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HomeMy WebLinkAboutPOUDRE VALLEY HEALTH SYSTEM FOUNDATION - CONTRACT - AGREEMENT MISC - POUDRE VALLEY HEALTH SYSTEM FOUNDATIONFort Collins CAIR (Community AIR) Pilot Micro -grant Program Grant Contract CLEANAIR it's up to us THIS AGREEMENT made and entered into on the date of signing by the City, is by and between the CITY OF FORT COLLINS, COLORADO, a municipal corporation (hereinafter referred to as City) and Poudre Valley Health System Foundation (non-profit group name), a non-profit organization (type of entity) whose address is 2315 East Harmony Road Suite 200, Fort Collins, CO 80528 (hereinafter referred to as Group). WHEREAS, the over -arching air quality principle adopted by City Council in City Plan is Principle ENV 8 — Continually improve Fort Collins' air quality, and WHEREAS, the City Plan policies adopted by the City Council includes Air Quality Policy ENV 8.7, "Involve and Inform the Public About Air Quality"; and WHEREAS, as a consequence of this policy, it is part of the mission of the Environmental Services Air Quality Program to support our community's values and adopted policy goals by offering programs and services that improve air quality; and WHEREAS, City of Fort Collins Natural Resources Department has selected the Group's project, as described below and in the Group's application and proposal (the Project); for funding support in accordance with the CAIR (Community AIR) Grant Program. NOW, THEREFORE, in consideration of their mutual promises contained herein, the parties agree as follows: The Group has designated as its representative and authorized agent for the purpose of this Agreement, and as Coordinator of the Project Kim Sharpe (hereinafter referred to as Coordinator), and has named Susannah Wright as the alternative contact and representative (hereinafter referred to as Altercate Coordinator). In addition to the authorized representative signing this Agreement on behalf of the Group, the Coordinator and Altercate Coordinator have signed this Agreement to acknowledge the terms and requirements set forth herein. In the event the Coordinator is unable to fulfill his or her responsibilities hereunder, and the Coordinator and Alternate Coordinator shall provide written notice to the City of the Alternate Coordinator's assumption in such event. 2. The Group shall use the funds provided under this Agreement in accordance with the Grant Application for the Project, which is attached as the Application and Budget Sheet and incorporated herein by this reference, and in accordance with the terms of this Agreement. 3. Any modification of the implementation of this project from that indicated in the Grant Application for the Project must receive prior written approval of the City. For implementation of the Project, the Group shall receive $M, in the following increments and on the following schedule: (together hereinafter referred to as the Grant Funds). The Grant Funds shall be expended by the Group no later than 12/31/11 (within the calendar year 2011). 5. The Group shall provide the City with a written evaluation on the Project and copies of all receipts no later than fourteen (14) days after the completion of the Project. 6. The Group agrees to make all records pertaining to activities carded out under this Agreement available to the City for audit upon request for at least three (3) full calendar years after the year of the Grant.. Fort Collins CAIR (Community AIR) Pilot Micro -grant Program Grant Contract CLEANAIR it's up to us THIS AGREEMENT made and entered into on the date of signing by the City, is by and between the CITY OF FORT COLLINS, COLORADO, a municipal corporation (hereinafter referred to as City) and Poudre Valley Health System Foundation (non-profit group name), a non-profit organization (type of entity) whose address is 2315 East Harmony Road Suite 200, Fort Collins, CO 80528 (hereinafter referred to as Group). WHEREAS, the over -arching air quality principle adopted by City Council in City Plan is Principle ENV 8 — Continually improve Fort Collins' air quality, and WHEREAS, the City Plan policies adopted by the City Council includes Air Quality Policy ENV 8.7, "Involve and Inform the Public About Air Quality"; and WHEREAS, as a consequence of this policy, it is part of the mission of the Environmental Services Air Quality Program to support our community's values and adopted policy goals by offering programs and services that improve air quality; and WHEREAS, City of Fort Collins Natural Resources Department has selected the Group's project, as described below and in the Group's application and proposal (the Project); for funding support in accordance with the CAIR (Community AIR) Grant Program. NOW, THEREFORE, in consideration of their mutual promises contained herein, the parties agree as follows: The Group has designated as its representative and authorized agent for the purpose of this Agreement, and as Coordinator of the Project Kim Sharpe (hereinafter referred to as Coordinator), and has named Susannah Wright as the alternative contact and representative (hereinafter referred to as Altercate Coordinator). In addition to the authorized representative signing this Agreement on behalf of the Group, the Coordinator and Altercate Coordinator have signed this Agreement to acknowledge the terms and requirements set forth herein. In the event the Coordinator is unable to fulfill his or her responsibilities hereunder, and the Coordinator and Alternate Coordinator shall provide written notice to the City of the Alternate Coordinator's assumption in such event. 2. The Group shall use the funds provided under this Agreement in accordance with the Grant Application for the Project, which is attached as the Application and Budget Sheet and incorporated herein by this reference, and in accordance with the terms of this Agreement. 3. Any modification of the implementation of this project from that indicated in the Grant Application for the Project must receive prior written approval of the City. For implementation of the Project, the Group shall receive $M, in the following increments and on the following schedule: (together hereinafter referred to as the Grant Funds). The Grant Funds shall be expended by the Group no later than 12/31/11 (within the calendar year 2011). 5. The Group shall provide the City with a written evaluation on the Project and copies of all receipts no later than fourteen (14) days after the completion of the Project. 6. The Group agrees to make all records pertaining to activities carded out under this Agreement available to the City for audit upon request for at least three (3) full calendar years after the year of the Grant.. Form W-9 Generally, individuals (including sole proprietors) are not exempt from backup withholding. Corporations are exempt from backup withholding for certain payments, such as interest and dividends. Note. If you are exempt from backup withholding, you should still complete this form to avoid possible erroneous backup withholding. The following payees are exempt from backup withholding: 1. An organization exempt from tax under section 501(a), any IRA, or a custodial account under section 403(b)(7) if the account satisfies the requirements of section 401(f)(2), 2. The United States or any of its agencies or instrumentalities, 3. A state, the District of Columbia, a possession of the United States, or any of their political subdivisions or instrumentalities, 4. A foreign government or any of its political subdivisions, agencies, or instrumentalities, or 5. An international organization or any of its agencies or instrumentalities. Other payees that may be exempt from backup withholding include: 6. A corporation, 7. A foreign central bank of issue, 8. A dealer in securities or commodities required to register in the United States, the District of Columbia, or a possession of the United States, 9. A futures commission merchant registered with the Commodity Futures Trading Commission, 10. A real estate investment trust, 11. An entity registered at all times during the tax year under the Investment Company Act of 1940, 12. A common trust fund operated by a bank under section 584(a), 13. A financial institution, 14. A middleman known in the investment community as a nominee or custodian, or 15. A trust exempt from tax under section 664 or described in section 4947. The chart below shows types of payments that may be exempt from backup withholding. The chart applies to the exempt payees listed above, 1 through 15. IF the payment is for ... THEN the payment is exempt for... Interest and dividend payments All exempt payees except for 9 Broker transactions Exempt payees 1 through 13. Also, a person registered under the Investment Advisers Act of 1940 who regularly acts as a broker Barter exchange transactions Exempt payees 1 through 5 and patronage dividends Payments over $600 required Generally, exempt payees to be reported and direct 1 through 72 sales over $5,000' See Form 1099-MISC, Miscellaneous Income, and its instructions. 'However, the following payments made to a corporation (including gross proceeds paid to an attorney under section 9045(Q, even if the attorney is a corporation) and reportable on Form 1099-MISC are not exempt from backup withholding: medical and health care payments, attorneys' fees, and payments for services paid by a federal executive agency. Part I. Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. If you are a resident alien and you do not have and are not eligible to get an SSN, your TIN is your IRS individual taxpayer identification number (ITIN). Enter it in the social security number box. If you do not have an ITIN, see How to get a TIN below. If you are a sole proprietor and you have an EIN, you may enter either your SSN or EIN. However, the IRS prefers that you use your SSN. If you are a single -member LLC that is disregarded as an entity separate from its owner (see Limited liability company (LLC) on page 2), enter the owner's SSN (or EIN, if the owner has one). Do not enter the disregarded entity's EIN. If the LLC is classified as a corporation or partnership, enter the entity's EIN. Note. See the chart on page 4 for further clarification of name and TIN combinations. How to get a TIN. If you do not have a TIN, apply for one immediately. To apply for an SSN, get Form SS-5, Application for a Social Security Card, from your local Social Security Administration office or get this form online at www.ssa.gov. You may also get this form by calling 1-800-772-1213. Use Form W-7, Application for IRS Individual Taxpayer Identification Number, to apply for an ITIN, or Form SS-4, Application for Employer Identification Number, to apply for an EIN. You can apply for an EIN online by accessing the IRS website at www.im.gov/businesses and clicking on Employer Identification Number (EIN) under Starting a Business. You can get Forms W-7 and SS-4 from the IRS by visiting www.irs.gov or by calling 1-800-TAX-FORM (1-800-829-3676). If you are asked to complete Form W-9 but do not have a TIN, write "Applied For" in the space for the TIN, sign and date the form, and give it to the requester. For interest and dividend payments, and certain payments made with respect to readily tradable instruments, generally you will have 60 days to get a TIN and give it to the requester before you are subject to backup withholding on payments. The 60-day rule does not apply to other types of payments. You will be subject to backup withholding on all such payments until you provide your TIN to the requester. Note. Entering "Applied For" means that you have already applied for a TIN or that you intend to apply for one soon. Caution: A disregarded domestic entity that has a foreign owner must use the appropriate Form W-8. Part II. Certification To establish to the withholding agent that you are a U.S. person, or resident alien, sign Form W-9. You may be requested to sign by the withholding agent even if items 1, 4, and 5 below indicate otherwise. For a joint account, only the person whose TIN is shown in Part I should sign (when required). Exempt payees, see Exempt Payee on page 2. Signature requirements. Complete the certification as indicated in 1 through 5 below. 1. Interest, dividend, and barter exchange accounts opened before 1984 and broker accounts considered active during 1983. You must give your correct TIN, but you do not have to sign the certification. 2. Interest, dividend, broker, and barter exchange accounts opened after 1983 and broker accounts considered inactive during 1983. You must sign the certification or backup withholding will apply. If you are subject to backup withholding and you are merely providing your correct TIN to the requester, you must cross out item 2 in the certification before signing the form. Form W-9 Generally, individuals (including sole proprietors) are not exempt from backup withholding. Corporations are exempt from backup withholding for certain payments, such as interest and dividends. Note. If you are exempt from backup withholding, you should still complete this form to avoid possible erroneous backup withholding. The following payees are exempt from backup withholding: 1. An organization exempt from tax under section 501(a), any IRA, or a custodial account under section 403(b)(7) if the account satisfies the requirements of section 401(f)(2), 2. The United States or any of its agencies or instrumentalities, 3. A state, the District of Columbia, a possession of the United States, or any of their political subdivisions or instrumentalities, 4. A foreign government or any of its political subdivisions, agencies, or instrumentalities, or 5. An international organization or any of its agencies or instrumentalities. Other payees that may be exempt from backup withholding include: 6. A corporation, 7. A foreign central bank of issue, 8. A dealer in securities or commodities required to register in the United States, the District of Columbia, or a possession of the United States, 9. A futures commission merchant registered with the Commodity Futures Trading Commission, 10. A real estate investment trust, 11. An entity registered at all times during the tax year under the Investment Company Act of 1940, 12. A common trust fund operated by a bank under section 584(a), 13. A financial institution, 14. A middleman known in the investment community as a nominee or custodian, or 15. A trust exempt from tax under section 664 or described in section 4947. The chart below shows types of payments that may be exempt from backup withholding. The chart applies to the exempt payees listed above, 1 through 15. IF the payment is for ... THEN the payment is exempt for... Interest and dividend payments All exempt payees except for 9 Broker transactions Exempt payees 1 through 13. Also, a person registered under the Investment Advisers Act of 1940 who regularly acts as a broker Barter exchange transactions Exempt payees 1 through 5 and patronage dividends Payments over $600 required Generally, exempt payees to be reported and direct 1 through 72 sales over $5,000' See Form 1099-MISC, Miscellaneous Income, and its instructions. 'However, the following payments made to a corporation (including gross proceeds paid to an attorney under section 9045(Q, even if the attorney is a corporation) and reportable on Form 1099-MISC are not exempt from backup withholding: medical and health care payments, attorneys' fees, and payments for services paid by a federal executive agency. Part I. Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. If you are a resident alien and you do not have and are not eligible to get an SSN, your TIN is your IRS individual taxpayer identification number (ITIN). Enter it in the social security number box. If you do not have an ITIN, see How to get a TIN below. If you are a sole proprietor and you have an EIN, you may enter either your SSN or EIN. However, the IRS prefers that you use your SSN. If you are a single -member LLC that is disregarded as an entity separate from its owner (see Limited liability company (LLC) on page 2), enter the owner's SSN (or EIN, if the owner has one). Do not enter the disregarded entity's EIN. If the LLC is classified as a corporation or partnership, enter the entity's EIN. Note. See the chart on page 4 for further clarification of name and TIN combinations. How to get a TIN. If you do not have a TIN, apply for one immediately. To apply for an SSN, get Form SS-5, Application for a Social Security Card, from your local Social Security Administration office or get this form online at www.ssa.gov. You may also get this form by calling 1-800-772-1213. Use Form W-7, Application for IRS Individual Taxpayer Identification Number, to apply for an ITIN, or Form SS-4, Application for Employer Identification Number, to apply for an EIN. You can apply for an EIN online by accessing the IRS website at www.im.gov/businesses and clicking on Employer Identification Number (EIN) under Starting a Business. You can get Forms W-7 and SS-4 from the IRS by visiting www.irs.gov or by calling 1-800-TAX-FORM (1-800-829-3676). If you are asked to complete Form W-9 but do not have a TIN, write "Applied For" in the space for the TIN, sign and date the form, and give it to the requester. For interest and dividend payments, and certain payments made with respect to readily tradable instruments, generally you will have 60 days to get a TIN and give it to the requester before you are subject to backup withholding on payments. The 60-day rule does not apply to other types of payments. You will be subject to backup withholding on all such payments until you provide your TIN to the requester. Note. Entering "Applied For" means that you have already applied for a TIN or that you intend to apply for one soon. Caution: A disregarded domestic entity that has a foreign owner must use the appropriate Form W-8. Part II. Certification To establish to the withholding agent that you are a U.S. person, or resident alien, sign Form W-9. You may be requested to sign by the withholding agent even if items 1, 4, and 5 below indicate otherwise. For a joint account, only the person whose TIN is shown in Part I should sign (when required). Exempt payees, see Exempt Payee on page 2. Signature requirements. Complete the certification as indicated in 1 through 5 below. 1. Interest, dividend, and barter exchange accounts opened before 1984 and broker accounts considered active during 1983. You must give your correct TIN, but you do not have to sign the certification. 