HomeMy WebLinkAbout2018CV217 - Montgomery V. Chernak, Howard & Brough - 043 - Recommendation Of United States Magistrate JudgeIN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 18-cv-00217-REB-KLM
WILLIAM MONTGOMERY,
Plaintiff,
v.
MATTHEW CHERNAK,
MIKE HOWARD, and
MATTHEW BROUGH,
Defendants.
_____________________________________________________________________
RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE
_____________________________________________________________________
ENTERED BY MAGISTRATE JUDGE KRISTEN L. MIX
This matter is before the Court on Defendants’ Motion to Dismiss [#17]1 (the
“Motion”). Plaintiff filed a Response [#24] in opposition to the Motion, and Defendants filed
a Reply [#28]. Pursuant to 28 U.S.C. § 636 (b)(1)(A) and D.C.COLO.LCivR 72.1(c), the
Motion has been referred to this Court for a recommendation regarding disposition. See
[#19]. The Court has reviewed the Amended Complaint [#14], Motion [#17], Response
[#24], Reply [#28], the entire case file, and the applicable law, and is sufficiently advised
in the premises. For the reasons set forth below, the Court respectfully RECOMMENDS
that the Motion [#17] be GRANTED.
1 “[#17]” is an example of the convention the Court uses to identify the docket number
assigned to a specific paper by the Court's case management and electronic case filing system
(CM/ECF). This convention is used throughout this Recommendation.
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I. Summary of the Case2 3
Plaintiff William Montgomery is a resident of Colorado who has “been known as an
activist for homeless populations in Fort Collins” and was “considered to be a troublemaker
by the Fort Collins police” for his activism. Am. Compl. [#14] ¶¶ 2, 9. He brings this suit
against Matthew Chernak (“Chernak”), Mike Howard (“Howard”), and Matthew Brough
(“Brough”), officers with the Fort Collins Police Department (collectively, the “Defendants”).
Id. ¶¶ 10-12. On April 25, 2018, Plaintiff filed the Amended Complaint (the “Complaint”),
asserting four4 claims against Defendants arising from Plaintiff’s arrest on January 28,
2016. Id. ¶¶ 71-94. Plaintiff brings First Amendment retaliatory arrest and prosecution
claims against Defendants Chernak and Howard. Id. ¶¶ 71-76. In addition, Plaintiff brings
Fourth Amendment claims of unlawful arrest, wrongful detention, and malicious prosecution
against all three Defendants. Id. ¶¶ 77-94. Plaintiff brings his claims under 42 U.S.C. §
1983 and asserts that this Court has jurisdiction pursuant to 28 U.S.C. § 1331. Id. ¶¶ 5,
6. Plaintiff seeks compensatory damages, punitive damages, interest, costs, expert
2 All well-pled facts from the complaint are accepted as true and viewed in the light most
favorable to Plaintiff. See Barnes v. Harris, 783 F.3d 1185, 1191-92 (10th Cir. 2015).
3 Defendants ask that the Court consider Plaintiff's prior Complaint [#1] in addressing the
the instant Motion [#17], arguing that the Amended Complaint [#14] “made no changes to claims
or legal theories underlying the complaint, but merely omitted those facts which demonstrate
probable cause.” [#17] at 4. Generally, “an amended complaint super[s]edes an original complaint
and renders the original complaint without legal effect[.]” Mink v. Suthers, 482 F.3d 1244, 1254
(10th Cir. 2007) (internal quotation marks and citations omitted); see Wade v. City of Haileyville,
No. 14-cv-294-JHP, 2015 WL 4759389, at *2 (E.D. Okla. Aug. 12, 2015) (declining to address
allegations in the original complaint where an amended complaint was filed). Defendant does not
cite any Tenth Circuit authority supporting its request that the Court review the original Complaint
[#1] in addressing the Motion [#17]. Therefore, the Court declines to do so and limits its analysis
to the Amended Complaint [#14] in this Recommendation.
4 The Court construes Plaintiff’s “first claim for relief” as two separate claims, namely,
retaliatory arrest and retaliatory prosecution. See Am. Compl. [#14] ¶¶ 71-76.
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witness fees, reasonable attorney fees, “and any other and further relief that this Court shall
deem just and proper.” Id. at 23.
A. Public Plaza in Fort Collins
Plaintiff’s claims concern a public plaza located in the City of Fort Collins and a chain
link fence that was constructed thereon. Id. ¶¶ 14-16. Plaintiff begins his Amended
Complaint with a lengthy recitation of the history of the plaza and the fence which the Court
summarizes insofar as it is relevant to Plaintiff’s claims.
According to Plaintiff, the plaza was for public use and, “at some point . . . became
regularly used by homeless members of the public who sought a place to congregate, rest,
and socialize.” Id. ¶¶ 16-17. The plaza “was well-known by officers of the Fort Collins
Police Department[,] especially those who were responsible for patrolling the area and/or
who were regularly dispatched to the location” because of complaints concerning the
growing homeless population. Id. ¶¶ 19-21. According to Plaintiff, each Defendant
“regularly patrolled and/or were dispatched to the area and knew the area well[,]” and
“knew the public plaza was public property.” Id. ¶ 22.
On or before January 11, 2016, a private company that was constructing buildings
near the plaza built “a six-foot chain-link fence around the public plaza to block the
homeless from accessing or congregating in the public space.” Id. ¶ 23. According to
Plaintiff, city officials of Fort Collins were displeased with the fence and emailed the
company to express their concerns. Id. ¶¶ 26-27. Specifically, on January 26, 2016, Rob
Mosbey (“Mosbey”), Chief Construction Inspector for the City of Fort Collins, sent an email
advising the company “that the placement of the fence blocked public property, was an
illegal encroachment, and must be removed.” Id. ¶ 28.
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Between January 11 and 26 of 2016, Plaintiff became aware of the fence and
“contacted the City Planner’s office for an explanation regarding the fence.” Id. ¶ 29. On
or about January 26, 2016, Chief Inspector Mosbey informed Plaintiff “that the public plaza
remained public property within a public right-of-way, that the chain-link fence was an illegal
obstruction, and that Inspector Mosbey had ordered [the company] to remove the fence.”
Id. ¶ 30. On or about January 27, 2016, Chief Inspector Mosbey provided Plaintiff with a
paper copy of the email exchange “pertaining to the city representative’s official
communication that the area remained public property, that the fence was an illegal
obstruction, and that the fence must be removed.” Id. ¶ 31. In light of this information and
with “proof of Inspector Mosbey’s conclusions and orders regarding the illegal fence,”
Plaintiff began visiting the plaza again, climbing the fence each time, and “spread[ing] the
word that the fence was illegal and that the space continued to remain a place where public
visitors should be permitted access and public use.” Id. ¶ 32. Ultimately, after the incident
of Plaintiff’s arrest summarized below, the fence was removed from the plaza on February
16, 2016, as had been ordered by Chief Inspector Mosbey. Id. ¶ 66.
