HomeMy WebLinkAbout2018CV3112 - Sean Slatton V. Fort Collins Police Department, Todd Hopkins, Brandon Barnes And John Hutto - 073 - Motion For Leave To Amend Second Amended Complaint1
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 1:18-cv-03112-RBJ-STV
SEAN SLATTON,
Plaintiff,
v.
TODD HOPKINS, in his individual capacity,
BRANDON BARNES, in his individual capacity,
JOHN HUTTO, in his individual capacity,
FORT COLLINS POLICE DEPARTMENT, a municipality,
Defendants.
______________________________________________________________________________
MOTION FOR LEAVE TO AMEND SECOND AMENDED COMPLAINT
______________________________________________________________________________
Plaintiff Sean Slatton, by and through his attorney David A. Lane of KILLMER, LANE &
NEWMAN, LLP, respectfully seeks leave to amend his Second Amended Complaint as follows:
Recently-retained counsel for Plaintiff seeks leave to amend the Second Amended
Complaint, which was filed pro se, as follows:
• Clarifying the factual and legal bases for the unlawful seizure and excessive force claims,
as well as the bases of liability for Defendants Fort Collins, Hutton, and Officer Barnes
liability;
• Dismissing the claims labeled “obstruction of justice” and “police misconduct”;
• Consolidating the claims labeled “false arrest” and “false imprisonment” into one
unlawful seizure claim;
• Making clear that the claim labeled “failure to intervene” is not a separate claim but
rather a theory of liability under which Officer Barnes is liable for unlawful seizure;
• Dismissing all claims against Defendant Barnes other than the unlawful seizure claim;
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• Dismissing all claims against Defendant Hutton other than the excessive force claim; and
• Dismissing all claims against Defendant Fort Collins other than the excessive force
claim.
CERTIFICATION PURSUANT TO D.C.COLO.LCivR. 7.1
Counsel for Plaintiffs certify that they conferred with counsel for all Defendants
regarding the relief requested herein. Plaintiff’s counsel provided defense counsel with the above
specifics regarding the amendments sought. Mark Ratner, counsel for Defendants Fort Collins,
Hutto, and Barnes, stated that those Defendants would not take a position on any of the
amendments unless Plaintiff’s counsel shared a copy of the proposed amended complaint before
filing. Counsel for Defendant Hopkins, Marni Koster, stated that without further information,
Defendant Hopkins’ opposed the proposed amendments.
I. PROCEDURAL HISTORY
1. The original Complaint in this case was filed pro se on December 3, 2018. See
[Doc. 1].
2. An Amended Complaint was filed pro se on January 11, 2019, in response to an
Order to Show Cause. See [Docs. 5, 7].
3. A scheduling conference was held on April 3, 2019, at which Plaintiff appeared
pro se. Because Plaintiff had not yet served Defendants, no scheduling order was entered. See
[Doc. 14]. Waivers of service were filed on May 17, 2019. See [Docs. 20-23].
4. A Second Amended Complaint was filed pro se on April 9, 2019. See [Doc. 17].
5. On June 14, 2019, Defendant Hopkins moved to dismiss the complaint, and the
other Defendants moved to dismiss on June 17, 2019. See [Docs. 28, 39]. Responses to the
motions to dismiss are currently due on October 30, 2019. See [Doc. 71].
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6. Defendants moved to stay discovery in the entire case pending a decision on the
motions to dismiss, which was granted on July 3, 2019. See [Doc. 46].
7. Because of the stay of discovery, no scheduling order has entered in this case, and
no discovery has occurred.
8. Plaintiff filed a Third Amended Complaint pro se, but this Court struck it for
failing to comply with the Rules of Civil Procedure and the Local Rules. See [Doc. 37].
9. Undersigned counsel entered his appearance as counsel for Plaintiff on August 26,
2019. See [Doc. 65].
10. The proposed Third Amended Complaint, attached as Exhibit 1, is counsel’s first
opportunity to set forth the factual and legal bases of Plaintiff’s claims.1
“Denying leave to
amend would effectively negate [the retention] of counsel to aid plaintiff.” Barron v. McGovern,
No. 07-3179-JWL, 2008 U.S. Dist. LEXIS 83394, at *6 (D. Kan. Oct. 17, 2008).
II. LEGAL STANDARD
11. “Fed. R. Civ. P. 15(a) provides for liberal amendment of pleadings,” and
“[a]mendment under the rule has been freely granted.” Starr v. City of Lakewood, 2008 U.S.