2. Interest, dividend, broker, and barter exchange accounts opened after 1983 and broker accounts considered inactive during 1983. You must sign the certification or backup withholding will apply. If you are subject to backup withholding and you are merely providing your correct TIN to the requester, you must cross out item 2 in the certification before signing the form. Form W-9 (Rev. 10-2007) 3. Real estate transactions. You must sign the certification. You may cross out item 2 of the certification. 4. Other payments. You must give your correct TIN, but you do not have to sign the certification unless you have been notified that you have previously given an incorrect TIN. "Other payments" include payments made in the course of the requester's trade or business for rents, royalties, goods (other than bills for merchandise), medical and health care services (including payments to corporations), payments to a nonemployee for services, payments to certain fishing boat crew members and fishermen, and gross proceeds paid to attorneys (ncluding payments to corporations). 5. Mortgage interest paid by you, acquisition or abandonment of secured property, cancellation of debt, qualified tuition program payments (under section 529), IRA, Coverdell ESA, Archer MSA or HSA contributions or distributions, and pension distributions. You must give your correct TIN, but you do not have to sign the certification. What Name and Number To Give the Requester For this type of account: Give name and SSN of: 1. Individual The individual 2. Two or more individuals aoint The actual owner of the account or, account) if combined funds, the first individual on the account' 3. Custodian account of a minor The minor' (Uniform Gift to Minors Act) 4. a. The usual revocable savings The grantor -trustee' trust (grantor is also trustee) b. So-called trust account that is The actual owner not a legal or valid trust under state law 5. Sole proprietorship or disregarded The owner' entity owned by an individual For this type of account: Give name and EIN of: 6. Disregarded entity not owned by an The owner individual 7. A valid trust, estate, or pension trust Legal entity' 8. Corporate or LLC electing The corporation corporate status on Form 8832 9. Association, club, religious, The organization charitable, educational, or other tax-exempt organization 10. Partnership or multi -member LLC The partnership 11. A broker or registered nominee The broker or nominee 12. Account with the Department of The public entity Agriculture in the name of a public entity (such as a state or local government, school district, or prison)that receives agricultural program payments ' List first and circle the name of the person whose number you furnish. If only one person on a pint account has an SSN, that person'%number must Im furnished. Circle the minor's name and furnish the minor's SSN. %You must show your indivitlual name and you may also enter your business or'DBA" me on the second name line. You may use either your SSN or EIN (it you have one). but the IRS encourages you to use your SSN. ' List first and circle the name of the trust, estate, or pension trust. (Do not furnish the TIN of the personal representative or trustee unless the legal entity itself is not designated in the account title.) Also see Special rules for partnerships on page 1. Note. If no name is circled when more than one name is listed, the number will be considered to be that of the first name listed Privacy Act Notice Secure Your Tax Records from Identity Theft Identity theft occurs when someone uses your personal information such as your name, social security number (SSN), or other identifying information, without your permission, to commit fraud or other crimes. An identity thief may use your SSN to get a job or may file a tax return using your SSN to receive a refund. To reduce your risk: • Protect your SSN, • Ensure your employer is protecting your SSN, and • Be careful when choosing a tax preparer. Call the IRS at 1-800-829-1040 if you think your identity has been used inappropriately for tax purposes. Victims of identity theft who are experiencing economic harm or a system problem, or are seeking help in resolving tax problems that have not been resolved through normal channels, may be eligible for Taxpayer Advocate Service (rAS) assistance. You can reach TAS by calling the TAS toll -free case intake line at1-877-777-4778 or TTY/TDD 1-800-829-4059. Protect yourself from suspicious emails or phishing schemes. Phishing is the creation and use of email and websites designed to mimic legitimate business smalls and websites. The most common act is sending an email to a user falsely claiming to be an established legitimate enterprise in an attempt to scam the user into surrendering private information that will be used for identity theft. The IRS does not initiate contacts with taxpayers via emails. Also, the IRS does not request personal detailed information through email or ask taxpayers for the PIN numbers, passwords, or similar secret access information for their credit card, bank, or other financial accounts. If you receive an unsolicited email claiming to be from the IRS, forward this message to phishing@irs.gov. You may also report misuse of the IRS name, logo, or other IRS personal property to the Treasury Inspector General for Tax Administration at 1-800-366-4484. You can forward suspicious emails to the Federal Trade Commission at: spam@uce.gov or contact them at www.consamer.gov/Idtheft or 1-877-IDTHEFT(438-4338). Visit the IRS website at www.irs.gov to learn more about identity theft and how to reduce your risk. Section 6109 of the Internal Revenue Code requires you to provide your correct TIN to persons who must file information returns with the IRS to report interest, dividends, and certain other income paid to you, mortgage interest you paid, the acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA, or Archer NSA or HSA. The IRS uses the numbers for identification purposes and to help verify the accuracy of your lax return. The IRS may also provide this information to the Department of Justice for civil and criminal litigation, and to cities, states, the District of Columbia, and U.S. possessions to carry out their tax laws. We may also disclose this information to other countries under a tax treaty, to federal and stale agencies to enforce federal nonlax criminal laws, or to federal law enforcement and intelligence agencies to combat terrorism. You must provide your TIN whether or not you are required to file a tax return. Payers must generally withhold 28% of taxable interest, dividend, and certain other payments to a payee who does not give a TIN to a payer. Certain penalties may also apply. Form W-9 (Rev. 10-2007) 3. Real estate transactions. You must sign the certification. You may cross out item 2 of the certification. 4. Other payments. You must give your correct TIN, but you do not have to sign the certification unless you have been notified that you have previously given an incorrect TIN. "Other payments" include payments made in the course of the requester's trade or business for rents, royalties, goods (other than bills for merchandise), medical and health care services (including payments to corporations), payments to a nonemployee for services, payments to certain fishing boat crew members and fishermen, and gross proceeds paid to attorneys (ncluding payments to corporations). 5. Mortgage interest paid by you, acquisition or abandonment of secured property, cancellation of debt, qualified tuition program payments (under section 529), IRA, Coverdell ESA, Archer MSA or HSA contributions or distributions, and pension distributions. You must give your correct TIN, but you do not have to sign the certification. What Name and Number To Give the Requester For this type of account: Give name and SSN of: 1. Individual The individual 2. Two or more individuals aoint The actual owner of the account or, account) if combined funds, the first individual on the account' 3. Custodian account of a minor The minor' (Uniform Gift to Minors Act) 4. a. The usual revocable savings The grantor -trustee' trust (grantor is also trustee) b. So-called trust account that is The actual owner not a legal or valid trust under state law 5. Sole proprietorship or disregarded The owner' entity owned by an individual For this type of account: Give name and EIN of: 6. Disregarded entity not owned by an The owner individual 7. A valid trust, estate, or pension trust Legal entity' 8. Corporate or LLC electing The corporation corporate status on Form 8832 9. Association, club, religious, The organization charitable, educational, or other tax-exempt organization 10. Partnership or multi -member LLC The partnership 11. A broker or registered nominee The broker or nominee 12. Account with the Department of The public entity Agriculture in the name of a public entity (such as a state or local government, school district, or prison)that receives agricultural program payments ' List first and circle the name of the person whose number you furnish. If only one person on a pint account has an SSN, that person'%number must Im furnished. Circle the minor's name and furnish the minor's SSN. %You must show your indivitlual name and you may also enter your business or'DBA" me on the second name line. You may use either your SSN or EIN (it you have one). but the IRS encourages you to use your SSN. ' List first and circle the name of the trust, estate, or pension trust. (Do not furnish the TIN of the personal representative or trustee