HomeMy WebLinkAbout108913 FORT COLLINS HOUSING AUTHORITY - CONTRACT - PURCHASE ORDER - 9130680RECIPIENT CONTRACT FOR
HOME INVESTMENT PARTNERSHIP AND AFFORDABLE HOUSING FUNDING
THIS RECIPIENT CONTRACT ("Contract") is entered into by and between THE CITY
OF FORT COLLINS, COLORADO, a municipal corporation (hereinafter referred to as "the City")
and FORT COLLINS HOUSING AUTHORITY (hereinafter referred to as "Subrecipient"), and
shall be effective on the date last signed below.
WITNESSETH:
. WHEREAS, the City has applied for and received funds from the United States
Government under Title 1 of the Housing and Community Development Act of 1974, Public Law
93-383 and under Tide II of the Cranston -Gonzales National Affordable Housing Act; and
WHEREAS, the City wishes to engage the Subrecipient to assist the City in utilizing such
funds.
NOW, THEREFORE, in consideration of the mutual promises of the parties, it is agreed as
follows:
I. Scope of Services/Performance Monitoring.
A. The Scope of Services to be rendered by the Subrecipient is attached as Exhibit A
hereto and made a part of the Contract. Subrecipient agrees to perform the work
described in Exhibit A, Scope of Services, in compliance with all provisions of this
Contract. Subrecipient warrants and represents that it has the requisite authority and
capacity to perform all terns and conditions on Subrecipient's part to be performed
hereunder.
B. The City will monitor the performance of the Subrecipient against goals and
performance standards required herein. Substandard performance as determined by
the City will constitute non-compliance with this Contract. If the Subrecippient does
not take action to correct such substandard performance within a reasonable period
of time after being notified by the City, the City may initiate contract suspension or
termination procedures.
II. Term of Contract.
Except as provided in Section VI, H, below, this Contract shall be in effect as long as the
Subrecipient retains control over properties which utilize Community Development Block Grant
("CDBG") and/or HOME Investment Partnership ("HOME") funds provided pursuant to this
Contract for acquisition, construction or rehabilitation of affordable housing, including income
generated from the funds. The City's obligation to provide funding under this Contract shall be
from January 1, 2013 to December 31, 2014 and shall be contingent upon full compliance by
Subrecipient with all terms and conditions set forth herein.
[FY 12, TBRA, Fort Collins Housing Authority I
agrees to have a Single Audit performed, at no cost to the City, in accordance
with the Single Audit Act Amendments of 1996 and OMB Circular A-133.
In the event that the expenditures of $500,000 or more indicated above are
all pursuant to this Contract, Subrecipient may elect to have a program -
specific audit conducted in accordance with said Act and Circular. Said audit
shall be submitted to the Office of the Controller of the City within nine (9)
months after the end of Subrecipient's fiscal year for which the audit is
performed.
C. Monitoring and Evaluation.
The City reserves the right and is required to monitor and evaluate the progress and
performance of the Subrecipient to assure that the terms of this Contract are being
satisfactorily met in accordance with City and other applicable monitoring and evaluating
criteria and standards. Subrecipient shall cooperate with City relating to such monitoring
and evaluation, and make available to the City any documents or other information
requested by the City or relevant to the City's monitoring and evaluation.
D. Reporting and Payment Procedures.
Budgets,
The specific use of the funds provided to Subrecipient under this and other City
grant programs, is included in Exhibit A (Scope of Services), and a detailed contract
budget, as submitted under the Sources and Uses attachment with the Competitive
Process application for Subrecipient's proposed project, is incorporated herein by
this reference. The City and the Subrecipient may revise the budget from time to
time in accordance with existing City policies, by amendment of this Contract.
2. Program Income.
The Subrecipient shall report to the City yearly all program income, as defined at 24
CFR 570.500(a) generated by activities carried out with CDBG and/or HOME
funds made available under this Contract, including, but not limited to, any rental
income or income derived from the sale of the Project Property. The use of
Program Income by the Subrecipient shall comply with the requirements set forth at
24 CFR 570.504. By way of further limitations, the Subrecipient may use such
income during the Contract period for activities described in the attached Scope of
Services and shall report any such Program Income received and the portion
attributed to the Project, and reduce requests for additional funds by the amount of
any such Program Income balances on hand. All program income not used in
accordance with this Section shall be returned to the City at the end of the Contract
period. Any interest earned on cash advances from the U.S. Treasury is not Program
Income and shall be remitted promptly to the City.
3. Indirect Costs.
[FY 12, TBRA, Fort Collins Housing Authority 1 10
If indirect costs are charged, the Subrecipient will develop an indirect cost allocation
plan for determining the appropriate City share of administrative costs and shall
submit such plan to the City for approval prior to submission of requests for any
payments for the same.
4. Payment Procedures.
The City will pay to the Subrecipient funds available under this Contract based upon
information submitted by the Subrecipient and consistent with any approved budget
and City policy concerning payments. With the exception of certain advances,
payments will be made for eligible expenses actually incurred by the Subrecipient,
and not to exceed actual cash requirements. Payments will be adjusted by the City in
accordance with advance fund and program income balances available in
Subrecipient accounts. In addition, the City reserves the right to liquidate funds
available under this Contract for costs incurred by the City on behalf of the
Subrecipient.
Progress Reports.
The Subrecipient shall submit regular Progress Reports to the City on a quarterly
basis until Project completion and on a yearly basis thereafter or as required by the
Scope of Services. Quarterly reports shall include a narrative description of progress,
percentage of work completed, funds expended, and any issues or problems. During
any required period of affordability, the recipient will submit a yearly occupancy
report and the City may require submission of a yearly audit.
E. Procurement.
Compliance.
The Subrecipient shall comply with current City policy concerning the purchase of
equipment and shall maintain an inventory record of all non -expendable personal
property as defined by such policy as may be procured with funds provided herein.
All program assets (unexpended program income, property, equipment, etc.) shall
revert to the City upon termination of this Contract, except as otherwise specifically
provided.
Applicable Standards.
The Subrecipient shall procure materials in accordance with the requirements of 24
CFR Part 85.36, covering procurement, and shall subsequently follow 24 CFR Parts
85.31 and 85.32, covering utilization and disposal of property.
Relocation, Acquisition and Displacement.