Dist. LEXIS 103929, at *2 (D. Colo. Dec. 16, 2008). “Refusing leave to amend is generally only
justified upon a showing of undue delay, undue prejudice to the opposing party, bad faith or
dilatory motive, failure to cure deficiencies by amendments previously allowed, or futility of
1 Plaintiff’s counsel attempted to comply with the Local Court Rules requiring a party to submit
a copy of the proposed complaint with strikes through and underlines to show the text to be
deleted and added. However, it soon became clear that due to the different structure of a pro se
complaint and a complaint drafted by counsel, as well as the different styles of writing between
Mr. Slatton and counsel, a redlined version of the proposed complaint was too difficult to create.
Plaintiff respectfully requests that this Court excuse his failure to comply with D.C. Colo. LCivR
15.1(b), and accept instead Plaintiff’s description of the proposed amendments at the top of this
document.
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amendment.” Bylin v. Billings, 568 F.3d 1224, 1229 (10th Cir. 2009) (citation omitted).
12. Additionally, “[i]n keeping with the purposes of the rule, the court should
consider judicial economy and whether the amendments would lead to expeditious disposition of
the merits of the litigation.” Chitimacha Tribe of La. V. Harry L. Laws Co., 690 F.2d 1157, 1163
(5th Cir. 1982). “The underlying purpose of Fed. R. Civ. P. 15(a) is, of course, to facilitate a
decision on the merits.” Polhemus v. Great-West Life & Annuity Ins. Co., No. 09-cv-00093-
MSK-KMT, 2009 U.S. Dist. LEXIS 102714, at *12 (D. Colo. Oct. 16, 2009); see also
Kennington v. United States Dep’t of the Treasury, 490 F. App’x 939, 943 (10th Cir. 2012)
(finding reversible error when court did not adequately justify denying Plaintiff’s motion for
leave to amend pleading). As such, the nonmoving party has the burden of showing that the
proposed amendment is sought in bad faith, causes undue delay, substantial prejudice, or that the
amendment would be futile. Riggs v. Johnson, No. 09-cv-01226-WYD-KLM, 2010 U.S. Dist.
LEXIS 48125, at *9 (D. Colo. Apr. 27, 2010).
13. Under the liberal standard for granting leave, Plaintiff only needs to demonstrate
that the claims pleaded in the proposed amendment complaint are not “clearly frivolous or
legally insufficient on [their] face. If the proposed claim sets forth facts and circumstances which
may entitle the plaintiff to relief, then futility is not a proper basis on which to deny the
amendment.” Gallegos v. Brandeis Sch., 189 F.R.D. 256, 259 (E.D.N.Y. 1999) (citation
omitted). “[E]ven where the possibility of relief is remote, amendment must be permitted
because it is the possibility of recovery, not its likelihood, that guides the court’s analysis.” Id.
(citing Vermont Plastics, Inc. v. Brine, Inc., 79 F.3d 272 (2d Cir. 1996)).
14. “The court should freely give leave [to amend] when justice so requires.” Fed. R.
Civ. P. 15(a)(2).
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III. JUSTICE REQUIRES LEAVE TO AMEND
15. Given that the amendment is not sought in bad faith or for the purpose of causing
undue delay, Defendants will suffer no prejudice, and the amended complaint is not clearly
frivolous or legally insufficient on its face, Plaintiff should be allowed to amend his complaint to
more narrowly focus the facts and claims on which he could be entitled to relief.
16. Plaintiff’s proposed amendment would result in only two claims remaining in the
case: an excessive force claim and an unlawful seizure claim. The former would be brought
against three Defendants, and the latter against only two. The proposed amendment would
therefore facilitate a decision on the merits by “reducing the scope of the litigation.” Carskadon
v. Diva Int’l, Inc., No. 12-cv-01886-MSK-KMT, 2013 U.S. Dist. LEXIS 63668, at *11 (D.
Colo. May 3, 2013) (granting leave to amend because, among other reasons, the proposed
amendments sought to withdraw several claims).
17. The proposed amendment would clarify and expound on the basis of liability for
each Defendant on the two claims that would remain, unlawful seizure and excessive force.
Although Plaintiff’s pro se complaint included the same claims and Defendants, and alleged the
most salient facts, the proposed amended complaint, which is pleaded by counsel, is considerably
more detailed. Were this Court to deny the amendment, the denial would in effect constitute a
decision based on a procedural barrier, rather than the merits. See In re Thornburg Mortgage,
Inc. Sec. Litig., 265 F.R.D. 571, 580 (D.N.M. 2010) (“Because the Court finds that the policy of
allowing plaintiffs to have all of their claims decided on the merits, rather than on procedural
barriers, outweighs the Defendants’ arguments to the contrary, the Court will allow the
amendment.”). As “the underlying facts or circumstances relied upon by [Plaintiff] may be a
proper subject of relief, [Plaintiff] ought to be afforded an opportunity to test [his] claim[s] on
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the merits.” Foman v. Davis, 371 U.S. 178, 182 (1962).