unless the legal entity itself is not designated in the account title.) Also see Special rules for partnerships on page 1. Note. If no name is circled when more than one name is listed, the number will be considered to be that of the first name listed Privacy Act Notice Secure Your Tax Records from Identity Theft Identity theft occurs when someone uses your personal information such as your name, social security number (SSN), or other identifying information, without your permission, to commit fraud or other crimes. An identity thief may use your SSN to get a job or may file a tax return using your SSN to receive a refund. To reduce your risk: • Protect your SSN, • Ensure your employer is protecting your SSN, and • Be careful when choosing a tax preparer. Call the IRS at 1-800-829-1040 if you think your identity has been used inappropriately for tax purposes. Victims of identity theft who are experiencing economic harm or a system problem, or are seeking help in resolving tax problems that have not been resolved through normal channels, may be eligible for Taxpayer Advocate Service (rAS) assistance. You can reach TAS by calling the TAS toll -free case intake line at1-877-777-4778 or TTY/TDD 1-800-829-4059. Protect yourself from suspicious emails or phishing schemes. Phishing is the creation and use of email and websites designed to mimic legitimate business smalls and websites. The most common act is sending an email to a user falsely claiming to be an established legitimate enterprise in an attempt to scam the user into surrendering private information that will be used for identity theft. The IRS does not initiate contacts with taxpayers via emails. Also, the IRS does not request personal detailed information through email or ask taxpayers for the PIN numbers, passwords, or similar secret access information for their credit card, bank, or other financial accounts. If you receive an unsolicited email claiming to be from the IRS, forward this message to phishing@irs.gov. You may also report misuse of the IRS name, logo, or other IRS personal property to the Treasury Inspector General for Tax Administration at 1-800-366-4484. You can forward suspicious emails to the Federal Trade Commission at: spam@uce.gov or contact them at www.consamer.gov/Idtheft or 1-877-IDTHEFT(438-4338). Visit the IRS website at www.irs.gov to learn more about identity theft and how to reduce your risk. Section 6109 of the Internal Revenue Code requires you to provide your correct TIN to persons who must file information returns with the IRS to report interest, dividends, and certain other income paid to you, mortgage interest you paid, the acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA, or Archer NSA or HSA. The IRS uses the numbers for identification purposes and to help verify the accuracy of your lax return. The IRS may also provide this information to the Department of Justice for civil and criminal litigation, and to cities, states, the District of Columbia, and U.S. possessions to carry out their tax laws. We may also disclose this information to other countries under a tax treaty, to federal and stale agencies to enforce federal nonlax criminal laws, or to federal law enforcement and intelligence agencies to combat terrorism. You must provide your TIN whether or not you are required to file a tax return. Payers must generally withhold 28% of taxable interest, dividend, and certain other payments to a payee who does not give a TIN to a payer. Certain penalties may also apply. 11 POUDRE VALLEY HEALTH SYSTEM �Olr�IG��c0�1 June 28, 2011 Ms. Lucinda Smith Natural Resources Department City of Fort Collins 215 N. Mason PO Box 580 Fort Collins, CO 80522-0580 Dear Lucinda, Thank you very much for awarding us a CAIR grant to provide presentations through the Bicycle and Pedestrian Education Coalition. We are thrilled and grateful for the opportunity to implement this project! Enclosed are the signed contract and a W9 form for Poudre Valley Health System Foundation. Please send a copy of the fully signed and executed contract back to me at 2315 East Harmony Road, Suite 200, Fort Collins, CO 80528. Please note that grants and donations for Poudre Valley Health System are administered by the PVHS Foundation. As such, checks should be made payable to PVHS Foundation. Kim Sharpe will be your primary contact regarding project -related matters, as she coordinates the PVHS Healthier Communities Coalition and the Bicycle and Pedestrian Education Coalition. Kim will work with you to calculate greenhouse gas reductions associated with biking so that uniform information will be provided to the public. She will also be your contact for filming a video about the project. Kim can be reached at krs4(a�ovhs.ors and (970) 495-7503. I will be your primary contact regarding funding and contract -related matters. If you have questions or need any information, please do not hesitate to contact me at smw2 a pvhs.org and (970) 237-7404. Again, thank you for your support! Sincerely, At Susannah right Grants Coordinator 2315 East Harmony Road, Suite 200 • Fort Collins, Colorado 80528 • Phone: (970) 237-7400 • Fax: (970) 237-7490 • foundation.pvhs,org 11 POUDRE VALLEY HEALTH SYSTEM �Olr�IG��c0�1 June 28, 2011 Ms. Lucinda Smith Natural Resources Department City of Fort Collins 215 N. Mason PO Box 580 Fort Collins, CO 80522-0580 Dear Lucinda, Thank you very much for awarding us a CAIR grant to provide presentations through the Bicycle and Pedestrian Education Coalition. We are thrilled and grateful for the opportunity to implement this project! Enclosed are the signed contract and a W9 form for Poudre Valley Health System Foundation. Please send a copy of the fully signed and executed contract back to me at 2315 East Harmony Road, Suite 200, Fort Collins, CO 80528. Please note that grants and donations for Poudre Valley Health System are administered by the PVHS Foundation. As such, checks should be made payable to PVHS Foundation. Kim Sharpe will be your primary contact regarding project -related matters, as she coordinates the PVHS Healthier Communities Coalition and the Bicycle and Pedestrian Education Coalition. Kim will work with you to calculate greenhouse gas reductions associated with biking so that uniform information will be provided to the public. She will also be your contact for filming a video about the project. Kim can be reached at krs4(a�ovhs.ors and (970) 495-7503. I will be your primary contact regarding funding and contract -related matters. If you have questions or need any information, please do not hesitate to contact me at smw2 a pvhs.org and (970) 237-7404. Again, thank you for your support! Sincerely, At Susannah right Grants Coordinator 2315 East Harmony Road, Suite 200 • Fort Collins, Colorado 80528 • Phone: (970) 237-7400 • Fax: (970) 237-7490 • foundation.pvhs,org 7. If the Group fails to meet or fulfill any condition or requirement of this Agreement in the manner and time specified herein, the Group shall be in breach and the City may terminate the Agreement and withhold any further payment of funds hereunder. Upon such termination, the Group shall repay to the City all Grant Funds that have been disbursed to the Group hereunder within thirty (30) days following receipt of the written request from the City to do so. 8. This Agreement is not assignable without prior written consent of the City, in its sole discretion. 9. If the Project involves activities on a specific site, the Group hereby represents and warrants that it has obtained the permission of the owner of the site upon which the proposed activities will take place, and further represents and warrants that it is fully authorized to undertake the activities. 10. The term of this Agreement shall be fromat/ to DPL.31 ?-0 ( ( 11. At all times during the performance of this Agreement, the Group shall strictly adhere to all applicable federal, state and local laws, rules and regulations that have been or may hereafter be established. 12. The signatories maintain that to their knowledge, no City employee has a personal or beneficial interest whatsoever in the service or property described herein, and no City employee is a party hereto or will receive payment through the receipt of the Grant Funds provided hereunder. 13. The Group shall indemnify, save and hold harmless the City, its officers, employees and agents against any and all claims, damages, liability and court awards, including costs, expenses and attorney fees incurred as a result of any act or omission by the Group, the Coordinator or Alternate Coordinator, or the Group's employees, agents, subcontractors or assignees pursuant to the terms of this Agreement, or as a result of the performance of the Grant Project. 