The Subrecipient agrees to comply with 24 CFR 570.606 and 92.353 relating to the
acquisition and disposition of all real property utilizing grant funds and to die
[FYI 2, TBRA, Fort Collins Housing Authority) 11
displacement of persons, businesses, non-profit organizations and farms occurring as
a direct result of any acquisition of real property utilizing grant funds.
4. Property Acquired With Program Funds.
Subrecipient agrees to use all personal assets and all real property, acquired or
improved, in whole or in part, with CDBG/HOME funds, as set forth in Exhibit A.
In the event Subrecipient ceases to use a personal asset or real property acquired or
improved, with CDBG/HOME funds, and described in Exhibit A, the Subrecipient
shall return the personal asset or real property to the City, or pay to the City a sum
equal to its fair market value, less any portion of the value attributable to
expenditures of non-CDBG/HOrrIE funds for the acquisition of, or improvement
to, the asset or property. The Subrecipient shall transfer to the City any
CDBG/HOME funds on hand at the time of expiration of this Contract and any
accounts receivable of CDBG/HOME funds.
VIII. Personnel and Participant Conditions.
A. Civil Rights.
Compliance.
The Subrecipient agrees to comply with Chapter 13, Article II, of the City Code and
Title 24, Article 34, Parts 3 through 7, C.R.S., and with Tide VI of the Civil Rights
Act of 1964, as amended, Title VIII of the Civil Rights Act of 1968, as amended,
Section 104(b) and Section 109 of Title 1 of the Housing and Community
Development Act of 1974 as amended, Section 504 of the Rehabilitation Act of
1973, the Americans With Disabilities Act of 1990, the Age Discrimination Act of
1975, Executive Order 11063, and with Executive Order 11246, as amended by
Executive Orders 11375, 11478 and 12086.
2. Nondiscrimination.
The Subrecipient will not discriminate against any employee or applicant for
employment because of race, color, creed, religion, ancestry, national origin, sex,
disability or other handicap, age, marital status, or status with regard to public
assistance in accordance with 24 CFR 92.350. The Subrecipient will take affirmative
action to ensure that all employment practices are free from such discrimination.
Such employment practices include but are not limited to the following hiring,
upgrading, demotion, transfer, recruitment or recruitment advertising, layoff,
termination, rates of pay or other forms of compensation and selection for training,
including apprenticeship. The Subrecipient agrees to post in conspicuous places,
available to employees and applicants for employment, notices to be provided by the
City setting forth the provisions of this nondiscrimination clause. The Subrecipient
will serve all eligible beneficiaries without regard to religion and may not restrict
housing to people of a particular religion or by reason of their participation (or lack
thereof) in religious activities.
3. Land Covenants.
This Contract is subject to the requirements of Tide VI of the Civil Rights Act of
1964 as amended and 24 CFR 570 Part 1. In regard to the sale, lease or other
transfer of land acquired, cleared or improved with assistance provided under this
Contract, the Subrecipient shall cause or require a covenant running with the land to
be inserted in the deed or lease for such transfer, prohibiting discrunination as herein
defined, in the sale, lease or rental, or in the use or occupancy of such land, or in any
improvements erected or to be erected thereon, providing that the Subrecipient and
the United States are beneficiaries of and entitled to enforce such covenants. The
Subrecipient, in undertaking its obligation to carry the program assisted hereunder,
agrees to take such measures as are necessary to enforce such covenant and will not
itself so discriminate.
4. Section 504.
The Subrecipient agrees to comply with any federal regulations issued pursuant to
Section 504 of the Rehabilitation Act of 1973 (29 U.S.C. 706), which prohibits
discrimination against the handicapped in any federally -assisted program. The City
shall provide the Subrecipient with any guidelines necessary for compliance with that
portion of the regulations in force during the term of this Contract. All common
spaces must be made accessible in accordance with the Uniform Federal
Accessibility Standards.
B. Affirmative Action.
Approved Plan.
The Subrecipient agrees that it shall be committed to carry out pursuant to the City's
specifications an Affirmative Action Program in keeping with the principles as
provided in President's Executive Order 11246 of September 24, 1965. The City
shall provide Affirmative Action guidelines to the Subrecipient to assist in the
formulation of such program. The Subrecipient shall submit a plan for an
Affirmative Action Program for approval as soon as possible after the awarding of
funds.
2. W/MBE.
The Subrecipient will use its best efforts to afford minority and women -owned
business enterprises the maximum practicable opportunity to participate in the
performance of this Contract As used in this Contract, the term "minority and
female business enterprise" means a business at least fifty-one (51) percent owned
and controlled by minority group members or women. For the purpose of this
definition, "minority group members" are Afro-Americans, Spanish-speaking,
Spanish surnamed or Spanish -heritage Americans, Asian -Americans and American
Indians. The Subrecipient may rely on written representations by Subrecipients
[FY 12, TBRA, Fort Collins Housing Authority ] 13
regarding their status as minority and female business enterprises in lieu of an
independent investigation.
3. Access to Records
The Subrecipient shall furnish and cause each of its sub-Subrecipients to furnish all
information and reports required hereunder and will permit access to its books,
records and accounts by the City, HUD, or its agent, or other authorized federal
officials for purposes of investigation to ascertain compliance with the rules,
regulations and provisions stated herein.
4. Notifications
The Subrecipient will send to each labor union or representative of workers with
which it has a collective bargaining agreement or other contract or understanding, a
notice, to be provided by the agency contracting officer, advising the labor union or
workers' representative of the Subrecipient's commitments hereunder, and shall post
copies of the notice in conspicuous places available to employees and applicants for
employment
5. EEO/AA Statement
The Subrecipient will, in all solicitations or advertisements for employees placed by
or on behalf of the Subrecipient, state that it is an Equal Opportunity or Affirmative
Action employer.
G. Subcontract Provisions.
The Subrecipient will include the provisions of Paragraphs VIII A, Civil Rights, and
B, Affirmative Action, in every subcontract or purchase order, specifically or by
reference, so that such provisions will be binding upon each sub-Subrecipient or
vendor.
