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HomeMy WebLinkAbout2021CV60475 - City Of Fort Collins V. Open International, Llc And Open Investments, Llc – (State Court) - 001C - Exhibit 3 Sow ([KLELW MASTER PROFESSIONAL SERVICES AGREEMENT EXHIBIT C – ATTACHMENT 1 STATEMENT OF WORK #1 FUNCTIONAL REQUIREMENTS M ATRIX (BALANCE OF THIS PAGE LEFT INTENTIONALLY BLANK) Page 88 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD A Provided as part of base system. No Modification is required. Desired functionality is achieved through configuration and is part of base Code. Cost of configuration is part of solution implementation. B In Development Not Currently in the system, but will be fully vetted, tested and present in the system prior to launch. Enhancement or modification to enable this functionality will be included in price. C Base will require some enhancements Enhancements are classified as minor coding utilizing system defined user exits with costing between $1,000 - 15,000 D Base will require minor software coding Enhancements or modifications using established user exits or minor custom coding costing between $15,001 - 35,000 E Base Code will have to be modified Modifications that require substantial development and coding costing between $35,001 - $75,000 F Extensive modification to base code Extensive development effort is required resulting in development and coding costs from $75,001 - over $100,000 G Software can not be enhanced or modified The development of this function is not possible with this application Proposed Vendor Functional Matrix Responses Response Template C-2 Page 89 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes System Navigation System provides that on all entry screens, fields tab in logical workflow order presented on the screen.A Yes Framework 8.0 System provides that all of the modules/interfaces, including reports, have a consistent look and feel. A Yes Framework 8.0 System maintains key header information from one screen to the next. The utility requires that account number is part of the key header information. A Yes Framework 8.0 Open Smartflex screens include fields that display key information (e.g. account number on a customer care management screen). Those fields have been defined according to the industry best practices. System provides the ability to use hot keys or fast-paths to navigate throughout the system. G No System provides the ability to quickly access entry forms using shortcuts for heads down / high volume data entry (without using the mouse). A Yes Framework 8.0 System provides the ability to bookmark a form with specific account information, then access a different (customer, account, premises) set of data and be able to go back to the bookmark. G No System provides the ability to have multiple open sessions for a user to access data.A Yes System tools 8.0 1.0 General Requirements Response Template C-3Page 90 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to control different screen-paths based on user role.A Yes System tools 8.0 System provides a calendar function as an option where date fields are provided throughout the system. A Yes System tools 8.0 Within date fields the system provides a calendar function, which can highlight current date, allows for selection of desired date and allows for selection of future date. A Yes System tools 8.0 System provides the ability to provide user-defined online documentation that may be used as an online procedures manual. A Yes System tools 8.0 System/vendor provides electronic system documentation that can be turned into help for the users.A Yes System tools 8.0 System provides the ability to assign user specific screen presentation criteria based on user sign-in. A Yes Framework 8.0 System provides the ability to access the last 10 or more accounts accessed through a 'back' button or drop down list. G No System provides for significant "copy/cut and paste" capabilities including but not limited to between fields, screens/windows, applications, date fields, other. A Yes Framework 8.0 Response Template C-4Page 91 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System should provide a multitude of output features, including but not limited to directing to any network printer, MS Office applications, screen print, files of varying formats, social media, fax, other A Yes System tools 8.0 Open Smartflex will allow the Utility to configure print formats for documents of business processes used to send information to its customers. This feature makes it unnecessary to execute a mail merge process. In addition, Open Smartflex allows users to take screenshots of any system screen by pressing the Print Screen button. On a screen, when there is only one primary option available, the CIS/OSS system should be able to prefill the screen as much as possible A Yes Sales and customer care 8.0 Search Criteria System provides the ability to accommodate multi-company codes. A Yes System tools 8.0 Response Template C-5Page 92 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides unique identifiers that will be presented within the main CSR screen that allow the CSR to quickly identify which company they are accessing. A Yes System tools 8.0 System provides that every data element in the system, with access to be granted to users with the proper security, is available for inquiry, including but not limited to account number, customer number, premises number, parcel ID, customer name, phone number, driver's license number, social security number, email address, account status, equipment/meter number, premise address, mailing address, cycle or route A Yes System tools 8.0 Open Smartflex identifies and manages both financial and overall status for each service. Financial status shows if the product has debts, arrears or write- off amounts. Overall status shows if the product is active, terminated or disconnected. System provides the ability to mask specific numbers (e.g., SS#) or provide full access to SSN, based on security access with database encryption. A Yes System tools 8.0 System provides the ability to create a user-defined search that can easily be changed and exported based on the user's needs, to include, but is not limited to any field, filter or if-then statements. A Yes Framework 8.0 Open Smartflex has the capability of searching on many of the standard characteristics found in the customer/account Response Template C-6Page 93 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to save the user-defined search for future use. A Yes Framework 8.0 Open Smartflex's Framework of Interactive Reports allows users to consult any information extracted from the database. Authorized users can execute reports at any time using custom filtering and grouping options. This also applies to the next item (below). System provides the ability for the saved user-defined searches to be grouped and accessed through a drop down list by other users with the appropriate level of security. A Yes Framework 8.0 System provides the ability to export searches into a 3rd party tools such as MS Excel with the appropriate security.A Yes Framework 8.0 Open Smartflex's Framework of interactive reports allows the Utility to export data to MS Excel or to plain text (without vendor help). Response Template C-7Page 94 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability within a search results screen to rearrange (drag and drop) display columns to have search data presented based on a personal preference. A Yes Framework 8.0 Open Smartflex allows the users to organize and define, within information screens, the order of the data presented. Alternatively, Open Smartflex Framework of interactive reports allows the Utility to display data extracted from database entities. The fields shown in the report are defined by the user. System provides the ability to search by partial address such as street name.A Yes System tools 8.0 System provides that searches can be performed on more than one search criteria field at the same time.A Yes Framework 8.0 System provides that searches can be performed on accounts regardless of their status.A Yes Framework 8.0 System provides the ability to support wild card and phonetic (i.e., Soundex) searches on any number of fields. These searches should be able to work in all software modules including ad-hoc reporting. G No Response Template C-8Page 95 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to filter/order adjustment dates on accounting forms for ease of finding certain charges.A Yes Framework 8.0 Open Smartflex allows the Utility to generate and display data, through reporting framework that enables extract information from database entities. This also applies to the next item (below). System provides the ability to filter/order consumption dates on accounting forms for ease of finding certain charges.A Yes Framework 8.0 Response Template C-9Page 96 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to filter/order customer interactions based on call date.A Yes Sales and customer care 8.0 Open Smartflex's Framework of Interactive Reports allows the Utility to display data extracted from database entities. The visible fields in created report can be filtering and ordering by user. This also applies to the next item (below). System provides the ability to filter/order customer interactions based on resolution date.A Yes Sales and customer care 8.0 Response Template C-10Page 97 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to default the display order (ascending/descending) by user group.A Yes Framework 8.0 Open Smartflex's Framework of Interactive Reports allows the Utility to organize the data extracted from database entities through SQL statements ("order by" option). Furthermore, the fields can be ordered in the created report by user to facilitate viewing and handling. Response Template C-11Page 98 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to drag and drop query result columns based on user login. A Yes Framework 8.0 The Open Smartflex's Information Presenter screens allow users to organize the following information: - Search result area: increases or reduces the panel size in order to determine the amount of records to show. - Detail of the selected record: defines the hidden or visible fields of the selected record. - Associated information: defines the information order to be visualized. System to provide a running history of all customers per log on session.B Yes Sales and customer care 8.0 Response Template C-12Page 99 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to capture service point identifier field information which will indicate to the CSR and the customer what that meter is actually tied to. (example: house, pool, other structure) This information will NOT be presented in the bill print extract file. This information can be viewed on the primary CSR screen. A Yes Metering 8.0 System allows for the search of service orders, payment arrangements, payments and notes by creator (CSR, UBR, etc.)A Yes Sales and customer care 8.0 Open Smartflex allows searching the customers' requests, showing the user who created them, and work orders generated for their management. Primary Call Center, Billing, Credit & Collections, and Field Worker Screen Criteria System provides the ability to display payment information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display amounts due and due dates on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display usage information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display customer information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display account information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display premises information on primary CSR screen.A Yes Sales and customer care 8.0 Response Template C-13Page 100 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to display rebate information on primary CSR screen.A Yes Rebates 8.0 System provides the ability to display product / service information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display service order information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display customer interaction information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display credit information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display billing information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed payment information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed usage information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed customer information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed account information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed premises information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed service information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed service order information from the primary CSR screen.A Yes Sales and customer care 8.0 Response Template C-14Page 101 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to access detailed customer interaction information from the primary CSR screen (including internet e-mail) B Yes Sales and customer care 8.0 System provides the ability to access detailed credit information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to access detailed billing information from the primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to design special inquiry screens for other departmental access.A Yes Sales and customer care 8.0 Online Help System offers user documentation and screen/field level "help" that is accessible from each online screen,is context sensitive, is printable, and provides pop-up windows for table values. B Yes System tools 8.0 Vendor should provide a user-customized "help" that will be available to all users.B Yes System tools 8.0 System provides the ability for online help to be updated with each new version release. CLIENT-specific help will not be changed. B Yes System tools 8.0 System provides the ability for online help to provide an index and search capability.A Yes System tools 8.0 Automated Work Queue Response Template C-15Page 102 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to allow the system administrator to define actions for any event, process or transaction, that are triggered upon any combination of the following: successful completion, unsuccessful end, at beginning, during processing and time elapsed. A Yes Back-office workforce management 8.0 Open Smartflex provides the ability to modify the step sequence of a business process, including the addition of new work queue items and decision paths. The system allows the service provider to combine steps in sequential or parallel order (at the beginning or during the processing). Decision paths between steps can include conditions to determine the next step (upon the successful completion, upon the unsuccessful end). In addition, business process can include waiting steps such as awaiting payment in start service process (elapsed time). Response Template C-16Page 103 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to provide a calendar or similar mechanism for the system administrator to schedule events.A Yes Back-office workforce management 8.0 System allows administrator to schedule an event multiple times.A Yes Back-office workforce management 8.0 System provides the ability for linking together of a series of events necessary to complete a transaction. An event can be a display screen, an entry screen or a program. As each event is completed the system would continue with the next event until all have been completed. A Yes Products and services 8.0 Open Smartflex workflow process management establishes the sequence of steps (events) of a business process from the beginning to the end, ensuring that the customers' requests are met. Each step represents an action to be performed by the system (such as a validation) or by the users (such as filling out an entry screen). Response Template C-17Page 104 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability for electronic management, routing by office, workgroup or individual, and reporting of work generated by the system such as nightly batch or update. A Yes Products and services 8.0 Open Smartflex allows managing task (work queues items) in order to be executed by work units who are available users with the required skill. Work units request tasks on-demand or a work unit supervisor assigns it manually. In addition, work unit supervisor has access to dashboards with work queues information to monitor assignment and execution progress. Also, the system offers an automatic assignation algorithm that assigns works to corresponding work units based on their roles and skills Response Template C-18Page 105 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability for a work queue to be managed or owned by individual, variable-sized work group, department, location/facility A Yes Back-office workforce management 8.0 Open Smartflex allows the creation of work queues that can be executed by a work unit according to administrative work type and operational zone. Tasks can be handled by areas managed by a supervisor. A work unit represents an available user with the required skill to perform the task. When a work unit is ready to work, it asks for tasks on- demand. For this requirement, each member of a Work Group can be represented as a work unit and has the same skill set. Response Template C-19Page 106 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System Provides the Ability for Work Queue Items to be viewed, modified, deleted, printed, void A Yes Back-office workforce management 8.0 System provides the ability for work queue items to be reassigned to another individual, work group, department, location/facility A Yes Back-office workforce management 8.0 System will limit the ability to reassign an item after 'x' times A Yes Back-office workforce management 8.0 System provides the ability to allow for appropriate controls to be placed on key queues to notify users of the need to work the queue. As new items are routed to the queue, users will automatically be alerted. System should also be able to turn off auto notices. A Yes Back-office workforce management 8.0 Approvals System provides adequate levels of management review and approval throughout the system, this may include an automatic queuing or routing of transactions pending management approval. A Yes System tools 8.0 Open Smartflex allows supervisor user approve a process before to be completed. These processes are delivered by Open, as part of the solution, which have been defined according to best practices for the industry, e.g., debt negotiation. Response Template C-20Page 107 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to establish approval based on user- defined roles. A Yes System tools 8.0 Open Smartflex allows the supervisor user to approve a process before its completion. These processes are delivered by Open, as part of the solution, and have been defined according to best practices for the industry, e.g., debt negotiation. Auditing System provides a consistent online audit trail for all transactions. This audit trail should be easily traceable from resultant transaction back to source entry. A Yes System tools 8.0 System provides for all reasonable type edits, unless otherwise specified, will be provided with some type of override mechanism with an audit trail of overrides exercised. This will include User-ID, date and time stamp, an option for entering a comment, and with full management approval/security access. A Yes System tools 8.0 Open Smartflex offers the ability to track who has modified data from database entities, and provides detailed information about it such as user, date and Response Template C-21Page 108 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to have all automatic system functions provided with some means of either manually overriding the function or the ability to identify and flag exceptions to the automated process. An audit trail of changes to overrides and items flagged as exceptions must be provided. This will include User-ID, date and time stamp, and provide for an option for entering a comment. A Yes System tools 8.0 Open Smartflex incorporates some automatic processes with a manual overriding or with identification of exceptions. Those System provides for the logging of and identification of any user who accesses and/or modifies account, rate, meter, work order, billing adjustment, schedule, programs, customer A Yes System tools 8.0 System provides for user-defined audit retention and archiving abilities based upon user-defined timeframe.A Yes System tools 8.0 Scheduling Response Template C-22Page 109 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to allow events to be scheduled on one or more computers for batch processing, at any time. An event can be any combination of the following: batch, step within a batch or restart, program or group of events. A Yes System tools 8.0 Open Smartflex allows the service provider to schedule processes of the system by defining and updating information as the date, time and frequency of execution. These processes are automatically programmed in the server, so it is possible to program multiple processes without requiring to program them on each workstation. The processes that can be scheduled are pre- defined by Open according to the successful practices of the industry but the service provider can develop their own processes to be scheduled as needed. Response Template C-23Page 110 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to offer online inquiry and updating during the batch processing window. A Yes Framework 8.0 System provides the ability to respond to error conditions that are severe in nature. This response would be a call or page sent to personnel responsible for resolving problems that cannot be resolved by use of automated online notification and resolution. For example, an event such as a batch process that ends abnormally or a hardware failure. A Yes System tools 8.0 Open Smartflex provides the functionality of "Tickets Management for Help Desk" that allow users to report errors, unexpected System provides the ability to have in the areas where batch processing occurs, a clear easy and concise way to roll back postings that were done in error or out of sequence. The roll back function shall be handled by or be a function of the software / database system. The roll back process should be an automatic, intrinsic function of the software, not something that would require CLIENT's staff to run multiple utilities and batch processes to perform a roll back. A Yes Billing 8.0 Open Smartflex allows correcting errors in customer invoices, through billing notes that automatically generate the corresponding financial movements (debits and credits). System to provide capability to restart or rollback any job or process that was halted in progress due to power failure, system interruption, etc. Must provide consistent and logical restart and rollback processes for all batch and critical interactive processes, without having to totally resubmit and start over, or restore from a physical backup. A Yes SCS 8.0 Response Template C-24Page 111 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System to provide detailed error messages (certain errors will alert system administrator with priority assigned). A Yes System tools 8.0 When there are problems in the processes execution, Open Smartflex displays error messages that alert users about the situation. It includes the cause and the possible solution. These messages can be consulted by the system administrator. System Administration / Configuration System provides the ability to allow the administrator and other designated users the ability to accomplish all major changes in processing requirements by changing various system parameters and/or user-defined business rules without changing code in programs. This is to be accomplished without the need for professional services. A Yes System tools 8.0 Open Smartflex allows defining a role for each user in order to manage access privileges to system options, or screens. For this requirement, users do not have access to screens that include system parameters and/or business rules, unless they are granted. Response Template C-25Page 112 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides for system administrator-defined fields and allow system administrator to define edits on user-defined fields by using Possible Value Lists, drop down lists or other field / data validation to enhance the integrity of data entered into the system. A Yes Framework 8.0 Open Smartflex allows the creation of new fields for customer, account, premise, and product business Response Template C-26Page 113 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides for the system administrator to easily change the description of fields. A Yes Framework 8.0 Open International deploys a set of tools, under Open Smartflex Framework module, that are aimed to ease and accelerate the development of new applications for: - Data inquiry and presentation - Reporting and dashboards - Batch process execution - Object publication - Database entity registration Using the Framework module, the Utility will be able to create new screens and adjust the attributes of all the fields displayed on them. Response Template C-27Page 114 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to allow for all software and database design elements (ERD's (Entity Relationship Diagrams), design graphics, etc.)) to be available for viewing and/or updating by the system administrator. A Yes System tools 8.0 Open International releases web documentation with Open Smartflex, which is accessible from any device. Using the documentation, users will be able to consult functional information as well technical details, such as ERD's. System provides the ability to allow system administrator to initiate restart and recovery procedures after any event.A Yes System tools 8.0 System Security System provides the ability to allow system administrator view/edit privileges for users who are on the system and what modules/fields they are accessing. A Yes System tools 8.0 System to provide security at all levels, including the following: a) System Level A Yes System tools 8.0 b) Business Function Level A Yes System tools 8.0 c) Event Level A Yes System tools 8.0 d) Screen Level A Yes System tools 8.0 e) Field Level A Yes System tools 8.0 Response Template C-28Page 115 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System to provide restriction of access to user-defined customer / account information and related processing by user, user group, department, other A Yes System tools 8.0 System should provide for all violations of security to be reported and logged.A Yes System tools 8.0 System provides the ability for an administrator to easily set- up, define and manage users and groups and their access levels. A Yes System tools 8.0 System provides the ability to support secure access to the database, in so much as only authorized users are allowed to access the database and should report attempts by unauthorized users to use the system. A Yes System tools 8.0 System provides the ability to support, where online processing is occurring via remote or web based clients, a secure (encrypted) access to the system. A Yes System tools 8.0 System should have the ability to suspend login after "x" attempts to access the system with an incorrect password.A Yes System tools 8.0 System provides the ability to identify and track transactions that have been changed through the database. A Yes System tools 8.0 System provides a password expiration date, for non-usage, which can be set for user-defined or other timeframes.A Yes System tools 8.0 System provides a mechanism for the user to be notified x number of days before the password is to expire, allowing the user to create a new password. B Yes System tools 8.0 Response Template C-29Page 116 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System provides the ability to mask / hide / encrypt portions of specific numbers thorough out the application (i.e. social security number, credit card number and other data, etc.).A Yes System tools 8.0 Data Validation and Exception Reporting System provides that all exception reporting and error handling is online. The error correction and exception processing will use an automated online process to accomplish this function in an online real time processing mode. Appropriate controls will notify the users and their supervisors of the need to work the exceptions. A Yes System tools 8.0 Response Template C-30Page 117 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System to allow the selection of specified exception and/or error items for processing or printing or online work queue based on user-specified criteria. A Yes Back-office workforce management 8.0 The Utility will have the ability to set up event notifications (without the vendor help), which will be issued when the system detects the defined event. Those notifications can create tickets (administrative orders) to be managed by users. For this requirement, the Utility can set a notification for each event, and determine which one needs to be managed by a user. Response Template C-31Page 118 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements System to provide processing controls to prove the accuracy and completeness of all processing. Additionally, these controls must prevent reprocessing where the process has already been done. Example: The system should issue a warning if attempting to double post the usage from meter reading or double post cash receipts, etc. A Yes Payment and debt collection 8.0 Open Smartflex will allow the Utility to define the required processes by billing cycle, giving the capacity of establish the execution sequence among them ensuring the business cycle completeness. Moreover, every process has an internal control in order to avoid double processing of records. System to have parameter-defined validation rules to control data validity and reasonableness edits. This is to include the ability to specify any edit override capability on the reasonableness edits and the security placed on that override capability. Edits will be performed prior to posting updates to the data and will include an error correction facility. A Yes Framework 8.0 Open Smartflex allows defining rules to validate the information entered in the applications' fields. In addition, it is possible to define the System to provide a way to correct or reverse any error that may occur. This is applicable to any and all errors whether system generated or operator induced. Within the same fiscal year at a minimum. A Yes Billing 8.0 Response Template C-32Page 119 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements Response Template C-33Page 120 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 1.0 General Requirements Response Template C-34Page 121 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes Generation Information System provides the ability to store prior system customer numbers from legacy system.A Yes Sales and customer care 8.0 System to automatically generate unique customer numbers.A Yes Sales and customer care 8.0 System to automatically generate unique premise numbers.A Yes System tools 8.0 System to automatically generate unique account numbers.A Yes Sales and customer care 8.0 System provides the ability to store a unique location number to identify Branch, Office, etc., within the utility. These numbers will be used to help direct the output file for processing and printing. A Yes Sales and customer care 8.0 System provides the ability to have a multi-company code or unique location number that will allow easy access for a CSR to select. A Yes Sales and customer care 8.0 System provides the ability to create a temporary account (e.g., construction sites, etc.). A Yes Sales and customer care 8.0 System provides the ability to associate one customer with multiple premises.A Yes Sales and customer care 8.0 System provides the ability to associate a customer to a billing account and premise.A Yes Sales and customer care 8.0 System provides the ability for user to modify specific data fields (regarding customer, meter, billing, etc.) for a single account. A Yes Sales and customer care 8.0 2.0 Account, Customer & Premise Management Response Template C-35Page 122 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability for user to modify specific data fields (regarding customer, meter, billing, etc.) for an account range. A Yes Sales and customer care 8.0 Open Smartflex allows the service provider to modify basic customer data through the customer care module. In addition, the system allows the company to modify the customer's bill through credit and debit movements and to exchange meters between two customers when their meters are swapped. System provides the ability to override standard billing cycle to establish a customer-requested bill date.A Yes Sales and customer care 8.0 System provides the ability to create multiple customers, premises, or accounts from a single setup screen with appropriate edits and quality control features. A Yes Sales and customer care 8.0 System provides the ability to capture customers' birth dates and also provides for the calculation of age, in order to allow (or disallow) certain functions or services based upon age. C Yes Sales and customer care 8.0 System provides the ability to set defaults (carry data from one screen to the other) in designated fields, based upon customer class with the ability for an override condition. G No Response Template C-36Page 123 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to reset defaults (reset data between customers to default amount) in designated fields based upon customer class with the ability for an override condition. G No System provides the ability to default mailing address to service address unless over-written.A Yes Sales and customer care 8.0 System provides the ability to override defaults with proper security.A Yes Sales and customer care 8.0 Account Data Customer Identification and Information System provides the ability to capture and modify customer identification data fields.A Yes Sales and customer care 8.0 System provides the ability to capture a company name for non- residential accounts.A Yes Sales and customer care 8.0 System provides the ability to capture customer's entire name including first, middle, last, and: d) Title A Yes Sales and customer care 8.0 e) Suffix A Yes Sales and customer care 8.0 f) Double Last Name A Yes Sales and customer care 8.0 System provides the ability to search by First or Last name.A Yes Sales and customer care 8.0 System provides the ability to capture one or more types of Identification such as Social Security Number, Driver's license number, Tax ID, other. A Yes Sales and customer care 8.0 System will capture the identity verification type and reference number, including date, time, method, user ID.A Yes Sales and customer care 8.0 Response Template C-37Page 124 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to identify the relationship of second person to primary account holder including but not limited to spouse, roommate, parent, co-applicant, guarantor, property manager, owner, key contact, account manager, DBA, other. A Yes Sales and customer