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HomeMy WebLinkAboutReport - Read Before Packet - 11/04/2024 - Information regarding City of Fort Collins Inflation Reduction Act Advisory Proposal June 2024 for Agenda Item #7 o ELECTIVE PAYMENT TAX CREDIT ASSESSMENT ADVISORY PROPOSAL FOR CITY OF FORT COLLINS Robert O'Neill, Partner Gabriel Sermeno, Director Moss Adams LLP Block 162, 675 15th Street, Suite 1900 Denver, CO 80202 Table of Contents | A. Cover Letter / Executive Summary i | B. Firm Information 1 1. & 5. Firm Background and Size 1 2. Firm History 1 3. Firm Ownership and Organization Structure 2 4. Full-Service Capabilities 2 6. Our Locations 2 7. Primary Contact Information 3 | C. Scope of Proposal 4 1. Proposed Services 4 2. Project Management 11 3. Service Approach 11 4. Communication 12 5. Firm Software and Analysis Tools 12 6. Use of Subcontractors 13 7. Proposed Schedule 13 | D. Firm Capability & Assigned Personnel 15 1. Service Team Organization Chart 15 2. Service Team Resumes 15 3. Firm and Staff Qualifications 19 4. References 25 5. The Moss Adams Difference 26 | E. Sustainability/TBL Methodology 27 1. Social, Economic, and Environmental Practices and Metrics 27 2. Social, Economic, and Environmental Efforts in Practice 27 | F. Cost & Work Hours 29 1. Estimated Hours by Task 29 2. Cost by Task 29 3. Standard Billing Rates 31 4. Direct Costs 31 | G. Sample Agreement Exceptions 32 | H. Acknowledgement Form 33 June 28, 2024 Gerry Paul Purchasing Director City of Fort Collins 215 N. Mason Street 2nd Floor PO Box 580 A. Cover Letter / Executive Summary Dear Gerry: Thank you for the opportunity to present this proposal for Inflation Reduction Act (IRA) tax consulting services to the City of Fort Collins (the City), in response to your request for proposal (RFP). Our firm and proposed engagement team are properly licensed to perform such services in Colorado and would be dedicated to performing all of the RFP’s outlined work within the time frame established by the City. We understand you’re seeking a service provider with the depth of functional skills necessary to provide the City with guidance and support in complying with all federal and state regulations relating to clean energy projects and corresponding tax credits, in accordance with the provisions of the Inflation Reduction Act of 2022 (IRA) Section 1647 along with other applicable energy tax credits. Specifically, you’re seeking a firm capable of offering consulting services to leverage federal tax credits for renewable energy and energy efficiency projects across the enterprise. Although differences between firms can be hard to discern, we believe the following identifies us as the best choice to serve the City: • Expertise with governmental and municipal engagements. With over 400 government clients firmwide, we already understand municipalities, governments, and how organizations like the City operate. Our team is focused on assisting clients with the qualifications for IRA benefits, including placed-in-service analysis, cost segregation, confirmation of credit enhancements such as prevailing wage and domestic content (among others), project registration, credit monetization, and compliance to minimize recapture risk. Our dedicated focus and involvement in your industry means we understand the issues unique to municipalities like yours. • Experienced professionals. Your dedicated engagement team will consistently provide the City with the highest quality services; bringing you experienced professionals with deep knowledge across a wide array of specialties, including tax credit advisory, construction compliance monitoring, and cost segregation. This team works closely with other tax and assurance professionals in our National Not-for-Profit, Government Services, and Tribal & Gaming Practices. This cross-sectional experience will be critical to adding value to our relationship with the City, providing effective project management and administration, as well as achieving effective results to help ensure a successful project. June 28, 2024 Gerry Paul Purchasing Director City of Fort Collins 215 N. Mason Street 2nd Floor PO Box 580 • Efficient and effective service approach. Our service approach is designed to reduce costs and save time while meeting the City’s specific needs. Our approach is collaborative, and we’ll include your team in every step of the assessment process to the successful delivery of value-added results. Please see the Service Approach section for our project approach and methodology on specific aspects of the Section 48 Investment Tax Credits. • Strong reputation for providing independent and objective advice. Moss Adams has an excellent reputation for quality, integrity, and added value. We’re independent and deliver accurate, honest assessments in our consulting work. Unlike smaller competitors who may not have defined methodologies for work, Moss Adams has built processes for quality assurance into our policies and culture. This means our work is accurate and timely, and will provide significant value to the City. Our performance as business advisors will demonstrate our commitment to high-quality services, consistent with our proven track record. We look forward to helping you maximize your IRA tax credits through validation and compliance support services. • Competitive fees. We strongly believe we’re the most qualified firm to serve the City. However, if fees become a decision point for you, please reach out to us to discuss them prior to making your final decision. Our fees are included in the Cost & Work Hours section of this proposal. You’ll find that Moss Adams offers an exceptional combination of experience and resources to not only meet your needs but also add value to the City at a competitive price. We bring a rare blend of inspiration and technical excellence to help our clients discover and claim the future. Our focus on helping you recognize and take advantage of rising opportunities is what sets us apart from other firms. Should we be selected to participate in the interviews/demonstrations, we can make ourselves available virtually, in person, or a combination of both, on the proposed dates stated in the RFP’s schedule section. We commit to making the City a long-term and extremely satisfied client of Moss Adams. We’re enthusiastic about the opportunity to serve you and appreciate your consideration of our firm. Sincerely, Robert O'Neill, CPA Gabriel Sermeno Partner Director (503) 478-2339 (310) 481-1215 rob.oneill@mossadams.com gabriel.sermeno@mossadams.com B. Firm Information 1. & 5. FIRM BACKGROUND AND SIZE At Moss Adams, we believe in the power of possible. As a business and personal advisory firm with over 4,750 professionals across more than 30 locations, we work with clients to meet the rising challenges and opportunities of tomorrow. Through a full spectrum of accounting, consulting, and wealth management services, we bring the deep industry specialization and unconventional thinking our clients seek. Since we put down roots in the Pacific Northwest more than 100 years ago, we’ve steadily expanded to serve clients across the nation and globally. Our full range of services includes accounting (assurance and tax), consulting (IT, strategy & operations, transactions, and specialty), as well as individual and institutional wealth management. Moss Adams is one of the 15 largest US accounting and consulting firms and a founding member of Praxity, a global alliance of independent accounting firms providing clients with local expertise in the major markets of North America, South America, Europe, and Asia. 2. FIRM HISTORY Every business, managed well, has the potential for tremendous growth and durability. We know, because it’s our story too. Moss Adams LLP has its origins in 1913, with its current formation as a Washington limited liability partnership in 1996. Our firm’s history began the year President Woodrow Wilson signed the federal income tax into law. That same year, John G. McIntosh, CPA, set up a small Seattle practice to serve a booming Pacific Northwest timber industry. Through good times and bad, through two world wars and 19 US presidents, that practice steadily extended its reach—first regionally, then nationally—to serve the businesses and industries that built this country. Today, that practice is Moss Adams, one of the largest accounting, consulting, and wealth management firms in the nation, dedicated to assisting clients with growing, managing, and protecting prosperity. But our principles remain the same as they were when we opened our doors more than a century ago: Consistently hire talented people, work hard to make a difference in our communities, and empower our clients to discover and claim success. 3. FIRM OWNERSHIP AND ORGANIZATION STRUCTURE Moss Adams is organized as a limited liability partnership with more than 400 active partners. Firm business is conducted under the leadership of our chief executive officer, chief operating officer, and chief practice officer; an elected executive committee; regional managing partners; partners in charge of our offices; and industry group leaders. Our national office, located in Seattle, Washington, provides centralized support services for the firm. 4. FULL-SERVICE CAPABILITIES We understand the scope of this engagement is limited to the requested elective payment tax credit assessment advisory services. But the people who make up your engagement team, like all our professionals, have a wider skill set and are trained to be aware of issues that fall outside typical assurance and tax work. Exposing our accountants to a broad range of financial and operational disciplines is an approach that’s hardwired to our practice. We do this because we place a high value on having peripheral vision when it comes to your business. It’s the difference between being able to advise you on your business versus serving as “just an accountant.” For this reason, the City should know Moss Adams can provide a broad set of additional solutions if the need arises, including the following: 6. OUR LOCATIONS Moss Adams has more than 30 locations and a presence in nine states: Arizona, California, Colorado, Kansas, New Mexico, Oregon, Texas, Utah, and Washington. • • El Segundo, CA • Fresno, CA • Healdsburg, CA • • Silicon Valley, CA • Stockton, CA • Walnut Creek, CA • • Houston, TX • Salt Lake City, UT • Bellingham, WA • Napa, CA • Orange County, CA • Pasadena, CA • Sacramento, CA • Salinas, CA • San Diego, CA • San Francisco, CA • • Denver, CO* • Kansas City, KS • Albuquerque, NM • Eugene, OR • Medford, OR • Portland, OR • • Seattle, WA** • Spokane, WA • Tacoma, WA • Tri-Cities, WA • Wenatchee, WA • Yakima, WA *Primary office for the City’s engagement **Moss Adams Headquarters 7. PRIMARY CONTACT INFORMATION Denver Office Headquarters Block 162, 675 15th Street, Suite 1900 Denver, CO 80202 (303) 298-9600 999 3rd Avenue, Suite 2800 Seattle, WA 98104 (206) 302-6500 Primary Engagement Contacts Rob O’Neill, Partner 805 SW Broadway, Suite 1400 Portland, OR 97205 (503) 478-2339 rob.oneill@mossadams.com Gabe Sermeno, Director 225 S. Lake Avenue, Suite 900 Pasadena, CA 91101 (310) 481-1215 gabriel.sermeno@mossadams.com C. Scope of Proposal 1. PROPOSED SERVICES We understand the City is seeking IRA tax consulting services to provide guidance and support in complying with all federal and state regulations related to clean energy projects and associated elective payment tax credits. Additionally, the City is requesting the design of an ongoing IRA elective payment program to be managed by Moss Adams. The following phased service plan is designed to efficiently perform the tasks as outlined in the RFP. Service Description DATA GATHERING (SCOPE ITEM #1) 1. Meet with City departments with potential clean energy projects a. Identify currently eligible projects underway b. Identify eligible projects in strategic/capital plans c. Identify the timing of projects d. Identify any potentially eligible projects not included in strategic plans PROJECT ANALYSIS – FEASIBILITY AND PRIORITIZATION (SCOPE ITEMS #2–5) 1. List the types of clean energy projects by City department which are eligible for tax credits a. Identify the specific tax credits for each project b. Identify why the project is eligible for tax credits c. Note any potential exceptions to eligibility or specific tasks to complete in order to meet eligibility requirements d. Train City staff on how to determine project eligibility 2. Estimate the value of potential tax credits for eligible projects 3. Establish a project timeline for receiving tax credits for each project 4. Assess the cost/benefit to the City of pursuing elective payment of clean energy tax credits a. Assign an “ease of pursuit” rating to each potential use of tax credits b. Highlight any exceptions or specific requirements to ensure City projects are eligible for elective pay tax credits c. Determine the resource requirements for pursuing these tax credits d. Determine the length of time these tax credits remain available e. Determine if the present cost of preparing and filing a 990-T equal to or greater than the future benefit of the tax credits; identify any exceptions or caveats Service Description CREDIT MONETIZATION AND COMPLIANCE (SCOPE ITEMS #6 & 7) 1. Estimate the annual cost of managing the IRA elective payment program for the City 2. Design an ongoing IRA elective payment program for the City, including: a. Annual resource requirements b. Annual incremental documentation requirements c. Annual accounting requirements d. Annual compliance requirements e. Annual management requirements In addition to the above scope of services, we’ll adjust the approach and propose any additional scope of work if it is identified and helps deliver the greatest possible benefit. We’ll