B. January 28, 2016 Arrest
Plaintiff’s claims in this case are premised on the following incident and subsequent
events. On January 28, 2016, Defendants were dispatched to a 7-11 located near the
plaza for a trespass complaint against Melvin Swett (“Swett”). Id. ¶ 33. When Defendants
arrived, Plaintiff was conversing with Mr. Swett on a public sidewalk outside of the 7-11.
Id. ¶ 34. According to Plaintiff, Defendants Howard and Chernak “approached Mr. Swett
and began asking questions in a voluntary consensual encounter.” Id. ¶ 35. Defendants
“did not convey to Mr. Swett that he was being detained[ ]” and therefore, Plaintiff
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“questioned whether the officers were detaining Mr. Swett and/or had reasonable suspicion
to believe Mr. Swett had committed any crime.” Id. Defendants Howard and Chernak
“expressed visible and audible annoyance with Plaintiff’s questions and criticisms.
Defendant Howard responded to Plaintiff’s speech with a directive to leave the area.” Id.
¶ 36.
Plaintiff states that he complied with Defendant Howard’s request by walking to the
nearby public plaza, climbing the surrounding fence, and watching the Defendants’
interaction with Mr. Swett “for any evidence of mistreatment.” Id. ¶ 37. Plaintiff states that,
by standing within the plaza, “he thought[ ] he could not reasonably be perceived as
interfering, since a fence physically separated him from the officers.” Id. Moreover, Plaintiff
“saw his presence within the public plaza as an opportunity to raise awareness to the
issues pertaining to the illegal fence on public land.” Id.
Plaintiff alleges that “Defendants Howard and Chernak took obvious offense to
Plaintiff’s criticism of the officers and his continued observation of the police interaction
after they told him to leave, which they viewed as disobedience and a challenge to their
authority.” Id. ¶ 38. Plaintiff avers that, because of this, Defendants “decided to punish and
retaliate against him, by manufacturing a pretextual reason to arrest Plaintiff.” Id. Seeing
the fence surrounding the plaza, Defendants Howard and Chernak “discussed with each
other that the fence might provide them an illusory justification to assert that Plaintiff was
trespassing.” Id. ¶ 39.
Defendant Howard then approached the fence and told Plaintiff “that he was
trespassing and to provide his name and date of birth.” Id. ¶ 41. “Plaintiff verbally
questioned the determination that he was trespassing by telling Defendant Howard and
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Chernak that he was allowed to be present in the public plaza because it was part of a
public park and/or right-of-way, that the fence was an illegal encroachment designed to
discriminatorily keep homeless people out, and that he had spoken to the city’s Chief
Inspector and confirmed that he was allowed to be present there.” Id. At some point during
this explanation, Plaintiff provided his name which Defendants used to conduct a
background search. Id. ¶ 42. Plaintiff overheard his date of birth being transmitted over
Defendants’ police radio and confirmed that date was correct. Id.
Defendants Howard and Chernak then told Plaintiff that he was going to be taken
into custody and charged with trespass. Id. ¶ 43. At this time, Defendant Brough arrived
to assist and the Defendants asked Plaintiff to climb back over the fence so that they could
take him into custody. Id. Plaintiff did not comply with this request, “verbally protest[ing]
the officers’ conclusions and[,] continu[ing] to provide information to the three officers [to]
indicat[e] that he was not breaking the law.” Id. ¶ 44. Plaintiff reiterated “the nature of the
property, the illegal fence, and his discussion with Inspector Mosbey, to Defendant Brough;”
and informed the Defendants that he possessed the email from the City Inspector’s Office
which would prove “the truth about the nature of the property and his lawful presence
there.” Id. ¶¶ 44-45.
Once it became clear to Plaintiff that Defendants were not listening to or interested
in Plaintiff’s explanation, “Plaintiff yelled out to his brother, who was parked across the
street in a white van observing the incident, [and asked] him to bring the email proof for the
officers to see.” Id. ¶ 47. Plaintiff’s brother approached the scene and provided the email
from Inspector Mosbey to Defendant Brough, who read the email in front of Plaintiff and
then handed the email to Defendant Chernak “who also looked at it.” Id. ¶¶ 48-49. Plaintiff
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alleges that, because of this, “both officers knew or should have known that the email
provided exculpatory evidence demonstrating that Plaintiff could not have been trespassing
by being present in the public plaza.” Id. ¶ 49.
After reading the email, Defendants Chernak and Howard walked away from the
plaza outside of the audible range of Plaintiff and nearby witnesses. Id. ¶ 50. It was here,
according to Plaintiff, that Defendants Chernak and Howard “discussed and agreed to
charge Plaintiff [ ] with anything and everything that they believe[d] they could illusorily
justify to their supervising sergeant, in order to punish Plaintiff for his speech, criticism, and
perceived challenge to the Defendant officers.” Id. ¶ 51. Further, “[t]he two agreed to
charge Plaintiff with not only trespass, but also other crimes that were not supported by
probable cause, including obstruction, resisting arrest, and disorderly conduct.” Id.
Accordingly, “[w]hen the two officers returned, they said something to Defendant Brough,
and the three appeared resolved to act in furtherance of a common plan of action.” Id.
Shortly thereafter, a different officer arrived with bolt cutters and cut the lock to the
gate that opened up to the plaza. Id. ¶ 52. The three Defendants “then cooperatively
placed hands on Plaintiff,” handcuffed him, and took him into custody. Id. “Plaintiff did not,
at any time, physically resist or otherwise physically fight or challenge the officers” and
“only verbally voiced his concerns and criticisms to [the] officers and surrounding persons
about the unlawful nature of the arrest.” Id. ¶ 53. While Plaintiff was being transported to
the police station by Defendant Chernak, Plaintiff asked Defendant Chernak why he had
not acted on the exculpatory evidence of the email that was provided. Id. ¶ 54. According
to Plaintiff, Defendant Chernak responded “facetiously, that ‘you were being too loud for
me to read it.’” Id. Plaintiff then explained again that the email showed that the area
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remained public property and criticized Defendant Chernak for wrongfully arresting him.
Id.
Approximately forty-five minutes later, “Defendant Chernak filed a warrantless arrest
affidavit asserting that Plaintiff committed the crimes of Trespass, Obstruction, Resisting
Arrest, Disorderly Conduct, and Violation of Bail Bond.” Id. ¶ 56. Plaintiff alleges that
Defendant Chernak “asserted false facts in the affidavit, including that Plaintiff (a)
‘interfered’ with the officers’ earlier contact with another person, (b) ‘un-lawfully entered’ the
fenced-in area, (c) ‘refused to identify himself,’ and (d) ‘required’ the officers to use bolt
cutters to gain entry to the fenced-in area.” Id. Plaintiff further alleges that Defendant
Chernak “purposefully omitted” the following information: that the property Plaintiff entered
was a public area operated and maintained by the City of Fort Collins; that Plaintiff had
provided exculpatory evidence to demonstrate that the property remained public despite
the illegally erected fence; that Plaintiff had permission to be present there; that Defendant
Chernak did not have any information to indicate there was a private owner of the property;
and how Defendant Chernak came to the conclusion that Plaintiff “unlawfully” entered the
property. Id.
