HomeMy WebLinkAboutCORRESPONDENCE - RFP - P926 PUBLIC SECTOR RETIREMENT PLAN, INVEST CONSULT (6)1
Resolution 04-2
Adopting the Third Amendment to the Poudre Fire Authority
New Hire Money Purchase Pension Plan and Trust Agreement
as Amended and Restated Effective December 24, 2001
WHEREAS, the Poudre Fire Authority (the "Employer"), established the Poudre Fire
Authority New Hire Money Purchase Plan and Trust Agreement (the "Plan"), effective January
1, 1988; and
WHEREAS, the Employer adopted the amended and restated Plan, effective December
24, 2001 (the A2001 Restated Plan@); and
WHEREAS, the Employer adopted via Resolution 02-14 the First Amendment to the
2001 Restated Plan effective January 1, 2002; and
WHEREAS, the Employer adopted via Resolution 03-5 the Second Amendment to the
2001 Restated Plan effective April 22, 2003; and
WHEREAS, the Board of Trustees of the Poudre Fire Authority New Hire Money
Purchase Pension Plan and Trust Agreement have recommended the adoption of the amendments
set forth herein; and
WHEREAS, pursuant to '11.1 of the 2001 Restated Plan, the Employer has the authority
to amend the Plan without the approval of Participants of said Plan solely for the purpose of
incorporating minor, technical amendments which are required from time to time by changes in
state or federal laws or regulations; and
WHEREAS, the Employer deems it advisable to amend the Plan and desires to further
amend the Plan to incorporate the minimum required distribution provisions of Code '401(a)(9)
and the Final Regulations thereunder, as required pursuant to IRS Revenue Procedure 2002-29.
NOW, THEREFORE, be it resolved by the Board of Directors of the Poudre Fire
Authority that the 2001 Restated Plan is hereby amended, effective January 1, 2003, as follows:
1. ARTICLE VII., DISTRIBUTION FROM TRUST FUND, '6.3, Post-Death
Distribution, shall be deleted in its entirety and replaced by a new '6.3, Required Minimum
Distribution Rules, to read as follows:
6.3 Required Minimum Distribution Rules
a. General Rules.
(1) Effective Date. The provisions of this Section 6.3 will
apply for purposes of determining required minimum distributions for
calendar years beginning with the 2003 calendar year.
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(2) Precedence. The requirement of this Section 6.3 will take
precedence over any inconsistent provisions of the plan.
(3) Requirements of Treasury Regulations Incorporated. All
distributions required under this Section 6.3 will be determined and made
in accordance with the Treasury Regulations under Code '401(a)(9).
(4) TEFRA '242(b)(2) Elections. Notwithstanding the other
provisions of this Section 6.3, distributions may be made under a
designation made before January 1, 1984, in accordance with '242(b)(2) of
the Tax Equity and Fiscal Responsibility Act (TEFRA) and the provisions
of the plan that relate to '242(b)(2) of TEFRA.
b. Death of Participant Before Distribution Begin. If the Participant
dies before distributions begin, the Participant's entire interest will be
distributed, or begin to be distributed, no later than as follows:
(1) If the Participant's surviving spouse is the Participant's sole
designated beneficiary, then distributions to the surviving spouse will
begin by December 31 of the calendar year immediately following the
calendar year in which the Participant died, or by December 31 of the
calendar year in which the Participant would have attained age 70 1/2, if
later.
(2) If the Participant's surviving spouse is not the Participant's
sole designated beneficiary, then distributions to the designated
beneficiary will begin by December 31 of the calendar year immediately
following the calendar year in which the Participant died.
(3) If there is no designated beneficiary as of September 30 of
the year following the year of the Participant's death, the Participant's
entire interest will be distributed by December 31 of the calendar year
containing the fifth anniversary of the Participant's death.
(4) If the Participant's surviving spouse is the Participant's sole
designated beneficiary and the surviving spouse dies after the Participant
but before distributions to the surviving spouse begin, this Section 6.3(b),
other than Section 6.3(b)(1), will apply as if the surviving spouse were the
Participant.
(5) For purposes of this Section 6.3(b) and Section 6.3(d),
unless Section 6.3(b)(4) applies, distributions are considered to begin on
the Participant's required beginning date. If Section 6.3(b)(4) applies,
distributions are considered to begin on the date distributions are required
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to begin to the surviving spouse under Section 6.3(b)(1). If distributions
under an annuity purchased from an insurance company irrevocably
commence to the Participant before the Participant's required beginning
date (or to the Participant's surviving spouse before the date distributions
are required to begin to the surviving spouse under Section 6.3(b)(1)), the
date distributions are considered to begin is the date distributions actually
commence.
c. Required Minimum Distributions During Participant's Lifetime.
(1) Amount of Required Minimum Distribution for Each
Distribution Calendar Year. During the Participant's lifetime, the
minimum amount that will be distributed for each distribution calendar
year is the lesser of:
(i) the quotient obtained by dividing the Participant's
account balance by the distribution period in the Uniform Lifetime Table
set forth in '1.401(a)(9)-9 of the Treasury Regulations, using the
Participant's age as of the Participant's birthday in the distribution calendar
year; or
(ii) if the Participant's sole designated beneficiary for
the distribution calendar year is the Participant's spouse, the quotient
obtained by dividing the Participant's account balance by the number in
the Joint and Last Survivor Table set forth in '1.401(a)(9)-9 of the
Treasury Regulations, using the Participant's and spouse's attained ages as
of the Participant's and spouse's birthdays in the distribution calendar year.
