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HomeMy WebLinkAboutMemo - Mail Packet - 10/14/2014 - Utility 10 Year Capital Improvement Plans - Delivered To Council On October 11, 2014Utilities electric · stormwater · wastewater · water 700 Wood Street PO Box 580 Fort Collins, CO 80522 970.221.6700 970.221.6619 – fax 970.224.6003 – TDD utilities@fcgov.com fcgov.com/utilities MEMORANDUM Date: October 10, 2014 To: Mayor Weitkunat and City Councilmembers From: Kevin Gertig, Utilities Executive Director Lance Smith, Strategic Financial Planning Manager Through: Darin Atteberry, City Manager CC: Mike Beckstead, Chief Financial Officer Re: Utility 10 Year Capital Improvement Plans The 10 year Capital Improvement Plans (CIP) for Water, Waste Water and Storm Water and the 5 year capital project summary for Light & Power are attached. Each of the CIPs are based on the long term operational needs of each utility developed through Master Plans which are periodically updated to reflect the changing regulatory, environmental and economic conditions of our community. The implementation of the Master Plans requires new infrastructure which is built through new capital projects. In addition to these capital projects, the infrastructure necessary to provide utility services to our community requires maintenance throughout its useful life and capital replacement once the asset has reached the end of its useful life. All of these capital projects are compiled into a single Capital Improvement Plan (CIP) for each “wet” utility through a multi-attribute prioritization process. The Light & Power utility has historically not identified specific system renewal projects through the budget process but rather these projects have been funded through a lapsing minor capital appropriation each year. Major capital projects in Light & Power such as new substations, City annexations and other one-time projects like facility appropriations have been separately funded through the budget process and while such projects are anticipated years in advance there has not been a CIP developed for this utility yet. The attached L&P Capital Summary includes the need for a new substation to meet the growing demand in the northeast portion of our community. With the Advanced Meter Fort Collins project reaching full implementation, Asset Management will be focused on the Light & Power utility in 2015 by developing asset and risk registers for major assets, creating and analyzing failure curves which are necessary to model life cycle asset management strategies, and developing a prioritized CIP as the other utilities have now. Hand Delivered to City Council on October 11, 2014 Historically, facility capital needs such as the Utility Administration Building have been treated as separate capital projects and not included in the capital improvement plans. A 10 year Strategic Financial Plan (SFP) for the Utilities Service Area was developed in 2012. Each Utilities CIP will be incorporated into the SFP in 2015 and will provide a more comprehensive long term plan for the efficient and effective financial management of the Utilities. Attached please find the CIPs for the three wet utilities and the current summarization of Light & Power capital requirement. The appendices with the project specific detail have been omitted here due to their length but can be provided. Attachments: 1. Water CIP 2. Wastewater CIP 3. Stormwater CIP 4. Light & Power Capital Summary Capital Improvement Plan 2014 This page left intentionally blank for printing. Table of Contents Purpose ........................................................................................................................... 1 Executive Summary ........................................................................................................ 3 Capital Project Prioritization ............................................................................................ 7 Capital Funding Needs .................................................................................................. 12 Capital Projects ............................................................................................................. 16 Appendix A .................................................................................................................... 19 Water Production Capital Projects ............................................................................. 19 Appendix B .................................................................................................................... 21 Water Distribution Capital Projects ............................................................................ 21 Appendix C ................................................................................................................... 23 Water Resources Capital Projects ............................................................................. 23 Appendix D ...................................................................... Error! Bookmark not defined. Capital Project Prioritization .......................................... Error! Bookmark not defined. Appendix E .................................................................................................................... 25 Capital Improvement Planning Process ..................................................................... 25 This page left intentionally blank for printing. 1 Purpose The purpose of this document is to serve as a central repository for information relating to capital projects within the water enterprise fund. Ownership The Asset Manager maintains ownership of this document. It is the responsibility of the person in this role to ensure that the plan is updated when necessary and that all interested parties are allowed input into the preparation and update of this document. Frequency of Updates This document shall be updated on a yearly basis so that the Strategic Financial Planning Manager has the information necessary to prepare forward-looking documents dealing with cost projections, revenue projections, and rate-setting. 2 This page left intentionally blank for printing. 3 Executive Summary The scope of this document is to provide information pertaining to capital projects, project prioritization, and funding needs within the Water Enterprise Fund managed by Fort Collins Utilities (FCU). Outlined below are summaries of each area of this document. Capital Projects This document contains information pertaining to the Water Production & Water Distribution divisions in the water enterprise fund. FCU project managers were asked to provide the Asset Manager with as much information as possible about known capital projects within the water fund. Detailed information for projects for both divisions in the fund can be found in Appendices A & B of this document. Capital Project Prioritization A working group of approximately 20 FCU staff from the wastewater, water, & stormwater businesses compiled the process for prioritizing projects. A high-level snapshot of the process is included below. The project prioritization for the water fund is shown on the next page. Evaluation Criteria Rating Rate Projects Against Evaluation Criteria First Prioritized List of Projects Review & Adjust if Necessary Final List of Prioritized Projects Allocate Capital Dollars to Projects CPRC Review & Approval of Prioritization Budget Offers 4 A new element of the project prioritization process was added in 2014. The Capital Project Review Committee (CPRC) was created to ensure that FCU project managers are in alignment with FCU senior management. The CPRC consists of the following positions: Executive Director Strategic Financial Planning Manager Water Resources & Treatment Operations Manager Water Engineering & Field Services Manager Light & Power Operations Manager The CPRC will meet monthly in the months preceding the beginning of the BFO process and quarterly in non-BFO years. Water Fund Capital Funding Needs The graph and table below show the capital funding needs for the water enterprise fund for the next ten years. This funding contains both water production and distribution system capital projects. Water Fund Capital Project Prioritization Priority Project Division 1 Disinfection System Water Production 2 Water Distribution System Replacement Water Distribution 3 Chlorine Contact Basin Water Production 4 WTF Replacement Program Water Production 6 Solids Handling and Treatment Water Production 7 GAC - Granular Active Carbon Filtration Water Production 8 REP Michigan Ditch Support Structures/Source of Supply Water Production 9 Presedimentation upgrades Water Production 10 Regionalization Connections Project Water Production 12 Backwash Pump VFD Water Production 13 Finished Water Metering Water Production 17 High Mountain System Master Plan Water Production 18 Hydro Generation Project Water Production 19 WTF Solar Array Expansion Water Production 5 1-5 Year Water Fund Capital Needs 6-10 Year Water Fund Capital Needs WATER RESOURCES CAPITAL FUNDING NEEDS The primary mission of the Water Resources Group is to secure water rights to strengthen FCU’s water rights portfolio. Funding needs for the group are shown in the graph below. Division 2015 2016 2017 2018 2019 Water Production $ 9,936,205 $ 9,691,182 $ 7,496,401 $ 5,760,264 $ 6,961,537 Water Distribution $ 2,000,000 $ 2,300,000 $ 3,426,400 $ 3,809,071 $ 5,025,000 Totals $ 11,936,205 $ 11,991,182 $ 10,922,801 $ 9,569,335 $ 11,986,537 Average 10-Year Spend $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 Division 2020 2021 2022 2023 2024 Water Production $ 7,134,440 $ 5,500,000 $ 1,500,000 $ 1,500,000 $ 1,500,000 Water Distribution $ 5,173,000 $ 5,600,000 $ 5,514,400 $ 6,511,000 $ 6,451,000 Totals $ 12,307,440 $ 11,100,000 $ 7,014,400 $ 8,011,000 $ 7,951,000 Average 10-Year Spend $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 6 The large spike in years 5 & 6 is for the construction of Halligan Reservoir. Enhancements from Previous Plans Of note in this version of the CIP compared to previous versions is the increase in capital funding for the water distribution system (WDS). To achieve a more sustainable replacement rate for the WDS, the length of replacement is proposed to increase by 0.10% each year to the proposed level of 1% per year. This increase will allow the distribution system superintendent and his staff to become more proactive in replacing the system and avoid probable increases in corrective maintenance as the system continues to deteriorate. Future Project Costs It is expected that certain annual capital projects, i.e. distribution system replacement or water production group replacement, will continue at similar funding levels beyond the 10-year planning horizon; however, of considerable note is one regulatory project beyond the 10-year planning horizon considered in this document. The addition of granular activated carbon (GAC) to the treatment process is a potential regulatory-driven project and is estimated to cost $46,500,000 when installed. It is uncertain if and when this project will need to occur, as it is related to a few different water quality parameters that could change in the future. While this project’s future is uncertain, it warrants special consideration due to its significant cost and potential impact on Water Fund reserves. 