“On information and belief,” Plaintiff alleges that “all three Defendant[s] met and
discussed the charges, and agreed that they would assert false factual information that
would illusorily support the wrongful charges, including inter alia, that Plaintiff (a) ‘interfered’
with the officers’ earlier contact with another person, (b) ‘unlawfully’ entered private
property, (c) attempted to use the fence as an ‘obstruction’ to keep officers from arresting
him, (d) yelled at the top of his lungs to wake/disturb neighbors, (e) resisted arrest, and (f)
violated the terms of an earlier bond condition by not remaining lawful.” Id. ¶ 57. After this
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discussion, Plaintiff alleges that Defendants “drafted police reports including the false,
exaggerated, and misrepresentative information in order to cause Plaintiff to be detained,
to cover up and conceal their own abuse of authority, and to continue to punish Plaintiff for
what they perceived as challenges to their authority and annoyance of the speech of the
protester.” Id. ¶ 58. As a result of the allegedly wrongful charges and arrest, Plaintiff spent
three days in jail from January 28 through January 30, 2016. Id. ¶ 60.
Shortly thereafter, on or about February 1, 2016, Plaintiff alleges that Defendant
Chernak filed a separate affidavit in Larimer County Court indicating that Plaintiff had
violated a condition of his bail bond from an earlier case so that the court would revoke
Plaintiff’s bond. Id. ¶ 61. “The affidavit asserted that Plaintiff had committed the five
offenses listed in the case, including violation of bail bond conditions, and that he would act
as a witness for the offenses and provide all discoverable materials in support of the
charges.” Id. Plaintiff states that, on February 8, 2016, the Court Services Specialist II for
the Larimer County Pretrial Services Program was “influenced by Defendant Chernak’s
(and the other two Defendant Officers’) assertions” of criminal activity and cited those
assertions as a basis for Plaintiff’s noncompliance of the bond conditions and a petition to
revoke the bond. Id. ¶ 65. On or about February 18, 2016, the criminal court granted the
petition to revoke Plaintiff’s bond based on Defendants’ assertions of criminal conduct and,
as a result, a warrant was issued for Plaintiff’s arrest and he was incarcerated from March
25 through April 19, 2016. Id. ¶ 67.
Separately, during the criminal prosecution of the January 28, 2016 charges, Plaintiff
alleges that the prosecutor in that case was influenced by Defendants’ false statements and
ignored the exculpatory email to which Plaintiff had directed him. Id. ¶ 62-63. “As a result,
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the prosecution dragged on, unnecessarily, for almost two years.” Id. ¶ 63. Ultimately, in
July of 2017, Plaintiff states that “the prosecutor verbally acknowledged . . . that [Plaintiff]
was correct about the nature of the public property and his presence there[ ]” and “admitted
contacting the city attorney’s office [which confirmed] that the area was public property.”
Id. ¶ 68. Accordingly, on or about August 31, 2017, the charge of trespass against Plaintiff
was dismissed and, on or about November 16, 2017, all remaining charges from the
January 28, 2016 incident were also dismissed. Id. ¶¶ 69-70.
C. The Motion [#17]
Defendants filed the instant Motion [#17] on May 9, 2018. In the Motion, Defendants
seek dismissal of Plaintiff’s Amended Complaint [#14] pursuant to Fed. R. Civ. P. 12(b)(6).
Defendants contend that dismissal is appropriate for the following reasons: (1) Plaintiff’s
claims pursuant to the First and Fourth Amendments are insufficiently pled, (2) Defendants
are entitled to qualified immunity as to each claim, and (3) Plaintiff fails to allege personal
participation by each Defendant.
II. Standard of Review
A. Federal Rule of Civil Procedure 12(b)(6)
A motion to dismiss pursuant to Rule 12(b)(6) tests “the sufficiency of the allegations
within the four corners of the complaint after taking those allegations as true.” Mobley v.
McCormick, 40 F.3d 337, 340 (10th Cir. 1994) (citing Williams v. Meese, 926 F.2d 994, 997
(10th Cir. 1991)); Fed. R. Civ. P. 12(b)(6) (stating that a complaint may be dismissed for
“failure to state a claim upon which relief can be granted”). To withstand a motion to
dismiss pursuant to Rule 12(b)(6), “a complaint must contain enough allegations of fact ‘to
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state a claim to relief that is plausible on its face.’” Robbins v. Oklahoma, 519 F.3d 1242,
1247 (10th Cir. 2008) (quoting Bell Atlantic v. Twombly, 550 U.S. 544, 570 (2007)); see
also Shero v. City of Grove, Okla., 510 F.3d 1196, 1200 (10th Cir. 2007) (quoting Twombly,
550 U.S. at 570) (“The complaint must plead sufficient facts, taken as true, to provide
‘plausible grounds’ that discovery will reveal evidence to support the plaintiff’s allegations.”).
“A claim has facial plausibility when the plaintiff pleads factual content that allows the court
to draw the reasonable inference that the defendant is liable for the misconduct alleged.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Twombly, 550 U.S. at 556). Moreover,
“[a] pleading that offers labels and conclusions or a formulaic recitation of the elements of
a cause of action will not do. Nor does a complaint suffice if it tenders naked assertions
devoid of further factual enhancement.” Id. (citation omitted) (internal quotation marks
omitted).
“The plausibility standard is not akin to a ‘probability requirement,’ but it asks for
more than a sheer possibility that a defendant has acted unlawfully.” Id. (citation omitted).
As the Tenth Circuit has explained, “the mere metaphysical possibility that some plaintiff
could prove some set of facts in support of the pleaded claims is insufficient; the complaint
must give the court reason to believe that this plaintiff has a reasonable likelihood of
mustering factual support for these claims.” Ridge at Red Hawk, LLC v. Schneider, 493
F.3d 1174, 1177 (10th Cir. 2007). However, “[t]he court’s function on a 12(b)(6) motion is
not to weigh potential evidence that the parties might present at trial, but to assess whether
the plaintiff’s complaint alone is legally sufficient to state a claim for which relief may be
granted.” Sutton v. Utah State Sch. for the Deaf & Blind, 173 F.3d 1226, 1236 (10th Cir.
1999) (citation omitted) (internal quotation marks omitted). Where a complaint pleads facts
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that are merely consistent with a defendant’s liability, it stops short of the line between
possibility and plausibility of entitlement to relief. Iqbal, 556 U.S. at 678.
B. Qualified Immunity
“The doctrine of qualified immunity protects government officials from liability for civil
damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Herrera v. City of
Alburquerque, 589 F.3d 1064, 1070 (10th Cir. 2009) (quoting Pearson v. Callahan, 555
U.S. 223, 231 (2009) ). When qualified immunity is asserted, a Plaintiff must show that:
“(1) the defendant violated a constitutional right and (2) the constitutional right was clearly
established.” Martinez v. Beggs, 563 F.3d 1082, 1088 (10th Cir. 2009) (citing Pearson, 555
U.S. at 231). “The determination of whether a violation occurred under the first prong of
the qualified immunity analysis turns on the substantive law regarding that right.” Davis v.
