Contractor is in
default. The contractor will only be paid the contract price for supplies delivered and
accepted, or services performed in accordance with the manner of performance set forth
in the contract.
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If it is later determined by the (Recipient) that the Contractor had an excusable reason for
not performing, such as a strike, fire, or flood, events which are not the fault of or are
beyond the control of the Contractor, the (Recipient), after setting up a new delivery of
performance schedule, may allow the Contractor to continue work, or treat the termination
as a termination for convenience.
C. Opportunity to Cure (General Provision) The (Recipient) in its sole discretion may, in
the case of a termination for breach or default, allow the Contractor [an appropriately
short period of time] in which to cure the defect. In such case, the notice of termination
will state the time period in which cure is permitted and other appropriate conditions
If Contractor fails to remedy to (Recipient)'s satisfaction the breach or default of any of the
terms, covenants, or conditions of this Contract within [ten (10) days] after receipt by
Contractor of written notice from (Recipient) setting forth the nature of said breach or
default, (Recipient) shall have the right to terminate the Contract without any further
obligation to Contractor. Any such termination for default shall not in any way operate to
preclude (Recipient) from also pursuing all available remedies against Contractor and its
sureties for said breach or default.
D. Waiver of Remedies for any Breach In the event that (Recipient) elects to waive its
remedies for any breach by Contractor of any covenant, term or condition of this Contract,
such waiver by (Recipient) shall not limit (Recipient)'s remedies for any succeeding
breach of that or of any other term, covenant, or condition of this Contract.
E. Termination for Convenience (Professional or Transit Service Contracts) The
(Recipient), by written notice, may terminate this contract, in whole or in part, when it is in
the Government's interest. If this contract is terminated, the Recipient shall be liable only
for payment under the payment provisions of this contract for services rendered before
the effective date of termination.
F. Termination for Default (Supplies and Service) If the Contractor fails to deliver
supplies or to perform the services within the time specified in this contract or any
extension or if the Contractor fails to comply with any other provisions of this contract, the
(Recipient) may terminate this contract for default. The (Recipient) shall terminate by
delivering to the Contractor a Notice of Termination specifying the nature of the default.
The Contractor will only be paid the contract price for supplies delivered and accepted, or
services performed in accordance with the manner or performance set forth in this
contract.
If, after termination for failure to fulfill contract obligations, it is determined that the
Contractor was not in default, the rights and obligations of the parties shall be the same
as if the termination had been issued for the convenience of the Recipient.
G. Termination for Default (Transportation Services) If the Contractor fails to pick up the
commodities or to perform the services, including delivery services, within the time
specified in this contract or any extension or if the Contractor fails to comply with any
other provisions of this contract, the (Recipient) may terminate this contract for default.
The (Recipient) shall terminate by delivering to the Contractor a Notice of Termination
specifying the nature of default. The Contractor will only be paid the contract price for
services performed in accordance with the manner of performance set forth in this
contract.
If this contract is terminated while the Contractor has possession of Recipient goods, the
Contractor shall, upon direction of the (Recipient), protect and preserve the goods until
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surrendered to the Recipient or its agent. The Contractor and (Recipient) shall agree on
payment for the preservation and protection of goods. Failure to agree on an amount will
be resolved under the Dispute clause.
If, after termination for failure to fulfill contract obligations, it is determined that the
Contractor was not in default, the rights and obligations of the parties shall be the same
as if the termination had been issued for the convenience of the (Recipient).
6. CIVIL RIGHTS REQUIREMENTS
Civil Rights - The following requirements apply to the underlying contract:
(1) Nondiscrimination - In accordance with Title VI of the Civil Rights Act, as amended, 42
U.S.C. § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42
U.S.C. § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 U.S.C. §
12132, and Federal transit law at 49 U.S.C. § 5332, the Contractor agrees that it will not
discriminate against any employee or applicant for employment because of race, color,
creed, national origin, sex, age, or disability. In addition, the Contractor agrees to comply
with applicable Federal implementing regulations and other implementing requirements
FTA may issue.
(2) Equal Employment Opportunity - The following equal employment opportunity
requirements apply to the underlying contract:
(a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil
Rights Act, as amended, 42 U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. §
5332, the Contractor agrees to comply with all applicable equal employment
opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office
of Federal Contract Compliance Programs, Equal Employment Opportunity,
Department of Labor," 41 C.F.R. Parts 60 et seq., (which implement Executive Order
No. 11246, "Equal Employment Opportunity," as amended by Executive Order No.