care 8.0 System provides information to be associated for Primary and associated party(ies) on account: Multiple phone numbers, email addresses, employment information and identification numbers. All fields have unique labels by field type. A Yes Sales and customer care 8.0 Addresses System to provide individual fields for each component of the premises' service address, including but not limited to the following: Response Template C-38Page 125 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management a) House Number A Yes System tools 8.0 Open Smartflex provides a functionality that allows the Utility to enter and store address information such as house number, fractional house number, direction, street name, unit number, suffix, street type, and apartment number. However, these are not stored as individual fields since the system is capable of using the USPS address validation service for the identification of the customer's premise address. Additional work will be required if this is mandatory. Response Template C-39Page 126 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management b) Fractional House Number A Yes System tools 8.0 c) Pre-Direction A Yes System tools 8.0 d) Street Name A Yes System tools 8.0 e) Post-Direction A Yes System tools 8.0 f) Unit Type (i.e., APT/Lot/other identification number, etc.)A Yes System tools 8.0 g) Unit Number (i.e., actual number of suite or apartment)A Yes System tools 8.0 h) Street Suffix (Ln, Blvd, Rd, St…etc.)A Yes System tools 8.0 i) Assessor Parcel Number / Tax Map Identification A Yes System tools 8.0 j) State A Yes System tools 8.0 The state information can be obtained from the USPS or should be configured in advance if no integration with the USPS will be done. It is displayed to the user each time the user enters an address to ensure accuracy. k) Zip Code A Yes System tools 8.0 Zip Code is inferred using the address location, which is computed or prompted to the user if it is a new address. Response Template C-40Page 127 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management l) Zip Code +4 A Yes System tools 8.0 Open Smartflex provides a functionality that allows the Utility to enter and store address information such as house number, fractional house number, direction, street name, unit number, suffix, street type, and apartment number. However, these are not stored as individual fields since the system is capable of using the USPS address validation service for the identification of the customer's premise address. Additional work will be required if this is mandatory. Response Template C-41Page 128 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to have a field for each of the above items. A Yes System tools 8.0 Open Smartflex validates every address against an external database with the purpose of address normalization. The returned normalized address is stored as a string in a single text field. System provides the ability to have multiple meters that are associated to one account with different location and/or identification information. A Yes Products and services 8.0 System provides the ability to have virtual services for the purpose of billing for totalize consumption. A Yes Billing 8.0 Open Smartflex has the ability of billing for totalized consumption using totalizing meters (Master meters) and user-defined billing rules that distribute consumption among sub- services. System will provide for unique premises identification fields, including but not limited to dwelling type, services provided, X/Y coordinates, city limits designation. A Yes System tools 8.0 Response Template C-42Page 129 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to add a single address into the system.A Yes System tools 8.0 System provides the ability to add addresses en masse into the system. A Yes System tools 8.0 System provides the ability to validate the creation of new addresses within the system to eliminate duplicates or to provide an override. A Yes System tools 8.0 System to provide a premise comment field (e.g., barn, building, etc.).A Yes System tools 8.0 Open Smartflex offers the company a premise attribute named "Type of premise" which is generally used to indicate the type of building in the given address. System to provide built-in validation of USPS standards for street name, direction, and street type plus other standard abbreviations. A Yes System tools 8.0 Response Template C-43Page 130 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System to provide validation of E-911 addresses for service address with ability to override.A Yes System tools 8.0 Open Smartflex has the ability to validate every new address with external databases using APIs with the purpose of address normalization. Even if the addresses fails the validation, the system will provide override ability. This also applies to 311 addresses. System to provide validation of 311 addresses for service address with ability to override.A Yes System tools 8.0 System to capture multiple address types, such as billing, seasonal etc.A Yes Sales and customer care 8.0 System to provide the ability to maintain seasonal start and end dates for alternate mailing addresses with the ability to revert automatically based on a date or other fields. A Yes Sales and customer care 8.0 System to provide subordinate accounts the use of their own mailing address, or the mailing address of the Master.A Yes Payment and debt collection 8.0 System to provide the ability to accommodate multiple mailing names and addresses for multiple copies of the bill.A Yes Sales and customer care 8.0 Response Template C-44Page 131 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System to provide the mailing address to allow for at least two ATTN or C/O fields/lines.A Yes Sales and customer care 8.0 System provides for batch validation and correction of USPS API / CASS certification of addresses.A Yes System tools 8.0 System accommodates foreign addresses that do not follow the USPS API / CASS certification.A Yes System tools 8.0 System provides the ability to flag accounts with foreign addresses for extra postage. A Yes Sales and customer care 8.0 Open Smartflex offers the ability to validate, using billing business rules, whether the mail address is located in a place that requires extra postage. Other Customer Account Data System provides the ability to independently track the status of the account, customer, premises and service(s), including but not limited to active, inactive, final, pending, new, other. A Yes Sales and customer care 8.0 Accounts, customers, premises, and services have different pre- established statuses in the system that allow the company to identify their current situation in relation to technical and financial condition. This feature includes inactive status. Response Template C-45Page 132 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the capability to independently track account attributes on the account, customer, premises and service(s) including but not limited to the following: delinquent, collections, income, temporary, write-off, bankruptcy, bad debt, renewables, net metering, user-defined A Yes Sales and customer care 8.0 System to provide the ability to create and define configurable data fields without system programming.A Yes System tools 8.0 System to provide the ability to have and use multiple alert codes.A Yes System tools 8.0 System captures account information online for the following: a) Detailed View of Master Account and Associated Sub Accounts A Yes Payment and debt collection 8.0 b) Detailed View of a Customer that is Associated to Multiple Accounts. Accounts Billed Separately and in Different Routes A Yes Sales and customer care 8.0 System captures the history of products / services / rebates, etc., provided for a customer.A Yes Sales and customer care 8.0 Response Template C-46Page 133 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System captures information obtained by a customer survey/audit, such as number of units, fixture type, date, results. A Yes Field service management 8.0 Open Smartflex provides the ability to model customer surveys as activities and survey fields as fulfillment properties of those activities. Each survey field may be set as an open question or restricted to a drop- down list, and the answer will be validated according to user- defined rules. Field technicians will enter the answers to the questionnaires when closing the orders. System captures any tampering history at the customer level.A Yes Fraud prevention 8.0 The Non-technical losses functionality associates System to provide the ability to select preferred method of communication formats (e.g., paper, electronic, SMS, etc.) A Yes Sales and customer care 8.0 System to provide unlimited customer types/class for differentiation, such as residential, commercial, industrial, other A Yes Sales and customer care 8.0 Response Template C-47Page 134 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System captures the original date when the customer moved in and all services were activated.A Yes Sales and customer care 8.0 System to provide the ability to enter, display and track billing delivery method, such as mail, EBPP, SMS/Text, other A Yes Sales and customer care 8.0 System to provide the ability to enter, display and track payment method for a customer, including mail, EBPP, ACH, credit card, web, IVR, other A Yes Payment and Debt collection 8.0 System to provide the ability to capture tax exempt certificate number.A Yes Billing 8.0 System to provide method of notification for expired tax exempt certificates.A Yes Billing 8.0 System to provide the ability to capture internal credit rating based upon user-defined criteria (e.g. # NSF's, late payments, etc.). A Yes Sales and customer care 8.0 System provides the ability to automatically change the payment type to "Cash Only" based on a user-defined number of NSFs, with a built-in override. A Yes Payment and debt collection 8.0 System to capture meter information at the premises level.A Yes Device and materials management 8.0 System provides the ability to capture multiple contact information associated to the service address, including tenant, property manager, owner, other. A Yes Sales and customer care 8.0 System provides the option for the customer to select the type of bill (bill choice), for example, a summary bill or detailed bill.A Yes Sales and customer care 8.0 System provides the ability to view customer rate information on the primary CSR Screen to include base rate, tiered, usage, demand, energy, other: A Yes 8.0 Response Template C-48Page 135 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management p) Power Factor Charge A Yes Sales and customer care 8.0 The system provides the ability to view customer balance information on the customer care screen. In addition, it also shows the product offering that determines customer rates. This also applies to the next two items (below). q) Renewable Energy Charge A Yes Sales and customer care 8.0 r) Facility Charge (Annual for supporting street lights)A Yes Sales and customer care 8.0 s) User-defined A Yes Sales and customer care 8.0 System provides the ability to attach a recorded call, email and documents to the customer record A Yes Sales and customer care 8.0 Service(s) Generation System provides a unique identifier for each service type. A Yes Sales and customer care 8.0 System displays services available within a user-defined range for new and existing services. A Yes Sales and customer care 8.0 Response Template C-49Page 136 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides a view of rates and billing schedules for services that are being activated. A Yes Billing 8.0 Open Smartflex allows the service provider to visualize rates, their validity period and criteria used to identify the value to be applied over a specific billing item. System provides the ability to prevent a user from activating a service that has been removed from the premises (i.e., abandoned property). A Yes Sales and customer care 8.0 Response Template C-50Page 137 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System must be able to capture specific rate determinants (e.g., service, customer class, usage type, consumption level/history, capacity, meters, and timing) that allow the system to correctly assign a default rate with the proper amount of reporting to notify users of the change. A Yes Billing 8.0 Open Smartflex allows the service provider to establish the criteria used to identify the rate to be applied over a specific billing item. These criteria have been defined according to industry best practices, but they can be changed by the Utility according to its business needs. For example, service class, commercial plan, category, and subcategory. System has the flexibility for manually overriding rate determinates based on specific situations.A Yes Sales and customer care 8.0 System provides the ability to create and store a new service address without all premise attributes.A Yes System tools 8.0 System provides the ability to capture and identify temporary service locations for the following: a) Seasonal Sites A Yes Sales and customer care 8.0 b) New Construction A Yes Sales and customer care 8.0 Response Template C-51Page 138 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management c) Other User Defined Sites A Yes Sales and customer care 8.0 d) Date of original service enrollment A Yes Sales and customer care 8.0 e) Based on Length of Temporary Service A Yes Sales and customer care 8.0 System to provide the ability for the utility to define required data fields.A Yes Products and services 8.0 Open Smartflex allows the company the configuration of forms for different requests. This configuration includes the definition of required and additional fields. System to provide for service activation and termination history to be maintained and reviewable for a minimum of 7 years, independent of the customer activity. A Yes Sales and customer care 8.0 Memos and Notes System provides an automatic log entry for history of customer name changes in the system.A Yes Sales and customer care 8.0 System provides an automatic log entry for history of customer mailing address changes in the system.A Yes Sales and customer care 8.0 System to capture User-ID, and a Date and Time stamp that the memo or note was made. B Yes Sales and customer care 8.0 System provides security levels for allowing add, edit, and delete functions for memos or notes. B Yes Sales and customer care 8.0 Response Template C-52Page 139 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System to provide for free-form notes and remarks.B Yes Sales and customer care 8.0 System to provide for an unlimited amount of memos or notes and remarks on a customer, premises, account, services and meters. B Yes Sales and customer care 8.0 System to provide the ability to categorize notes and remarks based on user-defined criteria.B Yes Sales and customer care 8.0 System to provide the online ability for sorting and displaying notes and remarks based upon category, date, etc.B Yes Sales and customer care 8.0 System to provide the online ability to identify critical or permanent notes / remarks. These notes/remarks are exempt from purge / archive. B Yes Sales and customer care 8.0 System to provide the ability to produce a system generated note or memo based upon user-defined account activity or condition. B Yes Sales and customer care 8.0 System provides the ability to automatically or manually purge notes or memos after a user-defined time frame and proper security. B Yes Sales and customer care 8.0 System provides the ability to have expiration dates on user- defined notes that can be setup at the time of creation. B Yes Sales and customer care 8.0 System provides the ability to display all notes that are associated to a customer, regardless of their specific account. B Yes Sales and customer care 8.0 System provides the ability to display, log, and respond to all e- mails communications? that are associated to a customer, regardless of their specific account. B Yes Sales and customer care 8.0 Response Template C-53Page 140 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System has the ability to provide (or disable) spell check and word-wrapping ability for entering notes or memos.B Yes Sales and customer care 8.0 System will, with a certain business, a copy of the email is sent to the internal account representative.A Yes Sales and customer care 8.0 Open Smartflex provides the ability to set up Master and Sub-Accounts System to provide the ability to associate sub-accounts to a master account or to multiple sub-accounts. A Yes Payment and Debt collection 8.0 Open Smartflex allows the company to define association between System to provide the ability for the sub-account to be associated or disassociated to the master account at any time during the billing month. A Yes Payment and debt collection 8.0 System to provide the ability to maintain credit history of sub- accounts independently from the master account.A Yes Sales and customer care 8.0 System to provide the ability to maintain the credit history of the master account independently from the sub-accounts. A Yes Sales and customer care 8.0 System to provide financial and reading history independently or collectively for master and sub-accounts. A Yes Sales and customer care 8.0 System provides an online view of a master and its associated sub-accounts, that includes accounts, premises, and balances detail, etc. A Yes Payment and debt collection 8.0 System provides the ability to establish a master account for statement and reporting purposes only. Actual billing and payment takes place on the sub-account level. A Yes Payment and debt collection 8.0 System provides the ability to establish a master account for consolidation of billing and payments.A Yes Payment and debt collection 8.0 Customer Calls Response Template C-54Page 141 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System has the ability to link with an interactive voice response system.A Yes Sales and customer care 8.0 System provides the ability to pre-populate the primary customer information screen from inbound calls.A Yes Sales and customer care 8.0 System provides the ability to track all customer contacts online.A Yes Sales and customer care 8.0 Open Smartflex offers a functionality for registering every interaction with the customer. System captures date and time of when customer called.A Yes Sales and customer care 8.0 System captures notes relating to the nature of the call.A Yes Sales and customer care 8.0 Response Template C-55Page 142 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to classify a resolution type for the call, including inquiry, complaint, other. A Yes Sales and customer care 8.0 The Customer Care module allows the company to manage different types of contacts including complaints and inquiries. This option manages statuses, registration causes and type of answers (whether they are a customer or a company issue) allowing the Utility to track the situation of each one. System provides the ability to capture resolution date and time.A Yes Sales and customer care 8.0 System to provide an online form for supervisors to monitor open contacts by CSR-ID.A Yes Sales and customer care 8.0 System provides the ability to create reports for customer call information.A Yes Sales and customer care 8.0 Response Template C-56Page 143 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System will provide the ability to provide user-defined call types. A Yes Sales and customer care 8.0 The Customer Care module allows the company to manage different types of contacts. On the one hand, the system allows service provider to define types of request to address customer needs. In addition, it facilitates to specify a type of comment or an interaction channel for each contact with customers. Customer Conversation Scripting Response Template C-57Page 144 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to create, store, and present scripts for calls that the CSR's can follow.A Yes Sales and customer care 8.0 Open Smartflex will allow the Utility to define and modify verification guidelines with single and multiple response questions. The Utility can use these guidelines to build the requests that the business requires. Response Template C-58Page 145 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to configure scripts by product/service and the type of call.A Yes Sales and customer care 8.0 The Utility is provided with the ability to design its own verification guidelines according to type of service, using answers in order to define the following questions. If the type of service is included as an answer, the verification guideline will show the next questions according to the answer previously selected. Response Template C-59Page 146 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to have scripts prompt users of key data capture questions related to the issue. A Yes Sales and customer care 8.0 Open Smartflex provides the ability to design the questions showed in the verification guidelines according to the answers previously selected in the request registration. The Utility can use these guidelines to build the requests that the business require. System provides the ability to have up to 20 questions for each script type.A Yes Sales and customer care 8.0 Open Smartflex provides the ability to design verification guidelines with no limit on the number of questions. The Utility can use these guidelines to build the requests that the business require. Account Operations/Manipulation System to provide the ability to activate one or more specific services without others.A Yes Sales and customer care 8.0 Response Template C-60Page 147 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to terminate any flat rate service and start metered service without programming. A Yes Products and services 8.0 System to provide the ability to alert the user of customers that have alert codes (e.g., cash only, confidential, etc.).B Yes System tools 8.0 System to provide the integration of captured e-mail address for delivery of bills and notices electronically.A Yes Sales and customer care 8.0 System to provide the ability to notify user of unused but available products, services, programs, etc. for potential cross- or up-sales. A Yes Sales and customer care 8.0 System to provide the ability to associate customer to special service offerings such as budget billing, water budgets, energy or water efficiency, other. B Yes Sales and customer care 8.0 System to provide the ability to set up an installment plan for services provided with a fixed total amount due, monthly payment amount, and fixed end date. A Yes Payment and debt collection 8.0 System to provide the ability to set up an installment plan for charitable contributions, with a fixed or unlimited total amount due, monthly payment amount, and fixed or unlimited end date. A Yes Billing 8.0 System to provide the ability to setup and maintain recurring bank drafting.A Yes Payment and debt collection 8.0 System provides the ability to setup the EFT draft date x number of days from the bill date.A Yes Payment and debt collection 8.0 System provides the ability to establish a preferred EFT draft date that will override the system bill EFT draft date. A Yes Payment and debt collection 8.0 Response Template C-61Page 148 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System to provide the ability to require certain identification and/or personal information during the account creation and maintenance process. A Yes Sales and customer care 8.0 System to provide the ability to transfer customers from one premises to another, maintaining existing customer information.A Yes Sales and customer care 8.0 System to provide the ability to create a new customer and transfer services from an existing customer to the new A Yes Sales and customer care 8.0 System to provide the ability to request one or more services to be terminated with a date certain (final-off).A Yes Sales and customer care 8.0 System to provide the ability to automatically identify and report accounts with no activity for a specified period of time.A Yes Framework 8.0 Account Display System to provide the ability to view historical financial information when creating a new account, whether the historical information is active, in collections, or written off. A Yes Sales and customer care 8.0 System provides the ability to view the following online: a) Accounts Receivable History A Yes Framework 8.0 b) Payment History 84 Months A Yes Sales and customer care 8.0 c) Adjustment History A Yes Sales and customer care 8.0 d) Deposit History A Yes Sales and customer care 8.0 Response Template C-62Page 149 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management e) Simple Interest History A Yes Sales and customer care 8.0 By using customer care module, CSR can access to the simple interest history per each customer, identifying the charges associated with interests in the credit history. f) Payment Plans and Status A Yes Sales and customer care 8.0 g) Payment Plan Historical Information A Yes Sales and customer care 8.0 h) Current Accounts Receivable Charges and Due Dates A Yes Payment and debt collection 8.0 i) Current Payment Transactions not yet Dispersed / Posted to Accounts Receivable A Yes Payment and debt collection 8.0 Open Smartflex does not need statuses for payments because they are applied online into the system. When payment agencies report payments, the information is updated immediately. j) Account Billing History A Yes Sales and customer care 8.0 Response Template C-63Page 150 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management k) Service Order History A Yes Sales and customer care 8.0 l) Open Service Orders A Yes Sales and customer care 8.0 m) Active Products/Services for a Customer or Premises A Yes Sales and customer care 8.0 n) Metered and Billed Consumption across Associated Meters A Yes Sales and customer care 8.0 o) Metered and Billed Consumption across Associated Services A Yes Sales and customer care 8.0 p) Metered and Billed Consumption across Associated Accounts A Yes Sales and customer care 8.0 q) Metered and Billed Consumption for Individual Meters or Services A Yes Sales and customer care 8.0 r) Metered and Billed Consumption across multiple Multi- Registers. (i.e. TOU or Net metering) (This includes functionality that goes up and down, across accounts) A Yes Sales and customer care 8.0 s) Customer Calls, Memos, Notes History B Yes Sales and customer care 8.0 t) Credit History by Customer A Yes Sales and customer care 8.0 System has the ability to export all consumption history in a standard file format to the desktop.A Yes Framework 8.0 System provides the ability to view history of bad payments (NSF, slow pay, etc.) received on an account for a user-defined time period. A Yes Framework 8.0 Response Template C-64Page 151 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to flag accounts that have active recurring charges. A Yes Billing 8.0 Every product associated with an account has a status that reflects the current account details. Based on this, products with active recurring charges can be identified easily. System provides the ability to establish and track the end-date of recurring charges.A Yes Framework 8.0 Open Smartflex will allow the Utility to define the validity period for each rate, including the start and stop dates for billing purposes. Moreover, special charges can be billed for specific accounts or products in just one billing period, considering the start date only. Response Template C-65Page 152 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to link to and display bill images stored outside the CIS/OSS system.A Yes Billing 8.0 Open Smartflex provides the ability to upload templates and designs to generate bills from a directory placed in a server that belongs to the local network. This also applies to the next item (below). System provides the ability to list available linked bill images according to search, filter, and sort criteria.A Yes Billing 8.0 Customer Web Information - leave detail and roll up for counting purposes System to provide the ability to store encrypted “PIN” numbers, for security reasons, in order to prevent unauthorized access to the customers' Web Self-Service accounts. A Yes Self-service portal 8.0 System to provide the ability to track a customer's encrypted security password for Web Self-Service. G No Response Template C-66Page 153 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System to provide the ability to store a 'hint' question and answer for web self-service.A Yes Self-service portal 8.0 Open Smartflex allows customers to change their passwords after confirmation of generated PIN codes that are sent to their emails. Ability for a designated CSR to reset a customer's security password for web self-service.A Yes Self-service portal 8.0 OpenSmartflex allows customers to reset their own password without CSR intervention. The CSR can assist customers indicating how to proceed. This approach ensures customers to rely on the Utility procedures to protect the confidentiality of sensitive information Landlord/Tenant Information System to provide the ability to setup, change, delete and/or revert-to-landlord, the active customer when a tenant is final billed. A Yes Sales and customer care 8.0 Response Template C-67Page 154 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability to recognize/modify/waive service initiation fees for addresses reverting to a landlord's name. A Yes Sales and customer care 8.0 System to provide the ability to mass setup, change and delete landlord and revert-to information.A Yes Sales and customer care 8.0 System to provide the ability to establish an effective time period for revert-to functionality.A Yes Sales and customer care 8.0 Open Smartflex provides the ability to schedule a specific date for stop service with the purpose of executing the revert- to-landlord process. System provides the ability to view the landlord history at the premises.A Yes Sales and customer care 8.0 System to provide the ability where accounts on owner’s revert- to program will automatically transfer into landlord name, after a tenant closes the account. A Yes Sales and customer care 8.0 Special Contracts System captures special negotiated service contract rates. A Yes Sales and customer care 8.0 Response Template C-68Page 155 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System captures any contract information, for example, but not limited to: SLA's, Business partners, equipment maintenance, contract status, credit & collection details, special minimums, special facility tariffs, etc. A Yes Sales and customer care 8.0 The basic contract information can be entered directly in the account attributes, other billing and management information is created within functionalities given in the solution. SLAs can be configured to be automatically assigned depending on the type of customer, type of request, among other characteristics. Special minimums, tariffs and other billing conditions are part of the product offering and rates, and credit & collections activities are configurable in the solution. All other contract-related information would be evaluated and addressed with the proper functionality Response Template C-69Page 156 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System to provide the ability to view historical financial information when creating a new account with a special contract, whether the historical information is active, in collections, or written off A Yes Sales and customer care 8.0 System provides the ability to assign special discount codes (contract) at the customer level to follow the customer for income, assistance, medical, other. A Yes Sales and customer care 8.0 d) Economic Development (where rate reflects the discount)A Yes Sales and customer care 8.0 Open Smartflex offers the ability to have user- defined type of customer. Based on the above, special discounts can be configured in the Product Offering for Economic Development customers. System provides the ability to track low income accounts through visual account identifiers. A Yes Sales and customer care 8.0 System provides the ability to track SHARE/HEAP, Lifeline, Economic Development and other user-defined accounts, through separate visual account identifiers. A Yes Sales and customer care 8.0 Open Smartflex allows to have user-defined types of customer which can be visualized in the CSR screen. Product Generation Response Template C-70Page 157 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides a unique identifier for each product type. A Yes Sales and customer care 8.0 Open Smartflex uses unique identifiers for each customer's product. System provides a view of rates and billing schedules for services/products that are being activated. A Yes Sales and customer care 8.0 Through billing and product management modules, Open Smartflex allows the service provider to visualize the rate (product offer) and billing information (such as cycle, periods). System has the flexibility for manually overriding rates determinants, based on specific situations.A Yes Sales and customer care 8.0 Open Smartflex, through the customer care module, offers the company the option to change the commercial plan to installed products in the customer. System provides the ability to capture date of original product purchase.A Yes Sales and customer care 8.0 Response Template C-71Page 158 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 2.0 Account, Customer & Premise Management System provides the ability for user-definable fields.A Yes Sales and customer care 8.0 System provides the ability to set up an installment plan for products/equipment sales/rental with a fixed total amount due, monthly payment amount, simple or compound interest, and with a fixed end-date. B Yes Sales and customer care 8.0 System to provide the ability to associate customer to special product offerings such as descounts, levelized payments, efficiency, donations. A Yes Products and services 8.0 Open Smartflex allows the Utility to define different product offerings, including the charge rates and discounts needed for billing purposes. System to provide the ability to create a new customer and then transfer / inactivate product(s) from an existing customer to the new customer. A Yes Sales and customer care 8.0 The Customer Care module offers the company the option to transfer the financial obligations to a new customer from a specified date, making this new customer responsible for the provided service. Response Template C-72Page 159 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes On-line Internet Account Setup System to provide the ability for customers to create their own profile, including user name and password.A Yes Self-service portal 8.0 System provides the ability to change Pin or Password using a security question. A Yes Self-service portal 8.0 Open Smartflex allows customers to change their passwords after confirmation of generated PIN codes that are sent to their emails. System would require authentication, using an account/PIN combination, when linking an account or group of accounts to a user name. A Yes Self-service portal 8.0 System to provide the ability to provide email confirmation and user ID information in real-time, automatically.A