City of Aurora, 705 F. Supp. 2d 1243, 1255 (D. Colo. 2010). “With regard to the second
[prong], the relevant, dispositive inquiry in determining whether a right is clearly established
is whether it would be clear to a reasonable officer that his conduct was unlawful under the
circumstances presented.” Herrera, 589 F.3d at 1070 (quoting Fogarty v. Gallegos, 523
F.3d 1147, 1155 (10th Cir. 2008) ). Judges are permitted to use their sound discretion in
deciding which of the prongs should be addressed first. Davis, 705 F. Supp. 2d at 1255
(citing Pearson, 555 U.S. at 231).
III. Analysis
A. First Amendment Retaliation Claims
Plaintiff generally asserts that Defendants arrested him in retaliation for Plaintiff’s
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exercise of his First Amendment rights. Am. Compl. [#14] ¶¶ 71-76. Specifically, Plaintiff
alleges that, at the time Defendants “took action to seize and detain Plaintiff [ ], he had
committed no crime in the deputy’s presence; he had only expressed verbal criticism and
questioning of the officers, and, otherwise, entered public land to raise awareness to a
public access issue pertaining to the land.” Id. ¶ 72. Defendants argue that they are
entitled to qualified immunity on Plaintiff’s First Amendment retaliatory arrest claim because
(1) Plaintiff fails to allege a claim for retaliatory arrest under the First Amendment, and (2)
the law was not “clearly established at the time of the 2016 arrest that Plaintiff had a First
Amendment right to be free from a retaliatory arrest otherwise supported by probable
cause[.]” Motion [#17] at 3-9.
To state a claim for unlawful retaliation under the First Amendment, a plaintiff must
allege that: “(1) he was engaged in constitutionally protected activity, (2) the government’s
actions caused him injury that would chill a person of ordinary firmness from continuing to
engage in that activity, and (3) the government’s actions were substantially motivated as
a response to his constitutionally protected conduct.” Mocek v. City of Albuquerque, 813
F.3d 912, 930 (10th Cir. 2015) (quoting Nielander v. Bd. of Cty. Comm’rs, 582 F.3d 1155,
1165 (10th Cir.2009)).
1. Retaliatory Arrest
Given that the Court finds infra that Plaintiff has alleged sufficient facts to support
a reasonable inference that Defendants had probable cause for the arrest, the Court first
addresses whether Plaintiff has shown that his right to be free from a retaliatory arrest
otherwise supported by probable cause was clearly established at the time of the 2016
arrest. Martinez, 563 F.3d at 1088; see Davis, 705 F. Supp. 2d at 1255 (noting that courts
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may use their discretion in deciding which prong of the qualified immunity analysis should
be addressed first) (citing Pearson, 555 U.S. at 231)).
As stated above, “the relevant, dispositive inquiry in determining whether a right is
clearly established is whether it would be clear to a reasonable officer that his conduct was
unlawful under the circumstances presented.” Herrera, 589 F.3d at 1070 (quoting Fogarty
v. Gallegos, 523 F.3d 1147, 1155 (10th Cir. 2008)). A plaintiff may ordinarily show that the
constitutional right was clearly established by identifying either (1) an on-point Supreme
Court decision, (2) an on-point published Tenth Circuit decision, or (3) favorable “clearly
established weight of authority from other courts.” See Cox v. Glanz, 800 F.3d 1231, 1247
(10th Cir. 2015). “However, we do not always require case law on point, and the Supreme
Court has warned that officials can still be on notice that their conduct violates established
law even in novel factual circumstances.” A.M. v. Holmes, 830 F.3d 1123, 1135 (10th Cir.
2016) (internal quotation marks and citations omitted). “We have therefore adopted a
sliding scale to determine when law is clearly established.” Id. “The more obviously
egregious the conduct in light of prevailing constitutional principles, the less specificity is
required from prior case law to clearly establish the violation.” Id. at 1135-36. It is not
necessary to show that “the very action in question has previously been held unlawful, [but]
in the light of pre-existing law the unlawfulness must be apparent.” Id. at 1136 (internal
alterations and quotation marks omitted).
In his Response, Plaintiff argues that “it has been clearly established since at least
2011 that, in the Tenth Circuit, the presence of probable cause is not fatal to a First
Amendment Retaliation claim for retaliatory arrest.” [#24] at 23. For this proposition,
Plaintiff cites Howards v. McLaughlin, 634 F.3d 1131 (10th Cir. 2011), which Plaintiff
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acknowledges was overruled on qualified immunity grounds by the Supreme Court in
Reichle v. Howards, 556 U.S. 658 (2012). Id. at 24. Plaintiff avers, however, that the
Supreme Court’s holding in Reichle was limited in that the Court only found that “at the time
of Howards’ arrest [in 2006], it was not clearly established that an arrest supported by
probable cause could violate the First Amendment.” Id. (quoting Reichle, 566 U.S. at
2093). According to Plaintiff, “[b]ecause the [Supreme Court] elected not to overturn the
Tenth Circuit’s decision on the basis of whether a First Amendment retaliatory arrest claim
may lie despite the presence of probable cause to support the arrest, the original Tenth
Circuit holding in Howards that probable cause is not a bar remains the clearly established
law in the Tenth Circuit . . .. Thus, even though the plaintiff in Howards could not get over
the hurdle of qualified immunity (because the Supreme Court found that no case prior to
Howards clearly established the law), [Plaintiff] can claim the right today for actions that
occurred in 2016.” Id.
Defendants argue that Plaintiff’s analysis of Reichle is an oversimplification and that
“the state of the law in [Reichle’s] wake is anything but clearly established, as evidenced
by the Supreme Court’s recent decision in” Lozman, 138 S.Ct. 1945 (2018). Lozman is a
decision in which the Supreme Court addressed the issue of whether a claim for retaliatory
arrest could proceed despite the existence of probable cause to arrest. In Lozman, the
Court narrowly decided the issue, finding a retaliatory arrest suit could proceed where the
plaintiff alleged an official policy of retaliation “bearing little relation to the criminal offense
for which the arrest is made,” while noting that the “Court need not, and does not, address
the elements required to prove a retaliatory arrest claim in other contexts.” Id. at 1954-55
(“[W]hether in a retaliatory arrest case [suit should be barred] where probable cause exists
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. . . must await a different case.”). Accordingly, Lozman is applicable to the present issue
only insofar as to show that the present issue has not been fully resolved by the Supreme
Court.
The Tenth Circuit held in Deloach v. Bevers, 922 F.2d 618, 621-22 (10th Cir. 1990),
that an arrest supported by probable cause violates the First Amendment if evidence
showed a retaliatory motive for the arrest. Relying on Deloach, the Tenth Circuit held in
Howards that a person arrested with probable cause in 2006 may still state a claim for
retaliatory arrest. However, one year later the Supreme Court decided Reichle.