11375, "Amending Executive Order 11246 Relating to Equal Employment
Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes,
executive orders, regulations, and Federal policies that may in the future affect
construction activities undertaken in the course of the Project. The Contractor agrees
to take affirmative action to ensure that applicants are employed, and that employees
are treated during employment, without regard to their race, color, creed, national
origin, sex, or age. Such action shall include, but not be limited to, the following:
employment, upgrading, demotion or transfer, recruitment or recruitment advertising,
layoff or termination; rates of pay or other forms of compensation; and selection for
training, including apprenticeship. In addition, the Contractor agrees to comply with
any implementing requirements FTA may issue.
(b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of
1967, as amended, 29 U.S.C. § § 623 and Federal transit law at 49 U.S.C. § 5332,
the Contractor agrees to refrain from discrimination against present and prospective
employees for reason of age. In addition, the Contractor agrees to comply with any
implementing requirements FTA may issue.
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(c) Disabilities - In accordance with section 102 of the Americans with Disabilities Act, as
amended, 42 U.S.C. § 12112, the Contractor agrees that it will comply with the
requirements of U.S. Equal Employment Opportunity Commission, "Regulations to
Implement the Equal Employment Provisions of the Americans with Disabilities Act,"
29 C.F.R. Part 1630, pertaining to employment of persons with disabilities. In
addition, the Contractor agrees to comply with any implementing requirements FTA
may issue.
(3) The Contractor also agrees to include these requirements in each subcontract financed in
whole or in part with Federal assistance provided by FTA, modified only if necessary to
identify the affected parties.
7. DISADVANTAGED BUSINESS ENTERPRISE (DBE)
a. This contract is subject to the requirements of Title 49, Code of Federal Regulations, Part
26, Participation by Disadvantaged Business Enterprises in Department of Transportation
Financial Assistance Programs. The national goal for participation of Disadvantaged
Business Enterprises (DBE) is 10%. The agency’s overall goal for DBE participation is __
%. A separate contract goal [of __ % DBE participation has] [has not] been
established for this procurement.
b. The contractor shall not discriminate on the basis of race, color, national origin, or sex in
the performance of this contract. The contractor shall carry out applicable requirements
of 49 CFR Part 26 in the award and administration of this DOT-assisted contract. Failure
by the contractor to carry out these requirements is a material breach of this contract,
which may result in the termination of this contract or such other remedy as City of Fort
Collins deems appropriate. Each subcontract the contractor signs with a subcontractor
must include the assurance in this paragraph (see 49 CFR 26.13(b)).
c. {If a separate contract goal has been established, use the following} Bidders/offerors
are required to document sufficient DBE participation to meet these goals or, alternatively,
document adequate good faith efforts to do so, as provided for in 49 CFR 26.53. Award
of this contract is conditioned on submission of the following [concurrent with and
accompanying sealed bid] [concurrent with and accompanying an initial proposal]
[prior to award]:
1. The names and addresses of DBE firms that will participate in this contract;
2. A description of the work each DBE will perform;
3. The dollar amount of the participation of each DBE firm participating;
4. Written documentation of the bidder/offeror’s commitment to use a DBE
subcontractor whose participation it submits to meet the contract goal;
5. Written confirmation from the DBE that it is participating in the contract as
provided in the prime contractor’s commitment; and
6. If the contract goal is not met, evidence of good faith efforts to do so.
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[Bidders][Offerors] must present the information required above [as a matter of
responsiveness] [with initial proposals] [prior to contract award] (see 49 CFR
26.53(3)).
{If no separate contract goal has been established, use the following} The
successful bidder/offeror will be required to report its DBE participation obtained through
race-neutral means throughout the period of performance.
d. The contractor is required to pay its subcontractors performing work related to this
contract for satisfactory performance of that work no later than 30 days after the
contractor’s receipt of payment for that work from the City of Fort Collins. In addition,
[the contractor may not hold retainage from its subcontractors.] [is required to
return any retainage payments to those subcontractors within 30 days after the
subcontractor's work related to this contract is satisfactorily completed.] [is
required to return any retainage payments to those subcontractors within 30 days
after incremental acceptance of the subcontractor’s work by the City of Fort Collins
and contractor’s receipt of the partial retainage payment related to the
subcontractor’s work.]
e. The contractor must promptly notify City of Fort Collins whenever a DBE subcontractor
performing work related to this contract is terminated or fails to complete its work, and
must make good faith efforts to engage another DBE subcontractor to perform at least the
same amount of work. The contractor may not terminate any DBE subcontractor and
perform that work through its own forces or those of an affiliate without prior written
consent of City of Fort Collins.
8. INCORPORATION OF FEDERAL TRANSIT ADMINISTRATION (FTA) TERMS
Incorporation of Federal Transit Administration (FTA) Terms - The preceding provisions
include, in part, certain Standard Terms and Conditions required by DOT, whether or not
expressly set forth in the preceding contract provisions. All contractual provisions required by
DOT, as set forth in FTA Circular 4220.1E, are hereby incorporated by reference. Anything
to the contrary herein notwithstanding, all FTA mandated terms shall be deemed to control in
the event of a conflict with other provisions contained in this Agreement. The Contractor shall
not perform any act, fail to perform any act, or refuse to comply with any (name of grantee)
requests which would cause (name of grantee) to be in violation of the FTA terms and
conditions.