Yes Self-service portal 8.0 System to provide the ability to link accounts online.A Yes Self-service portal 8.0 System to provide the ability to require username/password to access account information.A Yes Self-service portal 8.0 System to provide the ability to relate multiple customer accounts to one online account.A Yes Self-service portal 8.0 System supports Spanish language and presentation (Customer- preferred language preference).A Yes Self-service portal 8.0 System will allow for removal of items not needed by the utility (e.g., tabs, certain features, functionality, etc.).A Yes Self-service portal 8.0 System will allow for the web self-service customer to initiate a request to change the customer's name on the account.A Yes Self-service portal 8.0 3.0 Customer Self Service Response Template C-73Page 160 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System will allow for the web self-service customer to initiate a request to change the customer's mailing address.A Yes Self-service portal 8.0 In the event the customer has more than one address, the system will allow the web self-service customer to initiate a request to "pick and choose" which address to change, from a drop-down list of all addresses. A Yes Self-service portal 8.0 System will allow for internal links (hyperlinks) to shared documents, images, websites, and other media.A Yes Self-service portal 8.0 System will allow for external links (hyperlinks) to shared documents, images, websites, and other media.A Yes Self-service portal 8.0 Entire online web self-care system will be customized for the utility including the exact same "look-and-feel" on all pages as the utility's website. This includes colors, fonts and background, branding, logo, headlines, style sheet, display of content, frames, lists, drop down menus, sidebars and display of HTML tables. A Yes Self-service portal 8.0 Online Internet Account Actions System to provide the ability to set up recurring checking and / or savings account payment drafts online (ACH). A Yes Self-service portal 8.0 System to provide the ability to set up recurring credit / debit card payments online.A Yes Self-service portal 8.0 System to provide the ability to modify recurring credit / debit card information online.A Yes Self-service portal 8.0 System to provide the ability to modify recurring checking / savings account information online.A Yes Self-service portal 8.0 System provides the ability to notify the customer if their credit / debit card information is nearing expiration date.A Yes Self-service portal 8.0 Response Template C-74Page 161 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System provides the ability to pay a one-time payment via credit card, checking or savings account A Yes Self-service portal 8.0 System provides options for payment-type, based on the previous payment history. For example, if the customer used a different credit card last month and but prefers to use a different card this month. Then the system will mask all numbers except the last four digits. A Yes Self-service portal 8.0 System to provide the ability for new customers to enter all required and optional customer account information, in order to establish themselves as new customers. A Yes Self-service portal 8.0 System to provide the ability to require employee approval of new customers, prior to establishing a customer in the system.A Yes Self-service portal 8.0 System to provide the ability to update mailing address, phone number, or other user-defined, customer account fields online. Any changes will be captured, including old value / new values and change source, etc. A Yes Self-service portal 8.0 System to provide the ability for online account updates to be available, in real-time, for access to display the most current field / element value. A Yes Self-service portal 8.0 Open Smartflex is an integrated solution that allows online System to provide the ability for online account updates to be available, in a real-time approval queue for access to display the most current element value. A Yes Self-service portal 8.0 The system has a workflow functionality that allows definition of System to provide the ability to prevent a customer from performing an online, self-service function, if an alert code or restriction exists for that customer and that function (e.g., Cash Only customer attempting to make a payment online). A Yes Self-service portal 8.0 System to provide the ability to accept a payment online.A Yes Self-service portal 8.0 Response Template C-75Page 162 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to post a payment real-time.A Yes Self-service portal 8.0 System to provide the ability to accept payments to specific services/products online.A Yes Self-service portal 8.0 System to provide the ability to accept specific recurring or one- time Energy Assistance Program, Green Power, or other user- defined program, etc., contributions on their account. A Yes Self-service portal 8.0 System to provide the ability to remove specific recurring Energy Assistance Program, Green Power, Good Neighbor or other user-defined program, etc., contributions on their A Yes Self-service portal 8.0 System to provide the ability to post payment to specific commodity and/or non-commodity charges on an account online. A Yes Self-service portal 8.0 Response Template C-76Page 163 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System provides the ability to hold credit payments that were applied to a specific service. This credit balance will not be applied to outstanding balances. A Yes Billing 8.0 OpenSmartflex identifies the origin of credits and according to this information it defines if they are applicable on the outstanding balance or remain as credit ; e.g., the deposit payment will remain as credit until it is decided to be applied on the outstanding balance for the same account or make a refund to the customer. In addition, OpenSmartflex allows the Utility to have a customer with different accounts conceding the convenience of handling separately outstanding balances by services by not applying credits originated by a service from one account to another. Response Template C-77Page 164 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to post deposit payments to account online.A Yes Self-service portal 8.0 System will apply payments to a pending deposit amount first before applying to outstanding balances. A Yes Self-service portal 8.0 Open Smartflex provides the ability to prioritize charge payments, including pending deposit amount, according to the payment priority defined by the Utility. System provides total amount needed to be paid, to avoid service being disconnected, with an option to pay the indicated amount (minimum amount due). A Yes Self-service portal 8.0 System to provide the ability for customers to sign-up for budget billing or other payment plans.A Yes Self-service portal 8.0 System to provide the ability for customers to sign-up for levelized payment plan.A Yes Self-service portal 8.0 System provides the ability to select preferred due date, within specific guidelines specified by business processes. Preferred due date will continue until customer requests a change or cancellation. A Yes Self-service portal 8.0 System to provide the ability to change bill type and other options as offered by the utility.B Yes Self-service portal 8.0 System to provide the ability to request products and services online.A Yes Self-service portal 8.0 System to provide the ability to signup for utility specific newsletter. A Yes Self-service portal 8.0 Response Template C-78Page 165 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to initiate Trouble Ticket (example: electric outage, etc.) that goes to an internal online work queue for review. A Yes Self-service portal 8.0 System to provide the ability to direct trouble ticket to 3rd-party application.A Yes Self-service portal 8.0 System to provide the ability to generate service orders based upon user-defined parameters that upon manual/automatic approval may or may not be created. A Yes Self-service portal 8.0 Systems displays a change history log.A Yes Self-service portal 8.0 System to provide the ability to review pending service orders. (ability to select which orders to see) A Yes Self-service portal 8.0 System to provide the ability to request a payment plan (payment arrangement) online and a promise to pay with appropriate internal controls and business practices. A Yes Self-service portal 8.0 System to provide the ability to request and generate a letter of credit online. A Yes Self-service portal 8.0 System to provide the ability to schedule service appointments online.A Yes Self-service portal 8.0 System to provide the ability for a customer to request a transfer from one premise to another.A Yes Self-service portal 8.0 System to provide the ability for a customer to request a turn- on at a premise.A Yes Self-service portal 8.0 System to provide the ability to request a product or service be turned off or discontinued.A Yes Self-service portal 8.0 Online request can be submitted to an online work queue or processed real time. A Yes Self-service portal 8.0 Response Template C-79Page 166 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System provides the ability to see all payment plans that the customer has had. The system will also display on a single screen the ability to see status of active payment arrangement, number of payment arrangements in a user defined time period, number of payment arrangements successfully completed and number of payment arrangements missed/defaulted. A Yes Self-service portal 8.0 System to allow user to set up deferred payment plans based on fixed dollar amount per month in addition to current bill amount. A Yes Self-service portal 8.0 System to allow the set up of payment plans for accounts according to a utility-defined status and conditions.A Yes Self-service portal 8.0 System to allow flexibility to modify payment plan installment amounts and due dates - according to utility-defined status and conditions. A Yes Self-service portal 8.0 System provides the ability to extend payment terms and dates with certain utility-defined status, conditions, and that is approved/rejected through the use of an online work queue. A Yes Self-service portal 8.0 System logs all emails or online requests on Customer / Account.A Yes Self-service portal 8.0 Customer Self-Service system provides the ability to accept payment and process donations, contributions and conservation programs for city-wide services. A Yes Self-service portal 8.0 Online Internet Analysis System to provide the ability to run comparisons of 2 years consumption online. A Yes Self-service portal 8.0 Response Template C-80Page 167 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to input any two or more service addresses and run comparisons of consumption history for a single account holder. A Yes Self-service portal 8.0 System to provide the ability to view service-specific meter readings online.A Yes Self-service portal 8.0 System to provide the ability to view service-specific consumption information online.A Yes Self-service portal 8.0 System to provide the ability to run comparisons of consumption by billing period online.A Yes Self-service portal 8.0 System to provide the ability to run comparisons of consumption by weather conditions online.A Yes Self-service portal 8.0 System to provide the ability to run comparisons of consumption by season. A Yes Self-service portal 8.0 System to provide the ability to run comparisons of monthly bill amounts and consumption for a user-specified number of months. A Yes Self-service portal 8.0 System to provide the ability to run comparisons of monthly bill amounts and consumption for a user-specified number of months by weather conditions. A Yes Self-service portal 8.0 System to provide the ability to run comparisons of related accounts for single account holder, by monthly bill amount for a user-specified number of months in history. A Yes Self-service portal 8.0 System to provide the ability to run comparisons of related accounts by geography, e.g., zip code, area code, phone prefix, etc. A Yes Self-service portal 8.0 System to provide the ability to highlight billing exceptions online.A Yes Self-service portal 8.0 System to provide the ability to set up account bill amount exception criteria online. A Yes Self-service portal 8.0 Response Template C-81Page 168 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to set up account consumption exception criteria online.A Yes Self-service portal 8.0 System to provide the ability to display negative credit impact events online.A Yes Self-service portal 8.0 System to provide the ability to run "what if" payment terms.A Yes Self-service portal 8.0 System to provide the ability to view real-time pricing for customer comparison on the web. A Yes Self-service portal 8.0 System to provide the ability to export consumption and billing data for a 2-year period and importing into an Excel type format. A Yes Self-service portal 8.0 System to provide the ability to calculate real-time rate modeling for commodity sales as well as non-commodity product/service price modeling. In addition, system should allow for an individual account to have its bill calculated online under different rates to determine which is least costly. B Yes Self-service portal 8.0 Online Internet Display/Views System to provide the ability to view account history online (statement of account).A Yes Self-service portal 8.0 System to provide the ability to view account financial transaction history for over 24 months.A Yes Self-service portal 8.0 System to provide the ability to view current amount due and due date, amount past due and due date, payment schedules and due dates and total balance due and due date. A Yes Self-service portal 8.0 System to provide the ability to view current statement online.A Yes Self-service portal 8.0 Response Template C-82Page 169 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to view and print the most current bill or statement online.A Yes Self-service portal 8.0 System to provide the ability to view and print a selected bill or statement up to 24-months or more prior online.A Yes Self-service portal 8.0 System to provide the ability to view service specific metered and billed consumption for 24-months or more of history online.A Yes Self-service portal 8.0 System to provide the ability to view service specific non- metered and billed consumption for 24-months or more of history online. A Yes Self-service portal 8.0 System to provide the ability to view credit status online.B Yes Self-service portal 8.0 System to provide the ability to view current status of service appointments online.A Yes Self-service portal 8.0 System to provide the ability to view total Customer-Account- Premise-Meter relationship.A Yes Self-service portal 8.0 System to provide the ability to view high-level service order information online ( e.g., date initiated, status, type of SO, anticipated work date, close date, etc.). A Yes Self-service portal 8.0 System provides the ability to display date and time a payment was made through the WEB or IVR.A Yes Self-service portal 8.0 System to provide the ability to view posted payment history including date, time, and amount.A Yes Self-service portal 8.0 System supports the capture of on-site safety or necessary information (e.g., pool, dog, dog temperament, pool information, etc.). A Yes Self-service portal 8.0 System supports the capturing of marital status.A Yes Self-service portal 8.0 System supports the capturing of employer information, including: employer name, title, start date, address and phone.A Yes Self-service portal 8.0 Response Template C-83Page 170 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to change user id, password, phone number, email address and alternate email address.A Yes Products and services 8.0 System provides for optional program enrollment/disenrollment for energy assistance programs, green power, paperless billing / EBPP, conservation/efficiency measures, rebate programs as defined in the Conservation and Rebate tab, and other user defined programs. A Yes Sales and customer care 8.0 System provides for optional program enrollment/disenrollment for net metering, monthly billing options, and preferred rate code. A Yes Self-service portal 8.0 Internet Criteria System to provide the ability to send customers email or SMS messages based on the customer profile (e.g., Budget bill, Levelized, Payment plan, ACH, etc.). A Yes Self-service portal 8.0 System to provide the ability to provide email or SMS notification for account reminders, payment arrangements, high- use detection (with AMI), appointments, etc. A Yes Self-service portal 8.0 System to provide the ability to provide email or SMS notification of online profile changes.A Yes Self-service portal 8.0 System to provide the ability for CSR to observe online user's screen when engaged on call with same user.A Yes Self-service portal 8.0 System to provide the ability to display messages based upon customer status/services/un-used available services, etc.B Yes Self-service portal 8.0 System to provide the ability to conduct an online discussion session with a customer (web chat).A Yes Self-service portal 8.0 Interactive Voice Response Response Template C-84Page 171 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the ability to provide account data via IVR interface.A Yes Self-service portal 8.0 System to provide the ability to accept payment via IVR interface.A Yes Self-service portal 8.0 System to provide the ability to accept service request via IVR interface.A Yes Self-service portal 8.0 System to provide the ability to log IVR interface access in customer history.A Yes Self-service portal 8.0 Broadband System to provide the ability to order Internet, Phone, and Video services online.A Yes Self-service portal 8.0 OpenSmartflex provides tools that allow the System to provide the ability to determine if services are available.A Yes Self-service portal 8.0 OpenSmartflex allows the Utility to determine System to provide the ability to create and track a trouble- ticket.A Yes Self-service portal 8.0 System to provide the ability to view current promotions and bundles.A Yes Self-service portal 8.0 System to provide the ability to change service.A Yes Self-service portal 8.0 System to provide the ability to self troubleshoot via a web work-flow.G No System to provide the ability to request a call back.A Yes Products and services 8.0 System to provide the abilty to reset a password for an integreted system, such as email, voice mail, etc.A Yes Products and services 8.0 System to provide the ability to view phone usage data, such as summarized Long Distance.A Yes Rating 8.0 OpenSmartflex allows the Utility to manage Response Template C-85Page 172 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 3.0 Customer Self Service System to provide the abilty for the customer to "Click to dial".G No System to provide the ability to access "TV Everywhere".A Yes Products and services 8.0 OpenSmartflex provides tools that allow the Response Template C-86Page 173 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes System Requirements System provides the ability to maintain a record of open accounts receivable indefinitely. A Yes Payment and debt collection 8.0 System will retain searchable history on accounts with any balance for more than 84-months. A Yes System tools 8.0 System provides the ability to view on-screen a listing of at least 84 (user-defined) months transactions on a specific account. These transactions include adjustments, payments, meter transactions, database changes, etc. A Yes Framework 8.0 System provides the ability for the system to maintain all account receivable charges regardless of debit or credit in their original state at time of billing. A Yes Billing 8.0 A/R Processing System provides the ability to allocate partial payments based on service for Priority, Due Date to Oldest Date, Weighed Percentage, Prioritize any combination of these, and/or User Defined Order. A Yes Payment and debt collection 8.0 The system allows the company to define the payment distribution priority at different levels including billing items. By using this level any payment made will be allocated to the oldest bill first and inside it, the system will allocate the payment according to each billing item based on the defined priority. System provides the ability to accept overpayments with automatic generation of proper accounting entries.A Yes Payment and debt collection 8.0 System provides the ability to provide for positive (or negative) billing adjustments with audit trail.A Yes Billing 8.0 System provides the ability to manually transfer balances on inactive accounts to other accounts, with a clear audit trail. A Yes Billing 8.0 System will allow overpayments to remain as a credit on the account with automatic generation of proper accounting entries. A Yes Financial interface 8.0 System provides the ability to automatically create an edit report to approve final credit balance refunds. Refund dates are user-defined. A Yes Payment and debt collection 8.0 System has the ability to retain a credit balance on an account, regardless of account status or other automated refund parameters. A Yes Payment and debt collection 8.0 System provides the ability to have a grace period between the last payment date and the issuance of a refund check.G No System provides the ability to issue a credit refund regardless of the balance due on the account in the event of a payment made in error. A Yes Payment and debt collection 8.0 System provides the ability request a check to be cut for any specified amount regardless of balance of account but not to exceed the credit balance on the account. A Yes Payment and debt collection 8.0 System provides the ability to make the appropriate journal entries to the general ledger when refunds are made. A Yes Payment and debt collection 8.0 System to allow user to code bankruptcy date, identify prior amount for write off, and system will ignore all amounts due prior to the bankruptcy date. A Yes Payment and debt collection 8.0 System should generate refunds of final bill credits or overpayments.A Yes Payment and debt collection 8.0 System provides the ability to automatically generate security deposit refunds as a credit to the account based on pre-defined rules. A Yes Payment and debt collection 8.0 System provides the ability to automatically generate security deposit refunds as a check to the customer based on pre- defined rules. A Yes Payment and debt collection 8.0 A/R Adjustments System provides the ability to post adjustments to accounts that have been written off.A Yes Payment and debt collection 8.0 System provides on-screen interactive adjustment process, including review and approval prior to posting.A Yes Billing 8.0 System provides the ability to set dollar limits of adjustments that will not be applied to the customers account. The adjustments will be placed in a queue for approval. A Yes Billing 8.0 System provides an audit trail of all adjustments that include the following: Dollar Amount, User ID that Created, Modified, and/or Deleted, and approved the Adjustment with date and time stamp and Reason or reason code or comment. A Yes Billing 8.0 System provides the ability to track entry and posting date fields and the name of the program or process that generated the adjustment. A Yes Billing 8.0 System provides the ability to notify a defined reviewer when a predetermined number of adjustments have been made by a single user. A Yes Billing 8.0 System provides the ability to accommodate back billing for multiple periods with an adjustable start and end date using rates effective during back billing time frame. A Yes Billing 8.0 Open Smartflex will allow the Utility to bill generated charges that were not previously billed, generate new consumption charges in order to adjust estimated usage charges when actual readings are finally obtained, and correct the billed amounts. System supports sending and reversing transactions to the general ledger.A Yes Financial interface 8.0 Selected users can transfer deposits from one account to another with audit trail.A Yes Billing 8.0 System provides the ability to transfer individual A/R line items from one account to another with audit trail based on security.A Yes Billing 8.0 System provides the ability to transfer entire A/R record from one account to another with audit trail and proper security.A Yes Billing 8.0 System provides the ability to transfer entire A/R items to a new account at the point of termination, a customer has the option to have their A/R transferred to a new billing account in accordance with Utility defined parameters. Initial bill at the new location will represent both the transferred A/R and new A/R. A Yes Billing 8.0 System provides a summary of the information on the bill that identifies all A/R-related items.A Yes Billing 8.0 4.0 Credit and Collections Response Template C-87 Page 174 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD System provides the ability to transfer a portion or any dollar amount of A/R items to a new account at the point of termination; a customer has the option to have their A/R transferred to a new billing account in accordance with Utility defined parameters. Initial bill at the new location will represent both the transferred A/R and new A/R. A Yes Billing 8.0 System provides the ability to reverse a payment due to NSF or other return.A Yes Payment and debt collection 8.0 System provides the ability to automatically charge a return payment fee when the payment reversal is processed.A Yes Billing 8.0 System provides the ability to override a charge for a payment reversal.A Yes Billing 8.0 Open Smartflex provides the ability to restore customers' debt due to NSFs or other returned payments. System to allow a returned payment (NSF) fee to be a fixed amount.A Yes Billing 8.0 System to allow a returned payment (NSF) fee to be a percentage of the payment amount.A Yes Billing 8.0 System provides the ability to adjust all types of products / service billing for the months that are in error.A Yes Billing 8.0 System provides the ability to view the previous 84 (user- defined) months adjustments, with complete details (e.g., reading, number of months adjusted, remarks, etc.). A Yes Billing 8.0 System provides the ability to make adjustments on Accounts Receivable by individual service.A Yes Billing 8.0 System provides the ability to make adjustments on Accounts Receivable for any charges on meter and non-meter products / services. A Yes Billing 8.0 System provides the ability to enter mass adjustments to a range of Accounts, Services, Products and/or Cancel/Rebills.A Yes Billing 8.0 Late Fee Processing/Penalty System provides the ability to calculate and display minimum balance required and the last day to pay before further action may be taken. A Yes Payment and debt collection 8.0 Automatically produce past due notices based upon customers' preferred method of communication and user-defined business rules. A Yes Payment and debt collection 8.0 System sends email reminder notice if email is present and/or otherwise a paper copy is sent.A Yes Payment and debt collection 8.0 System provides the ability to generate past due notices automatically based on age of receivable and status of account. A Yes Payment and debt collection 8.0 System provides the ability to assess late fees based on age of receivables.A Yes Payment and debt collection 8.0 System provides the ability to calculate late fees as a fixed amount or a percentage.A Yes Payment and debt collection 8.0 System provides the ability to mark accounts that are exempt from late fees. A Yes Payment and debt collection 8.0 Open Smartflex allows creation of special product offerings in order to include accounts that are exempt from late fees. Those product offerings do not have business rules for calculation of late fee surcharges. This also applies to the next item (below). System provides the ability to mark accounts that are exempt from late fees by rate schedule/type.A Yes Payment and debt collection 8.0 System provides the ability to adjust late fees.A Yes Payment and debt collection 8.0 System provides the option to calculate and assess late fees, while the account has scheduled payment terms, on the unpaid balance. A Yes Payment and debt collection 8.0 System provides the ability to calculate and assess a late fee based upon non-compliance of payment plan terms.A Yes Payment and debt collection 8.0 System provides the ability to exempt an account from a late fee with a one-time override in addition to letter and/or email/social media generation. A Yes Payment and debt collection 8.0 One-time late fee exemption for an account can be achieved by using billing adjustment notes that update customer balance. Open Smartflex provides configuration of collection plans that allow scheduling of customer notice (letter or email) generation. System provides the ability to establish a promise to pay date that temporarily extends the date of the amount due. A Yes Payment and debt collection 8.0 System provides the ability to place the account that has a promise to pay date out of the normal collection track. A Yes Payment and debt collection 8.0 System provides the ability to exempt an account from a late fee with a one time override with an audit trail.A Yes Payment and debt collection 8.0 One-time late fee exemption for an account can be achieved by using billing adjustment notes that update customer balance. Open Smartflex can track with audit trails any adjustment to customer balance made using billing notes. Delinquent Processing System provides the ability to access through inquiry all delinquent receivables charges for an account or a customer.A Yes Billing 8.0 The search of delinquent receivable charges by account number or customer name is available on the customer care management screen. For any other viewer, it would require additional configuration. System provides the ability to assess a late fee and leave customer in collection stream yet not create a shut off.A Yes Billing 8.0 Provide the ability to exempt accounts to prevent them from going into delinquency status on a recurring basis (e.g., Church, University, other agencies, etc.). A Yes Payment and debt collection 8.0 System provides the ability to generate outbound collection calls, social media and/or email.A Yes Payment and debt collection 8.0 System generates an additional collection letter within a user- defined time frame to include an additional charge.A Yes Payment and debt collection 8.0 Response Template C-88 Page 175 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD System provides the ability to manually prevent a delinquent account from being turned over to a collection agency.A Yes Payment and debt collection 8.0 Delinquent account assignment to a collection agency can be overridden in the system. System provides the ability to make adjustments to delinquent accounts.A Yes Billing 8.0 System provides the ability to suspend the delinquency process temporarily for an account in lieu of changing delinquency exemption permanently. A Yes Payment and debt collection 8.0 System provides for setting up user-defined rules for dropping accounts from delinquent ledger for various reasons including but not limited to: payment arrangements, bankruptcy proceedings, life support, high bill investigation/bill disputes, re-read order pending, payment extensions, under a certain dollar amount, other user-defined circumstances. A Yes Payment and debt collection 8.0 The Utility is able to manage real and exempt debt from various debt collection processes, such as payment arrangements, bankruptcy proceedings, life support, high bill investigation (usage analysis) /bill disputes (claim), re-read order pending, payment extensions, among others. These rules are part of Open Smartflex core and are defined according to the industry best practices. System provides the ability to create delinquency exceptions that will increase the duration of time before the next scheduled collection process. A Yes Payment and debt collection 8.0 System provides the ability to notify both the primary and the secondary party when an account is delinquent. A Yes Payment and debt collection 8.0 System provides the ability to notify a 3rd-party when the account is delinquent. A Yes Payment and debt collection 8.0 System provides the ability to automatically send selected delinquent notices to the customer in addition to multiple third parties. A Yes Payment and debt collection 8.0 System provides the ability to generate separate delinquent notices for accounts in Master metered relationships, i.e. apartments, mobile home parks and strip malls/commercial accounts. A Yes Payment and debt collection 8.0 System provides the ability to charge collection cost based on the delinquent activity to the Delinquent Ledger account or equivalent. A Yes Payment and debt collection 8.0 System provides the ability to search for unpaid bills on the delinquent ledger or accounts receivable by name and social security number, etc. A Yes Payment and debt collection 8.0 This information is available on the customer care screen; additional configuration may be required to show it on other screens. System provides the ability to track Delinquent Ledger history billing even after payment has been made for up to 84 months.A Yes Payment and debt collection 8.0 System provides the ability to automatically generate cut-off service orders for accounts based on user definable rules such as Age of Receivable, Cycle or Route, Dollar Amount, and by Area. A Yes Payment and debt collection 8.0 System provides the ability to manually exempt an account from disconnect service order.A Yes Payment and debt collection 8.0 System provides the ability to manually generate user-defined special cutoffs.A Yes Payment and debt collection 8.0 System provides the ability to apply a selected fee to the delinquent service order.A Yes Payment and debt collection 8.0 System provides the ability to run a selection process that will optionally create final door hangers notices for delinquent accounts based upon a variety of options, including but not limited to: Route, Minimum Balance, Maximum Number of Orders, Service Type, Age, and/or a combination of all listed. B Yes Payment and debt collection 8.0 System will provide the capability of reinstating the account back into the accounts delinquency track when the reversal of the payment has been applied (e.g., returned check, etc.). A Yes Billing 8.0 System will provide the capability of reinstating the account back into the accounts delinquency track with an automatic grace period from when the reversal of the payment was applied. This allows for mailing of a customer notification time period. G No System provides the ability to automatically generate service orders to terminate remaining product and/or services after a designated time following cut off of a service for delinquency, if the delinquency remains unpaid. A Yes Products and services 8.0 System provides the ability to produce and print delinquent door hangers.A Yes Payment and debt collection 8.0 System provides the ability to provide door hangers to include, but not limited to: Mailing Address, Telephone Number, Customer's Service