In Reichle, the Supreme Court “granted certiorari on two questions: whether a First
Amendment retaliatory arrest claim may lie despite the presence of probable cause to
support the arrest, and whether clearly established law at the time of [the plaintiff’s] arrest
so held.” 556 U.S. at 663. The Court addressed only the second question, finding that the
plaintiff had not satisfied the “clearly established” standard under qualified immunity. Id.
at 664-65. “This Court has never recognized a First Amendment right to be free from a
retaliatory arrest that is supported by probable cause; nor was such a right otherwise
clearly established at the time of [the plaintiff’s] arrest [in 2006].” Id. Accordingly, Reichle
did not reach the issue in Howards (and therefore, Deloach) of whether a plaintiff may claim
the right to be free from a retaliatory arrest supported by probable cause. Rather, the Court
determined that its decision in Hartman v. Moore, 547 U.S. 250 (2006), which held that a
claim for retaliatory prosecution must show lack of probable cause, made the qualified
immunity analysis with regard to a retaliatory arrest claim less than clear: “At the time of
Howards’ arrest [in 2006], Hartman’s impact on the Tenth Circuit’s precedent governing
retaliatory arrests [including Deloach] was far from clear. Although the facts of Hartman
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involved only a retaliatory prosecution, reasonable officers could have questioned whether
the rule of Hartman also applied to arrests.” Reichle, 566 U.S. at 666 (emphasis added).
Since Reichle, neither the Supreme Court nor the Tenth Circuit has settled this specific
issue on the merits. See, e.g., Wilson v. Vill. of Los Lunas, 572 F. App’x 635, 643 (10th Cir.
2014) (unpublished) (noting that Howard was reversed by Reichle without clearly
establishing any right); Moral v. Hagen, 553 F. App’x 839, 840 (10th Cir. 2014)
(unpublished) (“Only recently the Supreme Court [in Reichle] explained that it remains
unsettled under current law whether an officer violates the Fourth Amendment by initiating
an arrest for retaliatory reasons when the arrest itself happens to be supported, as an
objective matter, by probable cause.”).
Generally, “existing precedent must have placed the statutory or constitutional
question beyond debate.” Mullenix v. Luna, 136 S. Ct. 305, 308, 193 L. Ed. 2d 255 (2015)
(quoting Ashcroft v. al–Kidd, 563 U.S. 731, 741, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011).
Therefore, in light of the uncertainty created by Reichle, the Court agrees with Defendants
that a reasonable officer could not conclude that Howard clearly establishes beyond debate
that a post-2011 arrest supported by probable cause may premise a claim for retaliatory
arrest under the First Amendment. See Fenn v. City of Truth or Consequences, No.
2:18-cv-00634-WJ-GW, 2019 WL 943518, at *6 (D.N.M. Feb. 26, 2019) (finding that the law
was not clearly established for an arrest in June 2017); Brewer v. Ross, No. 1:15-cv-87-TC,
2018 WL 3128998, at *8 (D. Utah June 26, 2018) (finding that the law was not clearly
established for an arrest in September 2011); see also Karns v. Shanahan, 879 F.3d 504,
522 (3d Cir. 2018) (holding that Reichle is dispositive of First Amendment retaliatory arrest
claim); Marshall v. City of Farmington Hills, 693 F. App’x 417, 426 (6th Cir. 2017) (same);
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Pegg v. Herrnberger, 845 F.3d 112, 119 (4th Cir. 2017) (same). Accordingly, the Court
finds that this right is not “clearly established,” and that Defendants are entitled to qualified
immunity.5 Saucier, 533 U.S. at 202. Therefore, the Court recommends that the Motion
[#17] be granted to the extent that it requests that the claim of retaliatory arrest against
Defendants be dismissed with prejudice. Reynoldson v. Shillinger, 907 F.2d 124, 127
(10th Cir. 1990) (stating that dismissal with prejudice is appropriate if issues have been
raised which, upon further investigation and development, would not raise substantial
issues).
2. Retaliatory Prosecution
As noted above, the Supreme Court held in Hartman, 547 U.S. at 261-66, that where
the retaliatory action taken is a criminal prosecution, a plaintiff bringing suit under § 1983
must plead and prove a fourth element: lack of probable cause for the allegedly retaliatory
prosecution. Accordingly, given the Court’s finding infra of probable cause for Plaintiff’s
arrest, the Court finds that Plaintiff has failed to allege a violation of a constitutional right
and that therefore, Defendants are entitled to qualified immunity on Plaintiff’s retaliatory
prosecution claim. Therefore, the Court recommends that the Motion [#17] be granted
to the extent that it requests that the claim of retaliatory prosecution against Defendants be
dismissed with prejudice. Reynoldson, 907 F.2d at 127.
B. Fourth Amendment Claim for Unlawful Arrest
Plaintiff’s second claim for relief is for unlawful arrest under the Fourth Amendment.
5 Because the Court finds that the law was not clearly established at the time of Plaintiff's
arrest, the Court need not consider the first prong of the qualified immunity test. See Davis, 705
F. Supp. 2d at 1255 (citing Pearson, 555 U.S. at 231).
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Am. Compl. [#14] ¶¶ 77-83. Defendants assert that they are entitled to qualified immunity
as to this claim. Motion [#17] at 11. Therefore, under the qualified immunity analysis, the
Court must address whether Plaintiff’s Fourth Amendment rights were violated. See
Martinez, 563 F.3d at 1088. To maintain a false arrest claim under § 1983, a plaintiff must
demonstrate the elements of the common law tort of false arrest. See Taylor v. Meacham,
82 F.3d 1556, 1561 (10th Cir. 1996); see also Walker v. Briley, 140 F.Supp.2d 1249, 1257
n.6 (N.D. Ala. 2001) (stating that while the “core issue with respect to any section 1983
claim is whether a constitutional violation occurred . . . [the] common law is often a proper
starting point for examining the elements and immunities applicable to section 1983
claims”). In Colorado, the common law tort of false arrest contains three elements. Atencio
v. King Soopers, No. 11-cv-02195-PAB-MEH, 2012 WL 6043602, at *6 (D.Colo. Dec. 5,
2012).
[T]o establish a false arrest claim, a plaintiff must prove [that] . . . (1) the
defendants intended to restrict plaintiff’s freedom of movement; (2) plaintiff’s
freedom of movement was restricted for a period of time, however short, by
an act of defendants; and (3) plaintiff was aware that [his or her] freedom of
movement was restricted.
Id. (citing Goodboe v. Gabriella, 663 P.2d 1051, 1055–56 (Colo. App. 1983)). However,
a claim for false arrest ultimately fails if there was probable cause for the arrest. Rose v.
City & Cnty. of Denver, 990 P.2d 1120, 1123 (Colo. App. 1999). Defendants appear to
concede that Plaintiff has sufficiently alleged the three elements of his wrongful arrest claim
but argue that the Amended Complaint demonstrates that probable cause existed for the
arrest. Motion [#17] at 10-11.
“When a warrantless arrest is the subject of a § 1983 action, the arresting officer is
entitled to qualified immunity if a reasonable officer could have believed that probable
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cause existed to make the arrest.” Robertson v. Las Animas Cty. Sheriff’s Dept., 500 F.3d
1185, 1191 (10th Cir. 2007) (citing Romero v. Fay, 45 F.3d 1472, 1476 (10th Cir. 1995));
see also Atwater v. City of Lago Vista, 532 U.S. 318, 354 (2001) (“If an officer has probable
cause to believe that an individual has committed even a very minor criminal offense in his
presence, he may, without violating the Fourth Amendment, arrest the offender.”).