C. Employment Restrictions.
1. Prohibited Activity.
The Subrecipient is prohibited from using funds provided herein or personnel
employed in the administration of the program for political activities; sectarian or
religious activities; lobbying, political patronage and nepotism activities. In addition
(1) no Federal appropriated funds have been paid or will be paid, by or on behalf of
the undersigned, to any person for influencing or attempting to influence an officer
or employee of an agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with the awarding
of any Federal contract, the making of any Federal grant, the making of any Federal
loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any Federal contract, grant,
loan, or cooperative agreement; and (2) if any funds other than Federal appropriated
(FY l2, TBRA, Fort Collins Housing Authority 1 14
funds have been paid or will be paid to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of Congress, an officer or
employee of Congress, or an employee of a Member of Congress in connection with
this Federal contract, grant loan or cooperative agreement, the undersigned shall
complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying,"
in accordance with its instructions.
2. OSHA.
Where employees are engaged in activities not covered under the Occupational
Safety and Health Act of 1970, they shall not be required or permitted to work, be
trained or receive services in buildings or surroundings or under working conditions
which are unsanitary, hazardous or dangerous to the participants' health or safety.
3. Right to Know.
Participants employed or trained for inherently dangerous occupations, e.g., fire or
police jobs, shall be assigned to work in accordance with reasonable safety practices.
The Subreripient will comply with all applicable "Right to Know" Acts.
4. Labor Standards.
a. The Subrecipient agrees to comply with the requirements of the Secretary of
Labor in accordance with the Davis -Bacon Act as amended, the provisions
of Contract Work Hours and Safety Standards Act, the Copeland "Anti -
Kickback" Act (40 U.S.C. 276, 327-333) and all other applicable federal, state
and local laws and regulations pertaining to labor standards insofar as those
acts apply to the performance of this Contract The Subrecipient shall
maintain documentation which demonstrates compliance with wage and
hour requirements of this part. Such documentation shall be made available
to the City for review upon request
b. The Subrecipient agrees that, except with respect to the rehabilitation or
construction of residential property designed for residential use for less than
eight (8) units, all contractors engaged under contracts in excess of Two
Thousand Dollars ($2,000) for construction, renovation or repair of any
building or work financed in whole or in part with assistance provided under
this Contract, and/or with respect to the rehabilitation or construction of
residential property where there are more than 12 HOME -assisted units, the
Subrecipient shall comply with federal requirements adopted by the City
pertaining to such contracts and with the applicable requirements of the
regulations of the Department of Labor, under 29 CFR Parts 3, 1, 5 and 7
governing the payment of wages and ratio of apprentices and trainees to
journeymen; provided, that if wage rates higher than those required under
the regulations are imposed by state or local law, nothing hereunder is
intended to relieve the Subrecipient of its obligation, if any, to require
payment of the higher wage.
[FY 12, TBRA, Fort Collins Housing Authority] 15
5. "Section 3" Clause.
a: Compliance.
Compliance with the provisions of Section 3 of the Housing and Urban
Development Act of 1968, as amended, 12 U.S.C. 1701, the regulations set
forth in 24 CFR 135, and all applicable rules and orders issued hereunder
prior to the execution of this Contract, shall be a condition of the federal
financial assistance provided under this Contract and binding upon the City,
the Subrecipient and any sub-Subrecipients. Failure to fulfill these
requirements shall subject the City, the Subrecipient and any sub-
Subrecipients, their successors and assigns, to those sanctions specified by
the Contract through which federal assistance is provided. The Subrecipient
certifies and agrees that no contractual or other disability exists which would
prevent complaint with these requirements.
Construction Standards: For properties undergoing construction and
rehabilitation, all units must meet all City codes and ordinances at the time of
completion. Certificates of Occupancy must be submitted at Project
completion. For new construction of multifamily projects with four or more
units, all of the units in buildings with elevators and all of the ground floor
units in buildings without elevators must meet the design and construction
requirements of the Fair Housing Act.
The Subrecipient further agrees to comply with these "Section 3"
requirements and to include the following language in all subcontracts
executed under this Contract
The work to be performed under this contract is a project
assisted under a program providing direct federal financial
assistance from HUD and is subject to the requirements of
Section 3 of the Housing and Urban Development Act of
1968, as amended, 12 U.S.C. 1701. Section 3 requires that to
the greatest extent feasible opportunities for training and
employment be given to lower income residents of the
project area and contracts for work in connection with the
project be awarded to business concerns which are located in,
or owned in substantial part by persons residing in the areas
of the project.
The Subrecipient certifies and agrees that no contractual or other disability
exists which would prevent compliance with the requirements.
b. Notifications.
[FYI 2, TBRA, Fort Collins Housing Authority 1 16
D. Conduct
The Subrecipient agrees to send to each labor organization or representative
of workers with which it has a collective bargaining agreement or other
contract or understanding, if any, a notice advising said labor organization or
workers' representative of its commitments under this Section 3 clause and
shall post copies of the notice in conspicuous places available to employees
and applicants for employment or training.
Subcontracts.
The Subrecipient will include this Section 3 clause in every subcontract and
will take appropriate action pursuant to the subcontract upon a fording that
the Subrecipient is in violation of regulations issued by the City. The
Subrecipient will not subcontract with any sub-Subrecipient where it has
notice or knowledge that the latter has been found in violation of regulations
under 24 CFR 135 and will not let any subcontract unless the sub-
Subrecipient has Fast provided it with a preliminary statement of ability to
comply with the requirements of these regulations.
Assignability.
This contract has been awarded based on the specific qualifications and
representations of the Subrecipient. Therefore, the Subrecipient shall not assign or
transfer. (a) any interest in this Contract, (b) any of its rights or obligations under this
Contract, or (c) its interest in any property obtained using the funds provided under
this Contract (including but not limited to the Project Property as described in
(Exhibit A), without the prior written consent of the City; provided, however, that
claims for money due or to become due to the Subrecipient from the City under this
Contract may be assigned to a bank, trust company or other financial institution
without such approval. Notice of any such assignment or transfer shall be furnished
promptly to the City. For assignments and transfers requiring City consent, the
Subrecipient must give the City no less than thirty (30) days advance notice of the
proposed assignment or transfer.
2. Conflict of Interest.
The Subrecipient agrees to abide by the provisions of 24 CFR 570.611 with respect
to conflict of interest, and covenants that it presently has no financial interest and
shall not acquire any financial interest, direct or indirect, which would conflict in any
manner or degree with the performance of services required under this Contract.