0 2000000 4000000 6000000 8000000 10000000 12000000 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Capital Expenditures Year Water Resources Capital Funding Water Resources 7 Capital Project Prioritization Prioritization Methodology FCU staff developed a process for prioritizing capital projects across all of the “wet” enterprise funds. The need for this process was driven by the need for more defensible and transparent capital budgeting requests, and ultimately to be able to defend any needed increases in revenue for capital expenditures in these “wet” funds. This process is designed to include renewal & replacement of existing infrastructure as well as addition of new capital to the system. A working group of approximately 20 FCU staff from the stormwater, water, & wastewater funds compiled the process for prioritizing projects. A high-level snapshot of the process is included below. . Capital Project Prioritizaton Business Process Prioritization Criteria Fourteen criteria were identified as being key to the prioritization process. Each criterion listed below has sub-criterion and a corresponding point value to best describe how well each project satisfies the prioritization criteria. The prioritization criteria are: Regulatory Compliance – is the project necessary because of a current or upcoming regulation (Federal, State, or Local)? Evaluation Criteria Rating Rate Projects Against Evaluation Criteria First Prioritized List of Projects Review & Adjust if Necessary Final List of Prioritized Projects Allocate Capital Dollars to Projects CPRC Review & Approval of Prioritization Budget Offers 8 Public Health & Safety – Is the project necessary because of an immediate or potential public health & safety threat? Employee Health & Safety - Is the project necessary because of an immediate or potential employee health & safety threat? Other Community Benefit – does the project provide a benefit to the community that is not identified in any of the other criteria, for example providing sewer service to homes that were previously on a failing septic system? Sustainability – does the project support one or more of the aspects of FCU’s Utility for the 21st Century initiative? Revenue Generation – does the project generate any amount of additional revenue that would not otherwise be realized by FCU through the enterprise rate bases? System Capacity – Does the project provide an increase in system capacity to some degree? System Reliability & Redundancy – does the project increase system reliability & redundancy by replacing problematic assets or adding redundancy for critical assets that previously had none? Reduce Infrastructure Risk– does the project reduce the risk of an infrastructure failure? Coincides with Other City Programs – can significant cost savings or sustainable practices be achieved by combining this project with other City programs such as pavement management? Operational Cost Savings – will cost savings of any degree be realized with this project, i.e. less energy use or fewer manhours spent performing corrective maintenance? Public Relations – is FCU’s image to the public improved to some degree by completing this project? Security – does this project address a security need that is not addressed in the “regulatory compliance” criterion listed above? Process Improvement – does the project help a certain aspect of the way work is performed by FCU staff or help the operation of the treatment plant processes? Does it provide easier access to a section of distribution or collection main? Emergency Project – is this project mandatory because of some previously unforeseen reason such as aiding development, previously unknown condition? Prioritization Criteria Weights A pairwise comparison process was used to determine these relative weights for each CIP team. The graphic on the following page shows the relative criteria weights for the water fund. 9 10 Capital Projects Selection Capital projects are brought forth for inclusion in the CIP by one of two ways: Suggestion by Water Distribution System maintenance superintendent; Suggestion by Water Production Group staff; These two methods apply to both renewal and replacement of existing infrastructure and the addition of new capital to the water fund. Each project is then evaluated against the evaluation criteria described above. Prioritization of Projects Once the CIP framework was established and all known capital projects were identified, each capital project was rated against the framework to determine a total “score” for each project. Projects were then ranked from highest to lowest score to establish an order in which projects should be constructed. The prioritization for the water fund is shown below. Capital Project Prioritization Updates Since capital creation and renewal is such an integral part of FCU’s bi-annual Budgeting for Outcomes (BFO) process, the capital project prioritization shall be updated every year. FCU Strategic Financial Planning Staff created a process, shown below, by which capital projects shall be created, prioritized, approved for funding, and entered into the BFO process that occurs bi-annually to establish City of Fort Collins and FCU budgets. A description of each of these steps is included in Appendix C. This process shall be reviewed annually to ensure that priorities of FCU senior management are being met by the project prioritization efforts. Water Fund Capital Project Prioritization Priority Project Division 1 Disinfection System Water Production 2 Water Distribution System Replacement Water Distribution 3 Chlorine Contact Basin Water Production 4 WTF Replacement Program Water Production 6 Solids Handling and Treatment Water Production 7 GAC - Granular Active Carbon Filtration Water Production 8 REP Michigan Ditch Support Structures/Source of Supply Water Production 9 Presedimentation upgrades Water Production 10 Regionalization Connections Project Water Production 12 Backwash Pump VFD Water Production 13 Finished Water Metering Water Production 17 High Mountain System Master Plan Water Production 18 Hydro Generation Project Water Production 19 WTF Solar Array Expansion Water Production 11 Capital Project Prioritization Process Some of these process steps are new to FCU, and others exist in various forms across FCU. As with most new endeavors within any organization, this new process will require some continuous reinforcement from the FCU senior management team to ensure that full adoption occurs. FCU PM’s Add Projects to CIP Database Review List of Projects from Previous Year Remove Projects That Were Completed List of Capital Projects Is Complete Review Prioritization Criteria & Weights Rate New Projects Against Evaluation Criteria Review CIP with PM’s & Revise As Needed Compare CIP to Available Funding Revise Funding & CIP As Needed Present to Capital Project Review Committee Revise As Needed Draft Budget Offers Based on Approved Capital Plan 12 Capital Funding Needs The following section presents funding levels necessary to build water fund capital projects in the next 10 years. Water Distribution System Funding needs for the water distribution system are shown in the graph below. The increase in capital funding each year stems from an increase in system replacement each year from 2015 to 2021 to achieve a sustainable rate of replacement. This amount of replacement will result in full replacement of the system in 100 years, the typical design life of the water distribution system. Water Distribution 10-Year Capital Needs Water Production Group Funding needs for the water production group are shown in the graph below. Capital expenditures drop off significanty in 2022; however, the updated Water Production Group Master Plan will most likely identify significant replacement program needs for years 2022 and beyond. 13 Water Production Capital Needs Water Resources Group The primary mission of the Water Resources Group is to secure water rights to strengthen FCU’s water rights portfolio. Funding needs for the group are shown in the graph below. Of particular interest in this funding group is the spike in costs in years 2019 and 2020. These costs are for the enlargement of Halligan Reservoir. Confirmation of the cost of this project is needed well in advance of this project to ensure that adequate reserves exist to fund the project. Water Resources Capital Needs 0 2000000 4000000 6000000 8000000 10000000 12000000 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Capital Expenditures Year Water Resources Capital Funding Water Resources Halligan Reservoir Construction 14 Water Fund Aggregate Funding Needs The table and graph below show the total capital funding needs for the water enterprise fund for the next 10 years. This aggregate funding contains capital funding for the water distribution system and the water production group. Water Resources projects are funded from a separate fund in the Water Fund, the Water Rights Reserve Fund. This fund can only be used for the purchase of additional water rights and the construction of Halligan Reservoir; therefore, it does not compete against Water Distribution and Water Production projects for capital funding from the Water Fund. The tables below show the projected costs for both Water Distribution and Water Production in near- and mid-term windows. 