To determine whether probable cause exists, the Court must consider whether the
facts and circumstances within the officers’ knowledge at the time of the arrest were
sufficient for a reasonable person to believe that an offense had been or was being
committed. Fogarty, 523 F.3d at 1156. “Probable cause is based on the totality of the
circumstances, and requires reasonably trustworthy information that would lead a
reasonable officer to believe that the person about to be arrested has committed or is about
to commit a crime.” Id. at 1116. The Court “assess[es] probable cause under an objective
standard of reasonableness,” and must therefore determine whether “‘the circumstances,
viewed objectively, justify’ the arrest.” Quinn v. Young, 780 F.3d 998, 1006 (10th Cir. 2015)
(quoting Apodaca v. City of Albuquerque, 443 F.3d 1286, 1289 (10th Cir. 2006)). An officer
who has probable cause to arrest is not required to conduct further investigation for
exculpatory evidence or to pursue the possibility that the suspected offender is innocent.
See Simkunas v. Tardi, 930 F.2d 1287, 1292 (7th Cir. 1991); Marx v. Gumbinner, 905 F.2d
1503, 1507 n.6 (11th Cir. 1990); Franco-de Jerez v. Burgos, 876 F.2d 1038, 1042 (1st Cir.
1989). Moreover, an arresting officer is not required to hold a trial at the scene of an
apparent crime to determine the credibility of witnesses. See U.S. v. Torres-Castro, 374
F. Supp. 2d 994, 1010-11 (D.N.M. 2005).
Here, Plaintiff asserts his Fourth Amendment false arrest claim generally against
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Defendants Chernak and Howard. In short, Plaintiff alleges that Defendant Howard
directed Plaintiff to leave the area near the 7-11 after Plaintiff questioned Defendant
Chernak’s and Defendant Howard’s interaction with Mr. Swett. Am. Compl. [#14] ¶¶ 35-36.
In response to this directive, Plaintiff walked to the nearby plaza and proceeded to climb
over the enclosed chain link fence, the gate to which Plaintiff later acknowledges was
locked and required bolt cutters to open. Id. ¶¶ 37, 52. As an initial matter, even
construing the Amended Complaint in a light most favorable to Plaintiff, the Court finds that
these allegations initially suggest that Defendants had arguable probable cause to believe
Plaintiff was trespassing. See C.R.S. § 18-4-503 (“A person commits the crime of second
degree criminal trespass if such person [ ] [u]nlawfully enters or remains in or upon the
premises of another which are enclosed in a manner designed to exclude intruders or are
fenced[.]”); Stonecipher v. Valles, 759 F.3d 1134, 1141 (10th Cir. 2014), cert. denied, 135
S. Ct. 881 (2014) (Arguable probable cause for an arrest “is another way of saying that the
officers’ conclusions rest on an objectively reasonable, even if mistaken, belief that
probable cause exists.”).
Plaintiff states that “[o]n information and belief, each of the Defendant officers
regularly patrolled and/or were dispatched to the area [of the public plaza] and knew the
area well.” Am. Compl. [#14] ¶ 22. Based on this “belief,” without any factual basis,
Plaintiff alleges that Defendants “knew the public plaza was public property” and thus,
“knew (or should have reasonably known) that it could not be illegal for any member of the
public to be present there.” Id. However, as Defendants rightly observe, this allegation
strains plausibility in light of Plaintiff’s other allegations. Motion [#17] at 6.
According to Plaintiff, the fence was built on or before January 11, 2016, without “city
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authorization.” Am. Compl. [#14] ¶¶ 23, 24. Plaintiff became aware of the fence between
January 11 and January 26, 2016, and had to research the legality of the fence himself by
contacting the City Planner’s office for an explanation. Id. ¶ 29. On or about January 26,
2016, Plaintiff was informed that the fence was an “illegal obstruction” and that Chief
Inspector Mosbey had ordered that the fence be removed. Id. ¶ 30. On or about January
27, 2016, Plaintiff was provided with an additional email setting forth this information and,
on the very next day, climbed the fence during his encounter with Defendants. Id. ¶¶ 31,
33, 37. The Court agrees with Defendants that accepting these facts as true strains
credulity to expect that Defendants would have known of the illegality of the fence just two
days after Chief Inspector Mosbey allegedly made this determination and informed Plaintiff.
Motion [#17] at 6; see Hunter v. Bryant, 502 U.S. 224, 227 (1991) (“Even law enforcement
officials who reasonably but mistakenly conclude that probable cause is present” are
entitled to immunity.” (internal quotation marks and citation omitted)).
Moreover, the Amended Complaint contains the following conclusory allegations to
suggest that Defendants Howard and Chernak knew that probable cause was lacking after
Plaintiff initially climbed the fence:
Defendants Howard and Chernak took obvious offense to Plaintiff’s criticism
of the officers and his continued observation of the police interaction after
they told him to leave, which they viewed as disobedience and a challenge
to their authority. The Officers decided to punish and retaliate against him,
by manufacturing a pretextual reason to arrest Plaintiff Montgomery.
Defendant Officers Howard and Chernak saw the fence surrounding the
public plaza and discussed with each other that the fence might provide them
an illusory justification to assert that Plaintiff was trespassing.
Defendant Chernak and Howard . . . [left] the audible range of Plaintiff
Montgomery and nearby witnesses [and] [o]n information and belief . . . the
officers spoke about the situation, for the next few minutes. The officers,
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obviously, appeared visibly upset and annoyed by Plaintiff’s continued
presence and communications. They discussed and agreed to charge
Plaintiff Montgomery with anything and everything that they believe they
could illusorily justify to their supervising sergeant, in order to punish Plaintiff
for his speech, criticism, and perceived challenge to the Defendant officers.
The two agreed to charge Plaintiff with not only trespass, but also other
crimes that were not supported by probable cause, including obstruction,
resisting arrest, and disorderly conduct.
[#14] ¶¶ 38, 39, 50-51. “In conducting a Rule 12(b)(6) analysis, the [C]ourt need not accept
as true any conclusory allegations contained in the complaint.” Coburn v. Nordeen, 72 F.
App’x 744, 746 (10th Cir. 2003) (citing S. Disposal, Inc. v. Tex. Waste Mgmt., 161 F.3d
1259, 1262 (10th Cir.1998)); see Marble v. Strecker, No. CV-12-186-M-DWM, 2014 WL
1404896, at *6 (D. Mont. April 10, 2014) (same); Alfred v. New Jersey, Civil Action No. 13-
0332(RBK), 2013 WL 4675536, at *6 (D. N.J. August 29, 2013) (“It is not sufficient to state,
in conclusory fashion, that there was no probable cause for the prosecution.”); King v. City
of New York, No. 12-cv-2344 (NGG)(RER), 2013 WL 2285197, at *5 n.3 (E.D. N.Y. May
23, 2013) (“Plaintiff’s mere conclusion that there was no probable cause does not meet the
elements of a plausible claim.” (citation omitted)); Sherrod v. Travis, No. 13-C-417, 2013
WL 593955, at *4 (N.D. Ill. February 15, 2013) (same); Giacalone v. Pennsylvania Ins.