The Subrecipient further covenants that in the performance of this Contract, no
person having such a financial interest shall be employed or retained by the
Subrecipient hereunder. These conflict of interest provisions apply to any person
who is an employee, agent, consultant, officer or elected official or appointed official
of the City, or of any designated public agencies or Subrecipients which are receiving
funds under the HOME and/or CDBG Entitlement Grants.
[FYI2, TBRA, Fort Collins Housing Authority ] 17
3. Subcontracts.
a. Approvals.
The Subrecipient shall not enter into any subcontracts with any agency or
individual in the performance of this Contract without the written consent of
the City prior to the execution of such contract.
b. Monitoring.
The Subrecipient will monitor all subcontracted services on a regular basis to
assure compliance with both this Contract and the applicable subcontract.
Results of monitoring efforts shall be summarized in written reports and
supported with documented evidence of follow-up actions taken to correct
areas of noncompliance.
C. Content.
The Subrecipient shall cause all of the provisions of this Contract in its
entirety to be included in and made a part of any subcontract executed in the
performance of this Contract.
d. Selection Process.
The Subrecipient shall undertake to ensure that all subcontracts let in the
performance of this Contract shall be awarded in a fair and open competition
basis. Executed copies of all subcontracts shall be forwarded to the City,
along with documentation concerning the selection process.
4. Copyright.
If this Contract results in any copyiightable material, the City reserves the right to
royalty -free, non-exclusive and irrevocable license to reproduce, publish or otherwise
use and to authorize others to use, the work for government purposes.
5. Religious Organization.
The Subrecipient agrees that funds provided under this Contract will not be utilized
for religious activities, to promote religious interests, or for the benefit of a religious
organization in accordance with the federal regulations specified in 24 CFR
570.2000). The Subrecipient cannot require a beneficiary to participate in inherently
religious activities. However, a faith -based organization may retain its independence
to carry out its mission, including allowing a Board of Directors to be selected based
on religious practice.
5. Fair Housing.
All housing (for sale or rent) assisted with funding through the City must be made
available without discrimination based on race, color, national origin, age, sex,
[FYI 2, TBRA, Fort Collins Housing Authority 1 18
religion, familial status or disability according to Tide VIII of the Civil Rights Act of
1968 as amended, Title VI of the Civil Rights Act of 1964 as amended, the Age
Discrimination Act of 1975, Executive Orders 11063 and 12259 — Equal
Opportunity in Housing, Section 504 of the Rehabilitation Act of 1973, and Title II
of the Americans with Disabilities Act.
IX. Environmental Conditions.
When applicable, no funds shall be obligated or expended until an Environmental Review is
completed and accepted by HUD and the City of Fort Collins.
A. Air and Water.
The Subrecipient agrees to comply with the following laws and regulations, along with any
other environmental or public health related laws or regulations, insofar as they apply to the
performance of this Contract:
• Clear Air Act, 42 U.S.C., 1857, et seq.;
• Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251, et seq., as amended
1318 relating to inspection, monitoring, entry, reports and information, as well as other
requirements specified in said Section 114 and Section 308, and all regulations and
guidelines issued thereunder;
• Environmental Protection Agency (EPA) regulations pursuant to 40 CFR, Part 50, as
amended;
• National Environmental Policy Act of 1969; and
• HUD Environmental Review Procedures (24 CFR Part 58).
B. Flood Disaster Protection.
The Subrecipient agrees to comply with the requirements of the Flood Disaster Protection
Act of 1973 (P.L. 2234) in regard to the sale, lease or other transfer of land acquired, cleared
or improved under the terms of this Contract, as it may apply to the provisions of this
Contract. Compliance measures may include, but are not limited to, maintaining flood
insurance, structural adaptation or other mitigation as required.
C. Lead -based Paint.
The Subrecipient agrees that any construction or rehabilitation of residential structures with
assistance provided under this Contract shall be subject to HUD Lead -based Paint
Regulations at 24 CFR 570.608, and 24 CFR Part 35, and in particular Subpart B thereof.
Such regulations pertain to all HUD -assisted housing and require that all owners,
prospective owners, and tenants or properties constructed prior to 1978 be properly notified
that such properties may include lead -based paint, and shall be inspected for lead hazards
prior to purchase or rehabilitation.
[FY 12, TBRA, Fort Collins Housing Authority ] 19
III. Payment.
If the Subrecipient is not in default hereunder, and subject to the City's receipt of the
Department of Housing and Urban Development HOME funds and City of Fort Collins Affordable
Housing Funds, and provided that the Contract and Scope of Services are eligible expenditures of
HOME and Affordable Housing funds, the City agrees to pay the Subrecipient HOME funding of
ONE HUNDRED FIFTY SIX THOUSAND TWO HUNDRED FORTY AND NO/100
DOLLARS ($156,240) and Affordable Housing funds for administration of SEVENTEEN
THOUSAND FOUR HUNDRED THIRTY FOUR AND NO/100 DOLLARS ($17,434) for
a total of ONE HUNDRED SEVENTY THREE THOUSAND FIVE HUNDRED
EIGHTY THREE AND NO/100 DOLLARS ($173,583). Payment shall be made upon
presentation of invoices which Subrecipient certified are true and correct copies of payments due on
behalf of the Subrecipient, for an activity covered by this Contract and made in accordance and
compliance with the Scope of Services. In no event shall the City's obligation to make payment to
the Subrecipient hereunder exceed ONE HUNDRED SEVENTY THREE THOUSAND
FIVE HUNDRED EIGHTY THREE AND NO/100 DOLLARS ($173,583). Payments may
be trade during the term of this Contract once a month in cases covering reimbursement for
operation costs, otherwise upon presentation of vouchers accompanied by invoices or receipts
showing date paid. Payment may be suspended by the City in the event of a default by Subrecipient.
Payments may also be contingent upon certification of the Subrecipient's financial management
system in accordance with the standards specified in Title 24, CM Part 85.