14. Additional Program Obligations A. The Group, the Coordinator, and no person carrying out responsibilities on their behalf in the provision of services or the operation of any program referred to in this Agreement will unlawfully discriminate with respect to any program participant or any applicant for participation on the basis of race, color, national origin, age, sex, religion, handicap, political affiliation or beliefs, or any other unlawful basis. B. No services provided under this Agreement shall involve political activities and no funds made available under this Agreement shall be used for lobbying activities. C. The Group, the Coordinator, and no person carrying out responsibilities on their behalf in the provision of the services or the operation of any program referred to in this Agreement will use his or her position for his or her own private gain or for the gain of any person with whom he or she has a relationship by blood or marriage or a close business, political or personal association. D. The Group must, upon request by the City, make available on a reasonable basis such information as may be required to ensure or show compliance with local, state and federal laws. 15. The parties hereby acknowledge and agree that this Agreement is intended to only document the relative rights and obligations between of the parties to one another, and that no third party beneficiaries are intended. The Group is solely responsible for any obligations or liabilities in connection with work performed as part of the Project and any acts or omissions in connection with the same. 16. The undersigned persons each represent and warrant that he or she is authorized to sign this Agreement on behalf of the party for whom he or she has signed this Agreement, and further represents and warrants that the signature below establishes this Agreement as a legally binding obligation of said party. 7. If the Group fails to meet or fulfill any condition or requirement of this Agreement in the manner and time specified herein, the Group shall be in breach and the City may terminate the Agreement and withhold any further payment of funds hereunder. Upon such termination, the Group shall repay to the City all Grant Funds that have been disbursed to the Group hereunder within thirty (30) days following receipt of the written request from the City to do so. 8. This Agreement is not assignable without prior written consent of the City, in its sole discretion. 9. If the Project involves activities on a specific site, the Group hereby represents and warrants that it has obtained the permission of the owner of the site upon which the proposed activities will take place, and further represents and warrants that it is fully authorized to undertake the activities. 10. The term of this Agreement shall be fromat/ to DPL.31 ?-0 ( ( 11. At all times during the performance of this Agreement, the Group shall strictly adhere to all applicable federal, state and local laws, rules and regulations that have been or may hereafter be established. 12. The signatories maintain that to their knowledge, no City employee has a personal or beneficial interest whatsoever in the service or property described herein, and no City employee is a party hereto or will receive payment through the receipt of the Grant Funds provided hereunder. 13. The Group shall indemnify, save and hold harmless the City, its officers, employees and agents against any and all claims, damages, liability and court awards, including costs, expenses and attorney fees incurred as a result of any act or omission by the Group, the Coordinator or Alternate Coordinator, or the Group's employees, agents, subcontractors or assignees pursuant to the terms of this Agreement, or as a result of the performance of the Grant Project. 14. Additional Program Obligations A. The Group, the Coordinator, and no person carrying out responsibilities on their behalf in the provision of services or the operation of any program referred to in this Agreement will unlawfully discriminate with respect to any program participant or any applicant for participation on the basis of race, color, national origin, age, sex, religion, handicap, political affiliation or beliefs, or any other unlawful basis. B. No services provided under this Agreement shall involve political activities and no funds made available under this Agreement shall be used for lobbying activities. C. The Group, the Coordinator, and no person carrying out responsibilities on their behalf in the provision of the services or the operation of any program referred to in this Agreement will use his or her position for his or her own private gain or for the gain of any person with whom he or she has a relationship by blood or marriage or a close business, political or personal association. D. The Group must, upon request by the City, make available on a reasonable basis such information as may be required to ensure or show compliance with local, state and federal laws. 15. The parties hereby acknowledge and agree that this Agreement is intended to only document the relative rights and obligations between of the parties to one another, and that no third party beneficiaries are intended. The Group is solely responsible for any obligations or liabilities in connection with work performed as part of the Project and any acts or omissions in connection with the same. 16. The undersigned persons each represent and warrant that he or she is authorized to sign this Agreement on behalf of the party for whom he or she has signed this Agreement, and further represents and warrants that the signature below establishes this Agreement as a legally binding obligation of said party. IN WITNESS WHEREOF, the parties hereto have executed this Agreement this day of , 20 GROUP Poudre Valley Health System Foundation (Name of Group) Name:: Ruth Lytle-Barnaby Title: Executive Director Date: in' zS' If Coordinatof I Address: PVHS Healthier Communities Coalition 1024 South Lemay Avenue Fort Collins, CO 80524 Phone: (970)495-7503 And By' Alternate Coordinator Address: PVHS Foundation 2315 East Harmony Road, Suite 200 Fort Collins, CO 80528 Phone: (970)237-7404 CITY OF FORT COLLINS By J es B. O'Neill II, CPPO Director of Purc asin and Risk Management Date: ATTEST: City Clerk APPROVED AS TO LEGAL FORM: 0 Deputy City Attorney w vvvvvvvvvvvvvvvvv•vvovvvvvvvvvvvvvvvvvvvvvvvvvvvvvv..vvv.v..v..vv...vv.vv...v.vv.• Alcoholic Beverages Disclaimer • v I agree that grant funds will not be used directly or indirectly to purchase alcoholic beverages. e I further agree that I will assume all responsibility and potential liability associated with the serving of alcoholic : bever s in connection with any Project activities. : By. e Lt. C&bze bcc� (Person signing on behalf of Group) v : ••vvv vvvuv uv uvvvvvuvvvvvvvvv vvvv svvvvvvvvu vev •vvv vvuvuvv•vvvvvvvvvvvu vvvv vvv ,,.F,.�co�rt` Collins IN WITNESS WHEREOF, the parties hereto have executed this Agreement this day of , 20 GROUP Poudre Valley Health System Foundation (Name of Group) Name:: Ruth Lytle-Barnaby Title: Executive Director Date: in' zS' If Coordinatof I Address: PVHS Healthier Communities Coalition 1024 South Lemay Avenue Fort Collins, CO 80524 Phone: (970)495-7503 And By' Alternate Coordinator Address: PVHS Foundation 2315 East Harmony Road, Suite 200 Fort Collins, CO 80528 Phone: (970)237-7404 CITY OF FORT COLLINS By J es B. O'Neill II, CPPO Director of Purc asin and Risk Management Date: ATTEST: City Clerk APPROVED AS TO LEGAL FORM: 0 Deputy City Attorney w vvvvvvvvvvvvvvvvv•vvovvvvvvvvvvvvvvvvvvvvvvvvvvvvvv..vvv.v..v..vv...vv.vv...v.vv.• Alcoholic Beverages Disclaimer • v I agree that grant funds will not be used directly or indirectly to purchase alcoholic beverages. e I further agree that I will assume all responsibility and potential liability associated with the serving of alcoholic : bever s in connection with any Project activities. : By. e Lt. C&bze bcc� (Person signing on behalf of Group) v : ••vvv vvvuv uv uvvvvvuvvvvvvvvv vvvv svvvvvvvvu vev •vvv vvuvuvv•vvvvvvvvvvvu vvvv vvv ,,.F,.�co�rt` Collins N(eocqrn NEW VERSION - UPDATED 514111 LAIR 2011 Grant Application Fort Collin Project Coordinator Name: Kim She Healthier Communities Coalition Day Phone.(970) 495-7503 Group Name: Street Address;1024 South Lemay Avenue Fort Collins, CO Zip: 80524 Email Address: 'krs4 aOpvhs.org Project/Event lProgramTitle: Bicycle and Pedestrian Education Coalition (BPEC) Amount Applying for: $972. (Requested for CAIR Funding only, excluding value in other contributions) Group Name: Poudre Valley Health System 1) Project Coordinator Name: Kim Sharpe HCC coordinator, PVHS (same contact info) 2) Project Alternate Coordinator Name: Susannah Wright grants coordinator, PVHS Foundation Day Phone: (970) 237-7404 Address: 2315 East Harmony Road Suite 200, Fort Collins, CO Zip: 80528 Email: smw2anpyh&org ProjectlEvent: Description Federal. Bicycle Commuter Benefit Program.: : 2. Requested CAIR Funding (from Budget worksheet):. 972 Other funding contributions (from Budget worksheet): 1 950 Project Total: M N(eocqrn NEW VERSION - UPDATED 514111 LAIR 2011 Grant Application Fort Collin Project Coordinator Name: Kim She Healthier Communities Coalition Day Phone.(970) 495-7503 Group Name: Street Address;1024 South Lemay Avenue Fort Collins, CO Zip: 80524 Email Address: 'krs4 aOpvhs.org Project/Event lProgramTitle: Bicycle and Pedestrian Education Coalition (BPEC) Amount Applying for: $972. (Requested for CAIR Funding only, excluding value in other contributions) Group Name: Poudre Valley Health System 1) Project Coordinator Name: Kim Sharpe HCC coordinator, PVHS (same contact info) 2) Project Alternate Coordinator Name: Susannah Wright grants coordinator, PVHS Foundation Day Phone: (970) 237-7404 Address: 2315 East Harmony Road Suite 200, Fort Collins, CO Zip: 80528 Email: smw2anpyh&org ProjectlEvent: Description Federal. Bicycle Commuter Benefit Program.: : 2. Requested CAIR Funding (from Budget worksheet):. 