recommend modifications to the scope of services as needed to ensure that the City is aware of, and qualifies for, any tax credits or federal benefits. DATA GATHERING (SCOPE ITEM #1) Initial Consultation We’ll send a preliminary survey to City departments to determine the scope of their knowledge of IRA tax credits and types of capital spending over the next three to five years. This will help us identify areas of focus for meetings with the identified City departments. These surveys will be collected simultaneously with capital spend budgets, reports, and projections of costs for the next three to five years related to their anticipated clean energy projects. We’ll schedule a series of workshops to educate and advise approximately 20 (twenty) City departments on the existing regulations, the IRA, and current guidance, with deep dives into the areas of opportunities identified in the preliminary survey. During those workshops, we’ll discuss the qualifying criteria with the City departments, including accounting, operations, technical, and ESG leaders, to help identify eligible projects as well as potential challenges that may impact the City’s ability to generate and monetize a credit. PROJECT ANALYSIS – FEASIBILITY AND PRIORITIZATION (SCOPE ITEMS #2–5) Based on the information gathered from our surveys and during meetings with applicable department personnel, we’ll review current and future projects that may be eligible for clean energy credits. We will provide an estimated timeline for each project, detailing the steps that must be taken from the start of construction through to the completion of the project, placing the property in service, filing applicable tax returns, and claiming any credits through Elective Pay. We’ll work with you to provide memoranda and reports summarizing on a project-level basis, organized by department, which credits may be applicable to such projects, the estimated value of such credits, support for the project’s eligibility, and analysis of the feasibility of effectively claiming such credits. This report will assist the City in understanding its estimated IRA tax credit amount projected over the next three to five years. This report will contain analysis and documentation on the following key components of IRA tax credits. Key Considerations of IRA Credits We will perform consultation reviews to help the City address Start of Construction Safe Harbor Requirements, Prevailing Wage and Apprenticeship Exceptions, Domestic Content Exceptions, Energy Community Eligibility, Environmental Justice Allocation Eligibility, determination of when the project was/is placed in service, and credit monetization. We will also perform contract consultation reviews to help the City execute contracts with language and controls addressing prevailing wage, associated apprenticeship program reporting, and domestic content requirements. Start of Construction Safe Harbor Requirements Moss Adams will review the steps taken by the City to determine if they meet the construction safe harbor requirements. We will analyze the City’s efforts under the Physical Work Test and the Five Percent Safe Harbor test as described in numerous IRS notices and other guidance. Moss Adams will also provide additional considerations related to the Continuity Requirement that you can incorporate into your project plans to ensure compliance with the IRS requirements or review. We will document the steps you take to meet these safe harbor requirements. Prevailing Wage and Apprenticeship Exception Analysis The City has indicated that, based on the expected output of some its projects (e.g., less than 1 mW), it meets certain exception criteria relative to the IRA’s Prevailing Wage and Apprenticeship (PWA) requirements. Moss Adams will validate that conclusion and document the City’s exception to the Prevailing Wage & Apprenticeship Requirements. Energy Community Analysis Moss Adams will review the location addresses of the City’s planned projects to confirm whether the project(s) may be eligible to qualify for the Energy Community Bonus Credit as described in IRS Notices 2023-45 and 2023-47. Environmental Justice Allocation If the City applied for and was allocated an Environmental Justice Allocation as described in Notice 2023-17, Moss Adams will use that information to calculate and determine the City’s Section 48 benefit. We will also review any potential opportunities to submit an application for this allocation. Determination of Applicable Credit For tax-exempt organizations and government entities making this election, the regulations have special provisions allowing those entities to determine the applicable credit without regard to tax- exempt use restrictions and allow those entities to treat the eligible property as used in a trade or business, allowing the full amount of the credit to be realized. The regulations also make provisions for projects funded by certain grants, forgivable loans, and other tax-exempt amounts. These rules would generally allow tax-exempt amounts used to acquire an investment property in IRC Sections 30C, 45W, 48, 48C, or 48E to be included in the calculation of the credit amount. To prevent excessive benefit, the amount of the credit plus the tax-exempt amount can’t exceed the total cost of the investment property. Several examples of the application of this rule are provided. The regulations also provide that any credit must be determined with respect to the applicable entity or electing taxpayer. These rules therefore prohibit an applicable entity from making an elective payment election for a transferred credit under IRC Section 6418, which allows taxpayers to make a one-time election to transfer all or a portion of eligible credits to an unrelated third party. An IRC Section 48 energy property election can’t be made when the taxpayer makes an election under IRC Section 50(d) to pass through the credit to the lessee of the property. It also can’t be made regarding carbon capture and sequestration credits if the taxpayer makes an election under Section of 45Q(f)(3)(B) to pass the credits through to the person disposing of or using qualified carbon oxide—or using it as a tertiary injectant. Elective Payment Phaseout Rules and Domestic Content Exception Analysis Starting in 2024, the credit amount calculated under IRC Sections 45, 45Y, 48, and 48E where elective payments are made will be phased down if certain domestic content requirements haven’t been met. Depending on the certain qualifications, the City may meet certain exception criteria relative to the IRA’s Domestic Content requirements. Moss Adams will determine the project’s facts and determine whether it qualifies for the exception to the Domestic Content Requirements. Satisfying the exception criteria will mean that the City will not suffer a reduction in its credit amount. Prevailing Wage and Apprenticeship For projects where the City must meet PWA requirements to earn the credit enhancement, (i.e., projects with expected output > 1mW), Moss Adams will provide the City with estimated costs associated with meeting and documenting these requirements. We understand the City has a system in place to have contractors report compliance with prevailing wage requirements. We’ll review this system to confirm its compliance with the IRS guidance. Please note that the IRS recently released final guidance on these requirements on June 18, 2024, through TD 9998, RIN 1545-BQ62. Any costs associated with complying with this final guidance will be factored into the cost benefit analysis that will be delivered as part of this work. Moss dams | Pro osal or Cit o Fort Collins 8 Additional Consideration – Financial Modeling Tax Advisory We have deep expertise consulting on all tax aspects regarding the development, financing, ownership and operation of energy projects, particularly those that may qualify for federal tax credits and other incentives. Often, these projects also involve Department of Energy loan guarantees, below-market loans, forgivable loans, government grants, and other non-tax incentives. The introduction of public-private partnerships often introduces an additional layer of complexity, requiring a deep understanding of partnership tax and the many nuanced rules around the joint ownership of energy properties and the impact of same on tax credits. While these issues must be analyzed from a tax perspective, they must also be properly incorporated into financial models to provide a true picture of the after-tax economics of a given ownership or financing structure. Sometimes, the modeling produces counter-intuitive results, further underscoring the essential nature of the service and need for qualified advisors. We have many years of experience incorporating these tax concepts into complex financial models, including tax equity, public/private partnerships, lender models, and M&A models, both in professional services and in previous tax and finance roles in the energy industry. CREDIT MONETIZATION AND COMPLIANCE (SCOPE ITEMS #6 & 7) Based on our reading of the RFP, we interpret scope items #6 and 7 as the City requesting two options that will help it monetize credits available to it through the IRA – either managing the process itself (Item 6) or outsourcing it (Item 7). The considerations and factors are similar for either option, so we have combined the narrative service proposal for both Scope items here. Therefore, this section outlines the considerations that factor into either a “City-managed” or outsourced IRA Elective payment program for the City. Please note that our fees for this service are typically charged on a per credit basis as outlined in Section F.2. Elective Payment – Process and Considerations We’ll work with the City, including applicable staff, department managers, and other relevant parties to develop materials which will aid the City in implementing and maintaining an Elective Pay program. At the conclusion of these discussions, we will work with you to provide a memoranda and other supporting reports describing the various resource requirements and considerations of such program. We’ll also conduct training sessions educating City staff and other individuals on various Clean Energy credit and Elective Pay topics, including the identification of potentially eligible projects. This may include scheduling a series of workshops to educate and advise City departments and staff on the existing regulations, the IRA, and current guidance with deep dives into the areas of opportunities identified in the preliminary survey. This is a new process for the IRS, and our proposed program will include the following critical process factors and important considerations. Timing of Making the Election An applicable entity or electing taxpayer would make a claim at the time of filing their tax return for the taxable year when the credit is determined where payment wouldn’t occur until after filing the return. A prefiling registration must be completed, and a valid registration number must be noted on the filing. Returns must be filed on time (including any extensions). For entities not required to file, the due date is the date whenever a return would be filed, if required, with a six-month extension automatically allowed. Elections for elective payment are irrevocable once made and apply to any applicable credit for the taxable year when the election is made. The election also applies to the entire amount of the applicable credits determined with respect to each property that was properly registered. Prefiling Registration Requirements The regulations provide for a mandatory prefiling registration process to help prevent fraud. This prefiling process must be satisfied before making the election. The prefiling registration process must be completed through the IRS electronic portal. All registration requirements must be satisfied, a registration number must be received before making the election, and a registration number is required for each applicable project. Specific information must be provided as part of the pre-filing registration process including, the taxpayer’s tax year, the location of each project, the placement in-service date, and other information to allow the IRS to mitigate the risk of fraud and abuse. Other rules related to the registration number are also proposed, including rules related to a change in ownership after a number is obtained but before the project is placed in service. Temporary regulations specific to the process were published on June 21, 2023, and final regulations were recently published on March 11, 2024. The figure below highlights the general process to file, claim and receive a direct payment (i.e., refund). Moss Adams | Pro osal or Cit o Fort Collins 10 We will work with you to provide a report confirming the eligibility of the base credit percentage or amount and listing the applicable bonus credit percentage or enhancements for your Project, including, as applicable, PWA, domestic content, and energy community enhancements. Based on applicable statutes, IRS Notices, Treasury Regulations, and other applicable laws, we will consult with you regarding the direct-payment election and procedures to enable the direct payment and work with you to file the applicable tax returns necessary to claim the ITC. For additional insights into the Direct Pay process, please see our Alert: IRS Issues Guidance for Direct Payment of Energy Tax Credits. Upon project completion, we will provide the City with an Executive Summary to support the credit claim in the event of an IRS exam. The Executive Summary will describe the records reviewed, participating contractors and subcontractors, methods used to confirm compliance, identified incidents of non-compliance, and documentation stating the City promptly addressed any