Fraud Prevention Auth., Civil No. 3:11-cv-01647, 2012 WL 629437, at *4 (M.D. Pa.
February 27, 2012) (“Plaintiffs’ insistence that there was no probable cause for the search
warrant, without any further factual allegations, is not enough to overcome the pleading
standards set forth in Rule 8 of the Federal Rules of Civil Procedure.” (footnote omitted));
Ghaster v. City of Rocky River, No. 1:09CV02080, 2010 WL 2802682, at *5 (N.D. Ohio July
13, 2010) (citation omitted) (same); Moore v. Miami-Dade Cnty., 502 F.Supp.2d 1224, 1234
(S.D. Fla. 2007) (citation omitted) (same); Hann v. Michigan, No. 05-cv-71347-DT, 2007
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WL 1322328, at *7 (E.D. Mich. March 2, 2007); Hibbard v. Gallivan, No. 99-cv-0145E(F),
1999 WL 782174, at *2 (W.D. N.Y. September 15, 1999) (same); Turner v. Fallen, No. 92
C 3222, 1993 WL 15647, at *5 (N.D. Ill. January 22, 1993) (citing Currier v. Baldridge, 914
F.2d 993, 996 (7th Cir.1990); Sivard v. Pulaski Cnty., 959 F.2d 662, 667 (7th Cir. 1992);
Streetman v. Jordan, 918 F.2d 555, 556-57 (5th Cir. 1990) (same).
Plaintiff’s additional allegations suggest that, even if Defendants initially had
probable cause for the arrest, probable cause evaporated during the course of the incident
when Plaintiff explained the illegality of the fence and Plaintiff’s brother provided
Defendants with the email from Chief Inspector Mosbey. Am. Compl. [#14] ¶¶ 44-49.
However, accepting these allegations as true, Defendants were not required to credit
Plaintiff’s explanation if the Defendants reasonably believed that they still had probable
cause to make the arrest despite the explanation. Stonecipher, 759 F.3d at 1146 (10th Cir.
2014); see Romero v. Fay, 45 F.3d 1472, 1478 (10th Cir.1995) (“A policeman . . . is under
no obligation to give any credence to a suspect’s story nor should a plausible explanation
in any sense require the officer to forego arrest pending further investigation if the facts as
initially discovered provide probable cause.” (quoting Criss v. City of Kent, 867 F.2d 259,
263 (6th Cir.1988))). Moreover, the Amended Complaint provides no non-conclusory facts
to suggest that there was a way for Defendants to verify the authenticity of the email or
ascertain the truth of Plaintiff’s explanation. See Stonecipher, 759 F.3d 1146.
Assuming arguendo that Plaintiff’s bald assertion that probable cause was lacking
is sufficient, the Court further agrees with Defendants that Plaintiff’s other allegations
demonstrate the existence of probable cause to charge Plaintiff with crimes. Accord Hann,
2007 WL 1322328, at *7 (“In short, beyond his conclusory allegation that there was no
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probable cause for the indecent exposure charges, plaintiff has presented only allegations
which support, rather than negate, the existence of probable cause.”). In order to file
charges against Plaintiff, Defendants only needed reason to believe that Plaintiff himself
committed a crime. Pringle, 540 U.S. at 371 (“the belief of guilt must be particularized with
respect to the person to be searched or seized”); Turner, 553 F.3d at 1345 (citation
omitted) (noting that probable cause exists if an officer “had reason to believe that a
crime–any crime–occurred.”). Moreover, the crime which Defendants believed Plaintiff
committed could have been different from the crime with which he was ultimately charged.
Turner, 553 F.3d at 1345. The Amended Complaint contains sufficient factual allegations
to show that Defendants could have reasonably found probable cause for obstructing a
police officer, resisting arrest, and disorderly conduct based on Plaintiff’s continued protests
and refusal to leave the fenced-in area after being told he was going to be arrested. See
Am. Compl. [#14] ¶ 43-53.
Plaintiff dedicates a substantial portion of his Response [#24] to arguing that
Defendants did not have probable cause to arrest Plaintiff for four of the five criminal
violations for which Plaintiff was charged. See Response [#24] at 6-15. Plaintiff analyzes
in detail the prima facie elements of (1) Obstruction of a Police Officer, (2) Second Degree
Trespass, (3) Resisting Arrest, and (4) Disorderly Conduct, to assert that none of Plaintiff’s
actions alleged in the Amended Complaint could be construed as probable cause for each
violation. Id. The Court is not persuaded by Plaintiff’s argument for two reasons. First,
“[w]hile an effort to fix some general, numerically precise degree of certainty corresponding
to ‘probable cause’ may not be helpful, it is clear that only the probability, and not a prima
facie showing, of criminal activity is the standard of probable cause.” Illinois v. Gates, 462
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U.S. 213, 235, 103 S. Ct. 2317, 2330, 76 L. Ed. 2d 527 (1983) (internal quotation marks
and citation omitted); see Martin v. City of Oklahoma City, 180 F. Supp. 3d 978, 990 (W.D.
Okla. 2016) (“[T]he issue is not whether [Plaintiff] could or would be convicted for violating
the [municipal ordinance], but rather whether the officer reasonably believed he was
committing the offense.” (internal brackets in the original) (quoting U.S. v. Christian, 190
F. App’x 720, 723 n. 3 (10th Cir. 2006))). Second, Plaintiff cites no legal authority for the
proposition that each charge underlying an arrest must be supported by probable cause
to entitle a defendant officer to qualified immunity from a wrongful arrest claim. Indeed,
“‘[p]robable cause need only exist as to any offense that could be charged under the
circumstances.’” Kilgore v. City of Stroud, 158 F. App’x 944, 948 (10th Cir. 2005) (quoting
Barna v. City of Perth Amboy, 42 F.3d 809, 819 (3d Cir. 1994). “‘[I]t is irrelevant to the
probable cause analysis what crime a suspect is eventually charged with or whether a
person is later acquitted of the crime for which she or he was arrested.’” Id. (quoting Wright
v. City of Philadelphia, 409 F.3d 595, 602 (3d Cir.2005) (citation omitted); see also Marrs
v. Boles, 51 F. Supp. 2d 1127, 1135 (D. Kan. 1998) (“If probable cause exists as to one
charged crime, whether the police had probable cause to arrest for other crimes is
irrelevant.”).
Accordingly, even setting aside the conclusory nature of Plaintiff’s allegations and
the rule that probable cause need only exist for any crime, Plaintiff has failed to sufficiently
allege the absence of probable cause for his alleged Fourth Amendment wrongful arrest
claim.6 Therefore, the Court recommends that the Motion [#17] be granted to the extent
6 Because no constitutional right was violated with regard to Plaintiff’s wrongful arrest claim,
the Court need not consider the second prong of the qualified immunity test. See Saucier, 533 U.S.