Address, Account Number, Reason for the proposed termination, Total outstanding balance and past due amount, due date and time to pay by, notice of additional deposit amount, notice of reconnect fee, special notes, and any other user defined fields. Notice must be printed in the following languages but not limited to: English, Spanish, Braille, Tagalog, Korean, and Vietnamese A Yes Payment and debt collection 8.0 System provides the ability to filter based on Past Due Amounts and Cut off days determined by the business and create a generic file that can be sent to an IVR system to performoutbound dialing activities. A Yes Payment and debt collection 8.0 System provides the ability for accounts to be manually exempt from being exported to an IVR system for outbound dialing. A Yes Payment and debt collection 8.0 The Utility can define debt collection plans that exclude customers from call outbound dialing. Additionally, a customer can be switched between different plans. System provides the ability to filter based on Past Due Amounts and Cut Off Days determined by the business and create a file that can be sent to email/social media/text messaging system (SMS) to perform utbound communication activities. A Yes Payment and debt collection 8.0 System provides the ability for accounts to be manually exempt from being exported to a text/SMS/social media systems for outbound communication. A Yes Payment and debt collection 8.0 Write-Off System provides the ability to manually write-off selected charges.A Yes Payment and debt collection 8.0 Response Template C-89 Page 176 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD System provides the ability to automatically select accounts for write-off, based upon user-defined criteria.A Yes Financial interface 8.0 With Open Smartflex, each account that matches one of the write-off selection policies is automatically included in the write-off list. The Utility can manage policies without Open intervention using criteria defined considering the industry best practices; e.g., age of debt, amount of debt and location. System provides the ability to track when and how much an account was written off for.A Yes Financial interface 8.0 System provides the ability to view at the customer-level historical write-offs for accounts that pertain to that customer.A Yes Financial interface 8.0 Customers that have been written-off can be reactivated.A Yes Payment and debt collection 8.0 Any account that has been written off can be reactivated with the proper authority. System provides the ability to display write-off amounts online and post payments to prior-year write-off ledger accounts.A Yes Financial interface 8.0 Open Smartflex will include the amounts that correspond to the correction of payments to prior-year in the results of the period in which they were warned, then they will be informed to ERP, A/P or A/R based on the established integration. Also, when a payment is made to a write-off invoice, the system reactivates the client's accounts receivables and applies the paid amount. System to flag user when a customer with write-off history wants to creating a new account.C Yes Payment and debt collection 8.0 System provides ability to activate a customer account in write- off status without collecting the write-off amount.A Yes Financial interface 8.0 Open Smartflex will allow the Utility to gather all the information related to debt (e.g., current receivables, deferred receivables, or write-off receivables) in order to negotiate a new payment agreement with the customer. In such case, the negotiation can include a reduction in the amount of billing charges, such as the write-off amount. System prevents a user from re-activating a customer account in write-off status without collecting the write-off amount, but with the option of override. A Yes Financial interface 8.0 Open Smartflex allows the Utility to bring together all customer's amounts debt such as current receivables, deferred receivables, or write-off receivables in order to negotiate a new payment agreement with the customer. In such case, the negotiation can include reduction in the amount of billing charges (e.g. write-off amount). System provides the ability to run the write-off batch process within an hour window. A Yes Financial interface 8.0 Archive and Purge Records System provides the ability for selected users to archive billing and accounts receivable history based on user entered effective dates and balances. A Yes System tools 8.0 System provides the ability for selected users to archive payment history based on user entered effective dates.A Yes System tools 8.0 System provides the ability for selected users to archive other financial and customer related information based upon user- defined criteria. A Yes System tools 8.0 System provides the ability to re-instate an archived record to the active system.A Yes System tools 8.0 System provides the ability to purge selected records based upon effective dates and user-defined criteria.A Yes System tools 8.0 Open Smartflex provides a data purging functionality to remove selected records from the database, considering specific criteria and validity periods. System provides the ability to select user-defined dates to back up prior to purging records. A Yes System tools 8.0 Open Smartflex's data purging functionality backs up selected records before these are removed from database. Record selection criteria are the same for back up and purge processes. Credit Rating System provides the ability to automatically update credit history with NSF check data, number of delinquency notices, and number of cut-off for non-pay service orders, breaking promises-to-pay, etc. A Yes Sales and customer care 8.0 System provides the ability for credit history of all accounts of a customer to be evaluated at the customer level.A Yes Sales and customer care 8.0 Response Template C-90 Page 177 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD System provides the ability to identify bankruptcy accounts by the current bankruptcy status.A Yes Sales and customer care 8.0 Open Smartflex will allow the Utility to configure and generate reports containing the information of accounts associated with bankruptcy filings. System provides the ability to track the status of bankruptcy filings. A Yes Sales and customer care 8.0 Open Smartflex stores and updates the status of registered bankruptcy filings. System provides the ability to track bankruptcy history in customer account screen.A Yes Sales and customer care 8.0 Open Smartflex displays in customer account screen the bankruptcy history of an account. System allows to establish rule driven overall credit score for a customer.A Yes Sales and customer care 8.0 System allows to establish rule driven overall credit score for an account.B Yes Sales and customer care 8.0 System automatically assess credit impact with user definable point values for credit activities.B Yes Sales and customer care 8.0 System to provide capability to expire credit impact points over time to positively restore credit score.B Yes Sales and customer care 8.0 System provides the ability to retrieve credit ranking from credit rating agency. CLIENT uses Equifax and the score is a simple three tiered deposit decision - based upon the customer's overall credit score. There is an expectation that the interface to Equifax will be within the CIS. A Yes Payment and debt collection 8.0 System allows for capability to allow refund of deposit fees to be dependent on obtaining or maintaining adequate credit score. A Yes Payment and debt collection 8.0 System will provide the option to create user-defined criteria to consider a customer's/customer account's overall credit rating and length of service with the utility to determine messaging content and frequency of delinquent notification. A Yes System tools 8.0 Open Smartflex has the ability to print additional messages on customer bills that meet user-defined criteria. Deposits System will provide the ability to assess a deposit by service.A Yes Sales and customer care 8.0 System will provide for a deposit-application hierarchy.A Yes Sales and customer care 8.0 System will support the ability to charge different deposit amounts for commercial and industrial customers, in particular based on SQFT, Type of Business, Services, Amount of Anticipated Consumption by Service, Equipment (e.g., machine shops, motors, etc.), Lighting, Eco-Friendly Conditions, and Political or CLIENT Guarantees or Promises. A Yes Sales and customer care 8.0 System will provide for separate deposits to be reported for individual services.A Yes Sales and customer care 8.0 System provides the ability to default deposit amount for selected services based upon user-defined criteria (e.g., type of service, number of services, Credit Bureau rating, etc.). A Yes Sales and customer care 8.0 System provides the ability to accept Line of Credit or Surety Bond information to satisfy the deposit requirement for non- residential accounts. A Yes Sales and customer care 8.0 System provides the ability to assess deposit by service. Separate deposits can be collected and reported for individual services. Must have way to insure the correct deposit is applied to the service. A Yes Payment and debt collection 8.0 System allows a deposit for a single account and across multiple accounts. A customer can apply a single deposit to cover multiple premises. A Yes Sales and customer care 8.0 System will transfer existing deposit(s) to a new account or service. At the point of termination, a customer has the option to have their deposit transferred to a new billing account in accordance with utility defined parameters. A Yes Sales and customer care 8.0 System allows for the transfer of the deposit to another account being opened by the customer when credit rating warrants the need for an increased deposit if the customer transfers from one premises to another. A Yes Sales and customer care 8.0 System will calculate the deposit amount due at the new premises and alert the user as to the amount that the transferring deposit is over or short the new deposit requirement, if the customer transfers from one premises to another, with the ability to override. A Yes Sales and customer care 8.0 System provides calendar year interest paid to customer for preparation of 1099-Interest forms.A Yes Sales and customer care 8.0 System provides the ability to have flexibility in calculating interest on deposits that is user controlled. Interest calculations, calculation methods (simple), and accruals are determined by the user. A Yes Sales and customer care 8.0 System provides the ability to calculate interest on deposits that were paid in increments, calculating interest on each increment based upon the date and amount of the deposit payment. A Yes Sales and customer care 8.0 System provides the ability to calculate a new deposit for services when transferred, taking into account credit history, types of services, and customer type, with the ability to override. A Yes Sales and customer care 8.0 System has the ability to display accrued interest not yet paid on deposits. A Yes Sales and customer care 8.0 System provides the ability for users to manually or automatically apply interest or deposit and interest to active accounts by service(s). A Yes Sales and customer care 8.0 System provides the ability to apply deposit and deposit interest to a bill on a user-defined interval and rate.A Yes Payment and debt collection 8.0 System will evaluate current deposits and provide the ability to recommend increased/decreased requirements on active accounts based on Credit History, Customer Class, Types of Services, Usage History, Average Bill Amount and Length of Service with the Utility. B Yes Sales and customer care 8.0 System will allow for the deposit to be paid in a single payment or in installments being billed over a user-defined timeframe. A Yes Sales and customer care 8.0 System will provide on-screen ability to view outstanding deposits not yet applied. A Yes Sales and customer care 8.0 System provides the ability to track expiration dates on all letters of credit and surety bonds held in lieu of deposit. A Yes Sales and customer care 8.0 System provides the ability to automatically generate a letter to customer in a user-defined number of days prior to the expiration of the letter of credit, surety bond, or CD's. A Yes System tools 8.0 System provides the ability to transfer deposits from one account to another account, regardless of status, with an audit trail. A Yes Sales and customer care 8.0 System provides the ability to hold a deposit, exempting it from automatic refund.A Yes Sales and customer care 8.0 System provides the ability to automatically refund deposits when the deposit requirement period has expired and the current credit rating is satisfactory. A Yes Sales and customer care 8.0 System provides the ability to automatically apply the deposit on the account when the deposit requirement period has expired and the current credit rating is satisfactory. A Yes Sales and customer care 8.0 System provides for application of the deposit to the final bill when an account is closed.A Yes Sales and customer care 8.0 Response Template C-91 Page 178 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD System creates appropriate GL entries for deposit refunds.A Yes Sales and customer care 8.0 Deposit payment and refund history are maintained at customer and account level.A Yes Sales and customer care 8.0 Deposit payment and refund history are maintained at service level.A Yes Sales and customer care 8.0 System provides for the ability to automatically send a letter to a customer indicating that a deposit was assessed, the deposit amount, and deposit terms and conditions. A Yes System tools 8.0 Payment Arrangements System provides the ability to see all payment plans that the customer has had. The system will also display on a single screen the ability to see Status, Number of Payment Arrangements, Number of Payment Arrangements Successfully Completed, and the Number of Payment Arrangements Defaulted. A Yes Sales and customer care 8.0 System to provide for non-standard payment plan periods (i.e. daily, weekly, monthly, etc.) on customer payment plans.A Yes Payment and debt collection 8.0 System provides the ability to vary payment plan agreement amounts and due dates.A Yes Payment and debt collection 8.0 System provides the ability to establish payment plan agreement by selected open items.G No System to allow user to set up deferred payment plans based on fixed dollar amount per month in addition to current bill amount. A Yes Payment and debt collection 8.0 System to allow the set up of payment plans for accounts regardless of status.A Yes Payment and debt collection 8.0 System to allow flexibility to modify payment plan installment amounts and due dates.A Yes Payment and debt collection 8.0 System provides the ability to prevent cut-off notices from being created when payment plan terms are being met.A Yes Payment and debt collection 8.0 System provides the ability to alter delinquent and other messaging based upon satisfaction or non-satisfaction of payment plan. A Yes Payment and debt collection 8.0 System provides the ability to automatically suspend creation of a cut-off service order when terms of a payment arrangement are being met. A Yes Payment and debt collection 8.0 System provides the ability to automatically generate a cut-off service order when terms of a payment arrangement are not met. A Yes Payment and debt collection 8.0 System to automatically produce payment plan notices based upon customers' preferred method of communication and user- defined business rules. A Yes System tools 8.0 System to manually produce payment plan notices based upon customers' preferred method of communication and user- defined business rules. A Yes System tools 8.0 System will apply overpayments to the next payment due in the payment plan if the customer overpays.A Yes Payment and debt collection 8.0 System will accept a payment and apply it to open receivables or allow a credit balance on the account if the customer has completed their payment plan. A Yes Payment and debt collection 8.0 System will calculate monthly payment, based on fixed number of months on balance due at that point in time, with the provision that a user can change payment plans at any time. A Yes Payment and debt collection 8.0 System will calculate monthly payment, based on fixed number of months on balance due at that point in time, including rule defined interest charge, and a user can change payment plans at any time. A Yes Payment and debt collection 8.0 System to automatically provide an alert to user of payment plan arrangement that is in default.A Yes System tools 8.0 System to provide the ability to create user-defined parameters/limits for users creating payment arrangements.A Yes Payment and debt collection 8.0 System to provide the ability to create user-defined parameters, with override capability, for payment arrangements. A Yes Payment and debt collection 8.0 System to provide audit trail displaying user who created the payment arrangement in addition to displaying approving user's details. A Yes Payment and debt collection 8.0 Collection Agency Processing System provides the ability to flag accounts as exempt from being sent to the collection agency.A Yes Payment and debt collection 8.0 System provides the ability to flag accounts as exempt based on dollar amount from being sent to the collection agency.A Yes Payment and debt collection 8.0 Capture name and/or code of collection agency. A Yes Payment and debt collection 8.0 Capture date account is given to collection agency.A Yes Payment and debt collection 8.0 System provides the ability to maintain the collection agency data and full details of delinquent accounts (same information on active accounts as delinquent). A Yes Payment and debt collection 8.0 System provides the ability to generate notice(s) to customer of pending Collection Agency action.A Yes Payment and debt collection 8.0 System provides the ability to generate a file based on user- defined criteria of newly selected accounts that will be sent to the Collection Agency. A Yes Payment and debt collection 8.0 The Interactive Report Framework of Open Smartflex will allow the Utility to display data extracted from database entities through SQL statements without vendor intervention; the Utility can create reports by searching unassigned orders of collection agencies. System provides the ability to receive electronic file from credit agency of collections and automatically update CIS.A Yes Payment and debt collection 8.0 Open Smartflex will allow the Utility to receive collection agency electronic files. These files can include executed collection orders and total amount collected. System provides the ability to add a service fee to the accounts sent to the Collection Agency.A Yes Payment and debt collection 8.0 System provides the ability to generate notice to customer when an account is turned over to a collection agency A Yes Payment and debt collection 8.0 System provides the ability to write off an un-collectable account.A Yes Payment and debt collection 8.0 System provides the ability to mass write-off selected un- collectable accounts.A Yes Payment and debt collection 8.0 Responsible Third Party/Guarantor/Co-signer Automatically generate past-due notices to guarantors for the past-due accounts they are guaranteeing.A Yes Payment and debt collection 8.0 System provides the ability to automatically release the guarantor from financial responsibility for an account when the account meets regulatory good standing guidelines. A Yes Payment and debt collection 8.0 Open Smartflex allows users to detach the guarantor from an account manually according to company policies. Response Template C-92 Page 179 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD System provides the ability to transfer receivable balances from a delinquent account to a guarantor account. This transfer would take place at the time the past-due account is deemed un-collectable. A Yes Payment and debt collection 8.0 Open Smartflex will allow users to transfer the balance from a delinquent account to the guarantor account by using billing adjustment notes. Miscellaneous Allow for vacant accounts with usage to revert to landlord /owner for the account.A Yes Payment and debt collection 8.0 System provides the ability to track expiration dates related to HEAP/Utili-Care/SHARE (Low Income Program - or the like). A Yes Payment and debt collection 8.0 System provides the ability to automatically generate a letter to customer in a user-defined number of days prior to the expiration of benefits. A Yes Payment and debt collection 8.0 System provides the ability to calculate late fees as a fixed amount or a percentage or the greater of the two options. A Yes Payment and debt collection 8.0 System provides the ability to calculate an estimated future bill, for a specified given date, for all service types to a premise, including outstanding loans that would be called. B Yes Billing 8.0 System provides the ability to create an invoice that states all outstanding inactive balances (lienable amount) at a specified premise with service dates (to/from). The invoice number is generated by the system specific to the premise each time it is generated. B Yes Billing 8.0 System generates a notification to send the invoice referenced in item 120 6 (above) to the owner of the premise. B Yes System tools 8.0 Response Template C-93 Page 180 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes General Ledger Accounting System provides the ability to accommodate the association of a G/L balance sheet and revenue number to a rate that contains Org Key/Fund Level (5 bytes), Object Code (6 bytes), Project Number (10 bytes), Activity (5 bytes), and Description up to 32. B Yes Financial interface 8.0 Open Smartflex accommodates accounting movements in G/L numbers according to configuration made by the company. Accounting movements can be categorized and grouped by date, company, product offering, market segment, billing cycle, customer ID, age of debt, receivable type, geographic location, and collection agency, among others. The utility would need to configure G/L number assignation using those criterias. 5.0 Financial Management Response Template C-94Page 181 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides the ability to accommodate the association of a G/L expense number to a rate that contains Org Key/Fund Level (5 bytes), Object Code (6 bytes), Project Number (10 bytes), Activity (5 bytes), and Description up to 32. B Yes Financial interface 8.0 System must have the capacity to accommodate at a minimum a 32 digit alphanumeric G/L number for each rate. B Yes Financial interface 8.0 System must accommodate a separate required cash receipts number that has the capacity to accommodate a minimum of a 32 digit alphanumeric G/L number for each rate. B Yes Financial interface 8.0 Response Template C-95Page 182 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides the ability to accommodate multiple G/L numbers with related percentage distribution for each rate.A Yes Financial interface 8.0 Open Smartflex provides configuration for G/L number assignation to accounting movements generated by billed charges, billing adjustments and received payments. This process is performed according to predefined criteria. Open Smartflex also allows users to configure multiple G/L numbers for an accounting classifier, and to determine a percentage share per G/L number. System provides the ability to associate a 3rd Party work order system or project number to a rate.A Yes Billing 8.0 System can follow FUND and FERC Accounting principles used by municipal utilities.C Yes Financial interface 8.0 Response Template C-96Page 183 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management Ability to classify project (in-field - WMS/Maximo) accounting transactions by Internal Fund Code, Budget Fiscal Year, Accounting Month, and Accounting Quarter, Program / Project, Unit / Crew, and Organization/Department, Service Order Number and Activity, Cost Center, Responsibility Area, and System (Trans, Dist, Etc.), Expense Element (Major/Minor), and FERC. A Yes Financial interface 8.0 Ability to collect costs by expenditure group for Payroll/Labor Costs, Contract Labor, Inventory Stock Code, Vehicle Charges/Vehicles, Direct Purchases, and other User Defined Fields.A Yes Financial interface 8.0 The system allows the company to establish G/L codes to each transaction performed and related to customer request's attention. Other internal costs not related to customer Ability to enter, store, and update non-financial (statistical) data for tracking, including but not limited to: Consumption, weather related data, kilowatt hours, Generation Data/Costs, Fuels Including Consumption and Cost, and Environmental. A Yes Financial interface 8.0 Provided that the financial analysts have user profiles with the appropriate permissions, Open Smartflex will allow them to access the system to view any additional information needed to complement that included in the financial reports. Response Template C-97Page 184 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management Ability to allocate costs within the organization's Various Funds, Various Companies or Divisions, Captial Projects, and Work Order Numbers. A Yes Financial interface 8.0 Ability to electronically enter, store, and update and create a bill using the following information including but not limited to: Date, Name and Address of Customer to be Invoiced, Incident and /or Transaction Date and/or Due Date, Type of Billing, Charge and /or Credit Multi-Account Number, Description and Itemized Breakdwon of Charges, Total Amount Due, Department Requesting Billing, Name of Person Submitting Request, Department Approval, Second Party or Additional Liable Party, and Work Order and/or Invoice Number. A Yes Billing 8.0 Open Smartflex provides users with the ability to generate individual bills for user-defined billing items. The system will prompt the user to enter a motive for each item added to the bill. General configuration made for billing items System provides the ability to accept payment and process the associated G/L transactions for business defined city-wide services. A Yes Financial interface 8.0 Payment Posting System will provide detailed GL transactions to interfaced systems for payments based upon the rate's GL code for the utility payments only. A Yes Financial interface 8.0 System will provide detailed GL transactions to interfaced systems for non-commodity payments based upon the rate's G/L code. A Yes Financial interface 8.0 Credits and Refunds System provides the ability to issue a check, through JDEwards, for a user-specified amount for any reason (i.e., over charges, etc.) regardless of the account balance. A Yes Financial interface 8.0 Response Template C-98Page 185 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System will provide the ability to pay a credit refund by check or application to the account based on user defined criteria.A Yes Payment and debt collection 8.0 System provides the ability to maintain credit balances on the system until purged.A Yes Billing 8.0 System provides the ability to automatically refund overpayments within a specified time on finaled accounts, allowing for exemption based upon user-defined parameters. A Yes Payment and debt collection 8.0 System will provide online reviews of any account prior to applying the refund. A Yes Payment and debt collection 8.0 CRSs can review account information and credit history of customers before registering refund requests. System will provide the ability to issue mass credit refunds based on user-defined criteria. A Yes Payment and debt collection 8.0 System will provide for the issuance of a credit refund on Net Metering Accounts where due and payable.A Yes Payment and debt collection 8.0 Reconciliation/Reports System provides the ability to report unidentified payments that are held in suspense. A Yes Payment and debt collection 8.0 System provides the ability to report contributions to special program offerings. A Yes Billing 8.0 System provides the ability to show aging of A/R in detail and summary, grouped by account number or G/L code.A Yes Financial interface 8.0 Response Template C-99Page 186 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides the ability to show aging of an account’s outstanding balance in a minimum of 30, 60, 90 and over, arrears increments by service. Increments are user-defined. A Yes Financial interface 8.0 System will provide for review of bad debt write-offs. A Yes Financial interface 8.0 System will provide the ability to track financial monthly and/or year-end write-off of receivables.A Yes Payment and debt collection 8.0 System provides control, balancing and reconciliation between the billing cycle revenues and the general ledger revenue cycles. A Yes Financial interface 8.0 System provides a daily payment reconciliation by Account, Transaction Type, Cashier Code(user id), Office Location, and Company/Regin/Area. A Yes Payment and debt collection 8.0 System provides a daily accounts receivable reconciliation by services, by cycle and / or route.A Yes Payment and debt collection 8.0 System provides the ability to provide for internal financial controls and balancing.A Yes Financial interface 8.0 The Open Smartflex G/L module creates accounting events for each CIS-supported financial operation of the company. If the Utility has configured accounting records generation correctly, Open Smartflex guarantees financial information coherence. Response Template C-100Page 187 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides the ability so that the user can reconcile detail in base CIS/OSS system to output files such as billing print files, G/L interface, and reports. A Yes Financial interface 8.0 System provides the ability so that the user can reconcile today’s beginning balance to prior day's ending balance, using financial transactions by category and type to come up with an ending balance for the day (i.e., daily balancing). G No System provides the ability for all financial transactions (e.g., cash, G/L, A/P, revenues, etc.) and consumption amounts to be balanced Daily, End of Month, Calendar Year-to-Date, Fiscal Year-to-Date, Twelve Consecutive Months, and Ad-Hoc, As Necessary. A Yes Framework 8.0 System will retain searchable information on accounts with 30, 60, 90, and over, arrears by service or user-defined dates. This includes a business post date, today's date, or any date. A Yes Payment and debt collection 8.0 System will track all service usage and revenues including adjustments by cycles, routes, zones, meter or daily, end of month, fiscal year to date, calendar year to date, twelve months ending, etc. A Yes Payment and debt collection 8.0 Response Template C-101Page 188 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System will report and allow users to make correction for out of balance conditions of pre-defined rule driven financial and consumption transactions. A Yes Financial interface 8.0 Open Smartflex allows users to make the appropriate accounting transaction adjustments to manage errors that may have created an out- of-balance situation. After performing the necessary adjustments, users will rerun the processes that were reversed for Open Smartflex to report the correct amounts. Response Template C-102Page 189 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System will track usage and revenue amounts for all services for the purpose of projecting revenue, usage, and growth to support rate cases and fees. A Yes Financial interface 8.0 Open Smartflex provides a functionality to estimate future revenue amount based on previous monthly bills. The system makes assumptions about usage future behavior, but it will not track estimated usage outside what is inferred from billing estimate. To forecast growth, the Utility can create dashboards or reports in order to establish growth rates. System will report detailed billing by customer, account, premise, meter.A Yes Billing 8.0 System will track individual revenue and billing components for class of customer, by business and service type and industrial categories for all services. A Yes Billing 8.0 Response Template C-103Page 190 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides controls that will not allow the system to be out of range (or problematic) on a daily basis. System will balance for both total dollars received and the number of items by payment period. A Yes Payment and debt collection 8.0 The system provides a number of balancing controls to ensure that received dollars match with the specific payment items during the reporting period. System generates a report that captures number of customers billed for each bill item.A Yes Billing 8.0 System generates an unbilled revenue report that includes information that accounts for previous 2 years of consumption and dollar amount to estimate next 30 to 60 days of revenue and consumption. A Yes Financial interface 8.0 Open Smartflex allows estimation of future revenue based on bills from the previous month. System provides the ability to show aging of A/R in detail and summary, grouped by account number or G/L code.A Yes Financial interface 8.0 System provides the ability to show aging of an account’s outstanding balance in a minimum of 30, 60, 90 and over, arrears increments by service. Increments are user-defined. A Yes Financial interface 8.0 System will provide for review of bad debt write-offs. A Yes Financial interface 8.0 System will provide the ability to track financial monthly and/or year-end write-off of receivables.A Yes Payment and debt collection 8.0 System provides control, balancing and reconciliation between the billing cycle revenues and the general ledger revenue cycles. A Yes Financial interface 8.0 Response Template C-104Page 191 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides a daily payment reconciliation by Account, Transaction Type, Cashier Code(user id), Office Location, and Company/Regin/Area. A Yes Payment and debt collection 8.0 System provides a daily accounts receivable reconciliation by services, by cycle and / or route.A Yes Payment and debt collection 8.0 System provides the ability to provide for internal financial controls and balancing.A Yes Financial interface 8.0 The Open Smartflex G/L module creates accounting events for each CIS-supported financial operation of the company. If the Utility has configured accounting records generation correctly, Open Smartflex guarantees financial information coherence. System provides the ability so that the user can reconcile detail in base CIS/OSS system to output files such as billing print files, G/L interface, and reports. A Yes Financial interface 8.0 System provides the ability so that the user can reconcile today’s beginning balance to prior day's ending balance, using financial transactions by category and type to come up with an ending balance for the day (i.e., daily balancing). G No System will be able to report using a business post date, today's date, or any date.A Yes Financial interface 8.0 Response Template C-105Page 192 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides the ability for all financial transactions (e.g., cash, G/L, A/P, revenues, etc.) and consumption amounts to be balanced Daily, End of Month, Calendar Year-to-Date, Fiscal Year-to-Date, Twelve Consecutive Months, and Ad-Hoc, As Necessary. A Yes Framework 8.0 System will retain searchable information on accounts with 30, 60, 90, and over, arrears by service or user-defined dates. This includes a business post date, today's date, or any date. A Yes Payment and debt collection 8.0 System will track all service usage and revenues including adjustments by cycles, routes, zones, meter or daily, end of month, fiscal year to date, calendar year to date, twelve months ending, etc. A Yes Payment and debt collection 8.0 Response Template C-106Page 193 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System will report and allow users to make correction for out of balance conditions of pre-defined rule driven financial and consumption transactions. A Yes Financial interface 8.0 Open Smartflex allows users to make the appropriate accounting transaction adjustments to manage errors that may have created an out- of-balance situation. After performing the necessary adjustments, users will rerun the processes that were reversed for Open Smartflex to report the correct amounts. System will track usage and revenue amounts for all services for the purpose of projecting revenue, usage, and growth to support rate cases and fees. A Yes Financial interface 8.0 Open Smartflex provides a functionality to estimate future revenue amount based on System will report detailed billing by customer, account, premise, meter.A Yes Billing 8.0 System will track individual revenue and billing components for class of customer, by business and service type and industrial categories for all services. A Yes Billing 8.0 Response Template C-107Page 194 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 5.0 Financial Management System provides controls that will not allow the system to be out of range (or problematic) on a daily basis. System will balance for both total dollars received and the number of items by payment period. A Yes Payment and debt collection 8.0 The system provides a number of balancing controls to ensure that received dollars match with the specific Response Template C-108Page 195 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes General Billing Criteria System provides the ability to calculate and bill for all products and services on a single bill, including both metered and unmetered services. A Yes Billing 8.0 System provides the ability to bill for multiple meters at a single location.A Yes Billing 8.0 System provides the ability to bill for an aggregate of meters at a single location. A Yes Billing 8.0 System provides the ability to bill for associated services, i.e., reconnect charge, etc.A Yes Billing 8.0 System captures consumption for meter exchanges between billing periods and calculates the billed consumption correctly, taking into account billing multiplier differences. A Yes Billing 8.0 System has the ability to capture consumption and bill based on real time billing determinants taken from MV-90.A Yes Billing 8.0 Open Smartflex is able to register usage based on real-time readings intervals through an interface with MDM systems. Once usage has been recorded, the recurring billing process is performed according to the defined billing periods. 