non- compliance. All applicable credit enhancer compliance documentation (e.g., prevailing wage data) can be electronically transferred through our secure portal and these documents will be well-organized and referenced in accordance with the City requirements and general audit principles. Additional Consideration – Tax Credit Examinations Support Along with the benefits of claiming tax credits comes potential scrutiny from the government at the federal and state levels. Our Credits & Incentives Services practice has successfully defended hundreds of federal and state tax credit examinations. We have extensive experience in both the exam and appeals stages of audits related to tax issues. Due to the subjective nature of these credits, it may be necessary to resolve federal credit claims at the IRS appeals level. We have extensive experience working with field agents, as well as the IRS Office of Appeals, and state appeals processes. In addition to IRS examinations, state tax credits are also frequently examined. We’ve supported clients through state examinations, including appeals and settlement processes. We’ve helped many clients through this process, resulting in favorable outcomes. Our effective approach will save you time and money. We’ve developed a streamlined process that reduces the burden on your management and staff during the examination. Some firms outsource this process. We’ll work closely with local field agents to best demonstrate your documentation supporting the credits and to assist in a timely and efficient examination. The advantage of selecting Moss Adams is that the same team that completed your tax credits will be assisting you through the audit and potential appeal if needed. Generally, the fees for exam support are billed hourly and discussed with a client at the onset of an exam. If your organization’s activities could be eligible for the tax credit, the tax savings are worth the effort. Additional Consideration – Filing of IRS Form 990 or 990-T In addition to the credit registration process, monetizing the credits available under the IRA requires the applicable entity to file a federal income tax return (e.g., IRS Form 990 or 990-T). We understand preparing federal Income tax returns may not be a task that is familiar to the City. We will work with your team to prepare a compliance schedule that matches your needs and provides your team with ample time to gather the requested tax return information and review returns before applicable due dates. Throughout the tax return preparation process, we aim to provide timely and accurate tax returns, while brainstorming strategic ideas for consideration. We also staff engagements with a dedicated team of professionals who have significant experience preparing and reviewing tax-exempt tax returns, and a strong understanding of issues specific to public jurisdictions. These services are typically performed by our partners and managers in our tax compliance group and require a separate statement of work. 2. PROJECT MANAGEMENT In general, our clients are served by a relationship owner who’s responsible for managing the overall relationship and making sure we deliver quality service. The relationship owner is a partner- or director–level professional who focuses solely or primarily on serving clients in a particular service capacity or industry. Each engagement also has a quality control reviewer (an informed person not directly involved with the work), who has specialized knowledge and experience with tax credits and the elective pay process. Gabriel Sermeno will be your relationship owner for the work in scope. This will involve directing and reviewing the efforts of the team making sure engagement objectives are accomplished. Supervision will occur as work is performed to identify and resolve issues or inefficiencies in real- time. Gabriel will work directly along with Craig Lammlin and Evan Krueger to execute the Proposed Services outlined in Section C.1. If the City elects to review the Financial Modeling Tax Advisory services, those will be performed by Matt Kaden, Bill Allen, and Jonathan Blitman. In addition, Rob O’Neill will be involved throughout the process and is available for technical questions and support. 3. SERVICE AP PROACH PRIORITIZING THE WORK FOR YOUR ENGAGEMENT Overall, client service is about building value through a strong client relationship. Our team of highly skilled, credit & incentives professionals will focus on your unique needs with a focus on each element of your operations. Our service team is organized so that members are given roles that match their experience. We will then utilize our deep bench of professionals to ensure each member of our service team has sufficient resources to efficiently deliver our proposed services to the City. As we learn more about the City’s eligible projects during the Data Gathering Phase, we may also assign staff- and senior-level professionals to the engagement to assist with the Project Analysis Phase. Each client is unique and has specific needs. This is accomplished through a combination of factors: • Multiple people are assigned to tasks and can support each other during the course of the project. • Since each professional has specific specialties and experience, we emphasize cross-training and diversification of knowledge at all times. • Each individual on the team will be assigned certain tasks and responsibilities and given proper oversight to make sure work is managed and reviewed appropriately. • Staff schedules are carefully monitored to avoid conflicts that may pull people away from a project. This approach has a proven track record of assisting clients successfully accomplish their project goals. Our approach is how we proactively help our clients address their needs, whether it includes strategic tax planning, transaction planning, or, in this case – assessment of elective pay opportunities. 4 . COMMUNICATION We’ll communicate with the City’s project manager and other parties through in-person meetings to present the assessment results as well as a formal written report. Additional meetings may be arranged and can be facilitated in person and/or by phone. Communication with the City will occur in the form of entrance and exit meetings at the end of engagement as well as periodic updates throughout the course of the assessment with questions regarding any issues that are identified. 5. FIRM SOFTWARE AND ANALYSIS TOOLS Moss Adams Client Portal As a client-centric advisory firm, Moss Adams is focused on elevating the digital servicing experience for our clients. To do this, we use our client portal, a secure web-based tool that easily transfers and temporarily stores sensitive documents related to your engagement. The portal can accommodate extremely large data files, and because it’s a private portal, it’s also vastly more secure than email or physical media. The portal stores data files on Moss Adams servers located at our off-site commercial data center. It’s designed to be user-friendly and accommodate the way your team works, while simultaneously streamlining the file-sharing process and accelerating the transfer of your files. The portal creates a single entry-point for all things Moss Adams—whether providing engagement documents, checking status, or getting relevant accounting, consulting, or wealth management information. This is a self-managed, simplified way for our clients to engage and interact with Moss Adams on a value-added, differentiated basis. Firm Technology In today’s fast-paced business environment, we use a wide range of technological tools to bring efficiency and accuracy to every engagement. Here are some of the standard firm technology tools we may use in your engagement: • Kira is a patented machine learning software that identifies, extracts, and analyzes content in contracts and documents with unparalleled accuracy and efficiency. This software can be used to scan documents such as loan or lease agreements, to help us identify critical components for the audit. • XCM Solutions, Accelerated Workflow Automation (XCM) is our tax workflow management tool that’s designed to facilitate a paperless work environment. XCM manages key steps along the project cycle, including scheduling, budgeting, quality control reviews, deadline tracking, and delivery. • SurePrep is an automation software that facilitates the creation and organization of binders for tax returns. This tool uses “1040SCAN Verify” technology to extract and verify information from government and other standard forms and prepare it to be exported into the tax return software. • CCH Axcess, our tax return preparation software is a modular, cloud-based tax solution powered by a central, single-access database. • MATRIX Web is an internally designed tax preparation software that provides business logic, better reporting, and enhanced data capabilities to better serve our clients. This intuitive software removes the limitations of platforms like Excel and Word and provides standardization as we move to a cloud-based solution. We built automation and functionality into MATRIX Web, which allows us to continuously evolve, enhance, and improve in a more responsive and agile manner. • Alteryx is a workflow automation tool that we use to streamline and automate traditional tax compliance work. This drag-and-drop software solution allows tax teams to quickly access, manipulate, analyze, and output data. As a self-service and advanced analytics tool, Alteryx allows teams to build processes in a more efficient, repeatable way that reduces the risk of errors. 6. USE OF SUBCONTRACTORS We have the staff and capabilities to perform the requested services and don’t intend to utilize any subcontractors, association or affiliate member firm personnel to perform this engagement. 7. PROPOSED SCHEDULE The following is a proposed first-year engagement schedule for the City. We’ll discuss any adjustments you may need when we meet with you. Service Description Proposed Timing DATA GATHERING (SCOPE ITEM #1) 1. Meet with City departments with potential clean energy projects a. Identify currently eligible projects underway b. Identify eligible projects in strategic/capital plans c. Identify the timing of projects Three to four weeks from an executed agreement Service Description Proposed Timing PROJECT ANALYSIS – FEASIBILITY AND PRIORITIZATION (SCOPE ITEMS #2–5) 1. List the types of clean energy projects by City department which are eligible for tax credits a. Identify the specific tax credits for each project b. Identify why the project is eligible for tax credits c. Note any potential exceptions to eligibility or specific tasks to complete in order to meet eligibility requirements d. Train City staff on how to determine project eligibility 2. Estimate the value of potential tax credits for eligible projects 3. Establish a project timeline for receiving tax credits for each project 4. Assess the cost/benefit to the City of pursuing elective payment of clean energy tax credits. a. Assign an “ease of pursuit” rating to each potential use of tax credits b. Highlight any exceptions or specific requirement to ensure City projects are eligible for elective pay tax credits c. Determine the resource requirements for pursuing these tax credits d. Determine the length of time these tax credits remain available e. Determine if the present cost of preparing and filing a 990-T equal to, or greater than, the future benefit of the tax credits; identify any exceptions or caveats Four to six weeks from Data Gathering phase CREDIT MONETIZATION AND COMPLIANCE (SCOPE ITEMS #6 & 7) 1. Design an ongoing IRA elective payment program for the City, including: a. Annual resource requirements b. Annual incremental documentation requirements c. Annual accounting requirements d. Annual management requirements 2. Estimate the annual cost of managing the IRA elective payment program for the City Two to three weeks from completion of Project Analysis phase D. Firm Capability & Assigned Personnel 1. SERVICE TEAM ORGANIZATION CHART 2. SERVICE TEAM RESUMES Working with the right team of professionals makes all the difference to your engagement. The team members we’ve thoughtfully selected to meet your specific needs have years of relevant experience. But more than that, you’ll find they bring an optimistic perspective focused on helping you explore and embrace emerging opportunity. We’ll be performing all work internally and will not be using subcontractors on any projects. Your Moss Adams team will personally engage with your team and bring a new level of energy and enterprise to your engagement. Rob O’Neill, CPA, Partner, National Credit & Incentives Services Practice Leader Engagement Leader/Reviewer Professional Experience Rob has practiced public accounting since 1998, and provides state and local tax and credit, and incentive advisory and compliance services to large multistate and multinational companies and their owners in a large range of industries. He also advises clients on state income tax and incentives related to corporate expansions, acquisitions, dispositions, reorganizations, and entity simplification projects. Throughout his career, Rob has managed several large multistate reverse sales and use tax audits and income and franchise tax refund engagements, recovering millions in overpaid taxes. He’s also managed and delivered voluntary disclosure services and/or audit defense services in most states. Rob has experience with advising clients on nexus-related issues and product sales and use taxability for various types of transactions in 50 states. Rob O’Neill, CPA, Partner, National Credit & Incentives Services Practice Leader He also has extensive experience in consulting on multistate tax incentives including zone, wage, and investment-based tax incentives