9. GOVERNMENT-WIDE DEBARMENT AND SUSPENSION (NONPROCUREMENT)
Background and Applicability
In conjunction with the Office of Management and Budget and other affected Federal
agencies, DOT published an update to 49 CFR Part 29 on November 26, 2003. This
government-wide regulation implements Executive Order 12549, Debarment and Suspension,
Executive Order 12689, Debarment and Suspension, and 31 U.S.C. 6101 note (Section 2455, Public Law
103-355, 108 Stat. 3327).
The provisions of Part 29 apply to all grantee contracts and subcontracts at any level
expected to equal or exceed $25,000 as well as any contract or subcontract (at any level) for
Federally required auditing services. 49 CFR 29.220(b). This represents a change from prior
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practice in that the dollar threshold for application of these rules has been lowered from
$100,000 to $25,000. These are contracts and subcontracts referred to in the regulation as
“covered transactions.”
Grantees, contractors, and subcontractors (at any level) that enter into covered transactions
are required to verify that the entity (as well as its principals and affiliates) they propose to
contract or subcontract with is not excluded or disqualified. They do this by (a) Checking the
Excluded Parties List System, (b) Collecting a certification from that person, or (c) Adding a clause or
condition to the contract or subcontract. This represents a change from prior practice in that certification is
still acceptable but is no longer required. 49 CFR 29.300.
Grantees, contractors, and subcontractors who enter into covered transactions also must require the entities
they contract with to comply with 49 CFR 29, subpart C and include this requirement in their own
subsequent covered transactions (i.e., the requirement flows down to subcontracts at all levels).
Clause Language
The following clause language is suggested, not mandatory. It incorporates the optional
method of verifying that contractors are not excluded or disqualified by certification.
Suspension and Debarment
This contract is a covered transaction for purposes of 49 CFR Part 29. As such, the
contractor is required to verify that none of the contractor, its principals, as defined at
49 CFR 29.995, or affiliates, as defined at 49 CFR 29.905, are excluded or
disqualified as defined at 49 CFR 29.940 and 29.945.
The contractor is required to comply with 49 CFR 29, Subpart C and must include the
requirement to comply with 49 CFR 29, Subpart C in any lower tier covered
transaction it enters into.
By signing and submitting its bid or proposal, the bidder or proposer certifies as follows:
The certification in this clause is a material representation of fact relied upon by {insert
agency name}. If it is later determined that the bidder or proposer knowingly rendered an
erroneous certification, in addition to remedies available to {insert agency name}, the Federal
Government may pursue available remedies, including but not limited to suspension and/or
debarment. The bidder or proposer agrees to comply with the requirements of 49 CFR 29,
Subpart C while this offer is valid and throughout the period of any contract that may arise
from this offer. The bidder or proposer further agrees to include a provision requiring such
compliance in its lower tier covered transactions.
10. ENERGY CONSERVATION REQUIREMENTS
Energy Conservation - The contractor agrees to comply with mandatory standards and
policies relating to energy efficiency which are contained in the state energy conservation
plan issued in compliance with the Energy Policy and Conservation Act.
11. ADA Access
Accessibility. Facilities to be used in public transportation service must comply with 42 U.S.C.
Sections 12101 et seq. and DOT regulations, “Transportation Services for Individuals with
Disabilities (ADA),” 49 CFR Part 37; and Joint ATBCB/DOT regulations, “Americans with
Disabilities (ADA) Accessibility Specifications for Transportation Vehicles,” 36 CFR Part 1192
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and 49 CFR Part 38. Notably, DOT incorporated by reference the ATBCB’s “Americans with
Disabilities Act Accessibility Guidelines” (ADAAG), revised July 2004, which include
accessibility guidelines for buildings and facilities, and are incorporated into Appendix A to 49
CFR Part 37. DOT also added specific provisions to Appendix A modifying the ADAAG, with
the result that buildings and facilities must comply with both the ADAAG and amendments
thereto in Appendix A to 49 CFR Part 37.
12. CITY OF FORT COLLINS BID PROTEST PROCEDURES
The City of Fort Collins has a protest procedure, covering any phase of solicitation or award,
including but not limited to specification or award. The protest procedures are available from
the Purchasing Department, City of Fort Collins, 215 N. Mason, Street, 2nd Floor, P. O. Box
580, Fort Collins, CO. 80522. You may also request a copy of the procedures by emailing:
Purchasing@fcgov.com or calling 970-221-6775.