6.0 Billing Management Response Template C-109Page 196 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System has the ability to systematically, or automatically, change rates based on demand and/or consumption usage. A Yes Billing 8.0 System has the ability to modify billed consumption values including :A Yes Billing 8.0 a) Product of the Metered Consumption and a Fixed User Defined Calculation Adjustment Factor A Yes Billing 8.0 b) Product of the Metered Consumption and Number of Units A Yes Billing 8.0 After consumption is estimated due to any reason and the next actual reading is registered, Open Smartflex launches a process called consumption recovery, which compares the prior estimated consumption to the actual consumption in order to establish the differences between them and correct the consumption charges, increasing or decreasing the customers’ balances. Response Template C-110Page 197 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability for a line-item charge to be the product of any given rate and any user-defined data items, including but not limited to: consumption value, multipliers, unit(s), ratio and/or percentage calculation adjustment factor A Yes Billing 8.0 System has the ability to bill for flat rates that contain but not limited to the following rate determinants: a) ERU (Equivalent Residential Unit) Factor A Yes Billing 8.0 b) Square Feet (lot size minus structures)A Yes Billing 8.0 c) Square Footage (structure/home)B Yes Billing 8.0 d) Units (decimal) A Yes Billing 8.0 e) Equipment Charges (e.g., temporary poles, etc.)A Yes Billing 8.0 f) Fixed Consumption A Yes Billing 8.0 g) Special Negotiated Charges A Yes Billing 8.0 h) Line Extension Charges A Yes Billing 8.0 i) Standby Generation A Yes Billing 8.0 System provides the ability to bill for associated meters, e.g., demand meter with associated electric kWh meter.A Yes Billing 8.0 Billing Initiation System provides the ability to provide an on-screen bill calculation for a single bill and generation feature.A Yes Billing 8.0 System provides the ability to provide an on-screen bill calculation for a complete route and generation feature.A Yes Billing 8.0 System provides the on-screen ability to assign cycle dates to schedule and initiate billing cycles. A Yes Billing 8.0 System provides the on-screen ability to initiate billing cycles when all billing criteria has been met. A Yes Billing 8.0 Response Template C-111Page 198 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to bill for other unmetered and related services at a user-defined time. A Yes Billing 8.0 Open Smartflex supports billing process for unmetered and third party services, based on dates associated with billing periods and previously defined by the Utility. In addition, when customers do not want to continue with the contracted services, they request the stop service and the Utility generates the final bill. System provides the on-screen ability to change the billing cycles / routes. A Yes Billing 8.0 Response Template C-112Page 199 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the on-screen ability to combine or split billing cycles / routes. A Yes Billing 8.0 Open Smartflex provides the ability to change the billing cycle for specific accounts. Moreover, billing cycle changing can be performed for accounts in batch according to the Utility's needs. System provides the on-screen ability to hold billing cycles / routes.G No System provides for billing on a monthly schedule that includes meter reading activities.A Yes Billing 8.0 System provides the ability to schedule meter reading on a monthly and bi-monthly basis. For example, one office bills monthly and another office bills bi-monthly. A Yes Metering 8.0 Response Template C-113Page 200 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to bill both monthly and bi-monthly for the same account. A Yes Billing 8.0 Open Smartflex provides the ability to customize the business rules and associate them with the charges that are billed monthly and bi- monthly. The business rule must manage the adequate logic in order to have different billing frequencies for the same account. System provides the ability to bill multiple cycles on the same day. A Yes Billing 8.0 System provides for services to be billed on a user-defined schedule such as monthly, bi-monthly, quarterly, annually, etc.A Yes Billing 8.0 System provides the ability to override the system default billing date. A Yes Billing 8.0 System will provide the ability for accounts / cycle / routes to bill once all criteria has been met, including event-based and time-based. A Yes Billing 8.0 Response Template C-114Page 201 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will provide the ability to automatically bill out of cycle for a customer who has selected a preferred billing date and a preferred due date without impact of the meter reading schedule. A Yes Billing 8.0 The utility is able to change the due date per each product, registering an expiry date as an extension in which no surcharge for late payment is generated. System provides the ability to generate bills from a meter reading route that is uploaded after the scheduled billing date.A Yes Billing 8.0 System provides the ability to override the standard due date and specify a specific due date for a customer's bill. A Yes Billing 8.0 System provides the ability to identify if a cycle or route has been read within X amount of days. System provides notification if the cycle or route is trying to be read again. A Yes Metering 8.0 Open Smartflex allows generating reports in order to show information about closing date of reading orders. In addition, Open Smartflex allows the company to notify one or more users when reading orders are pending to be executed X amount of days after their generation. Response Template C-115Page 202 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides a warning if the read dates entered are a user- defined number of days from the previous read dates.B Yes Metering 8.0 Billing Proration System provides the ability to prorate non-consumption based charges and credits based on a user-defined number of days in the billing cycle. A Yes Billing 8.0 System has the ability to prorate for days less than system or user- defined minimum number of billing days.A Yes Billing 8.0 System provides the ability to prorate a new bill based on the number of days active. A Yes Billing 8.0 System provides the ability to prorate a final bill based on the number of days active. A Yes Billing 8.0 System provides the ability to turn off specific proration types that included rate change, initial bill, final bill, number of days in billing period A Yes Rating 8.0 System provides the ability to trigger based on usage an automatic meter configuration and rate change. A Yes Rating 8.0 System provides the ability prorate based on the number of days that are outside the normal billing schedule. For example, billing days between 28-32 days is billed, based upon 30-days consumption / service charges, or anything outside of that range is billed based on the actual number of days. A Yes Billing 8.0 Response Template C-116Page 203 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides that the system will not prorate where billing days are less than 'x' (user-defined) days.A Yes Billing 8.0 Open Smartflex provides the ability to customize the business rules according to the needs of the Utility. These rules can be adapted to validate that the number of days of the billing period is less than a user-defined number of days in order to avoid proration. System provides the ability to prorate dollar amount by number of days, e.g., $3 per month customer charge = $0.10 per day.A Yes Billing 8.0 Response Template C-117Page 204 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to not bill an account if active less than "x" (user-defined) number of days. A Yes Billing 8.0 Open Smartflex provides the ability to customize the business rules according to the Utility’s needs. Billing rules can be customized to validate whether accounts will be billed or not according to a user- defined number of days. System provides the ability to bill only certain charges if an account is active less than "x" (user-defined) number of days.A Yes Billing 8.0 Open Smartflex provides the ability to customize the business rules according to the Utility’s needs. Billing rules can be associated with the required charges in order to validate whether they will be billed or not according to a user-defined number of days. Response Template C-118Page 205 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to reflect prorated detailed amounts on a customer's bill due to rate change during billing period. A Yes Billing 8.0 Billing Process System must be able to capture specific rate determinants that allow the system to correctly assign a default rate, with override, based on the following: a) Service Type A Yes Billing 8.0 b) Customer Class A Yes Billing 8.0 c) Usage Type A Yes Billing 8.0 d) Consumption Level / History A Yes Billing 8.0 e) Demand A Yes Billing 8.0 f) Net Metering A Yes Billing 8.0 System has the ability to utilize specific additional rate determinants and utilize them when calculating a bill: a) User Defined Rate Packages - Excel-Based Billing A Yes Billing 8.0 The Open Smartflex rule b) Number of Units A Yes Billing 8.0 Units is a standard element of a rate configuration. c) Discount Identifiers (Low income, Seniors)A Yes Billing 8.0 d) North American Industry Classification System (NAICS)A Yes Billing 8.0 Response Template C-119Page 206 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management e) Business Type A Yes Billing 8.0 The Utility can define rates for customers with a different business type using the rate search criteria provided by Open Smartflex, such as category, subcategory or customer type. f) Geographic or Location (X/Y coordinate) - Based A Yes Billing 8.0 The Utility can define rates for customers based on their actual location using the rate criteria provided by Open Smartflex, such as geographical location or rate zone. Response Template C-120Page 207 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management g) Rate Determinants A Yes Billing 8.0 Open Smartflex provides a complete set of rate determinants in order for the Utility to bill customers according to their particular characteristics. Rate determinants delivered by Open Smartflex are used to find the required rate considering their product offering, category and subcategory, type of customer, among others. h) Flat Fees A Yes Billing 8.0 i) Fixed Consumption (street lights based on a consumption)A Yes Billing 8.0 j) Min Consumptions A Yes Billing 8.0 k) Average Consumption - estimation A Yes Billing 8.0 l) Average Consumption for previous 12 months A Yes Billing 8.0 m) Amount of Usage A Yes Billing 8.0 n) Contracted Rates A Yes Billing 8.0 o) Percentage (calculation adjustment factor)A Yes Billing 8.0 Response Template C-121Page 208 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management q) Water Connection Size A Yes Billing 8.0 System to provide all details of calculation adjustment factors and results to be used for billing statement creation.A Yes Billing 8.0 Open Smartflex stores all information related to billing, such as charges, rates, usage, and adjustments in order to use it for the generation of billing statements; additionally, the Utility can use this information for report generation and analysis. System provides the ability on-screen for "What If Billing" and prospectus billing. Billing factors can be changed and calculations can be viewed. A Yes Billing 8.0 Response Template C-122Page 209 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to track the different historical classifications. A Yes Billing 8.0 Open Smartflex will allow the Utility to track different historical classifications, such as product change record, product offering change record and the history of changes associated with category and subcategory per customer. Furthermore, a historical changes report can be generated for rate projects in order to track the modifications. Moreover, if the Utility requires having other historical classifications, Open Smartflex provides the ability to create an audit in order to record the changes made in the entities associated with the required information. Response Template C-123Page 210 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will allow for late reads to be input without deviating from the original billing schedule. The system will process accounts with reads and hold the accounts without reads. A Yes Billing 8.0 System provides the ability to bill in advance for electric, water, sewer, stormwater, streetlights, renewables, fire line, cable, other A Yes Billing 8.0 Open Smartflex provides the ability to bill the non- consumption charges in advance and the consumption charges in arrears. For each charge, the business rule must include the adequate logic in order to support different consumption and billing period dates . System to provide the ability to bill in arrears for electric, water, sewer, stormwater, streetlights, renewables, fire line, cable, other A Yes Billing 8.0 Response Template C-124Page 211 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to accommodate back billing for a single period with a user-defined start and end date. A Yes Billing 8.0 Open Smartflex will allow the Utility to bill generated charges that were not previously billed, generate new charges to adjust estimated usage charges when actual readings are finally obtained, and correct incorrect charge amounts using billing notes. This also applies to the next item (below). System provides the ability to accommodate back billing for multiple periods with a user-defined start and end date. A Yes Billing 8.0 System will provide for on-screen bill production for a single bill that will not require batch or nightly processing. Bill will be generated after calculations have been processed. A Yes Billing 8.0 System provides the ability to produce duplicate copies of the bill.A Yes Billing 8.0 System provides the ability on-screen to generate a one time miscellaneous bill to an existing customer. A Yes Billing 8.0 Response Template C-125Page 212 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability on-screen to generate a one time misc. bill to a non-utility customer. A Yes Billing 8.0 System provides for tax and fee exemptions.A Yes Billing 8.0 System provides for partial tax and fee exemptions.A Yes Billing 8.0 System provides the capability to limit the number of days an exception bill can stay in the system. A Yes Billing 8.0 Open Smartflex keep the billing exceptions until a user solves them, by doing so, the system ensures the problem is solved avoiding a future billing complaint. System provides the ability to bill surcharges based on a fixed or percentage charge. A Yes Billing 8.0 System provides the ability to assign expiration dates to surcharges. A Yes Billing 8.0 Open Smartflex will allow the Utility to create business rules and associate them with the required charges in order to define the validity period for billing purposes, including the start and stop dates. System provides the ability to assign expiration dates to rates.A Yes Billing 8.0 Response Template C-126Page 213 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to track surcharges independently of all other charges. A Yes Billing 8.0 System provides the ability to bill for special rates based on the following but not limited to: a) Applying differences between contracted minimum consumption and the actual consumption, providing details as a line item on the bill or online A Yes Billing 8.0 b) Recurring Charges A Yes Billing 8.0 c) Conservation / Efficiency measures (Power Factor) A Yes Billing 8.0 d) One-Time Miscellaneous Fees and / or Charges A Yes Billing 8.0 System provides the ability to validate dates entered, i.e., the year 2010 accidently keyed as 2001.A Yes Billing 8.0 Open Smartflex validates the dates entered for the rate validity against the current system date in order to avoid typos. Response Template C-127Page 214 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to validate future dates greater than 'x' years (user-defined). The system will prompt for confirmation prior to accepting the date. (each date field) A Yes Billing 8.0 Open Smartflex is able to validate the dates entered by users in processes and applications considered as essential in the business practices of the company. This also applies to the next item (below). Provides the ability to set a range for date validation upon entered date.A Yes Billing 8.0 System provides the ability to bill inter-departments. A Yes Billing 8.0 System provides the ability to identify accounts that have met the system criteria to in order to generate a bill, but due to reading or other errors, a bill was not generated. The account status could be a initial bill, regular bill, or a final bill type. A Yes Billing 8.0 System provides the ability to generate a test billing process that generates the necessary financial reports for review before actually submitting the billing batch to post. For example: audit the billing run in a post go-live. A Yes Billing 8.0 System provides the ability to track customers by class, including residential, commercial, industrial, other A Yes Billing 8.0 Fee Billing Response Template C-128Page 215 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System has the ability to bill for charges and fees, including but not limited to: a) Return Check Fees A Yes Billing 8.0 b) Service Establishment Fee A Yes Billing 8.0 c) Penalty Fees A Yes Billing 8.0 d) Finance Fees A Yes Billing 8.0 e) Meter Testing Fees A Yes Billing 8.0 f) After Hours Service Fees A Yes Billing 8.0 g) Labor Charges for Work Performed A Yes Billing 8.0 h) Reconnect / Disconnect Fees A Yes Billing 8.0 i) Collection Fees A Yes Billing 8.0 j) Late payment Fees A Yes Billing 8.0 k) Missed appointment Fees A Yes Billing 8.0 l) Tampering Fees A Yes Billing 8.0 m) Unlimited User Defined Fees A Yes Billing 8.0 Billing Adjustments System will provide the ability to associate adjustment types with the appropriate G/L number. A Yes Billing 8.0 System provides the ability to select a specific historic charge to adjust. A Yes Billing 8.0 Response Template C-129Page 216 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will provide for on-screen back billing for a user-defined timeframe based on rates effective during that timeframe. A Yes Billing 8.0 Open Smartflex will allow the Utility to bill generated charges that were not previously billed, generate new charges to adjust estimated usage charges when actual readings are finally obtained, and manually modify incorrect charge amounts through billing notes, using a process provided by the billing module. System provides the ability to identify any billing line item charges must have the following fields: a) Billed Date A Yes Billing 8.0 Response Template C-130Page 217 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management b) Processed Date A Yes Billing 8.0 Through Open Smartflex, the Utility is able to identify the processed dates of generation and billing of charges using the generation date of the bill in which they are included. System provides the ability to generate a corrected bill with "user entered" correct meter readings and number of months to be corrected. The system should generate the adjustment, change meter reading data fields and produce a bill. A Yes Billing 8.0 System provides the ability to correct consumption, actual, or estimated reading on an account and adjust the billing accordingly to any specific month within a user-defined timeframe. A Yes Billing 8.0 System provides the ability to correct charges for unmetered services on an account and adjust the billing accordingly to any specific month within a user-defined timeframe. A Yes Billing 8.0 System will provide the on-screen ability to cancel and re-bill account for the last bill issued. A Yes Billing 8.0 System will provide the ability to cancel and re-bill entire routes or cycles in batch.A Yes Billing 8.0 System provides the ability to select a specific historic charge to cancel/re-bill. A Yes Billing 8.0 Response Template C-131Page 218 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to cancel re-bill a previously canceled re-billed bill. A Yes Billing 8.0 System will provide the on-screen ability to cancel and re-bill a previously billed account for a user-defined period of time. A Yes Billing 8.0 System will generate the G/L entries associated to the services being canceled and re-billed. A Yes Billing 8.0 System will provide a mechanism that allows the user to identify bills that have been canceled and re-billed. A Yes Billing 8.0 System will allow the cancel re-bill process to include all line items on the bill.A Yes Billing 8.0 System will have the ability to select which line item on the bill to cancel and re-bill not affecting the other billed line items. Any dependent charges of the select item will be automatically recalculated. A Yes Billing 8.0 System will generate a corrected bill reflecting user-defined adjustments to the previous bill. A Yes Billing 8.0 System will provide the ability to include payment adjustments during billing.A Yes Billing 8.0 System will provide user-defined security for adjustment dollar amounts. A Yes Billing 8.0 System captures online details of adjustment history. A Yes Billing 8.0 System will provide the ability to attach a reason code to the adjustment for reversed transactions including, but not limited to: a) Bad System Estimate A Yes Billing 8.0 b) Stuck Meter A Yes Billing 8.0 c) Misread A Yes Billing 8.0 d) Data Entry Error A Yes Billing 8.0 Response Template C-132Page 219 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management e) User Defined with Comments with time stamp A Yes Billing 8.0 System provides the ability to adjust off (remove) a single line item - based on security levels.A Yes Billing 8.0 System to capture all appropriate G/L transactions for adjustments. System will provide a list of historical charges from which to select. A Yes Billing 8.0 All billing adjustments are generated as charges and sent to G/L. The Utility is provided with the ability to generate reports for billing adjustments, using the interactive report framework powered by Open Smartflex. Response Template C-133Page 220 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will provide the ability to transfer balances from one account to another with the appropriate audit trail in one transaction. A Yes Billing 8.0 Considering the multilevel structure of Open Smartflex based on customer, account and product, Open Smartflex allows the Utility to transfer current and deferred receivables among products that belong to the same account or products associated with different accounts. System provides the ability to account for cross connects / switched meters. The system will cancel/re-bill each account that included the corrected reading. The system will provide the process within one screen. A Yes Billing 8.0 System provides the ability to process cross connects / switched meters back from a user-defined timeframe, where the meters are not installed or billed on the same date. A Yes Billing 8.0 Open Smartflex provides the Utility the ability to interchange meters that were allocated to the wrong products because Response Template C-134Page 221 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to process cross connects / switched meters back from a user-defined timeframe. A Yes Billing 8.0 Open Smartflex provides the Utility the ability to interchange meters that were allocated to the wrong products because of human mistakes. After this process is performed, the meters are associated with the actual products according to its physical location. System processes both the cross connects amending and displaying the new consumption and dollar amounts automatically. A Yes Billing 8.0 System provides the ability to automatically back out transactions on an account that has been connected or disconnected in error with an audit trail. A Yes Billing 8.0 Open Smartflex will allow the Utility to manually create billing adjustments in order to increase or decrease the balance of customer accounts. Response Template C-135Page 222 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to create a specific adjustment type that is linked/associated to a specific GL code for the credit to be applied (rebate for Electric is applied to an Electric G/L only as a credit that can be applied to that services type. That credit will sit on the account and show a credit on that services until applied. A Yes Billing 8.0 Bill Production / Printing / Format System provides the flexibility in combining line item charges or separating item charges for bill printing.A Yes Billing 8.0 System provides the ability to flag charges to not appear on the bill. Adjustments or charges made in error that the utility does not want the customer to view.A Yes Billing 8.0 Open Smartflex will allow the Utility to suppress specific charges that it does not want to be visible to the customer. System provides the ability to accommodate multi-page bill formats that are produced in XML formats. A Yes Billing 8.0 System provides the ability to display Name / Spouse / Company name before street address within the bill format. A Yes Billing 8.0 System provides a separate line item for deferred payment arrangements. The deferred due date will be printed and can be different from the net new due date. A Yes Billing 8.0 System provides the ability for detailed balance forward information to include, but not limited to the following: a) Previous Balance Due A Yes Billing 8.0 b) Payments Applied A Yes Billing 8.0 c) Adjustments Applied A Yes Billing 8.0 Response Template C-136Page 223 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management d) Penalties Applied A Yes Billing 8.0 System provides the ability to produce a mail barcode on the bill print.A Yes Billing 8.0 System provides the ability to show the total amount due plus amount of penalty if not paid by due date. The penalty amount can be viewed as a separate line item. A Yes Billing 8.0 System provides a graph or table showing consumption/usage for current and prior 12-months for each service/usage type.A Yes Billing 8.0 System provides the ability to generate an image of the actual view of the bills and statements. View can either be a PDF or HTML file format. A Yes Billing 8.0 System provides the ability to generate an image of the actual view of letters. View can either be a XML,HTML,PDF file format. A Yes Billing 8.0 System provides the ability to display how the bill was sent for example mail or email. A Yes Billing 8.0 System displays bill delivery method for each account. System provides the ability to display how the letter was sent for example mail or email.A Yes System tools 8.0 System provides for a check digit/barcode to be included on the return portion of the bill print for scanning into payment batch.A Yes Billing 8.0 System provides the ability for customer to select the preferred language of communication that impacts bills, notices, correspondence, self-service, social media A Yes System tools 8.0 Response Template C-137Page 224 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability for CSR to select the preferred language of communication, which allows the CSR to translate the documents, based on the customer's preferred language of communication that impacts bills, notices, correspondence, self- service, social media A Yes Billing 8.0 System provides the ability to produce all correspondence (as defined above) for following customer preferred language(s):A Yes System tools 8.0 Sorting System provides multiple capabilities for sorting bills by zip code, cycle, exception/bunch code, customer name, other A Yes Metering 8.0 Open Smartflex allows the company to choose the group of bills that System provides the ability to sort bills by postal carrier route for bulk rate discounts. A Yes Billing 8.0 System allows for the sorting by postal codes corresponding to postal carrier routes to qualify for bulk mailing discounts. System provides the ability to mark inter-departmental bills so that they don't print. A Yes Billing 8.0 System will provide the ability to identify bill types (so that proper form can be used for printing) including, but not limited to initial, cancel/rebill, final, regular, delinquent, estimated, bank draft, duplicate A Yes Billing 8.0 System provides the ability to sort bills based upon internal bunch codes without or by printing on customer bill but grouping with a separator page. A Yes Billing 8.0 Response Template C-138Page 225 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management Production System provides the ability to input a range of bills to be produced. For example, the entire bill run does not need to be printed all at one time. A Yes Billing 8.0 System provides the ability to have the system display the number of bills to be printed, by bill type, etc. A Yes Billing 8.0 Open Smartflex displays detailed progress information of the bill printing process. Process details include start date, process status, completed percent, printed bills and bills remaining to be printed. This also applies to the next two items (below). System provides the ability to have the system display the number of bills remaining to be printed.A Yes Billing 8.0 System provides the ability to have the system display the number of total bills printed.A Yes Billing 8.0 Response Template C-139Page 226 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to allow restarting of a bill print run from any point. A Yes Billing 8.0 Open Smartflex allows system administrators to stop active system processes according to the service provider's needs. This also applies to the next item (below). System provides the ability to allow a bill print run to be paused and restarted.A Yes Billing 8.0 Output System provides the ability to be capable of creating a HTML and / or text-only version of any bill for email attachment purposes. A Yes Billing 8.0 System provides the ability to be capable of creating a text message / SMS of any bill and related information.A Yes Billing 8.0 System provides the ability to automatically transmit bills to selected customers via fax or Internet services, i.e., cloud computing, FTP, etc. A Yes Billing 8.0 System provides the ability to re-print a duplicate copy of the current bill in an online mode.A Yes Billing 8.0 System provides the ability to re-print a duplicate copy of the bill for 'xx' number of months of previous billing.A Yes Products and services 8.0 System provides the ability to re-print the current bill after adjustments have been made.A Yes Billing 8.0 Response Template C-140Page 227 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to send a duplicate copy or portion of the bill to any third party defined for the account (ex: landlord, etc.). A Yes Billing 8.0 System provides the ability to generate customer bills to a digital media such as tape or disk (for storage).A Yes Billing 8.0 System provides the ability to provide output file for bill print to an outsource company.A Yes Billing 8.0 System provides the ability to dynamically add / subtract fields on the bill print extract file without programming intervention. A Yes Billing 8.0 Open Smartflex allows creating printable bill templates, which use business rules to determine the value of each field to be printed. Bill Messaging System provides the ability for global custom messages, without programming needed as this may change with each bill run, and where all bills produced will have a single message. A Yes Billing 8.0 System provides the ability for all message types to be started and terminated based on an input date. A Yes Billing 8.0 System provides the ability to view history of bill messages for a user-defined timeframe. A Yes Billing 8.0 System provides the ability to define custom messages by individual customer, range of