1-5 Year Water Fund Capital Needs Division 2015 2016 2017 2018 2019 Water Production $ 9,936,205 $ 9,691,182 $ 7,496,401 $ 5,760,264 $ 6,961,537 Water Distribution $ 2,000,000 $ 2,300,000 $ 3,426,400 $ 3,809,071 $ 5,025,000 Totals $ 11,936,205 $ 11,991,182 $ 10,922,801 $ 9,569,335 $ 11,986,537 Average 10-Year Spend $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 15 6-10 Year Water Fund Capital Needs Division 2020 2021 2022 2023 2024 Water Production $ 7,134,440 $ 5,500,000 $ 1,500,000 $ 1,500,000 $ 1,500,000 Water Distribution $ 5,173,000 $ 5,600,000 $ 5,514,400 $ 6,511,000 $ 6,451,000 Totals $ 12,307,440 $ 11,100,000 $ 7,014,400 $ 8,011,000 $ 7,951,000 Average 10-Year Spend $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 16 Capital Projects The following section contains schedule and funding needs for the known capital projects that will be funded by the water enterprise fund in the next ten years. Detailed information for each of these projects is available in Appendices A, B, & C. 17 Water Fund Capital Project Prioritization Priority Project Division 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Future Costs 1 Disinfection System Water Production $ 1,064,401 $ 4,810,264 $ 4,994,016 2 Water Distribution System Replacement Water Distribution $ 2,000,000 $ 2,300,000 $ 3,426,400 $ 3,809,071 $ 5,025,000 $ 5,173,000 $ 5,600,000 $ 5,514,400 $ 6,511,000 $ 6,451,000 3 Chlorine Contact Basin Water Production $ 5,260,000 $ 5,460,000 4 WTF Replacement Program Water Production $ 2,091,205 $ 2,581,182 $ 2,517,000 $ 450,000 $ 1,167,521 $ 2,634,440 $ 1,000,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 6 Solids Handling and Treatment Water Production $ 300,000 $ 4,000,000 $ 4,000,000 7 GAC - Granular Active Carbon Filtration Water Production $ 46,500,000 8 REP Michigan Ditch Support Structures/Source of Supply Water Production $ 500,000 $ 500,000 $ 500,000 $ 500,000 $ 500,000 $ 500,000 $ 500,000 $ 500,000 $ 500,000 $ 500,000 9 Presedimentation upgrades Water Production $ 3,000,000 10 Regionalization Connections Project Water Production $ 1,300,000 12 Backwash Pump VFD Water Production $ 285,000 13 Finished Water Metering Water Production $ 500,000 $ 600,000 17 High Mountain System Master Plan Water Production $ 250,000 18 Hydro Generation Project Water Production $ 300,000 19 WTF Solar Array Expansion Water Production $ 415,000 Division 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Future Costs Water Production $ 9,936,205 $ 9,691,182 $ 7,496,401 $ 5,760,264 $ 6,961,537 $ 7,134,440 $ 5,500,000 $ 1,500,000 $ 1,500,000 $ 1,500,000 $ 46,500,000 Water Distribution $ 2,000,000 $ 2,300,000 $ 3,426,400 $ 3,809,071 $ 5,025,000 $ 5,173,000 $ 5,600,000 $ 5,514,400 $ 6,511,000 $ 6,451,000 $ - Totals $ 11,936,205 $ 11,991,182 $ 10,922,801 $ 9,569,335 $ 11,986,537 $ 12,307,440 $ 11,100,000 $ 7,014,400 $ 8,011,000 $ 7,951,000 $ 46,500,000 Average 10-Year Spend $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 $ 10,278,990 Water Resources Capital Projects Number Project Division 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 1 Water Supply Development Water Resources $ 116,178 $ 120,616 $ 125,224 $ 130,007 $ 134,973 $ 140,129 $ 145,482 $ 151,040 $ 156,809 $ 162,799 2 Halligan Reservoir Enlargement Project Water Resources $ 750,000 $ 750,000 $ 750,000 $ 750,000 $ 10,900,000 $ 10,900,000 $ 116,500 $ 116,500 $ 116,500 $ 68,500 Total $ 866,178 $ 870,616 $ 875,224 $ 880,007 $ 11,034,973 $ 11,040,129 $ 261,982 $ 267,540 $ 273,309 $ 231,299 18 This page left intentionally blank for printing. 19 Appendix A Water Production Capital Projects 20 This page left intentionally blank for printing. 21 Appendix B Water Distribution Capital Projects 22 This page left intentionally blank for printing. 23 Appendix C Water Resources Capital Projects 24 This page left intentionally blank for printing. 25 Appendix D Capital Improvement Planning Process 26 This page left intentionally blank for printing. 27 A process for updating the Capital Improvement Plan and entering capital projects into the BFO process is shown below. A description of each of these steps, as well as roles relating to each step, is shown after the diagram. FCU PM’s Add Projects to CIP Database Review List of Projects from Previous Year Remove Projects That Were Completed List of Capital Projects Is Complete Review Prioritization Criteria & Weights Rate New Projects Against Framework Review CIP with PM’s & Revise As Needed Compare CIP for to Available Funding Revise Funding & CIP As Needed Present CIP to Capital Project Review Committee Revise As Needed Draft Budget Offers Based on Approved Capital Plan 28 Step Description Responsible Parties FCU PM’s Add Projects to CIP Database Capture all new capital projects that must be reviewed for consideration in BFO process FCU Project Managers, Division heads Review List of Projects from Previous Year Is the list of previously- approved projects still correct? FCU Project Managers Remove Projects That Were Completed Remove from the CIP any capital projects that were completed in the previous year FCU Project Managers List of Capital Projects Is Complete Start the prioritization process with the correct list of projects FCU Project Managers, Asset Manager Review Prioritization Criteria & Weights Is the list of criteria and their respective weights still appropriate to meet FCU senior management objectives? FCU Project Managers, Asset Manager Rate New Projects Against Framework Rate any projects that were added to the CIP against the framework and rank those with the projects that were existing on the list. FCU Project Managers Review CIP with PM’s & Revise As Needed Does the prioritized CIP list look appropriate? If not revise as needed. FCU Project Managers, Asset Manager Compare CIP to Available Funding Does the CIP for the next budget cycle fall within available funding? If not are adjustments necessary to capital, funding, or both? FCU Senior Management, Project Managers, Asset Manager Capital Improvement Plan 2014 This page left intentionally blank for printing. Table of Contents Purpose ........................................................................................................................... 1 Executive Summary ........................................................................................................ 3 Capital Project Selection & Prioritization .......................................................................... 8 Capital Funding Needs .................................................................................................. 16 Wastewater Fund Capital Projects ................................................................................ 20 Appendix A .................................................................................................................... 22 Water Reclamation & Biosolids Projects .................................................................... 22 Appendix B .................................................................................................................... 24 Wastewater Collection Projects ................................................................................. 24 Appendix D ................................................................................................................... 26 Capital Improvement Planning Process ..................................................................... 26 This page left intentionally blank for printing. 1 Purpose The purpose of this Capital Improvement Plan (CIP) is to serve as a central repository for information relating to capital projects within the wastewater enterprise fund. Ownership The Asset Manager maintains ownership of this document. It is the responsibility of the person in this role to ensure that the plan is updated when necessary and that all interested parties are allowed input into the preparation and update of this document. Frequency of Updates This document shall be updated on a yearly basis so that the Strategic Financial Planning Manager has the information necessary to prepare forward-looking documents dealing with expenditures, revenues, and rate-setting. 2 This page left intentionally blank for printing. 3 Executive Summary The scope of this document is to provide information pertaining to capital projects, project prioritization, and funding needs within the Wastewater Enterprise Fund managed by Fort Collins Utilities (FCU). Outlined below are summaries of each area of this document. Capital Projects This document contains information pertaining to both the Water Reclamation & Biosolids and Wastewater Collection divisions in the Wastewater enterprise fund. FCU project managers were asked to provide the Asset Manager with as much information as possible about known capital projects within the wastewater fund. Detailed information for those projects in the fund can be found in Appendices A & B. Capital Project Prioritization A working group of approximately 20 FCU staff from the wastewater, water, & stormwater businesses compiled the process for prioritizing projects. A high-level snapshot of the process is included below. A detailed project prioritization is included on the next page. Evaluation Criteria Rating Rate Projects Against Evaluation Criteria First Prioritized List of Projects Review & Adjust if Necessary Final List of Prioritized Projects Allocate Capital Dollars to Projects CPRC Review & Approval of Prioritization Budget Offers 4 A new element of the project prioritization process was added in 2014. The Capital Project Review Committee (CPRC) was created to ensure that FCU project managers are in alignment with FCU senior management. The CPRC consists of the following positions: Executive Director Strategic Financial Planning Manager Water Resources & Treatment Operations Manager Water Engineering & Field Services Manager Light & Power Operations Manager The CPRC will meet monthly in the months preceding the beginning of the BFO process and quarterly in non-BFO years. Wastewater Capital Funding Needs The graph and table below show the funding needs for the wastewater enterprise fund for near- and long-term capital projects. This aggregate funding contains both water reclamation and collection system capital projects. 