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that it requests that the claim of wrongful arrest against Defendants Chernak and Howard
be dismissed with prejudice. Reynoldson, 907 F.2d at 127.
C. Fourth Amendment Claim for Malicious Prosecution
The Court next addresses Plaintiff’s malicious prosecution claim under the Fourth
Amendment. Plaintiff’s fourth claim generally alleges that Defendants violated Plaintiff’s
Fourth Amendment right to be free from malicious prosecution. Am. Compl. [#14] ¶¶ 84-94.
Specifically, Plaintiff alleges that “Defendants materially misrepresented numerous pieces
of information critical to a fair determination of probable cause in the charging documents
and affidavits submitted to the court [and that] Defendants also omitted the exculpatory
evidence regarding the email and information Plaintiff provided about the nature of the
public property, the fence, and the consent he obtained from the city planner and inspector
to enter the property, which all demonstrated that Plaintiff could not have ‘unlawfully’
entered and/or trespassed onto private property.” Response [#24] at 16-17 (citing Am.
Compl. ¶¶ 53-59, 54-55). Defendants argue that Plaintiff’s malicious prosecution claim fails
as a matter of law because the Amended Complaint fails to sufficiently allege the elements
of the claim and further argue that Defendants are entitled to qualified immunity. Motion
[#17] at 11-13.
Like false arrest claims brought under § 1983, the Tenth Circuit looks to the common
law elements of malicious prosecution as the starting point for analysis, but ultimately
determines whether the “plaintiff has proven the deprivation of a constitutional right.”
Novitsky v. City of Aurora, 491 F.3d 1244, 1257 (10th Cir. 2007). The establishment of a
at 201 (“If no constitutional right would have been violated were the allegations established, there
is no necessity for further inquiries concerning qualified immunity.”).
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Fourth Amendment claim for malicious prosecution requires the plaintiff to prove that: “(1)
the defendant caused the plaintiff’s continued confinement or prosecution; (2) the original
action terminated in favor of the plaintiff; (3) no probable cause supported the original
arrest, continued confinement, or prosecution; (4) the defendant acted with malice; and (5)
the plaintiff sustained damages.” Lopez v. Prince, No. 11-cv-02352-CMA-BNB, 2012 WL
3277178, at *5 (D. Colo. Aug. 9, 2012). Generally, plaintiffs cannot sue police officers for
malicious prosecution under Section 1983 because “‘the chain of causation is broken’
between the arrest and the actual prosecution.” Barton v. City & Cnty. of Denver, 432 F.
Supp. 2d 1178, 1207 (D. Colo. 2006) (quoting Taylor, 82 F.3d at 1564). In her concurrence
in Albright v. Oliver, 510 U.S. 266, 279 n.5 (1994) (Ginsburg, J., concurring), Justice
Ginsburg reasoned that the principal player in carrying out a prosecution is not the police
officer but, rather, the prosecutor. Thus, “the anomaly lies in the reality that, under a
malicious prosecution claim against an officer, ‘the star player is exonerated, but the
supporting actor is not.’” Lopez, 2012 WL 3277178, at *5 (quoting Albright, 510 U.S. at 279
n.5 (Ginsburg, J., concurring)). See also Washington v. Summerville, 127 F.3d 552, 559-60
(7th Cir. 1997). Nonetheless, malicious prosecution claims may be proper if the police
officer misrepresents or conceals facts from the prosecutor, as is alleged here. Barton, 432
F. Supp. 2d at 1207.
In light of the Court’s finding supra that Plaintiff has alleged sufficient facts to support
a reasonable inference that Defendants had probable cause for the arrest, the Court initially
finds that Plaintiff cannot establish the third element to proceed on his malicious
prosecution claim. Lopez, 2012 WL 3277178, at *5. In his Response, Plaintiff argues that
even if probable cause existed for any one of the charged crimes, “[e]ach individual criminal
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charge that was asserted without legal justification provides support for a malicious
prosecution claim, because there is a long history of assessing such allegations on a
charge-by-charge basis.” [#24] at 17-18 (citing Miller v. Spiers, 339 Fed. Appx. 862,
867-68 (10th Cir. 2009); Holmes v. Vill. of Hoffman Estates, 511 F.3d 673, 682 (7th Cir.
2007); Posr v. Doherty, 944 F.2d 91, 100 (2d Cir. 1991); Elbrader v. Blevins, 757 F. Supp.
1174, 1180 (D. Kans. 1991); Brown v. Willoughby, 5 Colo. 1, 5 (Colo. 1879). However,
Plaintiff also acknowledges Van De Weghe v. Chambers, 569 Fed. App’x 617 (10th
Cir.2014), which held that the law is not clearly established in the Tenth Circuit as to
whether probable cause to pursue one charge precludes a malicious prosecution claim with
respect to any other charge brought simultaneously. 569 Fed. App’x at 619-20 (“[T]his
court hasn’t definitively spoken to the question either way.”). Plaintiff asks that this Court
disregard Van De Weghe which, according to Plaintiff, “failed to credit the deep roots of the
case-by-case review found in Colorado’s malicious prosecution history.” Response [#24]
at 22-23 (citing Brown, 5 Colo. at 5 (Colo. 1879)). Plaintiff does not sufficiently expand on
this argument. See generally Response [#24] at 22-23.
Whether a § 1983 plaintiff can maintain a malicious prosecution claim on a
charge-by-charge basis raises an issue this Court need not address. Given that there is
currently no “clearly established law [in the Tenth Circuit] suggesting that a claim for
malicious prosecution lies when one charge is supported by probable cause but other
simultaneous charges arising from the same set of facts are not,” the Court finds that
Defendants are entitled to qualified immunity on Plaintiff’s malicious prosecution claim. Van
De Weghe, 569 Fed. App’x at 619-20. Therefore, the Court recommends that the Motion
[#17] be granted to the extent that it requests that the claim of malicious prosecution
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against Defendants be dismissed with prejudice. Reynoldson, 907 F.2d at 127.
IV. Conclusion
Accordingly, for the reasons stated above, the Court respectfully RECOMMENDS
that Defendants’ Motion [#17] be GRANTED and that Plaintiff’s Amended Complaint [#14]
be DISMISSED as outlined above.
IT IS ORDERED that pursuant to Fed. R. Civ. P. 72, the parties shall have fourteen
(14) days after service of this Recommendation to serve and file any written objections in
order to obtain reconsideration by the District Judge to whom this case is assigned. A
party’s failure to serve and file specific, written objections waives de novo review of the
Recommendation by the District Judge, Fed. R. Civ. P. 72(b); Thomas v. Arn, 474 U.S.
140, 147-48 (1985), and also waives appellate review of both factual and legal questions.
Makin v. Colo. Dep’t of Corr., 183 F.3d 1205, 1210 (10th Cir. 1999); Talley v. Hesse, 91
F.3d 1411, 1412-13 (10th Cir. 1996). A party’s objections to this Recommendation must
be both timely and specific to preserve an issue for de novo review by the District Court or
for appellate review. United States v. One Parcel of Real Prop., 73 F.3d 1057, 1060 (10th
Cir. 1996).
Dated: February 28, 2019
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