customers, class, zip code, rate, etc. B Yes Billing 8.0 Response Template C-141Page 228 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to display a message based on cycle number.B Yes Billing 8.0 System provides the ability to display a message based on route number.B Yes Billing 8.0 System provides the ability to define custom messages by service or other user-defined group.A Yes Billing 8.0 Master and Sub-Account Billing System provides the ability to summarize multiple accounts onto a single bill, i.e., master account.A Yes Payment and debt collection 8.0 System will provide the ability to send the master account a summary bill in addition to detailed bill for individual accounts. A Yes Payment and debt collection 8.0 System will generate a summary bill when the billing cycle for the master account is processed. All sub accounts will be held (or not) until the master account is billed. A Yes Payment and debt collection 8.0 System provides the option for the master account to either receive a summary bill or detailed bill. A Yes Payment and debt collection 8.0 Budget and/or Levelized Billing System provides for budget and levelized billing.A Yes Billing 8.0 System provides a year-end budget plan recap / settlement statement. A Yes Billing 8.0 System provides for sign-up for budget billing in customer eCare.A Yes Self-service portal 8.0 System calculates the average billing amount over a user- defined period for past billings.A Yes Billing 8.0 System calculates the same monthly payment while capturing actual readings. A Yes Billing 8.0 Response Template C-142Page 229 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides a user-defined month for account to be reconciled (trued up). Difference between the budget months calculated and payment to the actual amount to be billed. A Yes Billing 8.0 System will provide total true up amount in the next bill. A Yes Billing 8.0 System provides the ability to establish levelized amount based upon actual consumption. A Yes Billing 8.0 System provides automatic notification based on a user-defined timeframe that account is delinquent. A Yes Billing 8.0 System will automatically remove a customer from budget billing if after a user-defined timeframe the account has not been paid by the due date. A Yes Billing 8.0 System provides automatic notification. will be sent if a customer is removed from budget billing. A Yes Billing 8.0 System will automatically recalculate the difference that is owed based on previous months after being taken off budget billing. The following billing cycle will capture exact usage and bill A Yes Billing 8.0 System will bill for total due, including total true up amount plus current usage, to be billed on settle-up statement.A Yes Billing 8.0 System will recalculate a budget bill based on specific issues, e.g., an abnormally cold winter requires a recalculated budget amount, etc. A Yes Billing 8.0 System allows the customer to define the start of the budget billing process.A Yes Billing 8.0 System provides for a global setting to establish budget billing duration, with overrides for exceptions.A Yes Billing 8.0 Response Template C-143Page 230 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System allows user-defined criteria, e.g., poor credit rating, etc., that has to be met in order to be eligible for budget billing services - with manual override. System will generate letters or work queue activities. A Yes Billing 8.0 Customer must have a user-defined, e.g., positive, etc., credit score and a user-defined threshold of A/R to be eligible for budget billing. A Yes Billing 8.0 System will allow for user override of amount due to special conditions. A Yes Billing 8.0 System will allow for budget billing on user-defined services. A Yes Billing 8.0 System provides the ability to select what service will be included within a budget bill when multiple services are offered. A Yes Billing 8.0 System will allow for delinquent cut-off, and a late charge to be assessed once account has been taken off budget billing. The charges will include the true up account balance plus assessed charges. A Yes Billing 8.0 Estimated Billing System will provide for estimating should actual reads not be available.A Yes Metering 8.0 System will provide for estimating regardless of type of active status. A Yes Metering 8.0 System provides the ability to estimate entire billing cycles or routes with user-defined read date.A Yes Billing 8.0 System will calculate the estimate bill based upon the read date, not the bill date, to determine number of days in billing cycle.A Yes Metering 8.0 Response Template C-144Page 231 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will allow estimation to be either read date to read date or bill date to bill date. A Yes Metering 8.0 Open Smartflex offers the Utility estimation functionalities to estimate usage based on the expected reading date if a re-reading activity cannot be performed. These estimations are executed before billing process to assure it has complete information for charges calculation. System will automatically mark services that have been estimated with a unique identifier. A Yes Metering 8.0 System will have user-defined tables that allow for determination of the number of estimations allotted for a specific timeframe. A Yes Billing 8.0 Open Smartflex allows for a user defined number of allowed estimations within a given time period. Response Template C-145Page 232 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System has the ability to estimate or exclude certain customers from estimated readings , such as customer class, individual, route, rate code, other A Yes Metering 8.0 Open Smartflex allows the utility to identify customers that are excluded from estimated readings. These are chosen based on criteria such as customer class, rate code (a.k.a. commercial plan) and location. For customers whose usage must not be estimated and no reading was provided, the system allows the service provider to take further actions. Furthermore, the system can estimate readings in batch, filtering services by cycle and route. Response Template C-146Page 233 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides user-defined validation characteristics for estimation, by service, which include consumption during the same time last year, consumption during the previous 12 months, last bill, average consumption, winter/summer average, daily average, user-defined A Yes Metering 8.0 Furthermore, the system can estimate readings en-masse, filtering services by cycle and route. System will provide the ability to prioritize any and all of the above characteristics a-g. A Yes Metering 8.0 The utility can prioritize any and all of the above usage estimation methods from a to f, using the business rules for consumption analysis. System to provide the ability to place a percentage of consumption on the above estimations due to weather conditions that effected past consumption. A Yes Metering 8.0 System to provide the ability to manually change percentage of consumption estimation on a daily, weekly, monthly, etc., timeframe. A Yes Billing 8.0 The Utility is provided with the ability to manually change the percentage of consumption estimation, modifying the business rule of the required estimation method. Response Template C-147Page 234 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to identify seasonal periods with weighted averages by service type and customer class when calculating estimates. A Yes Metering 8.0 Open Smartflex stores the total usage of customers with similar characteristics per each billing period, including the number of products, year and month. Based on the stored information, Open Smartflex provides the ability to estimate the usage for specific customers with the usage patterns of similar customers, considering the type of service. System has the ability to estimate compound water meters that include two-side (HCF, HCF2).A Yes Metering 8.0 Discount Billing System can calculate discounts based on percentage or fixed amount. A Yes Billing 8.0 System will provide the ability to aggregate multiple accounts to accommodate calculation of a discount or penalty.B Yes Billing 8.0 Solar Billing and Special Billing Response Template C-148Page 235 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to calulate the total of a community solar farm and determine a total dollar amount. B Yes Billing 8.0 Provide the ability to track and view a solar farm's generation and dollar amounts on a monthly basis. B Yes Billing 8.0 Special Billing System provides installment billing method for billing of charitable contributions including but not limited fixed monthly amount, fixed/unlimited term, total/unlimited pledge, round up to nearest dollar A Yes Billing 8.0 System provides ability for billing of a service to follow the customer instead of a premises, i.e., charitable donations etc., when the customer moves. A Yes Billing 8.0 System, if all other services are off/discontinued, to discontinue billing for charitable services.A Yes Billing 8.0 System provides the ability to calculate special surcharges based on consumption with a user-defined dollar limit.A Yes Billing 8.0 System will bill out the remainder of the total amount due should the account final bill prior to the end of the stated fixed time period. A Yes Billing 8.0 System will bill out only the monthly installment amount of charitable contributions on a final bill.A Yes Billing 8.0 System will calculate the amount of the monthly installment if the total amount and fixed time period are provided.A Yes Billing 8.0 Response Template C-149Page 236 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will provide for 'free' services for a specified start and end time for promotional purposes, and not bill for that service during that time. A Yes Billing 8.0 Open Smartflex supports definition of promotions in order to apply discounts to customers' bills for a part or the total amount of charges in the bills. Promotion may be applied to eligible accounts for a specified initial and final period. System to provide the ability to bill for services for other companies such as reading meters and producing bills for another local utility, etc. A Yes Billing 8.0 Open Smartflex supports an environment where service charges for other companies are imported from a file and included in customer bills. Open Smartflex does not modify the received charges as they belong to other companies’ processes and systems. Response Template C-150Page 237 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to bill for special surcharges such as premises/location, seasonal/weather restrictions, environmental cost, medical allowance, rate A Yes Billing 8.0 System provides the ability to bill for master meters after consumption has been captured from sub meters. A Yes Billing 8.0 Taxation System provides the ability to assess taxes and/or fees based upon customer, account, premises and/or service data item(s) including, but not limited to: A Yes Billing 8.0 a) Customer, Account, Premises, and Service Class A Yes Billing 8.0 b) Service Type A Yes Billing 8.0 c) Tax Exemption Data (i.e. percentage exempt)A Yes Billing 8.0 d) Premises/Locations Location( i.e., inside/outside CLIENT limits, enterprise zone designation, etc.)A Yes Billing 8.0 System provides the ability to notify the customer 'x' number of days prior to expiration of the tax exemption. A Yes Billing 8.0 System will automatically generate customer tax renewal letters/ applications. A Yes Billing 8.0 System provides the ability for customer to have accounts in multiple taxing jurisdictions A Yes Billing 8.0 System provides the ability for different tax rates for the same taxing authority (i.e. State Sales Tax, for each service type).A Yes Billing 8.0 System provides the ability to bill for taxes that are applied by percentage or flat rate. A Yes Billing 8.0 System provides the ability to bill for taxes active by date range (start and stop).A Yes Billing 8.0 Response Template C-151Page 238 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to bill for multiple taxes for individual services (local and state, etc.).A Yes Billing 8.0 Electric Billing System provides the ability to bill for Special Surcharges (extra fees) based on the following but not limited to premises/location, power cost adjustment factor, power quality rate (kVAR), seasonal/weather restrictions B Yes Billing 8.0 System will bill an account for demand for an individual location and account for demand from individual demand meters by specified times to derive the peak demand for a service. A Yes Billing 8.0 Provide the ability to associate demand peak usage with an electric usage. A Yes Billing 8.0 System can support/calculate the following "standard" types of electric billing, including but not limited to: a) kWh A Yes Billing 8.0 b) Maximum KW and Billing kW (not less than 50%)A Yes Billing 8.0 Open Smartflex provides the ability to customize the business rules according to the utility’s needs. Billing rules can be customized to validate the demand service metered and contracted. c) kV/kVAR A Yes Billing 8.0 Response Template C-152Page 239 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management d) Time-of-Use (Commercial, Industrial, and Domestic): i) Unlimited Seasons A Yes Billing 8.0 ii) Unlimited Peaks A Yes Billing 8.0 iii) All Days of the Week / Month / Year A Yes Billing 8.0 iv) 24/7 Hourly Capture of Consumption A Yes Billing 8.0 v) Holiday Rates / Periods A Yes Billing 8.0 e) Flat-Rate Billing A Yes Billing 8.0 h) Standard fees A Yes Billing 8.0 Open Smartflex allows the Utility to define additional charges to the customer such as deposits and connection fees. Response Template C-153Page 240 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management i) Increasing or Decreasing Blocks or Tiers for all Rates A Yes Billing 8.0 Open Smartflex allows the Utility to define different pricing levels, known as tiers, with the purpose of billing consumption based on how many units customers use each billing period. According to the defined tiers, the correct rate will be applied to each part of the usage based on the parameterization. m) Traffic Control Service where kWh consumption will be based on total hours used by each traffic signal in each fiscal year multiplied by the average kilowatt demand of these traffic signals A Yes Billing 8.0 n) Energy Charge (additional charged based on consumed kWh)A Yes Billing 8.0 Response Template C-154Page 241 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management o) Any Combination of the Above A Yes Billing 8.0 Open Smartflex allows the Utility to offer the following combinations of the rate plans described above: -Time of Use and flat rate billing. -Time of Use and consumption tier billing. -Time of Use and any additional charge, including taxes. -Time of Use, flat rate billing, kV charge, kW charge and/or kVAR charge. -Time of Use, consumption tier billing, kV charge, kW charge and/or kVAR charge. p) Temporary Service with a Start and Stop Date / Time A Yes Billing 8.0 Response Template C-155Page 242 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides for unlimited user-defined adjustment, charges, fees, or percentages: a) Energy Charge i) Non-Time Related Energy Charge ii) On-Peak Energy Charge iii) Mid-Peak Energy Charge iv) Off-Peak Energy Charge b) Customer Charge c) Demand Charge i) Non-Time Related Max Demand ii) On-Peak Billing Demand iii) Mid-Peak Billing Demand iv) Off-Peak Billing Demand d) Demand Charge - $/kW of Billing Demand/Meter/Month e) Voltage Discounts, Hourly Energy Rates Percentage f) Voltage Discounts, Facilities-Related Rates Percentage g) Power Factor Adjustment j) Green Power Charge i) Residential ii) Commercial iii) Tracking and Reporting of all GP Charges iv) Number of Purchased Blocks of Energy v) Based on Percentage of Consumption l) Power Cost Adjustment per kWh o) Minimum Charge A Yes Billing 8.0 Open Smartflex provides the ability to generate and track green power charges for residential/commercial customer according to their product offering, customer type, category, subcategory, among other criteria. The systema is able to generate green power charges, using the set of business functions provided within the solution. When the billing process is performed, charges are generated according to the business rule defined by the utility, considering the percentage of a given consumption or other required math operations. Response Template C-156Page 243 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will support an environment where customers, who expand their load by a user-defined percentage, are identified and automatically convert to a new rate. Reporting is included. A Yes Billing 8.0 System will support an environment where customers, who shrink their load by a user-defined percentage, are identified and automatically convert/revert to a new rate. Reporting is included. B Yes Billing 8.0 System can track electric rates at the component-of-tariff level, including transmission, distribution, generation, decommissioning, public purpose programs, bond and reimbursement charges. A Yes Billing 8.0 Utility is provided with the ability to create the electric rate components as individual rates with the purpose of tracking them. Furthermore, the billing process generates charges based on those rates and prints them on the bills as just one billing item that summarizes the total amount. The tariff calculating must be make out of the system. Response Template C-157Page 244 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to bill for the following Real-Time Pricing Rate based on baseline usage for classification. RTP is defined as the practice of continuously varying prices to customers to reflect simulated hourly variations in the marginal costs of generating electricity. Characteristics of RTP include but are not limited to the following:a) Support for 24x7 Hourly Periods (with not less than 15 minute intervals)A Yes Billing 8.0 b) Variable Pricing for each 24x7 Hourly Periods (with not less than 15 minute intervals)A Yes Real time pricing 8.0 b) Daily Min. and Max. Temperature A Yes Real time pricing 8.0 c) Unlimited Seasons A Yes Real time pricing 8.0 d) Weekday A Yes Real time pricing 8.0 e) Weekend A Yes Real time pricing 8.0 f) Daylight Savings Time support A Yes Real time pricing 8.0 g) Support for Seasons and Holidays A Yes Real time pricing 8.0 h) Maximum Demand A Yes Real time pricing 8.0 i) Billing Demand (kWh of Max kW determined to the nearest kW)A Yes Real time pricing 8.0 j) Voltage Discounts A Yes Real time pricing 8.0 k) Power Factor Adjustments A Yes Real time pricing 8.0 l) Allowance for Customer-Owned Generating Facilities (net metering)A Yes Real time pricing 8.0 m) Ability for Customer to Notify Utility of Plan Adoption (IVR, Web, email, etc.)A Yes Billing 8.0 n) Excess Energy Charges A Yes Real time pricing 8.0 Response Template C-158Page 245 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management o) Min/Max kW Loads from Prior Months to use as Baseline for Subsequent Months Consumption / Rate Setting / Pricing / Enrollment. A Yes Real time pricing 8.0 p) Support for Locational Marginal Pricing (ISO). LMP is the marginal cost of serving the next increment of demand at a given node consistent with transmission constraints. LMP prices generally consist of three components (bill on Power Factor): A Yes Real time pricing 8.0 i) Energy (Demand)A Yes Real time pricing 8.0 ii) Congestion A Yes Real time pricing 8.0 iii) Losses A Yes Real time pricing 8.0 q) Support for the Real-Time Imbalance Market G No r) Capacity Reservation Charge A Yes Real time pricing 8.0 Open Smartflex s) Schedules for Injection (in) and Withdrawal (out) of RTP G No t) Compliance Reporting based on each Unique RTP Rate, Schedule, Tariff, or Contract A Yes Real time pricing 8.0 u) System supports the Inventory and tracking of Advanced Control Devices required to support a RTP Rate A Yes Device and materials management 8.0 Open Smartflex provides the ability to manage different devices used to deliver services such as smart meters, voltage current and instrument transformers. v) Customer-Focused Dashboard Tools for Real-Time Energy Consumption Analysis A Yes Real time pricing 8.0 Response Template C-159Page 246 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to bill for the following Critical Peak Pricing Rate based on baseline usage for classification. CPP is defined as the practice of continuously varying prices to customers to reflect their participation in the CPP program that leads to reductions in power utilization during known/pre- defined period of time. Typically the price of electricity is higher during CPP events, the CPP rate offers lower prices during all other times. Characteristics of CPP include but are not limited to the following: A Yes Real time pricing 8.0 a) Support for 24x7 Hourly Periods, with not less than 15 minute intervals A Yes Billing 8.0 b) Variable Pricing for each 24x7 Hourly Periods, with not less than 15 minute intervals A Yes Real time pricing 8.0 b) Daily Min. and Max. Temperature A Yes Real time pricing 8.0 c) Unlimited Seasons A Yes Real time pricing 8.0 d) Weekday Timeframe(s)B Yes Real time pricing 8.0 e) Weekend Timeframe(s)B Yes Real time pricing 8.0 f) Daylight Savings Time Support A Yes Real time pricing 8.0 g) Support for Seasons and Holidays A Yes Real time pricing 8.0 Response Template C-160Page 247 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management h) Defined Period of Time (e.g., 12-months, 24-months, etc.)A Yes Real time pricing 8.0 Open Smartflex provides the ability to create as many product offerings as the Utility needs in order to cover CPP programs and others. Each product offering is associated with a validity period defined by the utility with the purpose of selling products until the configured end date comes. i) Support for Capacity Bidding B Yes Real time pricing 8.0 j) Support for Day-Ahead Pricing A Yes Real time pricing 8.0 k) Min. / Max. kW for Plan Enrollment and Rate Assignment B Yes Real time pricing 8.0 l) Reservation of a Specific Amount of Electricity Billed at a fixed monthly capacity charge. Also included is default capacity A Yes Real time pricing 8.0 m) Bill Protection abilities for risk-free testing of CPP for 'x' months B Yes Real time pricing 8.0 n) Enrollment Procedures B Yes Real time pricing 8.0 o) Opt-Out Alternative Rate Analysis A Yes Billing 8.0 Response Template C-161Page 248 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management p) Default Rate A Yes Billing 8.0 The Utility is provided with the ability to create specific product offerings for CPP programs in order to bill customers according to the rates defined for those product offerings. q) Support for Locational Marginal Pricing (ISO), Gas Pricing, or other.A Yes Billing 8.0 Open Smartflex is able to store the hourly prices uploaded through flat files in order for billing purposes. r) Maximum Demand A Yes Real time pricing 8.0 s) Billing Demand (kWh of Max kW determined to the nearest kW)A Yes Real time pricing 8.0 t) Voltage Discounts B Yes Real time pricing 8.0 u) Power Factor Adjustments A Yes Real time pricing 8.0 v) Allowance for Customer-Owned Generating Facilities (net metering)B Yes Real time pricing 8.0 w) Ability for Customer to notify Utility of Plan Adoption (IVR, Web, email, etc.)A Yes Real time pricing 8.0 x) Excess Energy Charges B Yes Billing 8.0 y) Min. / Max. kW Loads from prior months to use as baseline for subsequent months consumption / rate setting / pricing A Yes Real time pricing 8.0 Response Template C-162Page 249 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management z) CPP Anniversary Date Processing (renewal / analysis)A Yes Real time pricing 8.0 aa) Non-Coincident Demand Charge Waiver - used to calculate the monthly on-coincident demand charges B Yes Real time pricing 8.0 ab) Support for CPP Triggering Events, including but not limited to: i) > x Degrees F B Yes Real time pricing 8.0 ii) Overall System Load B Yes Real time pricing 8.0 iii) Extreme System Conditions B Yes Real time pricing 8.0 iv) Special Alerts B Yes Real time pricing 8.0 v) Major Transmission or System Outage B Yes Real time pricing 8.0 ac) Min. / Max. Amount of CPP Events per Enrollment Period B Yes Real time pricing 8.0 ad) Support for CPP Periods (i.e. primary, secondary, substation, transmission) B Yes Real time pricing 8.0 ae) System supports a Formal and Electronic Send / Receive / Confirmation Process with all CPP customers B Yes Real time pricing 8.0 af) System automatically Allows or Rejects Customers from participating or not participating in other programs / rates (e.g., DSM, etc.) according to utility rules, during the CPP period B Yes Real time pricing 8.0 ag) Min. / Max. total CPP event hours per year B Yes Real time pricing 8.0 ah) Customer-Focused Dashboard Tools for real-time energy consumption analysis B Yes Real time pricing 8.0 ai) Compliance Reporting based on each Unique CPP rate, Schedule, Tariff, or Contract B Yes Real time pricing 8.0 Response Template C-163Page 250 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management aj) System supports the Inventory and Tracking of Advanced Control Devices required to support a CPP Rate A Yes Device and materials management 8.0 Open Smartflex provides the ability to manage different devices used to deliver services such as smart meters, voltage current and instrument transformers. Additionally, Open Smartflex can track network devices through Network inventory and device management functionalities. System provides the ability to bill for outdoor and street lighting services by voltage, number, other A Yes Billing 8.0 System provides for billing irrigation customers.A Yes Billing 8.0 System provides for calculation and storage of seasonal (user- defined months) average winter consumption for use in water billing. A Yes Metering 8.0 Open Smartflex's business rules allow calculation of seasonal average usages for a user-defined amount of months. Response Template C-164Page 251 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides for the ability to override the seasonal average.A Yes Metering 8.0 The Utility can use business rules to determine that, under System provides for the ability to bill for multiple types of water services at the same premises on a single bill.A Yes Billing 8.0 The Utility must define the types of water services that will be offered to the customers. Open Smartflex groups all the services that belong to a single account in the same bill during the bill generation process. System provides for unlimited user-defined charges.A Yes Billing 8.0 Wastewater Billing System has the ability to bill for wastewater services. Calculation of charges could include but not limited to the following: b) Flat Rate A Yes Billing 8.0 c) In/Outside of Territory A Yes Billing 8.0 d) HCF/CCF of Water A Yes Billing 8.0 Response Template C-165Page 252 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management g) BOD and TSS A Yes Billing 8.0 Provided the Utility configures the necessary activities, Open Smartflex provides the ability to bill for wastewater characterization tests. The cost of activities performed during those tests is added to the amount of the customer's bill. h) Special Negotiated Charges A Yes Billing 8.0 i) Consumption-based billing based on actual water usage, i.e., CCF of Water A Yes Billing 8.0 j) Billing based on winter seasonal average in user-defined months.A Yes Billing 8.0 Open Smartflex allows definition of rate validity periods. Existing rates are only used for calculation of charges on the period they are valid. The Utility can define a different rate for each quarter of the year. k) Excess Concentration Charges A Yes Billing 8.0 L) Extra surcharge or multiple surcharges A Yes Billing 8.0 Response Template C-166Page 253 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to identity industrial waste users by a unique identifier. A Yes Billing 8.0 System provides the ability to associate the following specific information: a) Business Name A Yes System tools 8.0 b) APN - Assessors Parcel Number A Yes System tools 8.0 c) Permit number A Yes System tools 8.0 e) EDU's (Equivalent dwelling units) A Yes System tools 8.0 f) Factor Number (surcharge) A Yes System tools 8.0 g) Charge per EDU per Month field - provided by the county. A Yes System tools 8.0 System has the ability to identify customers that have metered sewer services A Yes Billing 8.0 System provides the ability to bill for the following BOD/TSS Sewer units = (monthly discharge volume c.f./1000) x (0.34 + (BOD/200) x 0.33 + (TSS/200) x 0.33) A Yes Billing 8.0 Open Smartflex allows registration of different measurements related with the customer's service (e.g., BOD/TSS) that the system may use to calculate the BOD/TSS Sewer Units to charge the customer. System has the ability to bill for the following types of usage: a) Strength A Yes Billing 8.0 b) Flow A Yes Billing 8.0 Response Template C-167Page 254 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management c) Specific Rate code A Yes Billing 8.0 Open Smartflex allows registering different types of usage, read by meters or estimated load, in order to determine the value to be charged for each one through the set of business functions provided by Open Smartflex. The generation of these charges during the billing process depends on the business rule and the rates determined by the company. In addition, the Utility can create its own business functions in order to support the particular needs of its operation. Response Template C-168Page 255 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides for calculation and storage of seasonal (user- defined months) average consumption for use in wastewater billing. A Yes Billing 8.0 Open Smartflex business rules allow calculation of seasonal average usages for a user-defined amount of months. System provides for unlimited user-defined charges.A Yes Billing 8.0 Net Metering (NEM) System provides the ability to accommodate two-way-meters set up to measure the transmission of energy service into customer's service point. But it also must provide for some meters to be set up to measure excess energy service that has been co-generated and is being pushed back into a user- specified energy providers grid. A Yes Billing 8.0 System provides the ability to accommodate net energy metering each billing period (NEM) by the following: b) Calculating and displaying the current NEM charges (debit or credit), in dollars and usage, on the customer's bill - using whatever rate class the customer is enrolled in. B Yes Billing 8.0 d) Calculating the refund credit, in dollars, on the customer's bill - using a different rate (based upon CLIENT's cost of generation - or dollar value stated in the NEM contract). This is a monetary refund - not kWh. A Yes Billing 8.0 Response Template C-169Page 256 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to calculate the accrued NEM charge, in dollars, by adding the prior billing period’s NEM charge, either debit or credit, to the current NEM charge, either debit or credit, on the customer’s bill monthly B Yes Billing 8.0 System provides the ability to display the following information in one area of the bill or online that is easy to view and display: a) Current Consumption A Yes Billing 8.0 b) Prior Consumption A Yes Billing 8.0 c) Current NEM Charge and Usage displayed in: i) Positive KWh A Yes Billing 8.0 d) Amount Due and Payable B Yes Billing 8.0 e) The compensation rate dollar value at any given time - displaying the difference between the retail rate amount and the compensation rate amount. B Yes Billing 8.0 System provides the ability to provide the following NEM-related features including but not limited to: a) A Credit of kWh/kW/kVAR can be applied and / or removed A Yes Billing 8.0 b) A Debit of kWh/kW/kVAR can be applied and / or removed A Yes Billing 8.0 c) A Credit Balance of dollars and kWh can be carried on the account for an user-defined period of time A Yes Billing 8.0 d) If the Account is closed with a Net Energy Credit, the customer shall apply to any service or outstanding balance - across all services, fees, and charges, etc. A Yes Billing 8.0 g) System has the ability to apply and display a Positive Meter Read - for NEM meters and customers only A Yes Billing 8.0 Response Template C-170Page 257 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides the ability to clearly distinguish an NEM customer from other customers upon initial account inquiry. A Yes Sales and customer care 8.0 System provides for full NEM-related reporting, balancing, and tracking, including actual, projections, estimates, and other reporting. A Yes Framework 8.0 The Utility is provided with the ability to create reports with the Pre-Paid Metering System is capable of performing prepaid metering in the traditional fashion of kiosks/payment stations and swipe meters and is fully integrated to the CIS. B Yes Prepaid metering 8.0 System is capable of performing prepaid metering in the modern fashion of advanced meters, an in-home display, and a web-enabled pay station that is fully integrated to the CIS. B Yes Prepaid metering 8.0 System will provide a detailed account balance, presented to the CSR and calculated: a) Real-Time B Yes Prepaid metering 8.0 b) Hourly B Yes Prepaid metering 8.0 c) Daily B Yes Prepaid metering 8.0 d) Monthly B Yes Prepaid metering 8.0 System will provide a detailed account balance, presented online to the customer and calculated: a) Real-Time B Yes Prepaid metering 8.0 b) Hourly B Yes Prepaid metering 8.0 c) Daily B Yes Prepaid metering 8.0 d) Monthly B Yes Prepaid metering 8.0 System supports remote manual or automated disconnects.B Yes Prepaid metering 8.0 Response Template C-171Page 258 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will accept a trigger from an external system to reinstate service (e.g., PDA, mobile data terminal, etc.).A Yes Prepaid metering 8.0 System provides balance notifications and alerts to the customer.B Yes Prepaid metering 8.0 System will interface to a third-party payment transaction system.B Yes Prepaid metering 8.0 System must be able to accept payments and update the prepayment system in a real-time mode.B Yes Prepaid metering 8.0 System must be able to accept payments and update the prepayment system in a real-time mode from providers such as www.MyUsage.com, PaySite, ChoicePay, etc. B Yes Prepaid metering 8.0 System will support flexible rates for prepaid meters, taking into account when to charge taxes, franchise fees, and fuel charges to a given account. B Yes Prepaid metering 8.0 System will support any type of metering for prepaid systems (kWh, kW, TOU, etc.).A Yes Billing 8.0 System will provide robust reporting and near real-time analysis of the state of each customer and their balances, consumption, and usage of prepaid metering. B Yes Prepaid metering 8.0 System will support prepaid customers where the deposit can be waived or not.A Yes Billing 8.0 System will notify customers of their balance through, but not limited to: a) Email B Yes Prepaid metering 8.0 b) Automated Calling Service B Yes Prepaid metering 8.0 c) Text Message B Yes Prepaid metering 8.0 d) Fax B Yes Prepaid metering 8.0 e) Social Media (Twitter, Facebook, etc.)B Yes Prepaid metering 8.0 f) Statement or Bill B Yes Prepaid metering 8.0 Response Template C-172Page 259 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System provides for a full online registration system for prepaid customers.B Yes Prepaid metering 8.0 System will self-authenticate and register a new online user without utility/CSR intervention.B Yes Prepaid metering 8.0 System will automatically generate an alert to prevent a prepaid meter from being installed on certain accounts.B Yes Prepaid metering 8.0 System will support the reporting of theft/tamper conditions.A Yes Fraud prevention 8.0 System will support the customers preference for bill receipt and paperless environment.B Yes Prepaid metering 8.0 System will support a wide-range of customer types for prepaid metering.A Yes Billing 8.0 System will enable two-way communication between the utility, the meter, and in-home display that lists consumption, balance, suggested payment amount, panic alarm, nearest pay station, other G No Pledges and/or Vouchers System is capable of adding, updating, or deleting pledges from customers, non-profit organizations, and / or governmental agencies, over the phone, to the utility CSR or back-office personnel. A Yes Payment and debt collection 8.0 System will provide a built-in interface to accept different types of pledges (e.g., non-profit organizations, governmental agencies, etc.). A Yes Payment and debt collection 8.0 System will allow the pledge amount to pay the total or greater than the outstanding balance.A Yes Payment and debt collection 8.0 Response Template C-173Page 260 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management System will allow the pledge amount to pay any portion of the outstanding balance (i.e., any dollar amount against outstanding balance). A Yes Payment and debt collection 8.0 In the event any portion of the outstanding balance is pledged, the entire account can be removed from delinquency processing. A Yes Payment and debt collection 8.0 When a pledged amount is received, the system will treat the payment as a "pending payment".A Yes Payment and debt collection 8.0 When a pledged amount is received, the system will deduct the pledge amount from the outstanding balance.A Yes Payment and debt collection 8.0 When a pledged amount is dropped or deleted, the system will add the pledge amount back into the outstanding balance using a payment reversal transaction. A Yes Payment and debt collection 8.0 System will automatically remove the "pending payment" status once the actual pledge payment has been received by the utility. A Yes Payment and debt collection 8.0 If the actual pledge payment has not been received by the utility within 'x' (user-defined days), the system will automatically flag the account in an online work queue for further follow-up (e.g., in the event that the payment agency did not send a check - the customer's account and the payment agency must be reviewed). A Yes Payment and debt collection 8.0 System provides a screen showing pledged amounts by date, amount, agency, rep, status, type, other A Yes Payment and debt collection 8.0 System will provide a detailed online (web) application / registration process that allows access to account information and provides the ability to pledge payments for the proper agencies with the following functionality: A Yes Payment and debt collection 8.0 Response Template C-174Page 261 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 6.0 Billing Management a) System will provide a search capability for the customer account to retrieve the pledge page. The complete pledge details, including agency name/representative, pledge amount, type, email address, etc. will be recorded A Yes Payment and debt collection 8.0 b) System will send an email confirmation response confirming the details of the pledge A Yes Payment and debt collection 8.0 c) System will automatically suspend delinquency for the pledge portion of the bill A Yes Payment and debt collection 8.0 d) System will allow for detailed and summary reporting of all pledges, payment authorized agencies, etc.A Yes Payment and debt collection 8.0 Degree Day Tracking System will provided fields to capture the daily temperature.A Yes Metering 8.0 System will calculate and store the degree days from the entered temperature using a user defined calculation. A Yes Metering 8.0 System will allow for the temperature figures to be input manually or through an interface. A Yes Metering 8.0 System will identify how the temperature figure was input into the system (ex: "M" for manual in front of the information field and "A" for automatic). B Yes Billing 8.0 Response Template C-175Page 262 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes Yes Financial interface 8.0 Yes Billing 8.0 Yes Billing 8.0 Open Smartflex will allow the Utility to define the validity period for each rate, including the start and stop dates for billing purposes. Moreover, special charges can be billed for specific accounts or products in just one billing period, considering the start date only. Yes Billing 8.0 Yes Billing 8.0 7.0 Rates Management Response Template C-176Page 263 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Open Smartflex has the ability to assign a rate to a service level or to a premise location level (geographic location). Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Response Template C-177Page 264 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes System tools 8.0 Open Smartflex allows administrators to configure user roles with execution permissions and data access restriction policies to prevent unauthorized creation, modification, and deletion of rates. Yes Billing 8.0 Yes Framework 8.0 Yes Billing 8.0 Yes Billing 8.0 Response Template C-178Page 265 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Products and services 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Response Template C-179Page 266 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Financial interface 8.0 Yes Financial interface 8.0 Open Smartflex allows users to configure assignation of G/L numbers to economic events based on criteria, such as product offering and service type. The nature set for G/L accounts determines whether they are credit or debit accounts. Response Template C-180Page 267 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Open Smartflex allows users to configure assignation of G/L numbers to economic events based on criteria, such as product offering and service type; also, the Utility is able to determine if the nature of the G/L accounts is credit or debit. Yes Billing 8.0 No Yes Billing 8.0 Response Template C-181Page 268 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Response Template C-182Page 269 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Response Template C-183Page 270 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 OpenSmartflex allows the utility to bill the payment arrangement interest charge and include it in the recurring customer invoice. Response Template C-184Page 271 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Open Smartflex allows the Utiliy to define different product offerings, including rates needed for EV billing and other purposes. Moreover, the utility is able to establish the criteria used to identify the rate to be applied to a specific billing item. These criterias have been defined according to industry best practices and can be use by the Utility based on its business needs. (Examples: location, service class, commercial plan, category, subcategory, among others). Response Template C-185Page 272 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Open Smartflex business rules allow the Utility to define the calculation of a percentage credit for the accounts that have been active for a user- defined time. Yes 0 8.0 Yes Billing 8.0 Response Template C-186Page 273 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 Open Smartflex business rules allow the Utility to define the calculation of a flat credit for the accounts that have been active for a user-defined time. Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Yes Billing 8.0 Response Template C-187Page 274 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Billing 8.0 By calculating the value to be charged according to the business logic implemented through billing rules, Open Smartflex allows the utility to generate charges that can be applied as a discount over the recurring customer. Yes Billing 8.0 Yes Billing 8.0 Response Template C-188Page 275 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 7.0 Rates Management Yes Products and services 8.0 Yes Products and services 8.0 Open Smartflex allows creating additional attributes to capture the premise/service related information where the source of energy can be placed. Same for the following two lines b and c Yes Products and services 8.0 Yes Products and services 8.0 Yes Products and services 8.0 Response Template C-189Page 276 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes A Yes Metering 8.0 A Yes Metering 8.0 8.0 Usage Management Response Template C-190Page 277 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 Open Smartflex display the route information: associated cycle number, description, route number, next scheduled read rate and associate a time per read per meter; this value can be uploaded or manually entered to standardize the route read time. Moreover, the system is able to identify the number of reads within a cycle through the number of read orders with the same cycle, or identify the number of smart versus standar meters; the system also allows the Utility to create reports that can be used to present this information. Response Template C-191Page 278 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Geographical component 8.0 A Yes Metering 8.0 A Yes Geographical component 8.0 Open Smartflex will allow the Utility to define, visualize and manage routes to perform certain types of work for a specific group of addresses. Using the system, the company is able to create itineraries for planning activities, regenerate stops, and add addresses to a route. G No A Yes Metering 8.0 Response Template C-192Page 279 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 A Yes Geographical component 8.0 Open Smartflex will allow the Utility to re- sequence large blocks of premises through a web service indicating each property and the new sequence on the route. B Yes Open Smartflex Connector kit 8.0 Response Template C-193Page 280 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Geographical component 8.0 Open Smartflex will allow the Utility to define and manage routes to perform certain types of work. The system offers the company the option to create and modify itineraries for the planning of activities for the work units, adding and removing addresses associated with an account. A Yes Network inventory 8.0 A Yes Metering 8.0 Response Template C-194Page 281 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 Open Smartflex allows the service provider to define special routes to perform different types of work in the same premise. A Yes Metering 8.0 Open Smartflex will allow the Utility to create and modify alternate addresses associated to the primary address. The alternate address refers to one or more addresses that a premise has which are different to the main address. Response Template C-195Page 282 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management B Yes Metering 8.0 A Yes Metering 8.0 Response Template C-196Page 283 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes System tools 8.0 Open Smartflex provides the Utility with integration mechanisms with external systems through API’s to export and import meter reading information. The framework of Open Smartflex allows the creation of reports and dashboards, which can be used to view and compare this type of information. B Yes Metering 8.0 Response Template C-197Page 284 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 We are able to mass- enter a flat file with meter reading, types of readings and read dates. A Yes Metering 8.0 Response Template C-198Page 285 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 The system will be able to track the number of consecutive estimates in order that there can be a control by number of estimates per a user- defined timeframe. A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 Response Template C-199Page 286 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 Open Smartflex allows the service provider to perform a critical usage analysis in order to assess the usage that was concluded to have a significant deviation. This analysis can generate critical orders and the registration of non-technical losses that allow the service provider to carry out a research. A Yes Metering 8.0 A Yes Metering 8.0 Response Template C-200Page 287 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Field service management 8.0 A Yes Metering 8.0 A Yes Metering 8.0 Response Template C-201Page 288 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 Response Template C-202Page 289 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Billing 8.0 By calculating the value to be charged according to the business logic implemented through billing rules, Open Smartflex will allow the Utility to generate charges that must be billed to the customer based on both metered consumption and other user-defined calculation factor. Also, both metered consumption and factor that includes number of units may be utilized in billing. Response Template C-203Page 290 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Metering 8.0 Open Smartflex will allow the Utility to create and associate specific business rules for the analysis process to each method of usage variation. The Utility is responsible for the definition of these behavior patterns during the implementation of the project. A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 Response Template C-204Page 291 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 G No Open Smartflex allows registering meter readings in various types of orders (e.g. start service, stop service, monthly reading). However, the solution does not display the leading zeros. A Yes Metering 8.0 A Yes Fraud prevention 8.0 The Non-technical losses functionality associates the unauthorized usage at service level. A Yes Metering 8.0 Response Template C-205Page 292 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 8.0 Usage Management A Yes Metering 8.0 A Yes Sales and customer care 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 A Yes Metering 8.0 Response Template C-206Page 293 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 9.0 Inventory Management Response Template C-207Page 294 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Open Smartflex has the mechanisms to load meters and associated characteristic en-masse through a system API. Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-208Page 295 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Open Smartflex allows the Utility to have integration mechanisms with external systems, for instance ERP, through APIs that are used for the generation of Web Services (protocol SOAP V1,2 and RESTful) that will be consumed by other systems. This integration allows the company to update the information requested such as meter information. Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-209Page 296 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Open Smartflex can storage serial number for AMI-MDM devices and programmable electronic meters. These devices can be associated to each service. Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-210Page 297 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Open Smartflex allows the Utility to associate any characteristics to the device types and, also, the system saves meter reading sequence number correlating the premise additional information to its sequence on a route. Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-211Page 298 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-212Page 299 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Open Smartflex allows the Utility to associate any characteristics to the device types and, also, the system saves meter reading sequence number correlating the premise additional information to its sequence on a route. Response Template C-213Page 300 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-214Page 301 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-215Page 302 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Open Smartflex supports registering meters, which ones have a status that allows users and processes to identify its current situation like a meter in use, damaged meter or meter in stock. Yes Device and materials management 8.0 Open Smartflex records a unique item serial number by all industries within the same data base. Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-216Page 303 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Sales and customer care 8.0 Yes Device and materials management 8.0 Yes Framework 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-217Page 304 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Maintenance 8.0 Yes Framework 8.0 Yes Field service management 8.0 Yes Maintenance 8.0 The Utility has the ability to create maintenance activities that allow for the selection of a sample population of meters based on a variety of criteria, e.g., purchase year, manufacturer, etc. Response Template C-218Page 305 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Maintenance 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Open Smartflex allows consulting the current location of any non- installed serial item. It could be "in stock" when it is ready for use in any work order. Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Response Template C-219Page 306 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 ERP systems are responsible for equipment warranty. Yes Device and materials management 8.0 Yes Network inventory 8.0 Equipment (item with a serial number) can be modeled as component of the service if it is necessary to support an active service. In such case, each installed service is connected with its equipment. Response Template C-220Page 307 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Network inventory 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Open Smartflex records a unique item serial number by all industries within the same database. Yes Device and materials management 8.0 Response Template C-221Page 308 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Open Smartflex Connector kit 8.0 Yes Open Smartflex Connector kit 8.0 Response Template C-222Page 309 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Open Smartflex Connector kit 8.0 Open Smartflex provides the Utility an integration mechanism with external systems through API’s to import equipment and other assets. Response Template C-223Page 310 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 OpenSmartflex provides a network inventory configurator that allows the Utility to define the network devices, to create an inventory of them and to establish links between them. Additionally, the systems allow the Utility to define devices and materials to which the system manage its attributes, inventory status, and allocation. Yes Device and materials management 8.0 Response Template C-224Page 311 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 9.0 Inventory Management Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Device and materials management 8.0 Yes Network inventory 8.0 Response Template C-225Page 312 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes System Requirements System provides the ability to upload / download service orders and associated information into PDA, Laptops, or like devices. A Yes Field service management 8.0 Open Smartflex web provides online access to order management module in order to view and manage all orders using any device with internet connection as long as the technical requirements established by Open International are met. Moreover, the Utility may generate a flat file with orders information in order to upload it in other devices. 10.0 Service Order Management Response Template C-226Page 313 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System will provide for order status. Order status will include: printed (released), canceled (not worked), closed (completed), pending/open, issued (assigned) and user defined. A Yes Field service management 8.0 Open International delivers the order statuses as Product Basic Data without modification by the Utility. However, Open Smartflex currently support equivalent statuses: released = registered canceled = canceled closed = closed pending = blocked assigned = assigned allowing a complete management during the entire order life cycle. System will provide the ability to apply a Hold (Pending further action or information) status to the order. A Yes Field service management 8.0 Response Template C-227Page 314 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management For Service orders, the system to provide the ability to: capture, issue, change/edit, cancel, print and complete.A Yes Field service management 8.0 Open Smartflex has the ability to capture, issue, cancel, print and complete work orders. To modify work orders, the system allows the user to change their activities (after orders are generated), if they were not performed; or including additional jobs by work units in the closing process. Moreover, Open Smartflex allows the Utility to change the assigned work units (who perform jobs), also. Response Template C-228Page 315 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System will provide the ability to copy/duplicate an order A Yes Field service management 8.0 Open Smartflex generates work orders with the activities required by the Utility based on the characteristics included in the customer requests. Those activities are created according to the components and alternatives of the requested service so that all orders that come from requests with the same characteristics have the same tasks. System to provide the ability to support an electronic work queue. A Yes Back-office workforce management 8.0 System routes the orders based on the physical location, device, etc.A Yes Field service management 8.0 Open Smartflex provides the ability to route the work orders according to physical location in order to optimize the work units’ travel time. Response Template C-229Page 316 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to identify work initiated and/or completed in the field.A Yes Field service management 8.0 System to allow for a single service order to accommodate multiple actions for a single service (example: Meter change out would be a remove and install). A Yes Field service management 8.0 System will allow for a single order to address a single service/product only.A Yes Field service management 8.0 System to provide the ability to create, display, and maintain automated agreements with landlords to revert selected services and not others at a single premise. A Yes Sales and customer care 8.0 System to provide the ability to create, display, and maintain automated agreements with landlords to revert selected services and not others at multiple premises (apartment complex). A Yes Sales and customer care 8.0 Service orders made in error, prior to completion, can be reversed on-line, which also reverses any actions taken as a result of the service order creation. A Yes Field service management 8.0 System to allow emergency service orders to be differentiated from normal day to day service orders by a unique identifier. A Yes Field service management 8.0 System provides the ability to default multiple charges based on the type of service order and various options selected (i.e. Turn- on fee plus additional same-day fee). A Yes Field service management 8.0 The Utility may define standard charges to be associated with certain types of service order. System provides the ability to manually enter or override a charge on a service order. A Yes Billing 8.0 Response Template C-230Page 317 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to automatically generate unique, and/or sequential service order numbers.A Yes Field service management 8.0 System provides the ability to define service order information codes and descriptions including: status codes, employee ID (worker code), resolution codes, cause codes, priority and user defined. A Yes Field service management 8.0 System provides the ability to create a turn-off order for a pending turn-on order as a single step for the same customer and services. A Yes Field service management 8.0 Response Template C-231Page 318 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System supports automated work load balancing at a group and individual level. A Yes Field service management 8.0 Work load balancing is automatically performed by the field order assignment process taking into consideration the coefficient between the total estimated hours of the field orders and the total capacity of available work units. After that, field orders are assigned to each work unit proportionally according to their actual capacity level. Note: this algorithm only applies for work units classified as "capacity". Response Template C-232Page 319 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide on-line manual rescheduling of service orders by service area based upon date requested, staffing levels, and order of priority. A Yes Field service management 8.0 Open Smartflex will allow the Utility to change a scheduled appointment to a new date and time agreed with the customer, considering work unit availability and displaying the scheduled date, order priority and the additional information associated with the work order. Service Order Validation Response Template C-233Page 320 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System will validate the inventoried meter and update the meter multiplier for the installed meter if necessary with override. A Yes Field service management 8.0 Open Smartflex ships with predefined sets of fields to be populated during order closing. The system also allows creation of compliance and non-compliance fields (e.g. new meter multiplier) to be filled up by technicians depending on the result of order execution. With this information the user can update the meter multiplier if necessary. Response Template C-234Page 321 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides notification if an order already exists for the same premise and service.A Yes Field service management 8.0 When two or more orders are placed at the same premise, Open Smartflex is able to combine them into a single order according to the activities and the grouping criteria defined by the Utility. However, the Utility can define notifications for orders generated at premises where prior orders already exist, but they will be issued for all cases. Response Template C-235Page 322 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to require user-defined fields to be populated prior to the service order being created or completed.A Yes Field service management 8.0 Open Smartflex ships with predefined sets of fields to be populated during order closing. The system also allows creation of compliance and non-compliance fields (or attributes) to be filled up by technicians depending on the result of order execution. Furthermore, Open Smartflex offers the ability to attach custom data queries to activities in order to provide technicians with additional information related to their assigned work orders. System to provide the ability to validate both the customer and premise exists within the system before a service order is produced. A Yes Field service management 8.0 Response Template C-236Page 323 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System validates that there are not two connect orders being placed at the same premise and service for the same customer. A Yes Field service management 8.0 When two or more orders are placed at the same premise, Open Smartflex is able to combine them into an only order according to the activities and the grouping criteria defined by the utility, optimizing the workforce. Response Template C-237Page 324 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System validates that there are not two connect orders being placed at the same premise and service for the same customer, and provides the ability for a user to override. A Yes Field service management 8.0 When two or more orders are placed at the same premise, Open Smartflex is able to combine them into an only order according to the activities and the grouping criteria defined by the utility. If there are two orders after the previous validation process, users can override any order manually. System will review credit history and prompt/alert cut-off- allowed flag prior to accepting a disconnect for non-pay service order, but allowing user override. (Promise to pay account, vouchers, etc.) A Yes Field service management 8.0 Response Template C-238Page 325 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide the ability to override the system defined restrictions on the number of orders allotted for a specific time frame. A Yes Field service management 8.0 Open Smartflex allows modification of the dispatch block time, reorganizing the estimated execution time of work orders according to work unit availability. Selected time blocks can be decrease or increase in order to manage the schedule using Gantt chart. System provides the ability to produce an alert if the time slot has been filled with a manual override. A Yes Field service management 8.0 System provides selected types of orders to have a required user-defined time slot with manual override. A Yes Field service management 8.0 Open Smartflex allows dispatchers to modify the execution time of work orders included in the schedule. By using execution time modification, dispatchers are able to add the needed time to perform jobs included in orders. Response Template C-239Page 326 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides for the ability to restrict the scheduling of orders based on limits and a calendar that takes into consideration holidays, weekend, etc. with manual override. A Yes Field service management 8.0 System provides the ability to notify that there is a dependent order being canceled. A Yes Field service management 8.0 System provides the ability to validate that the service exists or is available at the premise.A Yes Field service management 8.0 System will validate the meter readings against the number of dials.A Yes Field service management 8.0 System will validate service order readings against the standard hi-low criteria used for in meter reading and other system edits.A Yes Field service management 8.0 System provides the ability to validate that a scheduled date is a current or future date, not a past date and allows for user override. A Yes Field service management 8.0 Response Template C-240Page 327 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to validate that the date can only be scheduled within a user-defined date range (future and past dates). A Yes Field service management 8.0 Open Smartflex delivers schedule types as Product Basic Data without modification by the Utility. However, those schedule types allow the user to program appointments with customers in a specific date, using day range, time slot range, approximated time, and fixed time according to the utility’s needs. Service Order Initiation System provides the ability to initiate service orders by batch from an external file.A Yes Field service management 8.0 System will provide the ability to either create a service order in groups or by individual order, based on a set of user-defined parameters (e.g., route, meter sequence, service type, etc.). A Yes Field service management 8.0 System to provide the ability to initiate a service order in the field to be entered via electronic device. A Yes Field service management 8.0 System to provide the ability to initiate and complete a service order in the field via electronic device.A Yes Field service management 8.0 Response Template C-241Page 328 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide the ability to create and distribute service orders that are initiated by trouble codes identified within the meter reading handheld device upload. A Yes Field service management 8.0 System to provide the ability to create and distribute service orders that are initiated by trouble codes identified within the meter reading handheld device upload into a online work queue with manual overrides. A Yes Field service management 8.0 Electronic device (mobile device) retains and sync's the information that has been captured on the system in the event of communication disruption. A Yes Field service management 8.0 System will provide the ability to issue a same day order. A Yes Field service management 8.0 Open Smartflex will allow the Utility to manually assign orders immediately after they have been created whether there is work unit availability. Moreover, automatic assignment processes can be programmed in order to assign orders as soon as orders are generated. Response Template C-242Page 329 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System has the ability to initiate the following types of service orders, including: a) Turn On / Off 1) Repair 2) Temporary Service 3) Seasonal 4) Non-Pay (delinquent) cut 6) Miscellaneous turn-off b) Meter Test c) Close Out (delinquent turn-off) for multiple meters d) Set Meter e) Pull Meter f) Repair and Replace Equipment g) New Service Install Equipment h) Request Service Level Change (different equipment) i) Reread j) Unlimited k) Undefined A Yes Field service management 8.0 System to provide the ability to initiate service orders automatically based on specific circumstances (e.g., turn on after delinquent off and payment met) with manual override(s). A Yes Field service management 8.0 System has the ability to prioritize the issuing of service orders by the following: dollar amount past due, duration of time, maximum quantity, service type, geographic area (i.e. ward, zone, APN, service area #, X/Y, etc.), any combination of the above, and user defined. C Yes Field service management 8.0 Response Template C-243Page 330 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability for on-line initiation of field order investigations for the following: high and low bill investigation, unauthorized usage/diversion/idle investigation, stopped meter, check or locate meter, and user defined. A Yes Field service management 8.0 System to provide the ability to initiate an unmetered service order on-line for user-defined reasons.A Yes Field service management 8.0 System provides the ability to hold an order until related orders have been completed for the same location. A Yes Field service management 8.0 If there is an on order and an off order issued for the same premise and service for the same day, the system will automatically print, distribute and complete the off order and the on order with the "read only" read A Yes Field service management 8.0 System to provide the ability to initiate and complete a service order after the work has been completed. A Yes Field service management 8.0 The Utility is able to perform jobs without