IV. Notices.
Notices required to be given under this Contract shall be hand delivered or sent by U.S. Mail or
overnight commercial courier and directed to the following Contract representatives:
City of Fort Collins:
Affordable Housing Administrator
Social Sustainability Department
City of Fort Collins, P.O. Box 580
Fort Collins, CO 80522-0580
(970) 221-6812
V. Special Conditions.
Subrecipient:
Executive Director
Fort Collins Housing Authority
1715 W. Mountain Ave.
Fort Collins, Co 805021
(970)416-2917
A. Compliance with Federal Regulations. The Subrecipient agrees to comply with the
requirements of Title 24 Code of Federal Regulations, Part 570, of the Housing and Urban
Development regulations concerning Community Development Block Grants, Title II of the
Cranston -Gonzales National Affordable Housing Act and all federal regulations and policies issued
pursuant to these regulations. The Subrecipient further agrees to utilize funds available under this
Contract to supplement rather than supplant funds otherwise available.
B. Compliance with Laws. The Subrecipient, in performance of this Agreement, agrees
to comply with all applicable Federal, State and Local Laws and ordinances, and other policies and
[FY 12, TBRA, Fort Collins Housing Authority ] 2
D. Historic Preservation.
The Subrecipient agrees to comply with the Historic Preservation requirements set forth in
the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the
procedures set forth in 36 CFR Part 800, Advisory Council on Historic Preservation
Procedures for Protection of Historic Properties, insofar as they apply to the performance of
this Contract.
In general, this requires concurrence from the State Historic Preservation Officer for all
rehabilitation and demolition of historic properties that are fifty (50) years or older or that
are included on a federal, state or local historic property fist. Properties adjacent to the
planned development site may also be subject to review.
X. Entire Agreement/Governing Law.
The provisions set forth in Items I -DC, all attachments to this Contract; the applicant's
corresponding application for the City's Competitive Process, the applicant's verbal presentation
before the CDBG Commission, the Promissory Note(s), the Deed(s) of Trust, the Agreement of
Restrictive Covenants for Real Property and any other applicable legal documents, constitute the
entire agreement between the parties hereto and no statement, promise, conditions, understanding,
inducement or representation, oral or written, express or implied, which is not contained herein shall
be binding or valid. This Contract shall be binding upon the parties, their agents, representatives,
successors and assigns. This Contract shall be governed under the laws of the State of Colorado.
XI. Authority to Sign
The persons executing this Contract on behalf of the Subrecipient represent that one
or both of them has the authority to execute this Contract and to bind the Subrecipient to its
terms.
[FY12, TBRA, Fort Collins Housing Authority ] 20
IN WITNESS WHEREOF, the parties have executed this Contract as of the date of the
most recent signatory.
THE CITY OF FORT COLLINS, COLORADO
A Municipal CorporattTVVa
By: e
Darin City Manager
ATTEST: ��
V�. 0`
SZ4City Clerk 4 � 8
APPRO AS TO FO �� ••
St. Assistldt City A& omey
FORT COLLINS HOUSING AUTHORITY
A Public Housing Agency
By. t (J: �i�" Date
Title: Boai president`
Date OI 3
Execu ' Director
Fed. I.D. Number. q V(OGi 1014
g
[FY 12, TBRA, Fort Collins Housing Authority] 21
EXHIBIT A
SCOPE OF SERVICES
1. Project Description and Objectives: The Fort Collins Housing Authority will receive a grant
of $173,674 to operate a Tenant -based Rental Assistance program for residents of Fort Collins, CO.
The project will serve up to 10low-income households with rent assistance and/or security deposit
assistance for no more than 24 months per household. Each household assisted will receive a
minimum of $1,000 in assistance (per HUD HOME TBRA guidelines). Any households which
receive less than $1,000 in assistance will not be covered by this grant. The maximum amount of
monthly rental assistance for any household is the difference between 30 percent of the household's
adjusted monthly income and the Fort Collins payment (rent) standard (see below).
The allocation is conditional that the funding be used as follows:
$156, 240 HOME funds for rental assistance payments
$17, 434 AH funds for administrative costs
2. Affirmative Marketing. On file
3. Low and Moderate Income Benefit. Applicants will be certified as income eligible prior to
signing a contract for TBRA for the household. Income limits are attached to this document as
Exhibit `13-1" and may be amended by the parties as necessary. The grantee shall determine annual
income of the Project beneficiaries using Section 8 Housing Program income definitions as per 24
CFR Part 813. All recipients of TBRA grant funds will qualify as low-income. Household income
will be recertified annually.
4. Affordability: Rental: For each fiscal year allocation, at least 90 percent of the families assisted
through HOME TBRA and the households occupying assisted units in HOME rental developments
(taken together) must be at or below 60 percent of the area median income. Units assisted with
TBRA may be publicly or privately owned. Rents must be reasonable based on rents that are
charged for comparable unassisted rental units. Only units within the City limits of Fort Collins are
eligible for TBRA assistance. Units must comply with City Code as to occupancy standards. The
Fort Collins Housing Authority must also review and approve rent increases by landlords renting to
tenants participating in the TBRA program. The lease must be disapproved if the rent is not
reasonable.
5. Payment (rent) standard: The payment (rent) standard should represent the rent plus utility
cost of moderately priced units that meet HUD HQS in the City of Fort Collins. The payment
(rent) standard is established by bedroom size, based either on local market conditions or on the
Section 8 Fair Market Rent for Fort Collins.
6. Deed Restriction: Not Applicable
[FY 12, TBRA, Fort Collins Housing Authority] 22
7. Tenant and Participants Protection: The lease between a tenant and an owner of rental
housing must be for not less than one year, unless by mutual agreement between the tenant and the
owner. . The lease may not contain any of the prohibited lease terms listed in 24 CFR Part
92.253(b). Standards must be established for when a landlord may elect to terminate or refuse to
renew the lease of a TBRA household. These standards must be in writing and included within the
lease and/or in the contract. In addition, all leases must comply with applicable state or local
tenant -landlord laws.
8. Contract Administration. The City is responsible for providing the following information to
the grantee yearly as it becomes available: income limits, rent limits, utility allowances and any
changes to HUD requirements that may affect the management of the project. The grantee shall be
responsible for the timely completion of the Scope of Services requirements.
9. City Monitoring. The City of Fort Collins HOME Program Administrator will monitor this
project.
10. Housing Standards. All assisted units will, at a minimum, meet HUD's Housing Quality
Standards (24 CFR, Section 982.401 and 92.251, incorporated by reference), including lead -based
paint requirements at 24 CFR Part 35 and all applicable local and state building codes and standards.