972 Other funding contributions (from Budget worksheet): 1 950 Project Total: M NEW VERSION - UPDATED 514111 3. Please,describe how the project will contribute to improved air quality. Be as specific as possible: City staff will use this information to quantify air pollution reduction potential: The Clean instead of drive on 10% of work days (25 dayslvear) this project will keep 5,625 pounds of pollutants out of the air. Please note this is a bare minimum estimate based on the direct impact of the spec ific:grant-funded future as a result of this proiect. 4 :Please describe how the project will serve to increase citizen awareness. about air quality.issues, City goals, andlor and actions that improve air quality: According to the Bureau of Transportation Statistics Amedcans are increasingly concerned about the impact of transportation choices on quality of life and are increasingly willing to consider bicycling as part of the solution Half of all Americans believe presentations which will reach an additional 300 people annually. This proiect will also reacn spamsn- speakinq community members The BPEC recently received a grant from the CSU Colorado Iniury Control Research Center to provide bicycle safety presentations in Spanish in partnership with the Vida Sana ® [ill) agree 4D paa-i; c`t;?Pk 'i„ r-cPhtq video Co/- n1i -t, in ; n M r-v� CAT TZ Zird i e6f, NEW VERSION - UPDATED 514111 3. Please,describe how the project will contribute to improved air quality. Be as specific as possible: City staff will use this information to quantify air pollution reduction potential: The Clean instead of drive on 10% of work days (25 dayslvear) this project will keep 5,625 pounds of pollutants out of the air. Please note this is a bare minimum estimate based on the direct impact of the spec ific:grant-funded future as a result of this proiect. 4 :Please describe how the project will serve to increase citizen awareness. about air quality.issues, City goals, andlor and actions that improve air quality: According to the Bureau of Transportation Statistics Amedcans are increasingly concerned about the impact of transportation choices on quality of life and are increasingly willing to consider bicycling as part of the solution Half of all Americans believe presentations which will reach an additional 300 people annually. This proiect will also reacn spamsn- speakinq community members The BPEC recently received a grant from the CSU Colorado Iniury Control Research Center to provide bicycle safety presentations in Spanish in partnership with the Vida Sana ® [ill) agree 4D paa-i; c`t;?Pk 'i„ r-cPhtq video Co/- n1i -t, in ; n M r-v� CAT TZ Zird i e6f, NEW VERSION' UPDATED 514111 5. Please briell . describe any other environmental, social or economic impacts of the project: The 6. Estimated number of citizensihouseholds who benefit from proposal: ILO citizens 150 Househc Please describe the assumption'.you made in these estimates: Me will reach approAknateiy 150 -- - - . „1---- - 7. How many people will be involved in the planning and implementation of the projectlevent?6_8 people (HCC coordinator, 5-7 volunteer BPEC oresenters) 8. Please describe the -timetable and plans for implementing, completing; and evaluating the event: of December. 9. Is there any on -going maintenance required for this projectlevent? . No _X Yes If ves please describe: One of BPEC's primary activities is to provide educational presentations abo air pollution through bicycle riding Currently there are 16 certified League uvciing instructors in t-or[ Collins plus dozens of additional community members who have been trained by BPEC to deliver 10. Will the projectiprogram be held on private property? X No _Yes. Property Owner Signature Applicant Street Address _ Date Zip _ Please complete the budget sheet on the following page. NEW VERSION' UPDATED 514111 5. Please briell . describe any other environmental, social or economic impacts of the project: The 6. Estimated number of citizensihouseholds who benefit from proposal: ILO citizens 150 Househc Please describe the assumption'.you made in these estimates: Me will reach approAknateiy 150 -- - - . „1---- - 7. How many people will be involved in the planning and implementation of the projectlevent?6_8 people (HCC coordinator, 5-7 volunteer BPEC oresenters) 8. Please describe the -timetable and plans for implementing, completing; and evaluating the event: of December. 9. Is there any on -going maintenance required for this projectlevent? . No _X Yes If ves please describe: One of BPEC's primary activities is to provide educational presentations abo air pollution through bicycle riding Currently there are 16 certified League uvciing instructors in t-or[ Collins plus dozens of additional community members who have been trained by BPEC to deliver 10. Will the projectiprogram be held on private property? X No _Yes. Property Owner Signature Applicant Street Address _ Date Zip _ Please complete the budget sheet on the following page. NEW VERSION - UPDATED 5/4111 EventlProject Budget Qtypf Please complete this budget sheet Include a detailed description and cost of FlirtCollins each item. If the cost is recouped in a donation, please indicate that and name / N, the donor. If:.you are receiving In. kind or actual monetary donations please indirafp which itamc will ho dnnntpd and their estimated vAup. in the 9`riaht-hand columns - - CAIRFUND Donation: Donation: Value i From whom Bost To (including items, Item Description Purchase s ace, and cash) Presenter Stipends - $50 per presenter x 12 presentations to honor volunteer commitment to training, preparation, travel, and presentation time. I $6110 $0 Materials/Supplies - incentive items to support and u encourage presentation attendees to ride bicycles, i.e. bike lights, reflective stickers _ $150 _$500 1 BPEC members Presenter Training -compensation for trainer t0 I prepare, travel, and train presenters in air quality issues and how biking can reduce air pollution $150 _ $0 ±0 Project Coordinator- Kim Sharpe will spend approx. t__ 25 hours x $30 per hour to oversee and implement project track results, and report to City of Fort Collins L, $0, - . $750 PVHS Printing/Copying - PVHS will pay for all needed printing and copying $D _ __._ $100 PVHS Presentation Space - host sites will provide space for _ presentations free of charge, estimated value of room I rental is $50 per presentation x 12 presentations j $0 $600 Host sites I Subtotal $900 _.:_ $f,950 --- -- - PVHSF Indirect Costs 8%$72 $0 j i TOTALS' $972 $1;950 ; TOTAL GRANT AMOUNT: s972 requested from CAIR FUND + $1950 Donation Value = $2 922 Prolect Cost Volunteers 6 Estimated Number of Volunteers 8 Average number of hours each volunteer contributes 48 TOTALVOLUNTEER HOURS An evaluation form and return envelope will be mailed to you after your event. Please return the evaluation and any associated receipts within two weeks of receiving the evaluation. Office use 0 Air Pollution Reduction - Awareness Raising Other Environmental, social and/or economic benefits Matching donations & volunteer hours contributed to event Likelihood of completion -innovation Comments 1 2-345 1 2 3.4 5 1 2 3 4 5 1'2345 1 2 3 4 5 1 2 3 4 5 NEW VERSION - UPDATED 5/4111 EventlProject Budget Qtypf Please complete this budget sheet Include a detailed description and cost of FlirtCollins each item. If the cost is recouped in a donation, please indicate that and name / N, the donor. If:.you are receiving In. kind or actual monetary donations please indirafp which itamc will ho dnnntpd and their estimated vAup. in the 9`riaht-hand columns - - CAIRFUND Donation: Donation: Value i From whom Bost To (including items, Item Description Purchase s ace, and cash) Presenter Stipends - $50 per presenter x 12 presentations to honor volunteer commitment to training, preparation, travel, and presentation time. I $6110 $0 Materials/Supplies - incentive items to support and u encourage presentation attendees to ride bicycles, i.e. bike lights, reflective stickers _ $150 _$500 1 BPEC members Presenter Training -compensation for trainer t0 I prepare, travel, and train presenters in air quality issues and how biking can reduce air pollution $150 _ $0 ±0 Project Coordinator- Kim Sharpe will spend approx. t__ 25 hours x $30 per hour to oversee and implement project track results, and report to City of Fort Collins L, $0, - . $750 PVHS Printing/Copying - PVHS will pay for all needed printing and copying $D _ __._ $100 PVHS Presentation Space - host sites will provide space for _ presentations free of charge, estimated value of room I rental is $50 per presentation x 12 presentations j $0 $600 Host sites I Subtotal $900 _.:_ $f,950 --- -- - PVHSF Indirect Costs 8%$72 $0 j i TOTALS' $972 $1;950 ; TOTAL GRANT AMOUNT: s972 requested from CAIR FUND + $1950 Donation Value = $2 922 Prolect Cost Volunteers 6 Estimated Number of Volunteers 8 Average number of hours each volunteer contributes 48 TOTALVOLUNTEER HOURS An evaluation form and return envelope will be mailed to you after your event. Please return the evaluation and any associated receipts within two weeks of receiving the evaluation. Office use 0 Air Pollution Reduction - Awareness Raising Other Environmental, social and/or economic benefits Matching donations & volunteer hours contributed to event Likelihood of completion -innovation Comments 1 2-345 1 2 3.4 5 1 2 3 4 5 1'2345 1 2 3 4 5 1 2 3 4 5 =orm W-9 Request for Taxpayer Give form to the Rev. October 2007) Identification Number and Certification requester. Do not >partment of the Treasury SeDd t0 the IRS. nternal Revenue Service Name (as shown on your income tax return) m Poudre Valley Health System Foundation Business name, if different from above a dba Medical Center of the Rockies Foundation dba Poudre Valley Hospital Foundation 0 nc Check appropriate box: ❑ Individual/3ole proprietor ® Corporation ❑ Partnership Exempt B`.20 ❑ Limited liability company. Enter the tax classification (D=disregarded entity, C=corporation, P=partnership) ►------- payee `p ❑ Other (see instructions) ► c Address (number, street, and apt. or suite no.) Requester's name and address (optional) i o 2315 East Harmony Road, Suite 200 City, state, and ZIP code rn Fort Collins, CO 80528 m List account number(s) here (optional) N Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on Line 1 to avoid Social security number backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3. or Note. If the account is In more than one name, see the chart on page 4 for guidelines on whose Employer identification number number to enter. 