and grants. Rob and his team have assisted with the monetization of over $10.0 billion in transferable federal and state tax credits. He also leads Moss Adams advisory services for clients eligible for incentives under the Inflation Reduction Act. Rob is a frequent speaker at regional tax conferences and regularly contributes articles to regional and industry-specific trade journals. Professional Affiliations • Member, American Institute of Certified Public Accountants • Member, Oregon Society of Certified Public Accountants • Chair, Tax & Fiscal Policy Committee–Oregon Business & Industry Education • BA, business administration, Gonzaga University Gabriel Sermeno, Director, Credits & Incentives Relationship Owner Professional Experience Gabriel has worked in economic development consulting since 2011. He consults with clients on statutory and discretionary credits and incentives related to economic development activity such as job creation and retention, capital investment, and employee training. Gabriel also advises clients on multistate incentive opportunities related to site selection, corporate expansion, and relocation. Before joining Moss Adams, He spent seven years with a Big Four firm, managing a credits and incentive consulting practice. Earlier in his career, Gabriel served as an economic development deputy and policy director for the City of Los Angeles under Mayor Antonio Villaraigosa’s Office of Business and Economic Development. Professional Affiliations • Member, Institute for Professionals in Taxation Education • MPP, concentration in regional economic development, University of California, Los Angeles • BA, psychology, University of California, Los Angeles Matt Kaden, JD, LLM, Managing Director, Energy & Infrastructure Financial Modeling Professional Experience Matt is an industry leader in the structuring and taxation of energy transactions, particularly in the energy transition and decarbonization areas. He advises utilities, developers, investors, and other market participants on all tax-related aspects of a transaction, from risk allocation, to structuring, to modeling and quantifying cash tax impacts. In his previous role at North America’s largest developer of renewable energy, Matt was responsible for the structuring and tax-advantaged financing of over $10 billion in renewable energy and decarbonization projects via tax equity, private equity, and public equity and debt raises. He was also responsible for all tax advice and modeling for the company’s publicly traded yieldco, and all hedging and trading activities. Prior to NextEra, Matt was a tax attorney at a major international law firm, specializing in private equity and family office structuring and M&A. Matt is also a co-author of Drafting Partnership and LLC Agreements: Tax Boilerplate, Allocation, and Liquidation Provisions. Professional Affiliations • Member, Florida Bar Education • JD, University of Miami • LLM, taxation, University of Miami • BA, journalism and Eastern European Studies, University of Massachusetts at Amherst Craig Lammlin, JD, Director, Credits & Incentives IRA Credit Feasibility Project Director Professional Experience Craig has practiced public accounting since 2001, specializing in state and local tax. He provides advisory income/franchise tax services to clients in a variety of industries including technology, manufacturing, telecommunication, and media clients. Craig consults with clients on statutory and discretionary credits and incentives related to economic development activity such as job creation and retention, capital investment, and employee training. He also advises clients on multistate incentive opportunities related to site selection, corporate expansion, and relocation. Prior to joining Moss Adams, Craig worked at a Big Four firm, where he managed a credits and incentive consulting practice. He’s also a veteran of the US Army, having served in Iraq and Afghanistan. Craig Lammlin, JD, Director, Credits & Incentives Professional Affiliations • Member, Connecticut Bar Association Education • JD, Quinnipiac University School of Law • BA, political science, Villanova University Jon Blitman, CPA, Director, Energy & Infrastructure Financial Modeling Professional Experience Jon provides federal income tax services to private equity and strategic clients in various industries related to domestic and cross-border transactions. He has experience in both buy-side and sell-side tax due diligence, as well as in a wide range of tax structuring services regarding an array of tax planning opportunities, each varying in size and complexity. Prior to joining Moss Adams, Jon focused primarily on M&A and financings of renewables projects. Before that, he was a manager at a Big Four firm in New York. Professional Affiliations • Member, American Institute of Certified Public Accountants • Member, Florida Institute of Certified Public Accountants Education • BA, accounting, University of Florida • Masters, taxation, University of Florida Bill Allen, JD, Director, Energy & Infrastructure Financial Modeling Professional Experience Bill is a director in our State & Local Tax Practice, and has been providing state and local tax advice to some of the world’s largest businesses for over a decade. He has experience advising on state and local income, franchise, net worth, gross receipts, premiums, sales/use, property tax, employment tax, transfer tax, and unclaimed property matters. Bill advises clients on the multistate tax implications of mergers, acquisitions, and restructurings and helps clients with NOL utilization, nexus determinations, unitary analysis, credits and incentives, and controversies. Bill Allen, JD, Director, Energy & Infrastructure Prior to joining Moss Adams, he was in-house state and local tax counsel to one of the world’s largest energy producers. Bill was also previously in- house counsel to one of the nation's leading real estate investment trusts, and a manager in a Big Four state and local M&A tax practice. Professional Affiliations • Member, New York Bar Association • Member, New Jersey Bar Association Education • BS, information sciences and technology, Penn State University • JD, cum laude, Albany Law School Evan Krueger, CPA, Manager, Credits & Incentives IRA Credit Feasibility Project Manager Professional Experience Evan consults with clients on an array of state and local tax issues, including income/franchise tax, sales tax, and other indirect taxes. He serves clients across a variety of industries, including manufacturing, retail, energy, and technology. Evan also consults with clients on statutory and discretionary credits and incentives related to economic development activity such as job creation and retention, capital investment, and employee training. Professional Affiliations • Member, American Institute of Certified Public Accountants Education • MS, Taxation, University of Washington • BA, Accounting, University of Washington 3. FIRM AND STAFF QUALIFICATIONS Our proposed team composition reflects a combination of quality assurance, project management, and technical acumen, which leverage the specialized expertise of our team members. Government and Not-for-Profit Experience You’ll receive more effective services from our specialized professionals who have a deep understanding of the pressures you face, like the need for greater efficiency under tight budget constraints. Our significant experience working with tax-exempt organizations means our professionals are more likely to help you spot potential problems, create effective solutions, and understand the industry-specific impacts of major developments such as the newly monetizable credits under the Inflation Reduction Act (IRA). Moss Adams has a group of specialized practices with more than 300 professionals who specialize in serving tax-exempt entities including governments, higher education institutions, not-for-profits, tribal and gaming entities, energy and utility entities, and federal contractors. This firmwide team currently serves over 1,560 clients throughout the United States and provided more than 374,000 hours of service to those clients in 2022. Tax-Exempt Support Moss Adams has an experienced team of professionals with expertise in tax issues related to not-for-profit organizations. This expertise ranges from compliance issues, such as the IRS Form 990, to complex issues and creative plans for reorganizations and affiliate business relationships, strategic planning for revenue enhancement opportunities, and reduction of unrelated business taxable income. Our professionals provide services to a wide spectrum of not-for-profit organizations including colleges and universities, research entities, foundations, associations, and social service and other tax-exempt organizations. Our breadth of experience has created a unique base of knowledge in addressing federal, state, and international tax issues and enables us to consult with you on: • • Payroll and employment tax issues, including fringe benefit, deferred compensation, Form 5500, and others • Independent contractor versus employee determinations • Fellowship/scholarship versus compensation tax treatment for services rendered • Charitable giving arrangements with individuals and their families • Third-party management agreements • Unrelated business income tax • 1099 • Technology transfer and associated royalty arrangements • Private benefit of tax-exempt bond financed facilities • Tax issues associated with formation or operation of subsidiaries of tax-exempt entities • Tax aspects of doing business in foreign countries • Sales and use tax exemptions; property tax exemptions and valuations Regardless of the tax issue you face, you’ll have access to experienced tax professionals who’ll be able to help you address any issues as they arise. And our professionals will be available to your organization at any time, not just during the audit engagement. Our Credits & Incentives Team Federal, state, and local governments constantly seek ways to stimulate economic development and investment. One of the levers they manipulate most frequently is tax credits and other incentives designed to foster innovative research and development, keep businesses in certain jurisdictions, or give them a reason to move to those jurisdictions. Businesses that leverage these incentives wisely can save significant amounts, taking money that might otherwise have gone to the IRS or a state or local department of revenue and reinvesting it in their business instead. In many cases, even if you discover that you qualify for certain credits and incentives after the fact, you can go back over a period of years and amend tax returns to take advantage of them retroactively. We can help your business apply and qualify for the credits and incentives to which it’s entitled. We routinely discover opportunities to save our clients money on their federal, state, and local taxes, and turn what would have been tax expenditures into positive cash flow to help grow their business. Our firm has a group dedicated to helping businesses take advantage of these credits in order to get the most out of tax-saving opportunities. Our dedicated team of over 75 professionals serves more than 500 clients in a wide range of industries. We can help you not only qualify for an array of incentives but also document your qualifications and defend them in the event they’re challenged by a taxing authority. Inflation Reduction Act (IRA) Experience The Inflation Reduction Act (IRA) of 2022 is the largest ever commitment made by the United States to fight climate change, in the form of an estimated $1.3 trillion in tax incentives aimed at reducing carbon emissions and accelerating the country’s energy transition away from fossil fuels. The City has a unique opportunity to benefit from the provisions of the IRA relative to its investment in its clean energy projects. Our firm has a group of professionals dedicated to helping businesses take advantage of these credits to get the most out of tax-saving opportunities. We can assist in all aspects of the necessary work by qualifying projects, calculating benefits, and performing necessary compliance activities. Financial Modeling Tax Advisory Your Moss Adams team has deep expertise consulting on all tax aspects regarding the development, financing, ownership, and operation of energy projects, particularly those that may qualify for federal tax credits and other incentives. Often, these projects also involve Department of Energy loan guarantees, below-market loans, forgivable loans, government grants, and other non- tax incentives. We provide solutions in a number of areas, including: • Inflation Reduction Act • Disaster Relief Tax Credit • Employer Credit for Family and Medical Leave • Federal and State hiring credits • Fixed Asset Accounting • Cost segregation • New Markets Tax Credit • R&D tax credit services • Site selection services • Transferable tax credits The introduction of public-private partnerships often introduces an additional layer of complexity, requiring a deep understanding of partnership tax and the many nuanced rules around the joint ownership of energy properties, and the impact of same on tax credits. While these issues must be analyzed from a tax perspective, they must also be properly incorporated into financial models to provide a true picture of the after-tax economics of a given ownership or financing structure. Sometimes, the modeling produces counter-intuitive results, further underscoring the essential nature of the service and need for qualified advisors. We have many years of experience incorporating these tax concepts into complex financial models, including tax equity, public/private partnerships, lender models, and M&A models, both in professional services and in previous