11. Time of Performance. The Project shall commence upon the full and proper execution of this
Contract and shall be completed on or before December 31, 2014. However, the Project time of
Performance may be extended by letter, subject to mutual agreement of the City and the grantee.
To initiate this process, a written request shall be submitted to the City by the Subrecipient at least
sixty (60) days prior to December 31, 2014and shall include a full justification for the extension
request. In no case may the Contract be extended beyond December, 2016 according to HOME
regulations {four years).
(FY 12, TBRA, Fort Collins Housing Authority ] 23
EXHIBIT B-1
INCOME LIMITS
2013 Income Limits
Income Limits (effective date 12/11/2012)
2013 Median Income for a Family of 4: $75,800
(Fort Collins/Loveland Metropolitan Statistical Area)
City of Fort Collins
Household Members
Income
i _ ilE _i
, '25� w
"'-7
#3�
„"4L=
"l'-
i 5i 1
t'"'r'v c-�
t. 1 6....-:
=,, RC j
r^
P ICE
100%of
53,12
60,685
68,250
75,800
81,940
88,000
94,060
100,125
AMI
5
80%of
42,50
48,550
54,600
60,650
65,550
70,400
75,250
80,100
AMI
0
60%of
31,87
36,410
40,950
45,480
49,160
52,800
56,430
60,075
AMI
5
50%of
26,56
30,340
34,125
37,900
40,970
44,000
47,030
50,060
AM[
0
30%of
15,94
18,650
20,475
22,740
24,580
26,400
28,210
30,030
AMI
0
AMI = Area Median Income
51-80%: Low Income (HOME High Income Limit)
31-50%: Very Low Income (HOME Low Income Limit)
0-30%: Extremely Low Income
[FYI 2, TBRA, Fort Collins Housing Authority] 24
EXHIBIT B-2
HOME Rents (current as of 2/15/2012) [includes utilities]
2012 Fair Market Rents as of 2/15/2012
- - t
j0 bd�m
Sldrm
2�bdffi�i
3`bdrm_I
4-bdrm J
Low HOME
584
700
849
997
1,127
High HOME
584
700
849
1,236
1,389
FAIR MARKET
513
615
746
1,086
1,226
50% Rent Limit
680
728
875
1,010
1,127
65% Rent Limit
864
927
1,114
1,279
1,408
[FYI 2, TBRA, Fort Collins Housing Authority] 25
EXHIBIT C
AFFIDAVIT TEMPLATE FOR PROOF OF LEGAL PRESENCE
AFFIDAVIT PURSUANT TO C.R.S.24-76.5-103
I, , swear or affirm under penalty of perjury
under the laws of the State of Colorado that (check one):
I am a United States citizen, or
I am a Permanent Resident of the United States, or
I am lawfully present in the United States pursuant to Federal law.
I understand that this sworn statement is required by law because I have applied for a public
benefit. I understand that state law requires me to provide proof that I am lawfully present in the United
States prior to receipt of this public benefit. I further acknowledge that making a false, fictitious, or
fraudulent statement or representation in this sworn affidavit is punishable under the criminal laws of
Colorado as perjury in the second degree under Colorado Revised Statute 18-8-503 and it shall constitute
a separate criminal offense each time a public benefit is fraudulently received.
Signature Date
• current Colorado drivers license, minor driver's license, probationary driver's license, commercial drivees license,
restricted driver's license, instruction permit
• current Colorado identification card
• U.S. military card or dependent identification card
• U.S. coast guard merchant mariner card
• Native American tribal document
[FY l2, TBRA, Fort Collins Housing Authority ] 26
guidelines established for the City of Fort Collins. Subrecipient agrees to comply with all provisions
of the Americans with Disabilities Act and all regulations interpreting or enforcing such act.
C. Proof of Lawful Presence
Subrecipient acknowledges that the City's Competitive Process funds are a "public benefit"
within the meaning of C.R.S. § 24-76.5-102. As such, the Subrecipient shall ensure compliance with
C.R.S. § 24-76.5-103 of State statute by performing the required verifications. Specifically, when
required the Subrecipient shall ensure that:
a. if the public benefit provided by the funds flows directly to a natural person (i.e., not
a corporation, partnership, or other legally -created entity) 18 years of age or older, he/she
must do the following:
complete the affidavit attached to this Agreement as Exhibit "C".
(ii) attach a photocopy of the front and back of one of the following forms of
identification: a valid Colorado driver's license or Colorado identification card; a
United States military card or military dependent's identification card; a United States
Coast Guard Merchant Mariner identification card; or a Native American tribal
document.
b. If an individual applying for the benefits identified herein executes the affidavit
stating that he/she is an alien lawfully present in the United States, Subrecipient shall verify
his/her lawful presence througl the federal systematic alien verification or entitlement
program, known as the "SAVE Program " operated by the U.S. Department of Homeland
Security or a successor program designated by said department. In the event Subrecipient
determines through such verification process that the individual is not an alien lawfully
present in the United States, the Subrecipient shall not provide benefits to such individual
with the City's Competitive Process funds.
The City acknowledges that the Scope of Services provided by Subrecipient herein may fall
within several exceptions to the verification requirements of C.R.S. § 24-76.5-103 for non -profits.
For example, certain programs, services, or assistance such as, but not limited to, soup kitchens,
crisis counseling and intervention, short-term shelter or prenatal care are not subject to the
verification requirements of C.R.S. § 24-76.5-103.
D. Prohibition Against Employing Illegal Aliens
This paragraph applies to all Subrecipients whose performance of work under this Contract
does not involve the delivery of a specific end product other than reports that are merely incidental
to the performance of said work. In compliance with C.R.S. § 8-17.5-101, Subrecipient represents
and agrees that•.
(a) As of the date of this Contract, Subrecipient does not knowingly employ or contract
with an illegal alien who will perform work under this Contract; and Subrecipient will
participate in the electronic employment verification program created in Public law 104-
208, as amended, and expanded in Public Law 108-156, as amended, and jointly
[FY 12, TBRA, Fort Collins Housing Authority ]
administered by the United States Department of Homeland Security and the Social Security
Administration, or its successor program (the "E-verify Program") in order to confirm the
employment eligibility of all employees who are newly hired for employment to perform
work under this Contract.