5 1-5 Year Wastewater Fund Capital Needs 6-10 Year Wastewater Fund Capital Needs Future Regulatory Projects for Water Reclamation Facilities There are five regulatory-driven projects in the water reclamation & biosolids project portfolio that occur beyond the 10-year planning horizon. These projects address pending regulations from the Environmental Protection Agency that require the removal of excess nitrogen and phosphorus from water reclamation facility effluent. The table below shows the cost of these projects. It is unclear at this time whether or not these regulations will be enacted. Also it is unclear what the impact will be on the enterprise for capital and operational Division 2015 2016 2017 2018 2019 Water Reclamation & Biosolids $ 5,700,000 $ 6,201,500 $ 2,543,045 $ 2,624,636 $ 2,179,610 Wastewater Collection $ 1,471,000 $ 1,623,000 $ 1,643,000 $ 1,636,000 $ 1,962,000 Total $ 7,171,000 $ 7,824,500 $ 4,186,045 $ 4,260,636 $ 4,141,610 Average 10-Year Spend $ 4,611,228 $ 4,611,228 $ 4,611,228 $ 4,611,228 $ 4,611,228 Division 2020 2021 2022 2023 2024 Water Reclamation & Biosolids $ 3,268,714 $ 1,259,703 $ 1,061,494 $ 63,339 $ 65,239 Wastewater Collection $ 2,210,000 $ 2,530,000 $ 2,800,000 $ 2,780,000 $ 2,490,000 Total $ 5,478,714 $ 3,789,703 $ 3,861,494 $ 2,843,339 $ 2,555,239 Average 10-Year Spend $ 4,611,228 $ 4,611,228 $ 4,611,228 $ 4,611,228 $ 4,611,228 6 expenditures, as possible different, more stringent levels of treatment for both nitrogen and phosphorus have different impacts on required funding. Future Water Reclamation Capital Projects Project Future Cost WW Future SPT Nitrogen Regulatory Improvements $ 8,450,000.00 WW Future NPT Nitrogen Regulatory Improvements $ 31,950,000.00 WW Future MWFR Nitrogen Regulatory Improvements (ASB Expansion) $ 4,635,000.00 WW Future Phosphorus Regulatory Improvements $ 32,220,000.00 WW MWRF Future Phosphorus Regulatory Improvements (Filters & Pumps) $ 8,240,000.00 Total $ 85,495,000.00 7 8 Capital Project Selection & Prioritization Classification of Capital Projects Capital construction in FCU’s wastewater enterprise fund consists of two areas of focus: construction of capital projects for the water reclamation and biosolids division unit; this area consists of projects at the Drake and Mulberry water reclamation facilities (WRF) and the Meadow Springs Ranch where biosolids from each of the water reclamation facilities are processed. renewal and replacement of the existing wastewater collection system (WWCS). A very large percentage of the collection system exists today, and the FCU wastewater service area is bounded by special districts; therefore, additional expansion of the collection system through the addition of new capital is not anticipated. This CIP will focus primarily on renewal and replacement of existing WWCS infrastructure. If new capital is added to the WWCS, then it will be reflected in this document at that time. Prioritization Methodology In 2011, FCU staff developed a process for prioritizing capital projects across all of the “wet” enterprise funds. The need for this process was driven by the need for more defensible and transparent capital budgeting requests, and ultimately to be able to defend any needed increases in revenue for capital expenditures in these “wet” funds. This process is designed to include renewal & replacement of existing infrastructure as well as addition of new capital to the system. A working group of approximately 20 FCU staff from the wastewater, water, & stormwater businesses compiled the process for prioritizing projects. A high-level snapshot of the process is included below. 9 Capital Project Prioritizaton Business Process Prioritization Criteria Regulatory Compliance – is the project necessary because of a current or upcoming regulation (Federal, State, or Local)? Public Health & Safety – Is the project necessary because of an immediate or potential public health & safety threat? Employee Health & Safety - Is the project necessary because of an immediate or potential employee health & safety threat? Other Community Benefit – does the project provide a benefit to the community that is not identified in any of the other criteria, for example providing sewer service to homes that were previously on a failing septic system? Sustainability – does the project support one or more of the aspects of FCU’s Utility for the 21st Century initiative? Revenue Generation – does the project generate any amount of additional revenue that would not otherwise be realized by FCU through the enterprise rate bases? System Capacity – Does the project provide an increase in system capacity to some degree? Evaluation Criteria Rating Rate Projects Against Evaluation Criteria First Prioritized List of Projects Review & Adjust if Necessary Final List of Prioritized Projects Allocate Capital Dollars to Projects CPRC Review & Approval of Prioritization Budget Offers 10 System Reliability & Redundancy – does the project increase system reliability & redundancy by replacing problematic assets or adding redundancy for critical assets that previously had none? Reduce Infrastructure Risk– does the project reduce the risk of an infrastructure failure? Coincides with Other City Programs – can significant cost savings or sustainable practices be achieved by combining this project with other City programs such as pavement management? Operational Cost Savings – will cost savings of any degree be realized with this project, i.e. less energy use or fewer manhours spent performing corrective maintenance? Public Relations – is FCU’s image to the public improved to some degree by completing this project? Security – does this project address a security need that is not addressed in the “regulatory compliance” criterion listed above? Process Improvement – does the project help a certain aspect of the way work is performed by FCU staff or help the operation of the treatment plant processes? Does it provide easier access to a section of distribution or collection main? Emergency Project – is this project mandatory because of some previously unforeseen reason such as aiding development, previously unknown condition? Prioritization Criteria Weights Relative weights for each of the 14 prioritization criteria are included in the table on the following page. A pairwise comparison process was used to determine these relative weights, with each CIP team member’s judgments making up the larger wastewater fund criteria weighting. 11 12 Capital Projects Creation Capital projects in the wastewater collection system are brought forth for inclusion in the CIP by one of two ways: suggestion by the Wastewater Collection System maintenance superintendent, suggestion by Water Reclamation & Biosolids staff These two methods apply to both renewal and replacement of existing infrastructure and the addition of new capital to the wastewater fund. Each project is then evaluated against the CIP framework described above. Prioritization of Projects Once the CIP framework was established and all known capital projects were identified, each project was rated against the evaluation criteria to determine a total “score” for each project. Projects were then ranked from highest to lowest score to establish an order in which projects should be constructed. 13 Capital Project Prioritization Updates Since capital creation and renewal is such an integral part of FCU’s bi-annual Budgeting for Outcomes (BFO) process, the capital project prioritization shall be updated every year. FCU Strategic Financial Planning Staff created a process, shown below, by which capital projects shall be created, prioritized, approved for funding, and entered into the BFO process that occurs bi-annually to establish City of Fort Collins and FCU budgets. A description of each of these steps is included in Appendix C. This process shall be reviewed annually to ensure that priorities of FCU senior management are being met by the project prioritization efforts. Wastewater Fund Capital Project Prioritization Priority Project Division 1 DWRF South Process Train Biological Nutrient Removal Improvements Water Reclamation & Biosolids 2 Collection System Replacement Wastewater Collection 3 Ultraviolet Disinfection at DWRF Water Reclamation & Biosolids 4 Sheely Subdivision* Wastewater Collection 5 DWRF Digester Lid Replacements (612) Water Reclamation & Biosolids 6 South College Heights* Wastewater Collection 7 Highlander Heights/Prospect Estates Wastewater Collection 8 Hanna Subdivision Wastewater Collection 9 University Acres Wastewater Collection 10 WRF Master Plan Update Water Reclamation & Biosolids 11 Thunderbird Estates Wastewater Collection 12 DWRF Carbon Addition Improvements Water Reclamation & Biosolids 13 Miller Brothers Sub. Wastewater Collection 14 MWRF Carbon Addition Improvements Water Reclamation & Biosolids 15 Mantz Subdivision Wastewater Collection 16 DWRF Future North Process Train Nitrogen Regulatory Improvements** Water Reclamation & Biosolids 17 DWRF Future South Process Train Nitrogen Regulatory Improvements** Water Reclamation & Biosolids 18 WRF Replacement Program Water Reclamation & Biosolids 19 MSR Stock Well, Fence, Road, Culvert Replacements Water Reclamation & Biosolids 20 Future MWRF Nitrogen Regulatory Improvements (ASB Expansion)** Water Reclamation & Biosolids 21 Lake Sherwood* Wastewater Collection 22 DWRF Future Phosphorus Regulatory Improvements** Water Reclamation & Biosolids 23 MWRF Future Phosphorus Regulatory Improvements (Filters & Pumps)** Water Reclamation & Biosolids 24 DWRF Centrifuge Redundancy Water Reclamation & Biosolids 26 DWRF Biogas Conditioning System Water Reclamation & Biosolids 30 DWRF New Backup Sludge Strain Press Water Reclamation & Biosolids 32 DWRF Replace Primary Pump Station Boilers and Controls Water Reclamation & Biosolids 33 DWRF Replace South Process Train Final Clarifier Mechanisms Water Reclamation & Biosolids 34 DWRF Replacement Step Screens Water Reclamation & Biosolids 14 Capital Project Prioritization Process Some of these process steps are new to FCU, and others exist in various forms across FCU. As with most new endeavors within any organization, this new process will require some continuous reinforcement from the FCU senior management team to ensure that full adoption occurs. FCU PM’s Add Projects to CIP Database Review List of Projects from Previous Year Remove Projects That Were Completed List of Capital Projects Is Complete Review Prioritization Criteria & Weights Rate New Projects Against Evaluation Criteria Review CIP with PM’s & Revise As Needed Compare CIP to Available Funding Revise Funding & CIP As Needed Present to Capital Project Review Committee Revise As Needed Draft Budget Offers Based on Approved Capital Plan 15 This page left intentionally blank for printing. 16 Capital Funding Needs The following section presents information regarding funding levels necessary to build capital projects in the wastewater fund for the next ten years. Project costs are shown by division and a fund-wide combined view to provide a fund-wide picture of capital needs for future years. Water Reclamation & Biosolids Funding Needs Funding needs for water reclamation & biosolids capital projects are shown in the graph below. Of particular note in this division is the lack of capital projects beyond year 2021. Once the master plan for this division is updated in 2017, managers of this division will likely propose replacement projects for aging infrastructure. Water Reclamation Capital Funding Needs Wastewater Collection System Capital Projects Wastewater collection system funding is shown in the graph on the following page. As shown by the graph, the amount of capital funding for the collection system is projected to increase each year through 2021 then remain stable for the foreseeable future. This increase in funding will allow the collection system manager and his staff to become proactive when replacing the collection system. A significant amount of the system will be replaced with trenchless technologies, i.e. lining, pipe bursting, directional drilling, all methods that are generally better from a triple bottom line perspective when compared to traditional open cut construction methods. 