tax and finance roles in the energy industry. IRA CLEAN ENERGY OVERVIEW The IRA extends existing incentives for clean energy at least at their highest rate. For example, it created credit enhancers that allow a project owner to generate credit on qualifying capital expenditures beginning with a base rate of 6% and potentially qualifying for a rate of up to 70%. The act also expands the scope and value of existing incentives and adds new ones that reflect an evolving clean energy landscape. Following are some notable changes from previous clean energy incentive credits. § 30C Qualified alternative fuel vehicle refueling property (Charging Stations) The IRA extended and amended Section 30C Alternative Fuel Vehicle Refueling Property Credit, which provides an income tax credit for qualified alternative fuel vehicle refueling property. To be considered a qualified alternative fuel vehicle refueling property, the property must be for either: • Storage or dispensing of clean-burning fuel; or • Recharging motor vehicles that are propelled by electricity. The property must also be depreciable, and the original use must be of the taxpayer (i.e., City). In addition to the above requirements, the qualified refueling property must be located in an eligible census tract. An “eligible census tract” is defined as any population census tract that: • Is located in a low-income community; or • Is located outside an urban area (i.e., a census tract designated as an urban area by the Secretary of Commerce). For non-depreciable property, the credit is 30% of the cost, capped at $1,000 per item of qualified property. For depreciable property, the credit is 6% of the cost of any qualified alternative fuel vehicle refueling property placed in service during the taxable year, capped at $100,000 per item of qualified property. The credit for depreciable property can be increased to 30% of the cost if a qualified alternative fuel project meets prevailing wage and apprenticeship requirements. § 45W Commercial Clean Vehicle Tax Credit The IRA provides an opportunity for fleet owners to begin the process of transitioning to an electric vehicle fleet. The new Section 45W credits allows tax credits of up to $40,000 per qualifying vehicle (for vehicles with a gross vehicle weight rating (GVWR) of 14,000 pounds or greater) and up to $7,500 per qualifying vehicle (for vehicles with a GVWR of less than 14,000 pounds). To be a qualified commercial clean vehicle, it must: • be made by a qualified manufacturer (see: https://fueleconomy.gov/feg/tax2023.shtml); • be acquired for use or lease by the buyer and not for resale; • be either a “new clean vehicle” under § 30D or be considered “mobile machinery. The vehicle must be either a “new qualified fuel cell motor vehicle” or have battery capacity commensurate with vehicle weight. Vehicles weighing less than 14,000 pounds must have at least 7-kilowatt hours of battery capacity; those weighing 14,000 pounds or more must have at least 15- kilowatt hours of battery capacity. § 48 Investment Tax Credits (ITC) Based on the cost of the eligible property (e.g., solar panels, hydropower facilities, biomass facilities, etc.), you may be eligible for: • • Start of construction date relevant • Can be owned and operated by different parties • ownership • 5-year recapture period Credit Enhancers The IRA offers credit enhancers if a project meets certain requirements. These bonus credits are available if projects meet prevailing wage and apprenticeship requirements, are located in energy communities, or meet domestic content requirements. Some projects may qualify for additional bonus credits if located in a low-income area. Bonus credits equal to 10% of the basis for the ITC and are available for projects placed in service after December 31, 2022. These bonus credits are stackable; the total amount of ITC for a qualified project may reach up to 70%. The IRA offers several credit enhancers to projects that meet certain requirements. These enhancers can provide additional tax credits to the project. We have outlined a few of the credit enhancers here. • Prevailing wage requirement. Wages at prevailing rates for laborers and mechanics performing similar work at the project locally as determined by the Department of Labor. This requirement applies during the construction and recapture periods. • Apprenticeship requirement. The minimum percentage of total labor hours to construct the facility is performed by "qualified apprentices" who participate in a registered apprenticeship program that complies with certain federal requirements. This requirement applies during the construction period. • Domestic Content. To meet the domestic content requirement, taxpayers must ensure that specified percentages of certain components are manufactured in the United States. • Energy Community. An energy community includes the following: o Brownfield sites o Metropolitan or non-metropolitan area with direct employment or local tax revenue over an established percentage related to the extraction, processing, transport, or storage of coal, oil, or natural gas as well as an unemployment rate at or above the national average o Census tract or any adjoining tract in which a coal mine closed after December 31, 1999, or a coal fired electric power plant was retired after December 31, 2009 Our analysis will review the City’s eligible projects and identify their eligibility for any credit enhancers. Cost Segregation Studies Generally speaking, a cost segregation study will analyze the cost components of a building into the proper asset classifications and recovery periods for federal and state income tax purposes. For our clients pursuing investment tax credits under the IRA, we perform a cost segregation analysis of the capitalized cost incurred with respect to certain energy projects. We identify assets that qualify as energy property under Internal Revenue Code (“IRC”) Section 48(a)(3) with respect to the Project. Based on information provided by you, we will assist in calculating the basis of such energy property. ELECTIVE PAY—OVERVIEW AND EXPERIENCE Previously, governmental entities and not-for-profit organizations couldn’t directly benefit from tax credits generated from the ownership or operations of renewable energy facilities. Under the IRA, the new Internal Revenue Code (IRC) Section 6417 established a mechanism for these types of entities to treat certain energy tax credits as a payment against their federal income tax by making what the IRS terms as an elective payment—often referred to as direct pay. Direct pay effectively makes certain clean-energy tax credits refundable. An eligible entity that qualifies for a clean-energy tax credit, like a local government, a public university, or tribe, can notify the IRS that they intend to claim the credit and file an annual tax return to claim direct pay for the credit’s full value. The IRS would then pay the value of the credit to that entity. New IRC §6417 has transformed the tax credit landscape by offering the direct pay option to certain Applicable Entities that can receive the full value of the credits through a cash refund from the IRS. Applicable Entities The elective payment provisions of IRC Section 6417 apply to certain entities, called applicable entities. Applicable entities are generally defined as: • institutions of higher education • US state, District of Columbia, US territory, or political subdivision thereof • Tennessee Valley Authority • • Alaska Native corporations • Rural electrical cooperatives Other taxpayers that earn credits under IRC Sections 45Q, 45V, and 45X may also make an election to receive an elective payment pursuant to IRC Section 6417. Such taxpayers are referred to as electing taxpayers and treated as applicable entities for such purposes. Credits Available Under Direct Pay Under IRC Section 6417, credits generated from the following types of projects qualify for direct pay/elective payment. In the table below we highlight the credits that are applicable to the most common types of energy projects. Section Technology 30C Alternative Fuel Vehicle Refueling (i.e., EV Charging Stations) 45 Production Tax Credit 45Q Carbon Oxide Sequestration Credit 45U Zero Emissions Nuclear Power Production 45V Clean Hydrogen Production 45W Qualified Commercial Clean Vehicles 45X Advanced Manufacturing Production 45Z Clean Fuel Production 45Y Clean Electricity Production Credit (effective January 1, 2025) 48C Qualifying Advanced Energy Project 48 Investment Tax Credit 48E Clean Electricity Investment Credit (effective January 1, 2025) For example, the City’s plans to install solar arrays would fall under the IRC Section 48 - Investment Tax Credit. Its plans to purchase up to 200 new clean energy vehicles will likely fall under Section 45W while the plans to install the related EV chargers would generate credit under Section 30C – Alternative Fuel Vehicle Refueling – if located in a qualified census tract. Our analysis would include a comprehensive review of all applicable Sustainability Plans and capital budgets across departments to identify other tax credit opportunities. 4. REFERENCES Hear for yourself the unique experience our clients have in working with our firm. We’re confident they’ll share stories of how we make their lives easier, help them identify and take advantage of rising opportunities, and guide them to increased prosperity. None of the client projects listed below involved the use of subcontractors – all work was performed solely by Moss Adams. Client Price Contact Description of Work City of Portland $10,000 Somer Erickson, Deputy Controller (503) 823-4240 | somer.erickson@portlandoregon.gov IRA Tax Credit and Direct pay advisory Client Price Contact Description of Work Alaska Industrial Development and Export Agency $30,000 Randy Ruaro, Executive Director (907) 321-3717 | rruaro@aidea.org IRA Tax Credit and Public Private Partnership Advisory Whitman College $10,000 Darlene R. Wilson, Asst. Vice President for Finance and Controller (509) 527-4936 | wilsond@whitman.edu IRA Elective Pay assistance 5. THE MOSS ADAMS DIFFERENCE There are three main differences that set Moss Adams apart from other firms. The first is our commitment to providing you with noticeably superior service. We believe it’s not acceptable to assign only junior-level employees to smaller client engagements. Regardless of the scope of the engagement, or the size of a client’s business, each and every client deserves direct attention and involvement from us at the partner and senior manager levels. We lead with our experience and expertise, and that comes from having seasoned people who are knowledgeable about your industry, your business, and the services you need to help strengthen that business. Our own research with clients and prospects indicates that the client service part of our relationship is as important as the professional service part of our relationship. We’ll always provide the City with exceptional client and professional service. The second difference is the quality of the service you’ll receive. Quality has always been the foundation of our business. It’s core to our training, our values, and our attitude. Many of our policies, processes, and procedures regarding quality have been in place for decades and have served our clients well. We continuously review and improve on our strong foundation in order to meet the expectations of clients, regulators, and lawmakers. At the end of each year, our clients should be able to review the fees paid to Moss Adams and clearly conclude they received their money’s worth. The third difference is our commitment to regular, candid communication. Your service team will be in touch with you throughout the year. We’ll develop and implement a communication plan to make sure we stay current with your service needs and that you always have access to your accounting professionals. You can expect reliable, frequent updates on such issues as new tax laws, industry reports, and events of interest. We’ll return your phone calls promptly and resolve your concerns quickly and to your satisfaction. When selecting a firm to conduct your IRA tax advisory services, you’ll likely consider many factors: fees, experience, technical expertise, and knowledge of your industry. But there are other elements you’ll want to take into account. These include the service team’s quality and consistency of communication with your team, their reputation for being available to clients throughout the year, and the way they approach the relationship aspects of the engagement. In the end, the firm you deem a best fit for the City will be the one that not only meets your criteria, but also provides the greatest value for the investment of your time and resources. That firm is Moss Adams. E. Sustainability/TBL Methodology 1. SOCIAL, ECONOMIC, AND ENVIRONMENTAL PRACTICES AND METRICS As a firm, we’re committed to minimizing our environmental impact—from how we source our office supplies to the business choices we make every single day. To do this, we’ve developed specific goals and policies related to the percentage of recycled materials and the total amount of supplies we use in our offices, the amount of water we withdraw, and the direct and indirect energy we consume. As more of the businesses we serve grow into new locations outside our physical territories, we’ll continue to encourage the use of alternative transportation and implement technological solutions that will help reduce our carbon footprint while still allowing us to provide premier service to our clients. We measure our impact by reporting on our past accomplishments and future goals. This helps us stay accountable and identify areas of improvement related to social, economic, and environmental practices. Read about our progress in our Moss Adams Foundation Report. We also know taking an anti-racist stance is essential to growing a sustainable firm that reflects the communities we represent and the clients we serve. We strive to create a safe environment for all our employees—one that fosters innovation by being inclusive of distinct perspectives and experiences. For more information on our diversity, equity, and inclusion efforts and related statistics, please see our full 2023 report, here. 2. SOCIAL, ECONOMIC, AND ENVIRONMENTAL EFFORTS IN PRACTICE At Moss Adams, we have a practice dedicated to helping clients align their business practices with environmental, social, and governance principles to help accelerate their mission and transform their culture while strengthening brand value and bottom line. We help organizations by providing the following: Environmental • Climate change considerations, oversight, and risk management • Environmental policies and regulations • Renewable energy • Raw material sourcing • Water and waste management Social • Community relations • Diversity, equity, and inclusion • Employee health and safety • Human capital development • Labor management • Product quality and safety Governance • Anticorruption • Business ethics • Corporate resiliency • Board and leadership diversity • Executive compensation and incentives • Ownership structure • Privacy and data security F. Cost & Work Hours 1. ESTIMATED HOURS BY TASK Scope Items #1 and #2–6 Service Description – RFP Scope Task Item Estimated Hours Low High 1 - Meet with City departments with potential clean energy projects 18 24 2 - List projects by City Department eligible for tax credits 70 105 3 - Estimate the value of potential tax credits for eligible projects 4 - Establish timeline for receiving tax credits for each project 5 - Assess cost/benefit of pursuing elective payment of tax credits. 