work orders and generate them after the activities were completed. Open Smartflex allows creation of orders manually for any work type and execute the closing process in order to include devices and materials used in the performed activities. Response Template C-244Page 331 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to generate a report of potential service orders based on related codes.A Yes Field service management 8.0 System to provide the ability to select accounts that have a service off for delinquent for more than a specified period of time, and generate a service order to close out (cut off) any other active services. A Yes Field service management 8.0 Open Smartflex has the ability to manage from a same account the services and the deposit balances. For that reason, Open Smartflex is able to select accounts that have a receivable of a deposit for more than a specified period and generate a service order to close out the services of these accounts. In that case, it is not necessary to close out any other active service. System to provide the ability to select accounts that have a service off for delinquent for more than a specified period of time, and generate a service order to follow up on the account until paid or vacated (verify that the service is off). A Yes Field service management 8.0 Response Template C-245Page 332 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to automatically generate a service order for turn-ons and installs as a result of processing an online web-based application for new service - that may or may not be processed through an online work queue. A Yes Field service management 8.0 System provides the ability to automatically generate a service order based on system events (fails system high/low validations, negative consumption, etc.) with override. A Yes Field service management 8.0 System provides the ability to capture customer contacts and notes that the CSR has taken and import onto the service order. A Yes Field service management 8.0 Open Smartflex provides the ability to add comments to orders in any status by CSR. Moreover, the Utility is able to include additional information associated with the customer, defining a query to activity level in order to extract data required. System provides the ability to automatically generate a order that can be sent to the MDM system for a turn on/off order. A Yes Field service management 8.0 Service Order Distribution Response Template C-246Page 333 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System will provide the ability to define where a specific order should be printed/and or sent based on user-defined codes. A Yes Field service management 8.0 Open Smartflex will allow the Utility to print any work order, in any status, based on the format configured, using print templates defined previously. Moreover, the generated work orders can be assign to the work units according to their skills, capacity and availability to perform the given jobs. Response Template C-247Page 334 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability, during creation, to override the default print/distribution location of a service order.A Yes Field service management 8.0 Work orders that belong to a specific operating area within a location are usually assigned to work units who are able to perform jobs in the same sector according to the operating rules defined by the Utility. However, if the current workload overcomes the available workforce in a specific sector, Open Smartflex provides the ability to assign orders to units who work in a different operational area. Response Template C-248Page 335 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides for reprint/redistribution of a service order to the same or different location.A Yes Field service management 8.0 If the current workload overcomes the available workforce in a specific sector for any reason, Open Smartflex provides the ability to assign orders to units who work in a different operational area. System to support the functionality of emailing orders. A Yes System tools 8.0 Open Smartflex allows the service provider to send notifications (email and SMS) based on the status changes of orders for the purpose of alert customers or company's employees. System to provide the ability to distribute service orders immediately upon creation.A Yes Field service management 8.0 System to provide the ability to print service orders immediately upon creation.A Yes Field service management 8.0 Response Template C-249Page 336 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide the ability to print/distribute service orders in batch mode based upon user-defined parameters.A Yes Field service management 8.0 System to provide the ability to sort based upon user-defined parameters which would include: geographic area (i.e. route, zone, APN, service area #, X/Y, and user defined. A Yes Field service management 8.0 System to provide the ability to automatically route service orders to pre-defined areas such as dispatch and remote service centers based upon information such as type of order, type of service, etc. A Yes Field service management 8.0 Response Template C-250Page 337 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide printed/generated service order information that is user-defined and may contain all or some of the following: a) Order Number b) Scheduled Date c) Order Status d) Customer Name e) Account Number f) Premise Address g) Route Number h) Service Area i) Third Party Information j) Order Type or Code k) Special Conditions (dangerous animals, locked gate, dangerous area, etc.) l) Area for Hand Written Remarks m) User Defined Areas n) Credit History o) Geographic Area (i.e., route, zone, APN, service area #, X/Y, etc.) p) Special Condition Code(s) that require additional investigation and discussion with customer prior to service turn- on/off and/or cut-in/off, etc. (e.g., customer must be home before a turn-on.) q) Created By C Yes Field service management 8.0 All work orders in Open Smartflex are created/generated with a set of attributes including order number, scheduled date, order status, premise address, route number, sequence, and order type (task type). However, Open International predefines these attributes and there is no possibility to exclude them from the work order information. System to allow each service order to have different format and related information.A Yes Field service management 8.0 Response Template C-251Page 338 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System will allow for the creation of a service order, for up to 4 services, that can be printed/contained on a single 8"x11" printed page. A Yes Field service management 8.0 Open Smartflex allows the Utility to print every work order, in any status, based on the format configured previously, using print templates defined by the utility. This also applies to the next item (below). System will allow for the creation of a service order, for each individual service, that can be printed/contained on a single 8"x11" printed page. A Yes Field service management 8.0 Service Order Modification/Change Response Template C-252Page 339 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide the ability to change the order status of any order for any user-defined reasons (e.g., payment arrangements, payment made, etc.). A Yes Payment and Debt collection 8.0 Open Smartflex has the ability to cancel disconnection work orders automatically when the customer reaches a payment agreement or makes a payment. In addition to that, the system allows the definition of optimization activities that cancel out complementary jobs under certain conditions (e.g. connection and disconnection jobs on the same premise). Response Template C-253Page 340 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide the ability to change the order type of any order for any user-defined reason.A Yes Field service management 8.0 After work orders are issued, current activities can be removed or new activities can be included in the closing process due to jobs that were not considered at the beginning but were performed. However, there is no possibility to change the task type. System to provide the ability to reschedule orders which have not been worked.A Yes Field service management 8.0 System to provide the ability to modify an uncompleted service order on-line.A Yes Field service management 8.0 System provides the ability to add additional charges in addition to the default charge. A Yes Billing 8.0 After work orders are closed and activities and devices are billed, new charges can be included using billing notes. System provides the ability to remove or change the default charge. A Yes Billing 8.0 Response Template C-254Page 341 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to modify specific areas of a service order (notes) if a service order has been completed or canceled. A Yes Field service management 8.0 Open Smartflex will allow the Utility to add comments to orders, regardless of current status. Service Order Completion System to provide the ability for the final read to be used as the start read (for a forced off or final off for same day).A Yes Metering 8.0 System to provide the ability to cancel orders resulting in any associated orders being canceled.A Yes Sales and customer care 8.0 Open Smartflex automatically cancel all related orders when the request that generated them is canceled. Response Template C-255Page 342 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to allow for the completion of a turn-on order for an active account and / or service will force the previous account off if it is active. A Yes Sales and customer care 8.0 Open Smartflex will allow the Utility to receive service transfer requests and manage the products associated with the premises given by customer. On the transfer request, the service in the current premise is stopped and the service on the new premise is activated in a single transaction. In the event of a cancel of a service order, in a multi-service order environment, the system will allow for any individual or all associated orders to be worked - without affecting the other. A Yes Field service management 8.0 System to provide the ability to input the completion information in a single entry screen.A Yes Field service management 8.0 System to allow for service order completion screens that are tailorable to the type of service order.A Yes Field service management 8.0 System allows for the mass cancel or completion of service orders that can be selected and modified by any combination of the following: order number, scheduled date, order type, order status, by employee ID and created by. C Yes Field service management 8.0 Response Template C-256Page 343 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to, by completing the service order, change the account status automatically. A Yes Field service management 8.0 System to, by completing the service order, capture the date services were completed.A Yes Field service management 8.0 System to, by completing the service order, capture the date the work was completed.A Yes Field service management 8.0 System to, by completing the service order, capture the user ID.A Yes Field service management 8.0 System provides the ability to complete service orders by batch from an external file.A Yes Field service management 8.0 System can be user configured to specify action(s) taken on a service order including: turn on, turn off, replace, remove, cut off, abandon/found meter, read only, reseal, appointment and user defined. A Yes Field service management 8.0 System provides the ability for multiple actions to take place with a single order. A Yes Field service management 8.0 System, based upon the actions specified, will validate all necessary associated fields of any single and/or multi-action order and the ability to manually override. A Yes Field service management 8.0 Response Template C-257Page 344 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to update account, premise, and/or service information upon completion of a service order including: a) Service Status b) Premise Number c) Replacement Meter Number and Type d) Current and Replacement Meter Reading(s) e) Meter Test Results [As found and as left] f) AMI-MDM Unit Number(s) and other related Equipment g) Service Level h) Meter / Equipment Location Code i) Associated Services j) Meter / Equipment Status k) Resolution Code (replaced, pulled, etc.) l) Electric Meter Multipliers m) Number of Units (poles, amplifier, lights, etc.) n) user defined A Yes Field service management 8.0 Open Smartflex allows creating additional attributes to capture the premise/service related information when a work order is been executed. In addition, Open Smartflex allows configuring the automatically generation of new back- office orders based on the resolution of the initial order as defined by the Utility (e.g. a new order to change the billing rate). The person in back-office is responsible for manually register the requests on these new orders. On the other hand, after installation/termination orders are performed, Open Smartflex Response Template C-258Page 345 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System provides the ability to establish the default service status action when an order is initiated. For example, electric new service would default to be active. A Yes Field service management 8.0 System provides the ability to override the default service status action when an order is completed.A Yes Payment and debt collection 8.0 Disconnection and reconnection workflows update the status of the services once the disconnection or reconnection orders have been completed. System to allow for the completion of metered service orders that can initiate the action and start dates with non-metered services (e.g., completion of new service electric could default outdoor lighting to start billing n days in the future). A Yes Field service management 8.0 System provides the ability for the completion of one type of order to automatically initiate another type of order or process.A Yes Field service management 8.0 System will allow for a meter / equipment to be removed without a replacement. A Yes Field service management 8.0 System to allow for meter / equipment readings and/or register number, and/or AMI-MDM related number(s) to automatically be updated as a result of a meter exchange service order. A Yes Field service management 8.0 Response Template C-259Page 346 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to allow meter / equipment readings and numbers to automatically be updated as a result of an exchange service order. A Yes Field service management 8.0 System has the ability to have customers sign off on work preformed at their premise.A Yes Field service management 8.0 System provides the ability to automatically close a group of orders based on data that has been received. (an Example: MDM has send the final reads from a finaled account) A Yes Field service management 8.0 Service Order Display System will provide the ability to select and view on-line service orders including any combination of the following: a) Order Status b) Order Type c) Person or Department or District Office assigned to d) Range of Dates e) Range of Order Numbers f) Scheduled Date g) Customer Name h) Account Number i) Premise Address or Number j) Route Number k) Service Area l) Closed - no action taken or required m) Customer Class n) When it was printed and/or reprinted and by whom- issued o) User-defined A Yes Field service management 8.0 Response Template C-260Page 347 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 10.0 Service Order Management System to provide support for tracking person / crew assignments/dispatching of service orders.A Yes Field service management 8.0 System to provide the ability to view on-line existing workload and the next available time an order can be scheduled.A Yes Field service management 8.0 System to provide the ability to inquiry or report against all orders that were not started or completed by a certain time.A Yes Field service management 8.0 System will maintain on-line history of canceled service orders that including the following: reason for cancellation, who canceled the service order and date the service order was canceled. A Yes Field service management 8.0 System will maintain the history of all service orders until purged / archived. A Yes Field service management 8.0 System to provide the ability to view and sort on-line all service orders for the customer account and / or service address.A Yes Field service management 8.0 System allows for a view of service order history as related to: premise, service and customer.A Yes Framework 8.0 System allows for a view of service order history as related to: Meter / Equipment, Account, Utility Worker, Work Group/Crew and Service Order Type. A Yes Field service management 8.0 System to allow the meter multiplier to be tied to the service and not the meter (electric only).G No Response Template C-261Page 348 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes System Requirements System provides the ability to process transactions through the use of a cash drawer or cash box.A Yes Payment and debt collection 8.0 System allows for account balances to be used to calculate change for the payment transaction.A Yes Payment and debt collection 8.0 System provides the ability to print a customer receipt based on a user-defined format.A Yes Payment and debt collection 8.0 System provides the ability to view a pending payment which has not yet been disbursed/posted. A Yes Payment and debt collection 8.0 Open Smartflex displays payment information for received payments whether the payments are disbursed and posted or not. System has the ability to accept a payment and apply it to multiple accounts. A Yes Payment and debt collection 8.0 System has the ability to accept a single payment for a master account and auto-distribute across all sub accounts. A Yes Payment and debt collection 8.0 System provides the ability to recognize payments received on an account that has transferred by automatically posting the payment to the account where the balance was transferred with an audit trail. A Yes Payment and debt collection 8.0 System provides the ability to apply a payment for a specific outstanding receivable (oldest arrears, deposit, returned check, etc.). A Yes Payment and debt collection 8.0 11.0 Cashiering Management Response Template C-262Page 349 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to apply a payment through a user- defined hierarchy (i.e., age, type of service, type of charge/fee, percentage of bill, etc. and any combination of the above). B Yes Payment and debt collection 8.0 System provides the ability to allow the CLIENT user, to specify which outstanding receivable is paid, overriding defined rules. A Yes Payment and debt collection 8.0 System has the ability to hold an overpayment and apply to the next bill. A Yes Payment and debt collection 8.0 System provides the ability to post a batch of payments at any time during the day, such as payments received in the mail and processed via remittance processor. A Yes Payment and debt collection 8.0 System provides the ability to accept a payment from a 3rd party, centralized, cashiering module.A Yes Payment and debt collection 8.0 System provides the ability to send information regarding customer, payments, balances and due dates to 3rd party, centralized, cashiering module. A Yes Payment and debt collection 8.0 System provides the ability to create a daily ACH file for recurring payments to be transmitted to the bank.A Yes System tools 8.0 Response Template C-263Page 350 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to post cash payments online, real time, with integration to applicable service orders in progress. Payment must be at least the minimum amount due to affect the service order, with a manual override. A Yes Payment and debt collection 8.0 Open Smartflex automatically cancels disconnection requests and orders upon a service when the minimum payment required to avoid disconnection is received; field technicians can see the updated status of their assigned work orders in real time through their mobile devices. System provides the ability to accept multiple types of currency within one transaction. A Yes Payment and debt collection 8.0 System provides the ability accommodate remote pay stations. A Yes Payment and debt collection 8.0 System provides the ability to identify location of transaction. A Yes Payment and debt collection 8.0 System provides the ability to post monies paid by customer or non-customer.A Yes Payment and debt collection 8.0 Response Template C-264Page 351 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to display special account status that includesCash Only/No Checks and Shut-Off. A Yes Payment and debt collection 8.0 When a check or credit card transaction is returned, Open Smartflex has the ability to create a restriction upon the account in order to deny payments with the same method for a user-defined number of months. Furthermore, Open Smartflex stores and updates the status of services that have been shut-off. Service status can be viewed on customer care screen. System provides the ability to accept payment and process the associated G/L transactions for the following city-wide services, including but not limited to: A Yes Payment and debt collection 8.0 Response Template C-265Page 352 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System will have the ability to reverse original transaction, payment history, transaction date, etc. and post expense to the original department/GL chart of accounts. This requirement is defined as city-wide - not limited to only CIS-related transactions (see above types of payment transactions). A Yes Payment and debt collection 8.0 System provides the ability to accept and track any method of payment, such as Cash, Check, Credit Card/type of Card (i.e. Visa, MC, Discover, etc.), Money Order, Travelers Check, and Cashier Check. A Yes Payment and debt collection 8.0 System provides the ability to accept and track any origin of payment, such as Walk-In, Phone, Mail, Electronic Commerce (bank draft, EFT, etc.), Night Draft Payments, and or Internet Payments. A Yes Payment and debt collection 8.0 Open Smartflex allows the Utility to accept and track payments received from external payment platforms using system integration. The external system must provide information of the payment agency branch. System provides the ability to view payment distributions online.B Yes Payment and debt collection 8.0 Response Template C-266Page 353 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to reverse a previous payment distribution and re-apply the payment differently to a single payment or batch. This is to include a complete audit trail of all transactions.A Yes Payment and debt collection 8.0 Open Smartflex will allow the Utility to cancel a previous payment and register a new payment with the same amount but applied upon a different service. System provides the ability to receipt multiple account stubs but only one check (i.e., a trailer park paying multiple accounts but with only one check). The system must provide a method to correct payments as needed, without having to delete the entire entry and re-enter all of the account information again from the beginning. A Yes Payment and debt collection 8.0 System provides the ability to post payments and/or adjustments to account balances which have previously been written-off. A Yes Payment and debt collection 8.0 System provides the ability to allow for payment to be posted to a customer that is not yet associated with a premises, i.e. construction deposits, tap fees, etc. A Yes Payment and debt collection 8.0 System provides the ability to allow for instant review of payment transaction history for at least 84 months. A Yes Framework 8.0 System provides the ability to assign unique numbers to each transaction.A Yes Payment and debt collection 8.0 System provides the ability for a 3rd-Party payment application to pass the transaction number.A Yes Payment and debt collection 8.0 Response Template C-267Page 354 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System will automatically generate a delinquent reconnect order when the minimum required payment is received, with the ability for the user to cancel, if needed. A Yes Payment and debt collection 8.0 Open Smartflex initiates a reconnection workflow when an account's balance meets certain conditions after a payment is received. The reconnection workflow can be cancelled according to the company needs. System provides the ability to set parameters for minimum required payments, with CSR override for any amount.A Yes Payment and debt collection 8.0 Open Smartflex provides the ability to set a global parameter to determine the minimum required debt in order to generate disconnection orders. In cases where exceptions need to be made, CRSs can exclude accounts from collection process to prevent service disconnection. Response Template C-268Page 355 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to prevent an order being printed for a disconnect, if the deposit amount is greater than aged balance. A Yes Payment and debt collection 8.0 System provides the ability for payments made at a pay-station to be totaled by pay station, along with the total number of payments made at the pay station, and generate the information that goes to the revolving fund for payment to the pay station. A Yes Payment and debt collection 8.0 Open Smartflex allows users to balance out cash registers and generate reconciliation reports with the information about payments received during the turn. System provides date, time, and user ID stamp for posted transactions.A Yes Payment and debt collection 8.0 System provides the ability for the payment to be voided prior to disbursement/posting, but with an audit trail.A Yes Payment and debt collection 8.0 Response Template C-269Page 356 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System will display write off amounts on-screen and post payments to prior-year and current-year write-off general ledger accounts. A Yes Payment and Debt collection 8.0 Open Smartflex will include the amounts that correspond to the correction of payments to prior-year in the results of the period in which they were warned, then they will be informed to ERP, A/P or A/R based on the established integration. Also, when a payment is made to a write-off invoice, the system reactivates the client's accounts receivables and applies the paid amount. System provides the ability to suspend payments processed against invalid accounts for customers and to hold the amount paid until they can be researched and applied (Suspense account concept). A Yes Payment and debt collection 8.0 Response Template C-270Page 357 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the following types of actions: Generations of OCR Line, Bar Code, and Receipt validation that includes, Date, Station ID and User ID, Time, Account Number (Cust/Prem) and Dollor amount of payment. A Yes Payment and debt collection 8.0 System OCR line that is generated must include Utility Identifier, Utility Account Number, Amount and 2 Check Digits (one for account and one for amount). A Yes Payment and debt collection 8.0 Primary Cashiering Screen Criteria System provides the ability to display payment information on primary cashier screen.A Yes Payment and debt collection 8.0 System provides the ability to display amounts due and due dates on primary cashier screen.A Yes Payment and debt collection 8.0 System to provide the ability to display current/past due amount breakdown.A Yes Payment and debt collection 8.0 System provides the ability to display certain customer information on primary cashier screen.A Yes Payment and debt collection 8.0 System provides the ability to display account information on primary cashier screen.A Yes Payment and debt collection 8.0 System provides the ability to display premises information on primary CSR screen.A Yes Sales and customer care 8.0 System provides the ability to display limited product / service information on primary cashier screen.A Yes Payment and debt collection 8.0 Response Template C-271Page 358 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to display credit history information on primary cashier screen.A Yes Sales and customer care 8.0 Open Smartflex displays credit history information of customers, accounts and services. That information is made available on collection management screens. System provides the ability to display limited billing information on primary cashier screen.A Yes Sales and customer care 8.0 The Utility may need to grant cashiers access to customer care screen for them to be able to consult customers' billing information. System provides the ability to access detailed payment information from the primary cashier screen.A Yes Payment and debt collection 8.0 Non-Sufficient Funds Processing System provides the ability to display information like previous NSF Checks - Cash Only status, Meter disconnections, late penalties, etc., when entering payments. A Yes Payment and debt collection 8.0 System will provide for batch or online processing of returned checks.A Yes Payment and debt collection 8.0 System will provide the ability to apply a return check fee when a returned check is processed.A Yes Payment and debt collection 8.0 Response Template C-272Page 359 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to automatically generate letters for returned checks / NSF's processed. The system will automatically place the customer in the proper delinquency tract (where they were when the check was presented or where they are now). A Yes Payment and debt collection 8.0 Open Smartflex allows the Utility to manually create novelties associated with returned checks (NSF’s), to reactivate the debt and charge penalties. In addition, it is possible to create an e-mail notification to alert the customer about the situation, however, it is required to add the ability to generate letters based on returned checks. Response Template C-273Page 360 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to request a group of letters for returned checks / NSF's processed.B Yes Payment and debt collection 8.0 Open Smartflex allows the Utility to manually create novelties associated with returned checks (NSF’s), to reactivate the debt and charge penalties. In addition, it is possible to create an e-mail notification to alert the customer about the situation, however, it is required to add the ability to generate letters based on returned checks. System provides the ability to automatically update credit history with returned checks / NSF check data.A Yes Payment and debt collection 8.0 Reconciliation System provides the ability to provide end-of-day balance information to include the following, but not limited to: Number of Checks Received, Total Cash, Total Credit Cards including type, Total Stubs by Transaction Type, Total Transactions, Amount Received, and Payments Voided, if applicable. A Yes Payment and debt collection 8.0 Response Template C-274Page 361 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to process auto-check functionality, i.e., processing debit card or Check 21 payments. A Yes Payment and debt collection 8.0 System provides a mechanism to ensure receipts are processed against the correct chart of account numbers in the accounting system. A Yes Financial interface 8.0 System provides that the Accounts Receivable balances can be updated from the receipts / file. This process updates account balances and creates an automated journal for the Accounting application. A Yes Financial interface 8.0 System provides the ability to purge receipt transactions from the Cash Receipts system, based upon user-defined parameters. A Yes System tools 8.0 System provides the ability to process end-of-day, drawer close- outs, with a listing of fields by dollar amount, to quickly count cash. A Yes Payment and debt collection 8.0 System allows cash drawer processing and cash reconciliation for each cashier.A Yes Payment and debt collection 8.0 System allows a cashier to balance their own drawer at any time during the day.A Yes Payment and debt collection 8.0 System allows for the ability to search or "find a payment" by amount, date, payment type, check number and cashier. A Yes Payment and debt collection 8.0 Late Penalties System provides the ability to handle full or partial payment for any category of receivables and to take partial payment into consideration for late penalty calculation. A Yes Payment and debt collection 8.0 Response Template C-275Page 362 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to reverse a late payment fee / penalty one-time, at time of payment, based on utility's regulations. A Yes Billing 8.0 Open Smartflex allows creation of billing notes to modify the value of specific charges in a customer's debt. ScannerSystem provides the ability to use a plug-and-play, handheld OCR scanner, barcode reader, or other industry-standard device for automated payment receipt, when payment is submitted with return portion of the bill print. A Yes Payment and debt collection 8.0 System provides the ability to automatically populate the following fields in the cashiering batch, upon scanning the stub to include the following: Account Number, Customer Name, Premise Address, Defaulted Amount Due (which can easily be overwritten to match the amount of, if different from amount due), and Sundry Invoice Number. A Yes Payment and debt collection 8.0 System must provide a field for manual entry of the check number on the same entry screen as items listed above.A Yes Payment and debt collection 8.0 Internet OptionsSystem provides the ability to accept payments (e.g., credit cards, checks, debit cards, or other online payment / tender methods) via the internet-based web page on CLIENT's web- site. A Yes Payment and Debt collection 8.0 System provides the ability to accept multiple types of payments in a single transaction if a credit amount is due the total will be displayed. A Yes Payment and Debt collection 8.0 Response Template C-276Page 363 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 11.0 Cashiering Management System provides the ability to accept multiple payment transactions for a single payment. (one transaction cash the other via credit card) A Yes Payment and Debt collection 8.0 Response Template C-277Page 364 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Requirement Description Vendor Score Is Functionality Included in Price? (Yes or No) Name of System or Module That Provides This Functionality Version Vendor Notes 14.0 Energy and Water Efficiency Management Response Template C-278Page 365 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD MASTER PROFESSIONAL SERVICES AGREEMENT EXHIBIT C – ATTACHMENT 2 STATEMENT OF WORK #1 REVISIONS TO FUNCTIONAL REQUIREMENTS MATRIX (BALANCE OF THIS PAGE LEFT INTENTIONALLY BLANK) Page 366 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Page 367 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Page 368 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Page 369 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD Page 370 of 391 DocuSign Envelope ID: 410D15AA-C191-4A79-BA9C-55604764B1CD