17 Collection System Capital Funding Needs Wastewater Fund Aggregate Funding Needs The graph and table below show the capital funding needs for the wastewater enterprise fund for the next ten years. This funding contains capital funding for both water reclamation and collection system capital projects. 18 1-5 Year Wastewater Fund Capital Needs 6-10 Year Wastewater Fund Capital Needs Future Regulatory Projects for Water Reclamation Facilities There are several regulatory-driven projects in the water reclamation & biosolids project portfolio that occur beyond the 10-year planning horizon. These projects address pending regulations from the Environmental Protection Agency that require the removal of excess nitrogen and phosphorus from water reclamation facility effluent. The table on the following page shows the magnitude of these projects. It is unclear at this time whether or not these regulations will be enacted. Also it is unclear what the impact will be on the enterprise for capital and operational Division 2015 2016 2017 2018 2019 Water Reclamation & Biosolids $ 5,700,000 $ 6,201,500 $ 2,543,045 $ 2,624,636 $ 2,179,610 Wastewater Collection $ 1,471,000 $ 1,623,000 $ 1,643,000 $ 1,636,000 $ 1,962,000 Total $ 7,171,000 $ 7,824,500 $ 4,186,045 $ 4,260,636 $ 4,141,610 Average 10-Year Spend $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 Division 2020 2021 2022 2023 2024 Water Reclamation & Biosolids $ 4,018,714 $ 2,259,703 $ 2,061,494 $ 1,063,339 $ 1,065,239 Wastewater Collection $ 2,210,000 $ 2,530,000 $ 2,800,000 $ 2,780,000 $ 2,490,000 Total $ 6,228,714 $ 4,789,703 $ 4,861,494 $ 3,843,339 $ 3,555,239 Average 10-Year Spend $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 19 expenditures, as possible different, more stringent levels of treatment for both nitrogen and phosphorus have different impacts on required funding. Future Water Reclamation Capital Projects Project Future Cost WW Future SPT Nitrogen Regulatory Improvements $ 8,450,000.00 WW Future NPT Nitrogen Regulatory Improvements $ 31,950,000.00 WW Future MWFR Nitrogen Regulatory Improvements (ASB Expansion) $ 4,635,000.00 WW Future Phosphorus Regulatory Improvements $ 32,220,000.00 WW MWRF Future Phosphorus Regulatory Improvements (Filters & Pumps) $ 8,240,000.00 Total $ 85,495,000.00 20 Wastewater Fund Capital Projects The following section contains prioritization, schedule, and funding needs for capital projects that will be funded by the wastewater fund in the next ten years. Detailed information for each of these projects is available in Appendices A & B. 21 Wastewater Fund Capital Project Prioritization Priority Project Division 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Future Costs 1 DWRF South Process Train Biological Nutrient Removal Improvements Water Reclamation & Biosolids $ 5,400,000 2 Collection System Replacement Wastewater Collection $ 1,300,000 $ 1,300,000 $ 1,300,000 $ 1,460,000 $ 1,662,000 $ 1,910,000 $ 2,230,000 $ 2,500,000 $ 2,480,000 $ 2,490,000 3 Ultraviolet Disinfection at DWRF Water Reclamation & Biosolids $ 5,900,000 4 Sheely Subdivision* Wastewater Collection 5 DWRF Digester Lid Replacements (612) Water Reclamation & Biosolids $ 990,000 6 South College Heights* Wastewater Collection 7 Highlander Heights/Prospect Estates Wastewater Collection $ 171,000 8 Hanna Subdivision Wastewater Collection $ - $ 302,000 9 University Acres Wastewater Collection $ 343,000 10 WRF Master Plan Update Water Reclamation & Biosolids $ 500,000 11 Thunderbird Estates Wastewater Collection $ 176,000 12 DWRF Carbon Addition Improvements Water Reclamation & Biosolids $ 370,000 13 Miller Brothers Sub. Wastewater Collection $ 300,000 $ 300,000 $ 300,000 $ 300,000 $ 300,000 14 MWRF Carbon Addition Improvements Water Reclamation & Biosolids $ 333,000 15 Mantz Subdivision Wastewater Collection $ 21,000 16 DWRF Future North Process Train Nitrogen Regulatory Improvements** Water Reclamation & Biosolids $ 31,950,000.00 17 DWRF Future South Process Train Nitrogen Regulatory Improvements** Water Reclamation & Biosolids $ 8,450,000.00 18 WRF Replacement Program Water Reclamation & Biosolids $ 250,000 $ 250,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 $ 1,000,000 19 MSR Stock Well, Fence, Road, Culvert Replacements Water Reclamation & Biosolids $ 50,000 $ 51,500 $ 53,045 $ 54,636 $ 56,275 $ 57,964 $ 59,703 $ 61,494 $ 63,339 $ 65,239 20 Future MWRF Nitrogen Regulatory Improvements (ASB Expansion)** Water Reclamation & Biosolids $ 4,635,000.00 21 Lake Sherwood* Wastewater Collection 22 DWRF Future Phosphorus Regulatory Improvements** Water Reclamation & Biosolids $ 32,220,000.00 23 MWRF Future Phosphorus Regulatory Improvements (Filters & Pumps)** Water Reclamation & Biosolids $ 8,240,000.00 24 DWRF Centrifuge Redundancy Water Reclamation & Biosolids $ 1,200,000 26 DWRF Biogas Conditioning System Water Reclamation & Biosolids $ 340,335 $ 1,890,750 30 DWRF New Backup Sludge Strain Press Water Reclamation & Biosolids $ 450,000 32 DWRF Replace Primary Pump Station Boilers and Controls Water Reclamation & Biosolids $ 1,070,000 33 DWRF Replace South Process Train Final Clarifier Mechanisms Water Reclamation & Biosolids $ 1,200,000 34 DWRF Replacement Step Screens Water Reclamation & Biosolids $ 1,000,000 Division 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Future Costs Water Reclamation & Biosolids $ 5,700,000 $ 6,201,500 $ 2,543,045 $ 2,624,636 $ 2,179,610 $ 4,018,714 $ 2,259,703 $ 2,061,494 $ 1,063,339 $ 1,065,239 $ 1 Wastewater Collection $ 1,471,000 $ 1,623,000 $ 1,643,000 $ 1,636,000 $ 1,962,000 $ 2,210,000 $ 2,530,000 $ 2,800,000 $ 2,780,000 $ 2,490,000 $ 1 Total $ 7,171,000 $ 7,824,500 $ 4,186,045 $ 4,260,636 $ 4,141,610 $ 6,228,714 $ 4,789,703 $ 4,861,494 $ 3,843,339 $ 3,555,239 $ 85,495,000 Average 10-Year Spend $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 $ 5,086,228 * These projects need more due dilligence before funding. ** The bioligical nutrient removal projects are not included in this 10-year funding projection. 22 Appendix A Water Reclamation & Biosolids Projects 23 This page left intentionally blank for printing. 24 Appendix B Wastewater Collection Projects 25 This page left intentionally blank for printing. 26 Appendix C Capital Improvement Planning Process 27 This page left intentionally blank for printing. 28 A process for updating the Capital Improvement Plan and entering capital projects into the BFO process is shown below. A description of each of these steps, as well as roles relating to each step, is shown after the diagram. FCU PM’s Add Projects to CIP Database Review List of Projects from Previous Year Remove Projects That Were Completed List of Capital Projects Is Complete Review Prioritization Criteria & Weights Rate New Projects Against Evaluation Criteria Review CIP with PM’s & Revise As Needed Compare CIP to Available Funding Revise Funding & CIP As Needed Present to Capital Project Review Committee Revise As Needed Draft Budget Offers Based on Approved Capital Plan 29 Step Description Responsible Parties FCU PM’s Add Projects to CIP Database Capture all new capital projects that must be reviewed for consideration in BFO process FCU Project Managers, Division heads Review List of Projects from Previous Year Is the list of previously- approved projects still correct? FCU Project Managers Remove Projects That Were Completed Remove from the CIP any capital projects that were completed in the previous year FCU Project Managers List of Capital Projects Is Complete Start the prioritization process with the correct list of projects FCU Project Managers, Asset Manager Review Prioritization Criteria & Weights Is the list of criteria and their respective weights still appropriate to meet FCU senior management objectives? FCU Project Managers, Asset Manager Rate New Projects Against Framework Rate any projects that were added to the CIP against the framework and rank those with the projects that were existing on the list. FCU Project Managers Review CIP with PM’s & Revise As Needed Does the prioritized CIP list look appropriate? If not revise as needed. FCU Project Managers, Asset Manager Compare CIP to Available Funding Does the CIP for the next budget cycle fall within available funding? If not are adjustments necessary to capital, funding, or both? FCU Senior Management, Project Managers, Asset Manager Capital Improvement Plan 2014 This page left intentionally blank for printing. Table of Contents Purpose ........................................................................................................................... 1 Executive Summary ........................................................................................................ 3 Capital Project Selection & Prioritization .......................................................................... 7 Capital Funding Needs .................................................................................................. 13 Stormwater Fund Capital Projects ................................................................................. 17 Appendix A .................................................................................................................... 22 Master-Planned Stormwater Capital Projects ............................................................. 22 Appendix B .................................................................................................................... 24 Stream Restoration Capital Projects .......................................................................... 24 Appendix C ................................................................................................................... 26 Minor Capital Projects ................................................................................................ 26 Appendix D ................................................................................................................... 28 Capital Improvement Planning Process ..................................................................... 28 This page left intentionally blank for printing. 1 Purpose The purpose of this document is to serve as a central repository for information relating to capital projects within the stormwater enterprise fund. Ownership The Asset Manager maintains ownership of this document. It is the responsibility of the person in this role to ensure that the plan is updated when necessary and that all interested parties are allowed input into the preparation and update of this document. Frequency of Updates This document shall be updated on a yearly basis so that the Strategic Financial Planning Manager has the information necessary to prepare forward-looking documents dealing with expenditures, revenues, and rate-setting. 