Required minimum distributions will be determined under
this Section 6.3(c) beginning with the first distribution calendar year and
up to and including the distribution calendar year that includes the
Participant's date of death.
d. Required Minimum Distributions After Participant's Death.
(1) Death On or After Date Distributions Begin.
(i) Participant Survived by Designated Beneficiary. If
the Participant dies on or after the date distributions begin and there is a
designated beneficiary, the minimum amount that will be distributed for
each distribution calendar year after the year of the Participant's death is
the quotient obtained by dividing the Participant's account balance by the
longer of the remaining life expectancy of the Participant or the remaining
life expectancy of the Participant's designated beneficiary, determined as
follows:
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(A) The Participant's remaining life expectancy
is calculated using the age of the Participant in the year of death, reduced
by one for each subsequent year.
(B) If the Participant's surviving spouse is the
Participant's sole designated beneficiary, the remaining life expectancy of
the surviving spouse is calculated for each distribution calendar year after
the year of the Participant's death using the surviving spouse's age as of
the spouse's birthday in that year. For distribution calendar years after the
year of the surviving spouse's death, the remaining life expectancy of the
surviving spouse is calculated using the age of the surviving spouse as of
the spouse's birthday in the calendar year of the spouse's death, reduced by
one for each subsequent calendar year.
(C) If the Participant's surviving spouse is not
the Participant's sole designated beneficiary, the designated beneficiary's
remaining life expectancy is calculated using the age of the beneficiary in
the year following the year of the Participant's death, reduced by one for
each subsequent year.
(ii) No Designated Beneficiary. If the Participant dies
on or after the date distributions begin and there is no designated
beneficiary as of September 30 of the year after the year of the
Participant's death, the minimum amount that will be distributed for each
distribution calendar year after the year of the Participant's death is the
quotient obtained by dividing the Participant's account balance by the
Participant's remaining life expectancy calculated using the age of the
Participant in the year of death, reduced by one for each subsequent year.
(2) Death Before Date Distribution Begin.
(I) Participant Survived by Designated Beneficiary. If
the Participant dies before the date distributions begin and there is a
designated beneficiary, the minimum amount that will be distributed for
each distribution calendar year after the year of the Participant's death is
the quotient obtained by dividing the Participant's account balance by the
remaining life expectancy of the Participant's designated beneficiary,
determined as provided in Section 6.3(d)(1).
(ii) No Designated Beneficiary. If the Participant dies
before the date distributions begin and there is no designated beneficiary
as of September 30 of the year following the year of the Participant's
death, distribution of the Participant's entire interest will be completed by
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December 31 of the calendar year containing the fifth anniversary of the
Participant's death.
(iii) Death of Surviving Spouse Before Distributions to
Surviving Spouse Are Required to Begin. If the Participant dies before
the date distributions begin, the Participant's surviving spouse is the
Participant's sole designated beneficiary, and the surviving spouse dies
before distributions are required to begin to the surviving spouse under
Section 6.3(b)(1), this Section 6.3(d)(2) will apply as if the surviving
spouse were the Participant.
e. Definitions. The following definitions apply to this Section 6.3.
(1) Designated Beneficiary. The individual who is designated
as the Beneficiary by the Participant, or by the Plan, who is a "designated
beneficiary" under Code '401(a)(9) and '1.401(a)(9)-1, Q&A-4, of the
Treasury Regulations.
(2) Distribution Calendar Year. A calendar year for which a
minimum distribution if required. For distributions beginning before the
Participant's death, the first distribution calendar year is the calendar year
immediately preceding the calendar year which contains the Participant's
required beginning date. For distributions beginning after the Participant's
death, the first distribution calendar year is the calendar year in which
distributions are required to begin under Section 6.3(b). The required
minimum distribution for the Participant's first distribution calendar year
will be made on or before the Participant's required beginning date. The
required minimum distribution for other distribution calendar years,
including the required minimum distribution for the distribution calendar
year in which the Participant's required beginning date occurs, will be
made on or before December 31 of that distribution calendar year.
(3) Life Expectancy. Life expectancy as computed by use of
the Single Life Table in '1.401(a)(9)-9 of the Treasury Regulations.
(4) Participant's Account Balance. The balance of the
Participant's Account as of the last valuation date in the calendar year
immediately preceding the distribution calendar year (valuation calendar
year) increased by the amount of any contributions made and allocated or
forfeitures allocated to the Account as of dates in the valuation calendar
year after the valuation date and decreased by distributions made in the
valuation calendar year after the valuation date. The account balance for
the valuation calendar year includes any amounts rolled over or
transferred to the Plan either in the valuation calendar year or in the
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distribution calendar year if distributed or transferred in the valuation
calendar year.
(5) Required Beginning Date. The latest date for
commencement of distributions for a Participant, as determined under
Section 6.4 of the Plan
IN WITNESS WHEREOF, this Resolution was adopted by the Poudre Fire Authority this
24th day of February, 2004.
POUDRE FIRE AUTHORITY
By:
_________________________________
PFA Board Chair
ATTEST:
By: _________________________________
Recording Secretary