18. There is no undue delay, bad faith, or lack of diligence on the part of Plaintiff’s
counsel. As stated, this is the first opportunity Plaintiff’s counsel has had to amend the
complaint. See Scavetta v. King Soopers, Inc., No. 10–cv–02986–WJM–KLM, 2012 U.S. Dist.
LEXIS 1901, at *5 (D. Colo. Jan 5, 2012) (Granting leave under Fed. R. Civ. P. 15 because
“leave should generally be permitted unless the moving party unduly delayed or failed to cure,
the opposing party would be unduly prejudiced, or the proposed amendment would be futile.”).
19. There is also absolutely no prejudice to Defendants. As discussed above, see
supra ¶ 7, because of the stay Defendants sought, no scheduling order has entered, and no
discovery has occurred. Defendants have invested extraordinarily minimal time and expense
litigating Plaintiff’s case to date. “[T]he mere fact that a defendant's motion to dismiss may be
rendered moot if leave to amend is granted ordinarily is not sufficient to establish undue
prejudice.” Carskadon, 2013 U.S. Dist. LEXIS 63668, at *10-11; see also Barbarino v. Anchor
Motor Freight, Inc., 421 F. Supp. 1003 (W.D.N.Y. 1976) (explaining that any alleged prejudice
resulting from time spent researching and opposing initial complaint is not type of detriment
which constitutes undue prejudice to the defendant and, therefore, in light of absence of bad faith
on part of the plaintiff, liberal amendment policy of Federal Rules permits the plaintiff to amend
his complaint).
20. Courts typically find prejudice only when amendment would unfairly affect
defendants in terms of preparing a defense, which occurs most often when amended claims arise
out of different subject matter from existing claims, which is not the case here. See Minter v.
Prime Equip. Co., 451 F.3d 1196, 1204–1211 (10th Cir. 2006). None of the proposed amended
allegations “would significantly change the case and the defense that [Defendants]…would need
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to prepare.” Tex. Instruments, Inc. v. Biax Corp., No. 07-cv-02730-WDM-MEH, 2009 U.S. Dist.
LEXIS 90209, at *8-9 (D. Colo. Sep. 28, 2009) (denying leave to amend because the plaintiff
sought to assert new claims that would significantly change the case, discovery was already
closed, and the matter was moving towards trial). Moreover, any facts added in the proposed
amended complaint that amplify facts previously alleged are not surprising to Defendants in any
way because they all relate to information within Defendants’ own possession.
21. Conversely, denying leave to amend the complaint would be extremely
prejudicial to Plaintiff and wholly inconsistent with the liberal manner in which Rule 15 have
been construed for many decades. See Walker v. THI of N.M. at Hobbs Ctr., 262 F.R.D. 599, 602
(D.N.M. 2009) (applying the more stringent standards for amending under Rule 16 and
explaining that “rigid adherence to pretrial conference agreements should not be exacted,
especially where to do so will result in injustice to one party and relaxing of such agreement will
not cause prejudice to the other party” (citation omitted)).
IV. CONCLUSION
WHEREFORE, Plaintiff respectfully requests that this Court grant the motion to amend
and accept Exhibit 1, the proposed Third Amended Complaint, for filing.
Respectfully submitted this 30th
day of October 2019.
KILLMER, LANE & NEWMAN, LLP
s/ David A. Lane
___________________________
David A. Lane
1543 Champa Street, Suite 400
Denver, Colorado 80202
Phone: (303) 571-1000
Facsimile: (303) 571-1001
dlane@kln-law.com
Attorney for Plaintiff
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CERTIFICATE OF SERVICE
I certify that on this 30th
day of October 2019, I filed a true and correct copy of the
foregoing via CM/ECF which will generate e-mailed notice to the following:
Marni Nathan Kloster
Nicholas C. Poppe
Nathan Dumm & Mayer, PC
7900 E. Union Ave., Ste 600
Denver, CO 80237-2776
303-691-3737
MKloster@ndm-law.com
NPoppe@ndm-law.com
Attorney for Defendant Todd Hopkins
Mark Ratner
Hall & Evans, LLC
1001 17th
Street, Ste 300
Denver, CO 80202
303-628-3300
ratnerm@hallevans.com
Counsel for Ft. Collins Defendants
s/ Jamie Akard
Paralegal
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