6 - Design ongoing IRA elective payment program Total 88 129 Scope Item #7 Service Description – RFP Scope Task Item Estimated Hours Low High 7 - Estimated annual cost of managing IRA elective payment program 11 16 Total 11 16 2. COST BY TASK For our clients, it’s about more than the dollars you pay at the end of the day; it’s about value. Consider both the tangible and intangible benefits of working with us. You’ll get solid and timely deliverables. But more than that, the experience you’ll have working with forward-thinking, industry- specialized professionals who work side by side with you to explore new possibilities is where you’ll see the value. Invest in your future prosperity and experience a different style of service with us. We have provided estimated fee ranges that align with the scope as outlined in the RFP. The fees for our services will be based on our standard rates as outlined in the Standard Billing Rates below. Our charges may include any applicable sales and gross receipts tax, and direct and indirect expenses based on out-of-pocket expenditures, per diem allotments, mileage reimbursements, processing charges and technology expenses. If additional charges are needed to complete our services, or if additional services are required, we will agree upon any increase with you in writing before proceeding. Scope Items #1 and #2–6 Service Description – RFP Scope Task Item Estimated Fee Range Low High 1 - Meet with City departments with potential clean energy projects $8,280 $11,040 2 - List projects by City Department eligible for tax credits $32,000 $48,100 3 - Estimate the value of potential tax credits for eligible projects 4 - Establish timeline for receiving tax credits for each project 5 - Assess cost/benefit of pursuing elective payment of tax credits 6 - Design ongoing IRA elective payment program Total $40,280 $59,140* *Not to exceed amount Scope Item #7 Elective payment registrations typically need to be filed individually, by project. Therefore, our fees to manage the IRA elective payment for the program are provided on a per-project/credit basis. Please note that to the extent that we can bundle some projects together (e.g., electrical charging stations in close proximity), we will do so. Service Description – RFP Scope Task Item Estimated Fee Range per Credit Low High 7 - Estimated annual cost of managing IRA elective payment program $5,000 $7,500 Total $5,000 $7,500* *Not to exceed amount Additional Services Estimated Fee Range Low High Comparative analysis between elective payment and other tax credit monetization structures, including JVs with taxable entities and tax credit transfers $20,000 $30,000 Tax Credit Examinations Support Billed at time incurred at our standard billing rates Filing of IRS Form 990 or 990-T* $5,000 $6,000 Total $25,000 $36,000 *Subject to a separate statement of work The scope of work and related fee quotes are subject to our firm’s client acceptance process, which: 1) verifies that the firm and the client both understand the specific services we’re being asked to perform; 2) ensures the terms of the contract are acceptable to both parties and in agreement with any applicable professional standards; and 3) confirms we’ve staffed the engagement with individuals qualified with the necessary expertise to fulfill our commitments to the prospective client. And finally, although we’ve performed an initial review of our independence from the City, we’ll perform a more detailed inquiry of our partners and staff to make sure we’ve met applicable independence standards. Our proposed fees are also based on a presumption that your books and records will be in good condition and your accounting and finance staff will provide reasonable and customary assistance. Moreover, based on this assumption, we see no issue in meeting the timelines for delivery set forth in the RFP. 3. STANDARD BILLING RATES Staff Level Hourly Rate Partner/Managing Director $800 Director $700 Senior Manager $665 Manager $475 Senior $350 Staff $265 4. DIRECT COSTS The rate(s) identified herein include all costs, including but not limited to access to web-based reporting tool, travel expenses, mass mailings, fees, commissions, compensation, indirect costs, equipment, supplies, and other charges. G. Sample Agreement Exceptions This Proposal is contingent upon completion of the Moss Adams new client acceptance process and execution of a mutually agreeable contract. With regard to the Sample Agreement included in the RFP, please find attached at the end of this proposal our suggested contractual modifications, pursuant to the RFP requirements. We have successfully signed services agreements with thousands of clients, and we commit to working in good faith to successfully negotiate a mutually agreeable contract on a timely basis should we be awarded this work. H. Acknowledgement Form Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 1 of 17 I. SAMPLE AGREEMENT (FOR REFERENCE ONLY – DO NOT SIGN ) SERVICES AGREEMENT This SERVICES AGREEMENT (AGREEMENT) made and entered into the day and year set forth in Section 4 below by and between the CITY OF FORT COLLINS, COLORADO, a Colorado Municipal Corporation, (CITY) and , a(n) [enter state] [business type], (SERVICE PROVIDER). WITNESSETH: In consideration of the mutual covenants and obligations herein expressed, it is agreed by and between the parties hereto as follows: 1. Scope of Services. The SERVICE PROVIDER agrees to provide Services in accordance with the Scope of Services (Services) attached hereto as Exhibit A, consisting of [# of Pages] and incorporated herein. Irrespective of references to named third parties in this AGREEMENT and its Exhibits, the SERVICE PROVIDER shall be solely responsible for performance of all Services hereunder. 2. Project Schedule. The Services to be performed pursuant to this AGREEMENT shall be performed in accordance with the Project Schedule attached hereto as Exhibit [choose one], consisting of [# of Pages], and incorporated herein. 3. Changes. The CITY may, at any time during the term of the AGREEMENT, make changes to the AGREEMENT. Such changes shall be agreed upon in writing by the parties. 4. Agreement Period. This AGREEMENT shall commence , 20 (the Effective Date) and shall continue in full force and effect until , 20 , unless sooner terminated as herein provided. In addition, at the option of the CITY, the AGREEMENT may be extended for additional one-year periods not to exceed [choose one] additional one-year period(s). Renewals and pricing changes shall be negotiated by and agreed to by both parties only at the time of renewal. Written notice of renewal shall be provided to the SERVICE PROVIDER no later than thirty (30) days prior to AGREEMENT end. 5. Termination by the Parties. Notwithstanding the time periods contained herein, the either party may terminate this AGREEMENT at any time without cause or penalty by providing at least ten (10) calendar days written notice of termination to the other party. 6. In the event of early termination by the City, the SERVICE PROVIDER shall be paid for Services rendered to the date of termination, subject only to the satisfactory performance of the SERVICE PROVIDER's obligations under this AGREEMENT. SERVICE PROVIDER shall submit a final invoice within ten (10) calendar days of the effective date of termination. Payment shall be the SERVICE PROVIDER's sole right and remedy for such termination. 7. Notices. All notices provided under this AGREEMENT shall be effective immediately when Deleted: duties Deleted: Early Commented [JC1]: Pro viding for mutual termination rights. Deleted: City Deleted: CITY Deleted: SERVICE PROVIDER.¶ Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 2 of 17 emailed or three (3) business days from the date of the notice when mailed to the following addresses: SERVICE PROVIDER: CITY: Copy to: Attn: Email Address City of Fort Collins Attn: PO Box 580 Fort Collins, CO 80522 Email Address City of Fort Collins Attn: Purchasing Dept. PO Box 580 Fort Collins, CO 80522 purchasing@fcgov.com All notices under this AGREEMENT shall be written. 8. Compensation. In consideration of the Services to be performed pursuant to this AGREEMENT, the CITY agrees to pay the SERVICE PROVIDER [on a time and reimbursable direct cost basis] or [a fixed fee in the amount of ???? ($????) plus reimbursable direct costs. All such fees and costs shall not exceed ???? ($????)] in accordance with Exhibit [choose one], consisting of [# of Pages], attached and incorporated herein. Monthly partial payments based upon the SERVICE PROVIDER's billings and itemized statements are permissible. The amounts of all such partial payments shall be based upon the SERVICE PROVIDER's CITY-verified progress in completing the Services to be performed pursuant hereto and upon the CITY's approval of the SERVICE PROVIDER's actual reimbursable expenses. Final payment shall be made following acceptance by the CITY of the Services. Invoices shall be emailed to invoices@fcgov.com with a copy to the CITY Project Manager. The cost of the Services completed shall be paid to the SERVICE PROVIDER following the submittal of a correct itemized invoice by the SERVICE PROVIDER. The CITY is exempt from sales and use tax. The CITY’s Certificate of Exemption license number is 09804502. A copy of the license is available upon written request. The CITY pays undisputed invoices on Net 30 days from the date of the invoice submittal to the CITY or, for disputed invoices, Net 30 days from the date of CITY Project Manager’s approval. 9. Service Standards. The SERVICE PROVIDER represents and shall be responsible for the professional standards under the AICPA , timely completion and the coordination of all Services rendered by the SERVICE PROVIDER. The SERVICE PROVIDER shall, without additional compensation, promptly remedy and correct any errors, omissions, or other deficiencies from such standards. 10. Indemnification. The SERVICE PROVIDER shall indemnify, defend, and hold harmless the CITY and its officers and employees, to the maximum extent permitted under Colorado law, against and from any and all third party actions, suits, claims, demands, or liability of any character whatsoever claimed by the SERVICE PROVIDER or third parties against the CITY arising out of bodily injury, including death, or damage to real or tangible property to the extent caused by the negligent acts or omissions of SERVICE PROVIDER in the performance of its Services under this AGREEMENT. In order to seek or receive indemnification hereunder, CITY shall provide SERVICE PROVIDER with prompt written notice of such Deleted: Design Deleted: and Deleted: warrants Deleted: quality, technical accuracy, accessibility requirements Deleted: DA Deleted: and Public Accommodations and Technology Accessibility sections below, Deleted: , and the Project Instruments as defined in Section 12 below.… Commented [JC3]: Foc using and clarifying any indemnification provisions and procedures. Deleted: or related to this AGREEMENT (including but not limited to contract, tort, intellectual property, accessibility, or otherwise). This obligation extends to reimbursement of the CITY's defense costs and reasonable attorney’s fees. Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 3 of 17 claim and cooperate with SERVICE PROVIDER in handling the claim. SERVICE PROVICER shall be entitled to control the handling of such claim and to defend or settle any such claim, in its sole discretion, with counsel of its own choosing. 11. Insurance. The SERVICE PROVIDER shall maintain insurance in accordance with Exhibit [choose one], consisting of [# of Pages], attached and incorporated herein. 