74 I 1894581 Under penalties of perjury, I certify that: t. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and 2. 1 am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. 1 am a U.S. citizen or other U.S. person (defined below). Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the Certification, but you must provide your correct TIN. See the instructions on page 4. Sign Signature of Here I U.S. person ► Date P. 4/12/11 General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the withholding tax on foreign partners' share of effectively connected income. Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person if you are: • An individual who is a U.S. citizen or U.S. resident alien, • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, in certain cases where a Form W-9 has not been received, a partnership is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. The person who gives Form W-9 to the partnership for purposes of establishing its U.S. status and avoiding withholding on its allocable share of net income from the partnership conducting a trade or business in the United States is in the following cases: • The U.S. owner of a disregarded entity and not the entity, Cal. No. 10231x Form W-9 (Rev. 10-2007) =orm W-9 Request for Taxpayer Give form to the Rev. October 2007) Identification Number and Certification requester. Do not >partment of the Treasury SeDd t0 the IRS. nternal Revenue Service Name (as shown on your income tax return) m Poudre Valley Health System Foundation Business name, if different from above a dba Medical Center of the Rockies Foundation dba Poudre Valley Hospital Foundation 0 nc Check appropriate box: ❑ Individual/3ole proprietor ® Corporation ❑ Partnership Exempt B`.20 ❑ Limited liability company. Enter the tax classification (D=disregarded entity, C=corporation, P=partnership) ►------- payee `p ❑ Other (see instructions) ► c Address (number, street, and apt. or suite no.) Requester's name and address (optional) i o 2315 East Harmony Road, Suite 200 City, state, and ZIP code rn Fort Collins, CO 80528 m List account number(s) here (optional) N Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on Line 1 to avoid Social security number backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN on page 3. or Note. If the account is In more than one name, see the chart on page 4 for guidelines on whose Employer identification number number to enter. 74 I 1894581 Under penalties of perjury, I certify that: t. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and 2. 1 am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. 1 am a U.S. citizen or other U.S. person (defined below). Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the Certification, but you must provide your correct TIN. See the instructions on page 4. Sign Signature of Here I U.S. person ► Date P. 4/12/11 General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when applicable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued), 2. Certify that you are not subject to backup withholding, or 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business is not subject to the withholding tax on foreign partners' share of effectively connected income. Note. If a requester gives you a form other than Form W-9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person if you are: • An individual who is a U.S. citizen or U.S. resident alien, • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business in the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, in certain cases where a Form W-9 has not been received, a partnership is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. The person who gives Form W-9 to the partnership for purposes of establishing its U.S. status and avoiding withholding on its allocable share of net income from the partnership conducting a trade or business in the United States is in the following cases: • The U.S. owner of a disregarded entity and not the entity, Cal. No. 10231x Form W-9 (Rev. 10-2007) Form W-9 (Rev. 10-2007) • The U.S. grantor or other owner of a grantor trust and not the trust, and • The U.S. trust (other than a grantor trust) and not the beneficiaries of the trust. Foreign person. If you are a foreign person, do not use Form W-9. Instead, use the appropriate Form W-8 (see Publication 515, Withholding of Tax on Nonresident Aliens and Foreign Entities). Nonresident alien who becomes a resident alien. Generally, only a nonresident alien individual may use the terms of a tax treaty to reduce or eliminate U.S. tax on certain types of income. However, most tax treaties contain a provision known as a "saving clause." Exceptions specified in the saving clause may permit an exemption from tax to continue for certain types of income even after the payee has otherwise become a U.S. resident alien for tax purposes. If you are a U.S. resident alien who is relying on an exception contained in the saving clause of a tax treaty to claim an exemption from U.S. tax on certain types of income, you must attach a statement to Form W-9 that specifies the following five items: 1. The treaty country. Generally, this must be the same treaty under which you claimed exemption from tax as a nonresident alien. 2. The treaty article addressing the income. 3. The article number (or location) in the tax treaty that contains the saving clause and its exceptions. 4. The type and amount of income that qualifies for the exemption from tax. 5. Sufficient facts to justify the exemption from tax under the terms of the treaty article. Example. Article 20 of the U.S.-China income tax treaty allows an exemption from tax for scholarship income received by a Chinese student temporarily present in the United States. Under U.S. law, this student will become a resident alien for tax purposes if his or her stay in the United States exceeds 5 calendar years. However, paragraph 2 of the first Protocol to the U.S.-China treaty (dated April 30, 1984) allows the provisions of Article 20 to continue to apply even after the Chinese student becomes a resident alien of the United States. A Chinese student who qualifies for this exception (under paragraph 2 of the first protocol) and is relying on this exception to claim an exemption from tax on his or her scholarship or fellowship income would attach to Form W-9 a statement that includes the information described above to support that exemption. If you are a nonresident alien or a foreign entity not subject to backup withholding, give the requester the appropriate completed Form W-8. What is backup withholding? Persons making certain payments to you must under certain conditions withhold and pay to the IRS 28% of such payments. This is called "backup withholding." Payments that may be subject to backup withholding include interest, tax-exempt interest, dividends, broker and barter exchange transactions, rents, royalties, nonemployee pay, and certain payments from fishing boat operators. Real estate transactions are not subject to backup withholding. You will not be subject to backup withholding on payments you receive if you give the requester your correct TIN, make the proper certifications, and report all your taxable interest and dividends on your tax return. Payments you receive will be subject to backup withholding if: 1. You do not furnish your TIN to the requester, 2. You do not certify your TIN when required (see the Part II instructions on page 3 for details), 3. The IRS tells the requester that you furnished an incorrect TIN. 4. The IRS tells you that you are subject to backup withholding because you did not report all your interest and dividends on your tax return (for reportable interest and dividends only), or S. You do not certify to the requester that you are not subject to backup withholding under 4 above (for reportable interest and dividend accounts opened after 1983 only). Certain payees and payments are exempt from backup withholding. See the instructions below and the separate Instructions for the Requester of Form W-9. Also see Special rules for partnerships on page 1. Penalties Failure to furnish TIN. If you fail to furnish your correct TIN to a requester, you are subject to a penalty of $50 for each such failure unless your failure is due to reasonable cause and not to willful neglect. Civil penalty for false information with respect to withholding. If you make a false statement with no reasonable basis that results in no backup withholding, you are subject to a $500 penalty. Criminal penalty for falsifying information. Willfully falsifying certifications or affirmations may subject you to criminal penalties including fines and/or imprisonment. Misuse of TINs. If the requester discloses or uses TINS in violation of federal law, the requester may be subject to civil and criminal penalties. Specific Instructions Name If you are an individual, you must generally enter the name shown on your income tax return. However, if you have changed your last name, for instance, due to marriage without informing the Social Security Administration of the name change, enter your first name, the last name shown on your social security card, and your new last name. If the account is in joint names, list first, and then circle, the name of the person or entity whose number you entered in Part 1 of the form. Sole proprietor. Enter your individual name as shown on your income tax return on the "Name" line. You may enter your business, trade, or "doing business as (DBA)" name on the "Business name" line. Limited liability company (LLC). Check the "Limited liability company" box only and enter the appropriate code for the tax classification ("D" for disregarded entity, "C" for corporation, "P" for partnership) in the space provided. For a single -member LLC (including a foreign LLC with a domestic owner) that is disregarded as an entity separate from its owner under Regulations section 301.7701-3, enter the owner's name on the "Name" line. Enter the LLC's name on the "Business name" line. For an LLC classified as a partnership or a corporation, enter the LLC's name on the "Name" line and any business, trade, or IDEA name on the "Business name" line. Other entities. Enter your business name as shown on required federal tax documents on the "Name" line. This name should match the name shown on the charter or other legal document creating the entity. You may enter any business, trade, or DBA name on the "Business name" line. Note. You are requested to check the appropriate box for your status (individual/sole proprietor, corporation, etc.). Exempt Payee If you are exempt from backup withholding, enter your name as described above and check the appropriate box for your status, then check the "Exempt payee" box in the line following the business name, sign and date the form. Form W-9 (Rev. 10-2007) • The U.S. grantor or other owner of a grantor trust and not the trust, and • The U.S. trust (other than a grantor trust) and not the beneficiaries of the trust. Foreign person. If you are a foreign person, do not use Form W-9. Instead, use the appropriate Form W-8 (see Publication 515, Withholding of Tax on Nonresident Aliens and Foreign Entities). Nonresident alien who becomes a resident alien. Generally, only a nonresident alien individual may use the terms of a tax treaty to reduce or eliminate U.S. tax on certain types of income. However, most tax treaties contain a provision known as a "saving clause." Exceptions specified in the saving clause may permit an exemption from tax to continue for certain types of income even after the payee has otherwise become a U.S. resident alien for tax purposes. If you are a U.S. resident alien who is relying on an exception contained in the saving clause of a tax treaty to claim an exemption from U.S. tax on certain types of income, you must attach a statement to Form W-9 that specifies the following five items: 1. The treaty country. Generally, this must be the same treaty under which you claimed exemption from tax as a nonresident alien. 2. The treaty article addressing the income. 3. The article number (or location) in the tax treaty that contains the saving clause and its exceptions. 4. The type and amount of income that qualifies for the exemption from tax. 5. Sufficient facts to justify the exemption from tax under the terms of the treaty article. Example. Article 20 of the U.S.-China income tax treaty allows an exemption from tax for scholarship income received by a Chinese student temporarily present in the United States. Under U.S. law, this student will become a resident alien for tax purposes if his or her stay in the United States exceeds 5 calendar years. However, paragraph 2 of the first Protocol to the U.S.-China treaty (dated April 30, 1984) allows the provisions of Article 20 to continue to apply even after the Chinese student becomes a resident alien of the United States. A Chinese student who qualifies for this exception (under paragraph 2 of the first protocol) and is relying on this exception to claim an exemption from tax on his or her scholarship or fellowship income would attach to Form W-9 a statement that includes the information described above to support that exemption. If you are a nonresident alien or a foreign entity not subject to backup withholding, give the requester the appropriate completed Form W-8. What is backup withholding? Persons making certain payments to you must under certain conditions withhold and pay to the IRS 28% of such payments. This is called "backup withholding." Payments that may be subject to backup withholding include interest, tax-exempt interest, dividends, broker and barter exchange transactions, rents, royalties, nonemployee pay, and certain payments from fishing boat operators. Real estate transactions are not subject to backup withholding. You will not be subject to backup withholding on payments you receive if you give the requester your correct TIN, make the proper certifications, and report all your taxable interest and dividends on your tax return. Payments you receive will be subject to backup withholding if: 1. You do not furnish your TIN to the requester, 2. You do not certify your TIN when required (see the Part II instructions on page 3 for details), 3. The IRS tells the requester that you furnished an incorrect TIN. 4. The IRS tells you that you are subject to backup withholding because you did not report all your interest and dividends on your tax return (for reportable interest and dividends only), or S. You do not certify to the requester that you are not subject to backup withholding under 4 above (for reportable interest and dividend accounts opened after 1983 only). Certain payees and payments are exempt from backup withholding. See the instructions below and the separate Instructions for the Requester of Form W-9. Also see Special rules for partnerships on page 1. Penalties Failure to furnish TIN. If you fail to furnish your correct TIN to a requester, you are subject to a penalty of $50 for each such failure unless your failure is due to reasonable cause and not to willful neglect. Civil penalty for false information with respect to withholding. If you make a false statement with no reasonable basis that results in no backup withholding, you are subject to a $500 penalty. Criminal penalty for falsifying information. Willfully falsifying certifications or affirmations may subject you to criminal penalties including fines and/or imprisonment. Misuse of TINs. If the requester discloses or uses TINS in violation of federal law, the requester may be subject to civil and criminal penalties. Specific Instructions Name If you are an individual, you must generally enter the name shown on your income tax return. However, if you have changed your last name, for instance, due to marriage without informing the Social Security Administration of the name change, enter your first name, the last name shown on your social security card, and your new last name. If the account is in joint names, list first, and then circle, the name of the person or entity whose number you entered in Part 1 of the form. Sole proprietor. Enter your individual name as shown on your income tax return on the "Name" line. You may enter your business, trade, or "doing business as (DBA)" name on the "Business name" line. Limited liability company (LLC). Check the "Limited liability company" box only and enter the appropriate code for the tax classification ("D" for disregarded entity, "C" for corporation, "P" for partnership) in the space provided. For a single -member LLC (including a foreign LLC with a domestic owner) that is disregarded as an entity separate from its owner under Regulations section 301.7701-3, enter the owner's name on the "Name" line. Enter the LLC's name on the "Business name" line. For an LLC classified as a partnership or a corporation, enter the LLC's name on the "Name" line and any business, trade, or IDEA name on the "Business name" line. Other entities. Enter your business name as shown on required federal tax documents on the "Name" line. This name should match the name shown on the charter or other legal document creating the entity. You may enter any business, trade, or DBA name on the "Business name" line. Note. You are requested to check the appropriate box for your status (individual/sole proprietor, corporation, etc.). Exempt Payee If you are exempt from backup withholding, enter your name as described above and check the appropriate box for your status, then check the "Exempt payee" box in the line following the business name, sign and date the form.