2 This page left intentionally blank for printing. 3 Executive Summary The scope of this document is to provide information pertaining to capital projects, project prioritization, and funding needs within the Stormwater Enterprise Fund managed by Fort Collins Utilities (FCU). Outlined below are summaries of each area of this document. Capital Projects This document contains information pertaining to master-planned capital projects, stream restoration projects, and minor capital projects that will be funded by the Stormwater enterprise fund. FCU project managers were asked to provide the Asset Manager with as much information as possible about known capital projects within the stormwater fund. Detailed information for all three types of capital projects in the fund can be found in Appendices A, B, & C. Capital Project Prioritization Once all of the projects that will be funded from the stormwater fund were identified, a process by which these projects would be prioritized and funded was needed. A working group of approximately 20 FCU staff from the wastewater, water, & stormwater businesses compiled the process for prioritizing projects. A high-level snapshot of the process is included below. Evaluation Criteria Rating Rate Projects Against Evaluation Criteria First Prioritized List of Projects Review & Adjust if Necessary Final List of Prioritized Projects Allocate Capital Dollars to Projects CPRC Review & Approval of Prioritization Budget Offers 4 A detailed project prioritization for each type of capital project in the Stormwater fund is included in Appendices A, B, & C of this document. Stormwater Capital Funding Needs The graph and table below show the total capital funding needs for the stormwater enterprise fund for the next ten years. This funding contains master planned, stream restoration, and minor capital projects. Stormwater Fund Capital Needs As shown in the graph above, both minor capital and stream restoration project costs will remain relatively stable for the next 10 years; however, there are some rather large master planned projects that create some volatility in capital spending for the stormwater enterprise fund. $0 $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Capital Expenditure Year Stormwater Fund Stream restoration Major capital Minor capital 5 1-5 Year Stormwater Fund Capital Needs 6-10 Year Stormwater Fund Capital Needs Future (Beyond 10-year) Stormwater Fund Capital Needs Division 2015 2016 2017 2018 2019 Minor capital $ 360,000 $ 370,000 $ 380,000 $ 390,000 $ 400,000 Major capital $ 3,516,000 $ 3,251,000 $ 2,777,000 $ 2,777,000 $ 3,450,000 Stream restoration $ 650,000 $ 700,000 $ 700,000 $ 700,000 $ 700,000 Totals $ 4,526,000 $ 4,321,000 $ 3,857,000 $ 3,867,000 $ 4,550,000 Division 2020 2021 2022 2023 2024 Minor capital $ 410,000 $ 420,000 $ 430,000 $ 440,000 $ 450,000 Major capital $ 647,000 $ 1,828,000 $ 6,586,100 $ 5,505,200 $ 6,001,000 Stream restoration $ 700,000 $ 700,000 $ 700,000 $ 700,000 $ 700,000 Totals $ 1,757,000 $ 2,948,000 $ 7,716,100 $ 6,645,200 $ 7,151,000 Division Future Project Costs Notes Minor capital $ 545,000 This is an annual cost going forward. Major capital $ 136,728,926 Stream restoration $ 700,000 This is an annual cost going forward. Totals $ 137,273,926 6 This page left intentionally blank for printing. 7 Capital Project Selection & Prioritization Classification of Capital Projects Capital construction for FCU’s stormwater collection system consists of three areas of focus: construction of new master-planned facilities for flood control purposes (master- planned projects) construction of stream restoration projects aimed at restoring reaches of various streams throughout Fort Collins to their native state (stream restoration projects) replacement of existing stormwater collection infrastructure (minor capital projects) Master planned projects and stream restoration projects were previously prioritized under separate efforts by FCU staff. The framework, methodology, and subsequent prioritization for both master planned and stream restoration projects were vetted and accepted by numerous people, so no changes were made to those prioritizations. However, the list of known minor capital projects was never prioritized using any sort of framework. This section of the CIP will focus on the prioritization of minor capital projects. Prioritization Methodology In 2011, FCU staff developed a process for prioritizing capital projects across all of the “wet” enterprise funds. The need for this process was driven by the need for more defensible and transparent capital budgeting requests, and ultimately to be able to defend any needed increases in revenue for capital expenditures in these “wet” funds. This process is designed to include renewal & replacement of existing infrastructure as well as addition of new capital to the system. A working group of approximately 20 FCU staff from the stormwater, water, & wastewater funds compiled the process for prioritizing projects. A high-level snapshot of the process is included below. 8 Capital Project Prioritizaton Business Process Prioritization Criteria Fourteen criteria were identified as being key to the prioritization process. Each criterion listed below has sub-criterion and a corresponding point value to best describe how well each project satisfies the prioritization criteria. The prioritization criteria are: Regulatory Compliance – is the project necessary because of a current or upcoming regulation (Federal, State, or Local)? Public Health & Safety – Is the project necessary because of an immediate or potential public health & safety threat? Employee Health & Safety - Is the project necessary because of an immediate or potential employee health & safety threat? Other Community Benefit – does the project provide a benefit to the community that is not identified in any of the other criteria, for example providing sewer service to homes that were previously on a failing septic system? Sustainability – does the project support one or more of the aspects of FCU’s Utility for the 21st Century initiative? Evaluation Criteria Rating Rate Projects Against Evaluation Criteria First Prioritized List of Projects Review & Adjust if Necessary Final List of Prioritized Projects Allocate Capital Dollars to Projects CPRC Review & Approval of Prioritization Budget Offers 9 Revenue Generation – does the project generate any amount of additional revenue that would not otherwise be realized by FCU through the enterprise rate bases? System Capacity – Does the project provide an increase in system capacity to some degree? System Reliability & Redundancy – does the project increase system reliability & redundancy by replacing problematic assets or adding redundancy for critical assets that previously had none? Reduce Infrastructure Risk– does the project reduce the risk of an infrastructure failure? Coincides with Other City Programs – can significant cost savings or sustainable practices be achieved by combining this project with other City programs such as pavement management? Operational Cost Savings – will cost savings of any degree be realized with this project, i.e. less energy use or fewer manhours spent performing corrective maintenance? Public Relations – is FCU’s image to the public improved to some degree by completing this project? Security – does this project address a security need that is not addressed in the “regulatory compliance” criterion listed above? Process Improvement – does the project help a certain aspect of the way work is performed by FCU staff or help the operation of the treatment plant processes? Does it provide easier access to a section of distribution or collection main? Emergency Project – is this project mandatory because of some previously unforeseen reason such as aiding development, previously unknown condition? Prioritization Criteria Weights Relative weights for each of the 14 prioritization criteria are included in the table on the following page. The scale for each criterion is from 1 to 10, with 1 being the least important and 10 being the most important. 10 Capital Project Prioritization Criteria Capital Projects Creation Minor capital projects in the stormwater collection system are brought forth for inclusion in the CIP by one of two ways: Suggestion by the Stormwater Collection System maintenance superintendent Suggestion by the Stormwater and Floodplain Program Management staff These methods apply to both renewal and replacement of existing infrastructure and the addition of new capital to the SCS. Each project is then evaluated against the CIP framework described above. Prioritization of Projects Once the CIP framework was established and all known minor capital projects were identified, each project was rated against the evaluation criteria to determine a total “score” for each project. Projects were then ranked from highest to lowest score to establish an order in which projects should be constructed. A project prioritization for minor capital projects is included in Appendix C. The previously-developed prioritizations for master-planned and stream restoration projects are included in Appendices A & B, respectively. Criterion Weight (out of 10) Public Health & Safety 10 System Reliability & Redundancy 10 Risk Score 10 Coincides with Other Projects 10 System Capacity 10 Employee Health & Safety 8 Operational Cost Savings 8 Public Relations 8 Sustainability 7 Regulatory Compliance 2 Revenue Generation 2 Process Improvement 2 Security 2 Other Community Benefit 1 11 Capital Project Prioritization Updates Since capital creation and renewal is such an integral part of FCU’s bi-annual Budgeting for Outcomes (BFO) process, the capital project prioritization shall be updated every year. FCU Strategic Financial Planning Staff created a process, shown below, by which capital projects shall be created, prioritized, approved for funding, and entered into the BFO process that occurs bi-annually to establish City of Fort Collins and FCU budgets. A description of each of these steps is included in Appendix D. This process shall be reviewed annually to ensure that priorities of FCU senior management are being met by the project prioritization efforts. Some of these process steps are new to FCU, while others exist in various forms. As with most new endeavors within any organization, this new process will require some continuous reinforcement from the FCU senior management team to ensure that full adoption occurs. FCU PM’s Add Projects to CIP Database Review List of Projects from Previous Year Remove Projects That Were Completed List of Capital Projects Is Complete Review Prioritization Criteria & Weights Rate New Projects Against Review CIP with PM’s & Revise As Needed Compare CIP for to Available Funding Revise Funding & CIP As Needed Present to Capital Project Review Committee Revise As Needed Draft Budget Offers Based on Approved Capital Plan 12 This page left intentionally blank for printing. 