12. Appropriation. To the extent this AGREEMENT or any provision in it. requires payment of any nature in fiscal years subsequent to the current fiscal year and constitutes a multiple fiscal year debt or financial obligation of the CITY, it shall be subject to annual appropriation by Fort Collins City Council as required in Article V, Section 8(b) of the City Charter, City Code Section 8-186, and Article X, Section 20 of the Colorado Constitution. The CITY shall have no obligation to continue this AGREEMENT in any fiscal year for which there are no pledged cash reserves or supporting appropriations pledged irrevocably for purposes of payment obligations herein. Non-appropriation by the CITY shall not be construed as a breach of this AGREEMENT. 13. Omitted. 14. City Project Manager. The CITY will designate, before commencement of the Services, the CITY Project Manager who will make, within the scope of their authority, all necessary and proper decisions with reference to the Services provided under this AGREEMENT. All requests for contract interpretations, change order, and other clarification or instruction shall be directed to the CITY Project Manager. The initial CITY Project Manager for this AGREEMENT is [Enter Name] and can be reached at [Enter Email] or [Enter Phone]. The CITY Project Manager is subject to change by the CITY. 15. Project Status Report. Project status reports may be required by Exhibit A – Scope of Services and shall be submitted to the CITY Project Manager. Failure to provide any required status report may result in the suspension of the processing of any invoice. 16. Independent Contractor. The Services to be performed by the SERVICE PROVIDER are those of an independent contractor and not of an employee of the CITY. The CITY shall not be responsible for withholding or remitting any portion of SERVICE PROVIDER's compensation hereunder or any other amounts on behalf of SERVICE PROVIDER for the payment of FICA, Workmen's Compensation, unemployment insurance, other taxes or benefits or for any other purpose. 17. Personal Services. It is understood that the CITY enters into the AGREEMENT based on the special abilities of the SERVICE PROVIDER and that this AGREEMENT shall be considered as an AGREEMENT for personal services. Accordingly, the SERVICE PROVIDER shall neither assign any responsibilities nor delegate any duties arising under the AGREEMENT without the prior written consent of the CITY. 18. Subcontractors/Subconsultants. SERVICE PROVIDER may not subcontract any of the Services without the prior written consent of the CITY, which shall not be unreasonably withheld. If any of the Services are subcontracted hereunder, with the consent of the CITY, then the following provisions shall apply: (a) the subcontractor/subconsultant must be a reputable, qualified firm with an established record of successful performance in its Commented [JC4]: Re moving terms that are not applicable to the services. Deleted: Project Instruments and License.…Upon Upon execution of this AGREEMENT, the SERVICE PROVIDER grants to the CITY an irrevocable, unlimited and royalty free license to use any and all sketches, drawings, as- builts, specifications, designs, blueprints, data files, calculations, studies, analysis, renderings, models, plans, reports, and other deliverables (Project Instruments), in any form whatsoever and in any medium expressed, for purposes of constructing, using, maintaining, altering and adding to the project, provided that the CITY substantially performs its obligations under the AGREEMENT. The license ... [1] Deleted: Upon this AGREEMENT, the SERVICE PROVIDER grants to the CITY an irrevocable, unlimited and royalty free license to use any and all sketches, drawings, as- builts, specifications, designs, blueprints, data files, calculations, studies, analysis, renderings, models, plans, reports, and other deliverables ... [2] Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 4 of 17 respective trade performing identical or substantially similar Services, (b) the subcontractor/subconsultant will be required to comply with all applicable terms of this AGREEMENT or have substantially similar contractual obligations, (c) the subcontract will not create any contractual relationship between any such subcontractor/subconsultant and the CITY, nor will it obligate the CITY to pay or see to the payment of any subcontractor/subconsultant, and (d) the Services of the subcontractor/subconsultant will be subject to inspection by the CITY to the same extent as the Services of the SERVICE PROVIDER. The SERVICE PROVIDER shall require all subcontractor/subconsultants performing Services hereunder to maintain insurance coverage naming the CITY as an additional insured under this AGREEMENT in accordance with Exhibit [choose one]. The SERVICE PROVIDER shall maintain a copy of each subcontractor’s/subconsultant’s certificate evidencing the required insurance. Upon request, the SERVICE PROVIDER shall provide the CITY with a copy of the certificate(s) within two (2) business days. The SERVICE PROVIDER shall be responsible for any liability directly or indirectly arising out of the Services performed under this AGREEMENT by a subcontractor/subconsultant, which liability is not covered by the subcontractor/subconsultant's insurance. 19. Acceptance Not Waiver. The CITY's approval of Project Instruments furnished hereunder Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 5 of 17 shall not in any way relieve the SERVICE PROVIDER of responsibility for the quality or technical accuracy of the Services. The CITY’S approval or acceptance of, or payment for any of the Services shall not be construed to operate as a waiver of any rights or benefits provided to the CITY under this AGREEMENT. 20. Representations. a. SERVICE PROVIDER represents that all Services performed hereunder shall be performed with the degree of competence and care in accordance with accepted standards for Services of a similar nature. 21. Default. Each and every term and condition hereof shall be deemed to be a material element of this AGREEMENT. In the event either party should fail or refuse to perform according to the terms of this AGREEMENT, that party may be declared in default upon notice. 22. Remedies. In the event a party has been declared in default, such defaulting party shall be allowed a period of ten (10) calendar days from the date of notice within which to cure said default. In the event the default remains uncorrected, the party declaring default may elect to (a) terminate the AGREEMENT and seek damages; (b) treat the AGREEMENT as continuing and require specific performance; or (c) avail themselves of any other remedy at law or equity. In the event of a dispute between the parties regarding this AGREEMENT, each party shall bear its own attorney fees and costs. 23. Entire Agreement; Binding Effect; Authority to Execute. This AGREEMENT, along with all Exhibits and other documents incorporated herein, shall constitute the entire AGREEMENT of the parties regarding this transaction and the matter recited herein. This AGREEMENT supersedes any prior agreements, promises, or understandings as to the matter recited herein. The AGREEMENT shall be binding upon said parties, their officers, employees, agents and assigns and shall inure to the benefit of the respective survivors, heirs, personal representatives, successors and assigns of said parties. Covenants or representations regarding the matter recited herein, not contained in this AGREEMENT shall not be binding on the parties. In the event of a conflict between terms of the AGREEMENT and any exhibit or attachment, the terms of the AGREEMENT shall prevail. Each person executing this AGREEMENT affirms that they have the necessary authority to sign on behalf of their respective party and to bind such party to the terms of this AGREEMENT. 24. Law/Severability. The laws of the State of Colorado and the City of Fort Collins Charter and Municipal Code shall govern the construction, interpretation, execution, and enforcement of this AGREEMENT—without regard to choice of law or conflict of law principles. The Parties further agree that Larimer County District Court is the proper venue for all disputes. If the City subsequently agrees in writing that the matter may be heard in federal court, venue will be in U.S. District Court for the District of Colorado. In the event any provision of this AGREEMENT shall be held invalid or unenforceable by any court of competent jurisdiction, that holding shall not invalidate or render unenforceable any other provision of this AGREEMENT. 25. Omitted. 26. Prohibition Against Unlawful Discrimination. The SERVICE PROVIDER acknowledges that the CITY, in accordance with the provisions of Title VI of the Civil Rights Act of 1964 (78 Deleted: Warranty Commented [JC5]: Pro viding for representations in lieu of warranties. Deleted: warrants Deleted: highest Deleted: , except as provided for in the Indemnification and Technology Accessibility sections¶ Commented [JC6]: Plea se note that our services are tailored to each specific engagement. Deleted: Use by Other Agencies. The CITY reserves the right to allow other state and local governmental agencies, political subdivisions, and/or school districts (collectively Agency) to use the CITY’s award determination to the SERVICE PROVIDER. Use by any other Agency shall not have a negative impact on the CITY in the current term or in any future terms. Nothing herein shall be deemed to authorize or empower the Agency to act as an agent for the CITY in connection with the exercise of any rights hereunder, and neither party shall have any right or authority to assume or create any obligation or responsibility on behalf of the other. The other Agency shall be solely responsible for any debts, liabilities, damages, claims or expenses incurred in connection with any agreement established ... [3] Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 6 of 17 Stat. 252, 42 US.C. §§ 2000d to 2000d-4); §§ 24-34-401, et seq., C.R.S.; and any associated State or Federal laws and regulations strictly prohibits unlawful discrimination based on an individual’s gender (regardless of gender identity or gender expression), race, color, religion, creed, national origin, ancestry, age 40 years or older, marital status, disability, sexual orientation, genetic information, or other characteristics protected by law. Pursuant to CITY policy “sexual orientation” means a person’s actual or perceived orientation toward heterosexuality, homosexuality, and bisexuality. The CITY also strictly prohibits unlawful harassment in the workplace, including sexual harassment. Further, the CITY strictly prohibits unlawful retaliation against a person who engages in protected activity. Protected activity includes an employee complaining that he or she has been discriminated against in violation of the above policy or participating in an employment discrimination proceeding. The SERVICE PROVIDER shall comply with the CITY’s policy for equal employment opportunity and to prohibit unlawful discrimination, harassment and retaliation. This requirement applies to all third-party vendors and their subcontractors at every tier. 27. ADA and Public Accommodations. In performing the Services required hereunder, the SERVICE PROVIDER agrees to meet all requirements of the Americans with Disabilities Act of 1990, §§24-85-101, et seq., C.R.S., and all applicable rules and regulations (ADA), and all applicable Colorado public accommodation laws, which are imposed directly on the SERVICE PROVIDER or which would be imposed on the CITY as a public entity. 1. Omitted. Formatted: List Paragraph, Justified, Indent: Left: 0.26", Right: 0.33", Space Before: 11.4 pt, Numbered + Level: 1 + Numbering Style: 1, 2, 3, … + Start at: 1 + Alignment: Left + Aligned at: 0.26" + Indent at: 0.64", Tab stops: 0.64", Left + 0.64", Left Commented [JC7]: Re moving terms that are not applicable to the services. Deleted: Technolog y Accessibility. The SERVICE PROVIDER represents that the Project Instruments hereunder, shall fully comply with all applicable provisions of §§24- 85-101, et seq., C.R.S., and the Accessibility Standards for Individuals with a Disability, as established by the State of Colorado Governor’s Office of Information Technology (OIT) pursuant to §24- 85- 103 (2.5), C.R.S., including all updates and amendments to those standards as provided by the OIT. The SERVICE PROVIDER shall also comply with all State of Colorado technology standards related to technology accessibility and with Level AA of the most current version of the Web Content Accessibility Guidelines (WCAG), incorporated in the¶ Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 7 of 17 28. Data Privacy. SERVICE PROVIDER will comply with all applicable data privacy regulations and laws, specifically including Colorado’s Privacy Act, C.R.S Section 6-1-1301 et seq. (the Privacy Act). SERVICE PROVIDER shall require that each person processing any personal data connected to the Services is subject to a duty of confidentiality with respect to the data. If applicable, SERVICE PROVIDER shall require that any subcontractors meet the obligations of SERVICE PROVIDER with respect to any personal data connected to this AGREEMENT. The Parties agree that upon termination of the Services that SERVICE PROVIDER shall, at the CITY’s choice, delete or return all personal data to the CITY unless retention of the personal data is required by law, professional standard or document retention requirement. SERVICE PROVIDER shall make available to the CITY information necessary to demonstrate compliance with the obligations of the Privacy Act. 29. Governmental Immunity Act. No term or condition of this AGREEMENT shall be construed or interpreted as a waiver, express or implied, of any of the notices, requirements, immunities, rights, benefits, protections, limitations of liability, and other provisions of the Colorado Governmental Immunity Act, C.R.S. Sections 24-10-101 et seq., and under any other applicable law. 30. Colorado Open Records Act. The SERVICE PROVIDER acknowledges the CITY is a governmental entity subject to the Colorado Open Records Act, C.R.S. Sections 24-72-201 et seq. (CORA), and documents in the CITY’s possession may be considered public records subject to disclosure under the CORA. 31. Delay. Time is of the essence. Subject to Force Majeure , if the SERVICE PROVIDER is temporarily delayed in whole or in part from performing its obligations, then the SERVICE PROVIDER shall provide written notice to the CITY within two (2) business days defining the nature of the delay. Provision of written notice under this Section shall not operate as a waiver of any rights or benefits provided to the CITY under this AGREEMENT. Deleted: State of Colorado technology standards.