(b) Subrecipient shall not knowingly employ or contract with an illegal alien to perform
work under this Contract or enter into a contract with a subcontractor that fails to certify to
Subrecipient that the subcontractor shall not knowingly employ or contract with an illegal
alien to perform work under this Contract.
(c) Subrecipient has confirmed the employment eligiblity of all employees who are newly
lured for employment to perform work under this Contract through either the E-verify
Program or the employment verification program established by the State of Colorado,
pursuant to Section 8-17.5-102(5)(c), C.R.S. (the "Department Program").
(d) Subrecipient is prohibited from using the E-verify Program or the Department Program
procedures to undertake pre -employment screening of job applicants while this Contract is
being performed.
(e) If Subrecipient obtains actual knowledge that a subcontractor performing work under
this Contract knowingly employs or contracts with an illegal alien, Subrecipient shall:
(i) Notify such subcontractor and the City within three days that Subrecipient has
actual knowledge that the subcontractor is employing or contracting with an illegal
alien; and
(ii) Terminate the subcontract with the subcontractor if within three days of
receiving the notice required pursuant to this section the subcontractor does not
cease employing or contracting with the illegal alien; except that Subrecipient shall
not terminate the contract with the subcontractor if during such three days the
subcontractor provides information to establish that the subcontractor has not
knowingly employed or contracted with an illegal alien.
(1) Subrecipient shall comply with any reasonable request by the Colorado Department of
Labor and Employment (the "Department") made in the course of an investigation that the
Department undertakes or is undertaking pursuant to the authority established in Subsection
8-17.5-102 (5), C.R.S.
(g) If Subrecipient violates any provision of this Contract pertaining to the dudes imposed
by Subsection 8-17.5-102, C.R.S. the City may terminate this Contract. If this Contract is so
terminated, Subrecipient shall be liable for actual and consequential damages to the City
arising out of Contractor's violation of Subsection 8-17.5-102, C.R.S.
(h) The City will notify the Office of the Secretary of State if Subrecipient violates this
provision of this Contract and the City terminates the Contract for such breach.
V1. General Conditions.
[FYI 2, TBRA, Fort Collins Housing Authority j 4
A. General Compliance.
The Subrecipient agrees to comply with all applicable federal, state and local laws and
regulations governing the funds provided under this Contract.
B. Independent Contractor.
Nothing contained in this Contract is intended to, or shall be construed in any manner, as
creating or establishing the relationship of employer/employee between the parties. The
Subrecipient shall at all times remain an independent contractor with respect to the services
to be performed under this Contract. The City shall be exempt from payment of all
Unemployment Compensation, FICA, retirement, life and/or medical insurance and
Workers' Compensation insurance as the Subrecipient is an independent Subrecipient.
C. liability.
As to the City, Subrecipient agrees to assume the risk of all personal injuries, including death
resulting therefrom, to persons, and damage to and destruction of property, including loss of
use therefrom, caused by or sustained, in whole or in part, in connection with or arising out
of the performance or nonperformance of this Contract by Subrecipient or by the
conditions created thereby. Subrecipient further agrees to indemnify and save harmless the
City, its officers, agents and employees, from and against any and all claims, liabilities, costs,
expenses, penalties and attorney fees arising from such injuries to persons or damages to
property or based upon or arising out of the performance or nonperformance of this
Contract or out of any violation by Subrecipient of any statute, ordinance, rule or regulation.
D. Workers' Compensation.
The Subrecipient shall provide Workers' Compensation insurance coverage for all
Subrecipient employees involved in the performance of this Contract.
E. Insurance and Bonding.
The Subrecipient shall carry sufficient insurance coverage to protect Contract assets from
loss due to theft, fraud and/or undue physical damage, and as a minimum, shall purchase
blanket fidelity bond covering all of Subrecipienes employees in an amount equal to cash
advances from the City. Specifically, the Subrecipient will protect the City's investment by
providing Property Insurance, Workers Compensation and Employer's Liability Insurance, if
applicable, Commercial General Liability Insurance and All Risk Property Damage
Insurance.
F. Grantor Recognition.
The Subrecipient shall ensure recognition of the role of the City in providing services
through this Contract. All activities, facilities and items utilized pursuant to this Contract
shall be prominently labeled as to funding source. In addition, the Subrecipient will include
a reference to the support provided herein in all publications made possible with funds made
available under this Contract. Such labeling and/or reference shall include the following
[FYI2, TBRA, Fort Collins Housing Authority j
credit line: "This project is partially supported by Community Development Block Grant
and/or HOME funding from the City of Fort Collins."
G. Amendments.
The City or Subrecipient may amend this Contract at any time, provided that such
amendments make specific reference to this Contract and are executed in writing, signed by
a duly authorized representative of both organizations. Such amendments shall not
invalidate this Contract, nor relieve or release the City or Subrecipient from its obligations
under this Contract, except as expressly provided therein.
The City may, in its discretion, amend this Contract to conform with federal, state or local
governmental guidelines, policies and available funding amounts, or for other reasons. If
such amendments result in a change in the funding, the Scope of Services, or schedule of the
activities to be undertaken as part of this Contract, such modifications will be incorporated
only by written amendment signed by both the City and Subrecipient.
H. Suspension or Termination and Default.
Subrecipient may terminate this Contract at any time by giving written notice to the
City of such termination and specifying the effective date thereof at least thirty (30)
days before the effective date of such termination. Partial terminations of the Scope
of Service in Section I. above may only be undertaken with the prior approval of
City. If the Subrecipient terminates this Contract prior to completion of Scope of
Services, all funds previously paid to Subrecipient by the City pursuant to this
Contract must be repaid to the City upon such termination.
2. The City may also suspend or terminate this Contract, in whole or in part, if
Subrecipient materially fails to comply with any term of this Contract, or with any of
the rules, regulations or provisions referred to herein; and the City may declare the
Subrecipient ineligible for any further participation in City Competitive Process
contracts for funding, in addition to other remedies as provided by law. In the event
there is probable cause to believe the Subrecipient is in noncompliance with any
applicable laws, rules, or regulations, the City may withhold up to one hundred (100)
percent of said Contract funds until such time as the Subrecipient is found to be in
compliance by the City or is otherwise adjudicated to be in compliance, or to
exercise the City's rights under any security interest of the City arising hereunder.