13 Capital Funding Needs The following section presents funding levels necessary to build stormwater fund capital projects in the next ten years. Project costs are shown by type of project and a fund- wide combined view to provide a fund-wide picture of capital needs for future years. Master Planned Capital Projects Funding for master-planned capital projects system is shown in the graph below. A 10- year graph of these expenditures shows that there are some significant increases in funding in 2022-2024. Master Planned Capital Project Funding Needs Stream Restoration Capital Projects A separate funding stream within the stormwater fund for construction of stream restoration capital projects was established in 2012. The aim of this separate stream is to ensure that reaches of streams within Fort Collins are restored to their native condition at some point. The level of this funding was initially set at $650,000 per year with an increase to $700,000 in 2016. That amount is subject to review at some point in the future. $- $1,000,000.00 $2,000,000.00 $3,000,000.00 $4,000,000.00 $5,000,000.00 $6,000,000.00 $7,000,000.00 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Master Planned Project Capital Funding Master Planned Projects 14 Stream Restoration Capital Project Funding Needs Minor Capital Projects The graph below represents ten years of anticipated funding needs for minor capital projects. The typical budget for minor capital projects has been ~$400k per year in recent past years, and this is expected to continue beyond 2017. The amount of the replacement program budget should be reviewed at some point to determine if that amount is sufficient to adequately address system deterioration. Minor Capital Project Funding Needs $100,000.00 $200,000.00 $300,000.00 $400,000.00 $500,000.00 $600,000.00 $700,000.00 $800,000.00 2015201620172018201920202021202220232024 Stream Restoration Project Funding Stream Restoration Projects $100,000.00 $200,000.00 $300,000.00 $400,000.00 $500,000.00 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Minor Capital Project Funding Minor Capital Projects 15 Stormwater Fund Capital Funding Needs The graph and table below show the capital funding needs for the stormwater enterprise fund for the next ten years. This aggregate funding contains capital funding for master planned projects, stream restoration projects, and minor capital projects. 1-5 Year Stormwater Fund Capital Needs $0 $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Capital Expenditure Year Stormwater Fund Stream restoration Major capital Minor capital Division 2015 2016 2017 2018 2019 Minor capital $ 360,000 $ 370,000 $ 380,000 $ 390,000 $ 400,000 Major capital $ 3,516,000 $ 3,251,000 $ 2,777,000 $ 2,777,000 $ 3,450,000 Stream restoration $ 650,000 $ 700,000 $ 700,000 $ 700,000 $ 700,000 Totals $ 4,526,000 $ 4,321,000 $ 3,857,000 $ 3,867,000 $ 4,550,000 16 6-10 Year Stormwater Fund Capital Needs Future Stormwater Fund Capital Needs Division 2020 2021 2022 2023 2024 Minor capital $ 410,000 $ 420,000 $ 430,000 $ 440,000 $ 450,000 Major capital $ 647,000 $ 1,828,000 $ 6,586,100 $ 5,505,200 $ 6,001,000 Stream restoration $ 700,000 $ 700,000 $ 700,000 $ 700,000 $ 700,000 Totals $ 1,757,000 $ 2,948,000 $ 7,716,100 $ 6,645,200 $ 7,151,000 Division Future Project Costs Notes Minor capital $ 545,000 This is an annual cost going forward. Major capital $ 136,728,926 Stream restoration $ 700,000 This is an annual cost going forward. Totals $ 137,273,926 17 Stormwater Fund Capital Projects The following section contains schedule, funding needs, and drivers for the known capital projects that will be funded by the water enterprise fund in the next ten years. Projects are broken by type of project: master planned, stream restoration, and minor capital. Detailed information for each of these projects is available in Appendices A, B, & C. . 18 Project Name Division Project Type 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Future Costs Master Planning & Flood Control Myrtle Street Storm Sewer Master Planning Major Capital $ - $ - $ 4,310,000.00 Oak Street Outfall Extension Master Planning Major Capital $ - $ - $ 11,500,000.00 Magnolia Street Outfall - Phase 1 Master Planning Major Capital $ - $ - $ 2,500,000.00 $ 2,500,000.00 $ 2,500,000.00 $ 3,000,000.00 $ 2,284,000 $ 8,214,000.00 Lemay Channel (Reaches 4,5,6) Master Planning Major Capital $ - $ - $ 2,796,100.00 New Mercer Ditch Master Planning Major Capital $ - $ - $ 12,590,001.00 Magnolia Street Outfall - Phase 2 Master Planning Major Capital $ - $ - $ 275,000 $ 2,000,000 $ 7,763,000.00 Plum Corridor Master Planning Major Capital $ - $ - $ 7,061,000.00 Mulberry Street/Riverside Avenue Storm Sewer Master Planning Major Capital $ - $ - $ 1,510,000.00 Central Master Planning Major Capital $ - $ - $ 5,202,600.00 South PV&L Corridor Master Planning Major Capital $ - $ - $ 4,290,000.00 North PV&L/PV&L Bank Im/Langshire Drive Master Planning Major Capital $ - $ - $ 2,930,000 $ 4,290,000.00 Southern Master Planning Major Capital $ - $ - $ 2,300,200 $ 1,717,000 $ 4,017,200.00 Laporte Avenue Storm Sewer Master Planning Major Capital $ - $ - $ 5,320,000.00 Whedbee Street Storm Sewer Master Planning Major Capital $ - $ - $ 1,100,000.00 Fossil Ridge Drive Master Planning Major Capital $ - $ - $ 748,900.00 Lemay Avenue at Stanton Creek Master Planning Major Capital $ - $ - $ 531,700.00 SW English Ranch Ponds #2 and #5 Culverts - Fox Meadows Ponds Master Planning Major Capital $ - $ - $ 501,000.00 Harmony Road and I-25 Road Improvements Master Planning Major Capital $ - $ - $ 5,000,000.00 Hilldale Drive at Burns Tributary Master Planning Major Capital $ - $ - $ 131,300.00 Cherry Street Storm Sewer Master Planning Major Capital $ - $ - $ 4,720,000.00 North College Property Buyout Master Planning Major Capital $ - $ - $ 2,316,700.00 Dixon Creek Pond Master Planning Major Capital $ - $ - $ 712,000.00 Tafthill Road at Lang Gulch Master Planning Major Capital $ - $ - $ 464,300.00 Shields Street at Lang Gulch Master Planning Major Capital $ - $ - $ 2,262,700.00 Trilby Road at Lang Gulch Master Planning Major Capital $ - $ - $ 253,300.00 Boxelder Creek at Prospect Road and D/S Diversion Master Planning Major Capital $ - $ - $ 3,900,000.00 Total Foothills Basin Master Planning Major Capital $ - $ - $ 2,195,000.00 Ziegler Pond Master Planning Major Capital $ - $ - $ 673,200.00 Larimer/Weld Diversion Structure "Levee" Master Planning Major Capital $ - $ - $ 52,000.00 Existing Dry Creek Channel in Airpark Master Planning Major Capital $ - $ - Lemay Avenue Master Planning Major Capital $ - $ - Dry Creek Mobile Home Park Pond Master Planning Major Capital $ - $ - Golden Meadows Pond Master Planning Major Capital $ - $ - $ 14,100.00 C&S Railroad No. 1 at Lang Gulch Master Planning Major Capital $ - $ - $ 15,000.00 Sunstone Village Pond #4 Master Planning Major Capital $ - $ - $ 49,200.00 Sunstone Village Pond #5 Master Planning Major Capital $ - $ - $ 63,700.00 Bank & Stream Stability Erosion Site #32 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #36 Master Planning Major Capital $ - $ - Airpark Area Master Planning Major Capital $ - $ - Timber/Stetson Creek Detention Pond Master Planning Major Capital $ - $ - $ 96,000.00 Bank & Stream Stability Erosion Site #40 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #34 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #39 (S) Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #46 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #33 Master Planning Major Capital $ - $ - Spring Creek Bank Stabilization Master Planning Major Capital $ - $ - $ 212,000.00 Evergreen East Pond Master Planning Major Capital $ - $ - 19 Bank & Stream Stability Erosion Site #45 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #39 (N) Master Planning Major Capital $ - $ - Increased Conveyance East of Shields Master Planning Major Capital $ - $ - $ 255,400.00 Redwing Marsh Outfall Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #29 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #41 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #35 & 35B Master Planning Major Capital $ - $ - Tafthill Road at Burns Tributary Master Planning Major Capital $ - $ - $ 329,300.00 Bank & Stream Stability Erosion Site #30 Master Planning Major Capital $ - $ - Bank & Stream Stability Erosion Site #26 Master Planning Major Capital $ - $ - Trilby Road on South Bank Tributary of Smith Creek Master Planning Major Capital $ - $ - $ 356,500.00 Bank & Stream Stability Erosion Site #42 Master Planning Major Capital $ - $ - Country Road 32 at Stanton Creek Master Planning Major Capital $ - $ - $ 375,700.00 C&S Railroad No. 4 at Lang Gulch Master Planning Major Capital $ - $ - $ 402,200.00 Riverside/Pitkin Storm Sewer Master Planning Major Capital $ - $ - $ 407,000.00 Remington/Lake Storm Sewer Master Planning Major Capital $ - $ - $ 515,000.00 Bank & Stream Stability Erosion Site #43 Master Planning Major Capital $ - $ - C&S Railroad No. 3 at Lang Gulch Master Planning Major Capital $ - $ - $ 664,100.00 Lake/Center Storm Sewer Master Planning Major Capital $ - $ - $ 678,000.00 C&S Railroad No. 2 at Lang Gulch Master Planning Major Capital $ - $ - $ 811,400.00 Prospect/College Storm Sewer Master Planning Major Capital $ - $ - $ 647,000.00 $ 647,000.00 Strachan/Edinburgh Storm Sewer Master Planning Major Capital $ - $ - $ 1,376,000.00 Oakridge Regional Detention Pond Spillway Master Planning Major Capital $ - $ - $ 1,758,100 $ 1,758,100.00 Swift Pond Embankment Master Planning Major Capital $ - $ - $ 2,366,700.00 Poudre School District Facilities Site: RCBC to Laporte Avenue Master Planning Major Capital $ - $ - $ 2,900,000.00 North College Master Planning Major Capital $ - $ - $ 1,828,000 $ 1,828,000 Mulberry Water Reclamation Facility Floodproofing Master Planning Major Capital $ - $ - Fort Collins Airpark-Lemay Avenue (Levee 4) Master Planning Major Capital $ - $ - $ 402,000.00 Lincoln Channel (Reaches 2,3) - County Project Master Planning Major Capital $ - $ - Cooper Slough at SH 14 - County Project Master Planning Major Capital $ - $ - $ 13,347,250.00 Western Mobile Levees Master Planning Major Capital $ - $ - $ 255,000.00 East Mulberry Street Floodproofing - County Project Master Planning Major Capital $ - $ - $ 792,000.00 Imperial Estates Master Planning Major Capital $ - $ - SW Puebla Vista Outfall Conveyance Master Planning Major Capital $ - $ - SW Lanshire, Willow Channel Crossing Master Planning Major Capital $ - $ - Hillcrest at Clearview Channel Master Planning Major Capital $ - $ - Willow Street Outfall Master Planning Major Capital $ - $ - $ 760,000.00 SW Lincoln Ave and Air Park Road Master Planning Major Capital $ - $ - Constitution Avenue/Bryan Avenue Storm Sewers Master Planning Major Capital $ - $ - Windsor Court-Scarborough Court Storm Sewers Master Planning Major Capital $ - $ - PV&L East Bank Improvements Master Planning Major Capital $ - $ - Blue Mesa Pond Master Planning Major Capital $ - $ - $ 658,000.00 Warren Farm Pond Master Planning Major Capital $ - $ - $ 741,000.00 Mulberry-Louise to Tafthill Road Crossing Master Planning Major Capital $ - $ - $ 192,275.00 Oldtown Basin-Shields to Riverside-Laurel Storm Water ReplacemeMnatster Planning Major Capital $ - $ - $ 1,510,000.00 Downtown River District Master Planning Major Capital $ 1,000,000.00 $ - West Vine Outfall Channel and Forney Pond Master Planning Major Capital $ 1,000,000.00 $ - NECCO WQ Pond Master Planning Major Capital $ 1,000,000.00 $ 3,000,000.00 SW PIF and Service Fees Master Planning Major Capital $ 265,000.00 $ - Developer Reimbursements Master Planning Major Capital $ 100,000.00 $ 100,000.00 $ 100,000.00 $ 100,000.00 $ 100,000.00 Art in Public Places Master Planning Major Capital $ 26,000.00 $ 26,000.00 $ 27,000.00 $ 27,000.00 $ 28,000.00 Drainage Basin Modeling Updates Master Planning Major Capital $ 125,000.00 $ 125,000.00 $ 150,000.00 $ 150,000.00 $ 175,000.00 $ - $ - $ - $ - $ - $ - Total Master Planning Projects $ 3,516,000.00 $ 3,251,000.00 $ 2,777,000.00 $ 2,777,000.00 $ 3,450,000.00 $ 647,000.00 $ 1,828,000.00 $ 6,586,100.00 $ 5,505,200.00 $ 6,001,000.00 $ 136,728,926.00 20 Minor Capital SW Laporte Storm Sewer Replacement Drainage & Det. Minor Capital $ - $ - SW Emigh Lateral Irrigation Box CIPP Drainage & Det. Minor Capital $ 30,625.00 $ - SW Wheaton Drive South of Oakridge Drive Drainage & Det. Minor Capital $ - $ - SW Pitkin Storm Sewer Replacement Drainage & Det. Minor Capital $ - $ - SW Cimarron Square Apartments Channel Drainage & Det. Minor Capital $ - $ - SW Parkwood East Pond Drainage & Det. Minor Capital $ - $ - SW Evergreen East Pond Enlargement Drainage & Det. Minor Capital $ - $ - SW Oakbrooke Channel Stanford to Camelot Drainage & Det. Minor Capital $ - $ - SW Parker-Prospect to Mathews SW Replacement Drainage & Det. Minor Capital $ 125,000.00 $ - SW Carpet Exchange Drainage & Det. Minor Capital $ 19,000.00 $ - SW Replace Skyway Outfall at Sundown Drainage & Det. Minor Capital $ - $ 28,000.00 SW Vine Lancer Culvert and Vine Lancer Channel Drainage & Det. Minor Capital $ - $ 40,000.00 SW Channel from LCC #2 to Regional Pond (Forney Property) Drainage & Det. Minor Capital $ - $ 21,000.00 SW Taft Laporte Channel Drainage & Det. Minor Capital $ - $ 96,000.00 SW Colby Street Storm Sewer Crossing Drainage & Det. Minor Capital $ - $ - $ 32,000.00 SW Hinsdale Drive Culvert Upsize Drainage & Det. Minor Capital $ - $ - $ 60,000.00 SW Crest Road Culvert Upsize Drainage & Det. Minor Capital $ - $ - $ 104,000.00 SW Bull Farm Siphon Drain Drainage & Det. Minor Capital $ - $ - $ - $ 101,000.00 SW Silverplume Channel Culverts Drainage & Det. Minor Capital $ - $ - $ - $ 217,000.00 SW Andersonville Outfall/Lemay Channel Drainage & Det. Minor Capital $ - $ - $ - $ - $ 109,000.00 SW Stetson Creek Diversion Channel Drainage & Det. Minor Capital $ - $ - $ - $ - $ 64,000.00 SW Pheasant Ridge North Pond Drainage & Det. Minor Capital $ - $ - $ - $ - $ 21,000.00 Roselawn Cemetery Drainage & Det. Minor Capital $ - $ - $ - $ - $ - $ 12,000.00 SW Greenbriar Outfall Channel Drainage & Det. Minor Capital $ - $ - $ - $ - $ - $ 6,250.00 SW Alta Vista Dry Creek Channel Upgrade Drainage & Det. Minor Capital $ - $ - $ - $ - $ - $ 6,250.00 SW Clydesdale Drive at Stuart Drainage & Det. Minor Capital $ - $ - SW C&S Railroad No. 1 at Lang Gulch Drainage & Det. Minor Capital $ - $ - $ 15,000.00 SW Southmoor Village S. Ponds Drainage & Det. Minor Capital $ - $ - $ 275,000.00 SW Fossil Creek and Shields Drainage & Det. Minor Capital $ - $ - $ 255,000.00 SW Imperial-CR38E/Taft-Goodel/Westfield Storm Sewer Drainage & Det. Minor Capital $ - $ - SW Bryan Street Drainage & Det. Minor Capital $ - $ - SW Stover Storm Sewer Replacement Drainage & Det. Minor Capital $ - $ - SW Peterson-Parker Stuart Replacement Drainage & Det. Minor Capital $ - $ - SW SE Annexation - Fossil Creek Drainage & Det. Minor Capital $ - $ - Storm Water Minor Capital Replacement Program Drainage & Det. Minor Capital $ 185,375.00 $ 185,000.00 $ 184,000.00 $ 72,000.00 $ 206,000.00 $ 385,500.00 $ 420,000.00 $ 430,000.00 $ 440,000.00 $ 450,000.00 Remington Drainage & Det. Minor Capital $ - $ - Clearview Phase II Drainage & Det. Minor Capital $ - $ - Cedarwood Drainage & Det. Minor Capital $ - $ - Pitkin Drainage & Det. Minor Capital $ - $ - Mountain Drainage & Det. Minor Capital $ - $ - LaPorte Drainage & Det. Minor Capital $ - $ - Riverbend Ponds Drainage & Det. Minor Capital $ - $ - Gibbons Drainage & Det. Minor Capital $ - $ - Southridge Green Drainage & Det. Minor Capital $ - $ - McClellands Creek Drainage & Det. Minor Capital $ - $ - Total Minor Capital Projects $ 360,000.00 $ 370,000.00 $ 380,000.00 $ 390,000.00 $ 400,000.00 $ 410,000.00 $ 420,000.00 $ 430,000.00 $ 440,000.00 $ 450,000.00 $ 545,000.00 21 Stream Restoration Stream Restoration Projects Master Planning Stream Restoration650,$ 000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 Total Stream Restoration $ 650,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ 700,000.00 $ - Total All Strowmater Fund Capital Projects $ 4,526,000.00 $ 4,321,000.00 $ 3,857,000.00 $ 3,867,000.00 $ 4,550,000.00 $ 1,757,000.00 $ 2,948,000.00 $ 7,716,100.00 $ 6,645,200.00 $ 7,151,000.00 $ 137,273,926.00 Year 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 Future Project Costs 22 Appendix A Master-Planned Stormwater Capital Projects 23 This page left intentionally blank for printing. 24 Appendix B Stream Restoration Capital Projects 25 This page left intentionally blank for printing. 26 Appendix C Minor Capital Projects 27 This page left intentionally blank for printing. 28 Appendix D Capital Improvement Planning Process 29 This page left intentionally blank for printing. 30 A process for updating the Capital Improvement Planis shown below. A description of each of these steps, as well as roles relating to each step, is shown after the diagram. FCU PM’s Add Projects to CIP Database Review List of Projects from Previous Year Remove Projects That Were Completed List of Capital Projects Is Complete Review Prioritization Criteria & Weights Rate New Projects Against Framework Review CIP with PM’s & Revise As Needed Compare CIP for to Available Funding Revise Funding & CIP As Needed Present CIP to Capital Project Review Committee Revise As Needed Draft Budget Offers Based on Approved Capital Plan 31 Step Description Responsible Parties FCU PM’s Add Projects to CIP Database Capture all new capital projects that must be reviewed for consideration in BFO process FCU Project Managers, Division heads Review List of Projects from Previous Year Is the list of previously- approved projects still correct? FCU Project Managers Remove Projects That Were Completed Remove from the CIP any capital projects that were completed in the previous year FCU Project Managers List of Capital Projects Is Complete Start the prioritization process with the correct list of projects FCU Project Managers, Asset Manager Review Prioritization Criteria & Weights Is the list of criteria and their respective weights still appropriate to meet FCU senior management objectives? FCU Project Managers, Asset Manager Rate New Projects Against Framework Rate any projects that were added to the CIP against the framework and rank those with the projects that were existing on the list. FCU Project Managers Review CIP with PM’s & Revise As Needed Does the prioritized CIP list look appropriate? If not revise as needed. FCU Project Managers, Asset Manager Compare CIP to Available Funding Does the CIP for the next budget cycle fall within available funding? If not are adjustments necessary to capital, funding, or both? FCU Senior Management, Project Managers, Asset Manager Revise Funding & CIP As Needed Make revisions to the CIP and capital budgets as necessary to meet goals of FCU senior management. FCU Senior Management, Project Managers, Asset Manager Present CIP to Capital Project Review Committee Present finalized CIP and funding scenarios to the Capital Review Committee (CRC) FCU Senior Management, Strategic Financial Planning Manager, Asset Manager Revise As Needed If revisions are necessary based on CRC input, project managers shall revisit their projects and determine what impacts will happen because of delays to projects. Project Managers Draft Budget Offers Based on Approved Capital Plan Once the final CIP and funding plan are approved, budget offers for the BFO process are drafted by the appropriate parties. FCU Senior Management, Project Managers Revise Funding & CIP As Needed Make revisions to the CIP and capital budgets as necessary to meet goals of FCU senior management. FCU Senior Management, Project Managers, Asset Manager Present CIP to Capital Project Review Committee Present finalized CIP and funding scenarios to the Capital Review Committee (CRC) FCU Senior Management, Strategic Financial Planning Manager, Asset Manager Revise As Needed If revisions are necessary based on CRC input, project managers shall revisit their projects and determine what impacts will happen because of delays to projects. Project Managers Draft Budget Offers Based on Approved Capital Plan Once the final CIP and funding plan are approved, budget offers for the BFO process are drafted by the appropriate parties. FCU Senior Management, Project Managers Revise Funding & CIP As Needed Make revisions to the CIP and capital budgets as necessary to meet goals of FCU senior management. FCU Senior Management, Project Managers, Asset Manager Present CIP to Capital Project Review Committee Present finalized CIP and funding scenarios to the Capital Review Committee (CRC) FCU Senior Management, Strategic Financial Planning Manager, Asset Manager Revise As Needed If revisions are necessary based on CRC input, project managers shall revisit their projects and determine what impacts will happen because of delays to projects. Project Managers Draft Budget Offers Based on Approved Capital Plan Once the final CIP and funding plan are approved, budget offers for the BFO process are drafted by the appropriate parties. FCU Senior Management, Project Managers