In the event of any termination pursuant to this section, the Subrecipient shall remit
to the City all monies previously paid by the City to the Subrecipient under this
Contract, and, all finished or unfinished documents, data, studies, surveys, maps,
models, photographs, reports or other materials prepared by Subrecipient under this
Contract shall, at the option of the City, become the property of the City, provided,
however, that Subrecipient shall be entitled to receive just and equitable
compensation for any satisfactory work completed on such documents or materials
prior to the termination.
(FYI 2, TBRA, Fort Collins Housing Authority]
4. This Contract, and the City's obligations under it, will automatically terminate in the
event of suspension or non -receipt of HOME/Affordable Housing funds by the
City.
5. Default is defined in this contract as noncompliance with requirements as contained
in the contract, use of funds for something other than the stated purpose or material
breach of the terms and conditions of funding.
6. Remedies: In the event of termination for cause, the City may pursue any remedies
available to it at law or in equity, including, without limitation, damages, specific
performance, and criminal remedies. All representations made by the Subrecipient
to the City either in this Agreement or for the purpose of inducing the City to
execute this Agreement are hereby sworn to the City to be true, correct, honest and
forthright and are made under penalty of perjury.
VII. Administrative Requirements.
A. Financial Management.
Accounting Standards.
The Subrecipient agrees to comply with 24 CFR Part 85 and agrees to adhere to the
accounting principles and procedures required therein, utilize adequate internal
controls and maintain necessary source documentation for all costs incurred.
2 Cost Principles.
The Subrecipient shall administer its program in conformance with OMB Circulars
A-122, "Cost Principles for Non -Profit Organizations", or A-21, "Cost Principles for
Educational Institutions", or A-87, "Cost Principles for State, Local, and Indian
Tribal Governments", as applicable; for all costs incurred whether charged on a
direct or indirect basis.
B. Documentation and Record -keeping.
Records to be Maintained.
The Subrecipient shall maintain all records required by the federal regulations
specified in 24 CFR Pan 570.506 and that are pertinent to the activities to be funded
under this Contract. Such records shall include but not be limited to:
Records providing a full description of each activity undertaken including the
location of the Project, the form of assistance provided and the per -unit
subsidy;
b. When applicable, records demonstrating that each activity undertaken meets
one of the National Objectives of the CDBG program;
[FY l2, TBRA, Fort Collins Housing Authority]
C. Records required to determine the eligibility of activities, including minimum
and maximum per -unit subsidy limits, household income, and lease
requirements and tenant protections for each household;
d. Records required to document the acquisition, improvement, use or
disposition of real property acquired or improved with CDBG/HOME
assistance;
C. Records documenting compliance with the fair housing and equal
opportunity components of the CDBG/HOME program;
f. Financial records, and as required by 24 CFR Part 570.502, and 24 CFR Part
85, including documents to substantiate sources and uses of all funds in the
Project, and disbursement of all funds; and
g. Other records necessary to document compliance with Subpart K of 24 CFR
570 including Section 3 actions, affirmative marketing and minority -owned
and female owned business data, displacement records, Davis -Bacon records,
lead paint compliance records and records supporting exceptions to the
conflict of interest prohibition.
2. Retention
The Subrecipient shall retain all records pertinent to expenditures incurred under this
Contract for a period of five (5) yem after the termination of all activities funded
under this Contracr, or after the resolution of all Federal audit findings, whichever
occurs later. Records for non -expendable property acquired with funds under this
Contract shall be retained for five (5) years after final disposition of such property.
Records for any displaced person must be kept for five (5) years after he/she has
received final payment.
3. Client Data.
The Subrecipient shall maintain client data demonstrating client eligibility for
services provided. Such data shall include, but not be limited to: client name,
address, income level or other basis for determining eligibility, and description of
service provided, racial and ethnic data and single head -of -household data. In
addition, data will be retained for affordability and income targeting for each
household. Such information shall be made available to City monitors or their
designees for review upon request.
4. Property Records.
The Subrecipient shall maintain real property inventory records which clearly identify
properties purchased, improved or sold. Properties retained shall continue to meet
eligibility criteria and shall conform with the "changes in use" restrictions specified in
24 CFR Parts 570.503(b)(8).
[FY 12, TBRA, Fort Collins Housing Authority ]
5. National Objectives.
When CDBG funding is used, the Subrecipient agrees to maintain documentation
that demonstrates that the activities carried out with funds provided under this
Contract meet one or more of the CDBG program's national objectives: (1) benefit
low/moderate income persons, (2) aid in the prevention or elimination of slums or
blight, or (3) meet community development needs having a particular urgency, as
defined in 24 CFR Part 570.208, specific documentation of which shall be
maintained in the project file.
6. Close-outs.
The Subrecipient's obligations to the City shall not end until all close-out
requirements are completed including repayment of any outstanding loans and
completion of the affordability period. Activities during this close-out period shall
include, but are not limited to: making final payments, disposing of program assets
(including the return of all unused materials, equipment, unspent cash advances,
program income balances, and receivable accounts to the City), and determining the
custodianship of records.
7. Audits and Inspections
a. All Subrecipient records with respect to any matters covered by this Contract
shall be made available to the Subrecipient, the City, their designee or the
Federal Government, at any time during normal business hours, as often as
the Subrecipient or City deems necessary, to audit, examine and make
excerpts or transcripts of all relevant data. Any deficiencies noted in audit
reports must be fully cleared by the City within thirty (30) days after receipt
by the City. Failure of the Subrecipient to comply with the above
requirements will constitute a violation of this contract and may result in the
withholding of future payments.
b. Subrecipient acknowledges that the federal funds subgranted to it are subject
to the Single Audit of the City. The City, the U.S. Department of Housing
and Urban Development, the Comptroller General of the U.S. or any of their
duly authorized representatives or auditors, shall have access to any books,
documents, papers and records of the Subrecipient or its auditors which are
directly pertinent to the Contract for the purpose of the City's Single Audit.
All financial records pertaining to this Contract upon completion shall
remain the property of the City.
C. If Subrecipient expends $500,000 or more of federal awards (including, but
not limited to funds received from the City pursuant to this Contract), within
any of its fiscal years during which this Contract is in force, Subrecipient
(FY 12, TBRA, Fort Collins Housing Authority ]