¶ To confirm that the Project Instruments meet these standards, the SERVICE PROVIDER may be required to demonstrate compliance. The SERVICE PROVIDER shall indemnify, save, and hold harmless the CITY against any and all costs, expenses, claims, damages, liability, court awards and other amounts (including attorneys’ fees and related costs) incurred by the CITY in relation to the SERVICE PROVIDER’s failure to comply with §§24- 85-101, et seq., C.R.S., or the Accessibility Standards for Individuals with a Disability as established by OIT pursuant to §24-85- 103 (2.5), C.R.S.¶ The CITY may require the SERVICE PROVIDER’s compliance to the State’s Accessibility Standards to be determined by a third party selected ... [4] Deleted: ensure Deleted: all Deleted: SERVICE PROVIDER shall shall allow for, and contribute to, reasonable audits and inspections by the CITY or the CITY’s designated auditor.¶ Deleted: shall contribute to, reasonable audits and inspections by the CITY or the CITY’s designated auditor.¶ Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 8 of 17 32. Force Majeure. No Party hereto shall be considered in default in the performance of an obligation hereunder to the extent that performance of such obligation is delayed, hindered, or prevented by force majeure. Force majeure shall be any cause beyond the control of the party that could not reasonably have been foreseen and guarded against. Force majeure includes, but is not limited to, acts of God, fires, riots, pandemics, incendiarism, interference by civil or military authorities, compliance with regulations or orders of military authorities, and acts of war (declared or undeclared), provided such cause could not have been reasonably foreseen and guarded against by the affected party. Force majeure shall not include increases in labor, commodity, utility, material, supply, fuel, or energy costs, or compliance with regulations or orders of civil authorities. To the extent that the performance is actually prevented, the SERVICE PROVIDER must provide notice to the CITY of such condition within ten (10) calendar days from the onset of such condition. 33. Special Provisions. Special provisions or conditions relating to the Services to be performed pursuant to this AGREEMENT are set forth in Exhibit [choose one] - Confidentiality, consisting of four (4) pages , incorporated herein. 34. Limitation of Liability. THE TOTAL LIABILITY OF EACH PARTY, AND ITS OFFICERS, DIRECTORS, PARTNERS, PRINCIPALS, MEMBERS, EMPLOYEES, SUBCONTRACTORS, AND AGENTS (COLLECTIVELY, "PERSONS”), TO THE OTHER PARTY FOR ANY AND ALL DAMAGES WHATSOEVER ARISING OUT OF THIS AGREEMENT FROM ANY CAUSE, INCLUDING BUT NOT LIMITED TO NEGLIGENCE, ERRORS, OMISSIONS, STRICT LIABILITY, BREACH OF CONTRACT, OR BREACH OF WARRANTY SHALL NOT, IN THE AGGREGATE, EXCEED THE FEES PAID OR PAYABLE TO SERVICE PROVIDER UNDER THIS AGREEMENT DURING THE TWELVE (12) MONTHS PRIOR TO THE ACT OR OMISSION THAT CAUSED THE LOSS. THIS LIMITATION WILL NOT APPLY TO THE EXTENT LOSSES ARE CAUSED BY A PARTY'S FRAUD OR WILLFUL MISCONDUCT. IN NO EVENT WILL EITHER PARTY BE LIABLE TO THE OTHER FOR ANY SPECIAL, INDIRECT, INCIDENTAL, OR CONSEQUENTIAL DAMAGES IN CONNECTION WITH OR OTHERWISE ARISING OUT OF THIS AGREEMENT, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. IN NO EVENT SHALL EITHER PARTY BE LIABLE FOR EXEMPLARY OR PUNITIVE DAMAGES ARISING OUT OF OR RELATED TO THIS AGREEMENT. 35. No Third Party Beneficiaries. CITY and SERVICE PROVIDER are the only parties to this contract and are the only parties entitled to enforce its terms. Nothing in this contract gives, is intended to give, or shall be construed to give or provide any benefit or right, whether directly, indirectly or otherwise, to third persons. 36. Order of Precedence. In the event of a conflict or inconsistency within this AGREEMENT, the conflict or inconsistency shall be resolved by giving preference to the documents in the following order of priority: a. The body of this AGREEMENT (and any written amendment), b. Exhibits to this AGREEMENT, and c. The Purchase Order document. Commented [JC9]: Add ressing mutual limitation of liability. Commented [JC10]: Ad dressing no third party beneficiaries. Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 9 of 17 37. Prohibited Terms. Nothing in any Exhibit or other attachment shall be construed as a waiver of any provision above. Any terms included in any Exhibit or other attachment that requires the CITY to indemnify or hold SERVICE PROVIDER harmless; requires the CITY to agree to binding arbitration; limits SERVICE PROVIDER’s liability; or that conflicts with statute, City Charter or City Code in any way, shall be void. [Signature Page Follows] Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 10 of 17 THE CITY OF FORT COLLINS, COLORADO By: Gerry Paul, Purchasing Director Date: ATTEST: APPROVED AS TO FORM: SERVICE PROVIDER By: Printed: Title: Date: Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 11 of 17 EXHIBIT A SCOPE OF SERVICES Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 12 of 17 EXHIBIT [CHOOSE ONE] BID SCHEDULE/ COMPENSATION The following pricing shall remain fixed for the initial term of this AGREEMENT. Any applicable price adjustments may only be negotiated and agreed to in writing at the time of renewal. Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 13 of 17 EXHIBIT [CHOOSE ONE] INSURANCE REQUIREMENTS The SERVICE PROVIDER will provide, from insurance companies acceptable to the CITY, the insurance coverage designated hereinafter and pay all costs. Before commencing Services under this bid, the SERVICE PROVIDER shall furnish the CITY with certificates of insurance showing the type, amount, class of operations covered, effective dates and date of expiration of policies. Insurance amounts required herein do not represent a limitation of liability. In case of the breach of any provision of the Insurance Requirements, the CITY, at its option, may take out and maintain, at the expense of the SERVICE PROVIDER, such insurance as the CITY may deem proper and may deduct the cost of such insurance from any monies which may be due or become due the SERVICE PROVIDER under this AGREEMENT. Insurance certificates should show the certificate holder as follows: City of Fort Collins Purchasing Division PO Box 580 Fort Collins, CO 80522 The CITY, its officers, agents and employees shall be named as additional insureds, blanket endorsement acceptable, on the SERVICE PROVIDER 's general liability and automobile liability insurance policies by marking the appropriate box or adding a statement to this effect on the certificate, for any claims arising out of Services performed under this AGREEMENT. Insurance coverages shall be as follows: A. Workers' Compensation & Employer's Liability. The SERVICE PROVIDER shall maintain during the life of this AGREEMENT for all of the SERVICE PROVIDER's employees engaged in Services performed under this AGREEMENT. Workers' Compensation & Employer’s Liability insurance shall conform with statutory limits of $100,000 per accident, $500,000 disease aggregate, and $100,000 disease each employee, or as required by Colorado law. B. General Liability. The SERVICE PROVIDER shall maintain during the life of this AGREEMENT such General Liability as will provide coverage for damage claims of personal injury, including accidental death, as well as for claims for property damage, which may arise directly or indirectly from the performance of Services under this AGREEMENT. Coverage for property damage shall be on a "broad form" basis. The amount of insurance for General Liability, shall not be less than $1,000,000 combined single limits for bodily injury and property damage. C. Automobile Liability. The SERVICE PROVIDER shall maintain during the life of this AGREEMENT such Automobile Liability insurance as will provide coverage for damage claims of personal injury, including accidental death, as well as for claims for property damage, which may arise directly or indirectly from the performance of Services under this AGREEMENT. Coverage for property damage shall be on a "broad form" basis. The amount of insurance for Automobile Liability shall not be less than $1,000,000 combined single limits for bodily injury and property damage. Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 14 of 17 EXHIBIT [CHOOSE ONE] CONFIDENTIALITY IN CONNECTION WITH THE SERVICES to be provided by SERVICE PROVIDER under this AGREEMENT, the parties agree to the following terms regarding the treatment of confidential information: 1. Definitions. For purposes of this AGREEMENT, the party who owns the referenced information and is disclosing same shall be referenced as the “Disclosing Party.” The party receiving the Disclosing Party’s information shall be referenced as the “Receiving Party.” 2. Confidential Information. Confidential Information controlled by this AGREEMENT refers to information that is not public and/or is proprietary, including but not limited to location information, network security system, business plans, formulae, processes, intellectual property, trade secrets, designs, photographs, plans, drawings, schematics, methods, specifications, samples, reports, mechanical and electronic design drawings, customer lists, financial information, studies, findings, inventions, ideas, CITY customer identifiable information (including account, address, billing, consumption, contact, and other customer data), utility metering data, service billing records, customer equipment information. To the extent practical, Confidential Information shall be marked “Confidential” or “Proprietary.” Nevertheless, SERVICE PROVIDER shall treat as Confidential Information all customer identifiable information in any form, whether or not bearing a mark of confidentiality or otherwise requested by the CITY, including but not limited to the non-exclusive list of Confidential Information above. In the case of disclosure in non-documentary form of non- customer identifiable information, made orally or by visual inspection, the Disclosing Party shall have the right, or, if requested by the Receiving Party, the obligation to confirm in writing the fact and general nature of each disclosure within a reasonable time after it is made in order that it is treated as Confidential Information. Any information disclosed to the other party before the execution of this AGREEMENT and related to the services for which SERVICE PROVIDER has been engaged shall be considered in the same manner and be subject to the same treatment as the information disclosed after the execution of this AGREEMENT with regard to protecting it as Confidential Information. 3. Use of Confidential Information. Receiving Party hereby agrees that it shall use the Confidential Information solely for the purpose of performing its obligations under this AGREEMENT and not in any way detrimental to Disclosing Party. Receiving Party agrees to use the same degree of care Receiving Party uses with respect to its own proprietary or confidential information, which in any event shall result in a reasonable standard of care to prevent unauthorized use or disclosure of the Confidential Information. Except as otherwise provided herein, Receiving Party shall keep confidential and not disclose the Confidential Information. The CITY and SERVICE PROVIDER shall cause each of their directors, officers, employees, agents, representatives, and subcontractors to become familiar with, and abide by, the terms of this Exhibit or have substantially similar confidentiality obligations, which shall survive this AGREEMENT as an on-going obligation of the Parties. Deleted: comply with reasonable policies and procedures with regard to the exchange and handling of… Deleted: and other sensitive materials between the parties, as set forth below.¶ Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 15 of 17 SERVICE PROVIDER shall not use such information to obtain any economic or other benefit for itself, or any third party, other than in the performance of obligations under this AGREEMENT. 4. Exclusions from Definition. The term “Confidential Information” as used herein does not include any data or information which is already known to the Receiving Party or which before being divulged by the Disclosing Party: (a) was generally known to the public through no wrongful act of the Receiving Party; (b) has been rightfully received by the Receiving Party from a third party without restriction on disclosure and without, to the knowledge of the Receiving Party, a breach of an obligation of confidentiality; (c) has been approved for release by a written authorization by the other party hereto; or (d) has been disclosed pursuant to a requirement of a governmental agency or by operation of law, subject to Paragraph 5 below. 5. Required Disclosure. Notwithstanding Paragraph 4(d) above, if the Receiving Party receives a request (by interrogatories, requests for information or documents, subpoena, civil investigative demand or similar process, or by federal, state, or local law, including without limitation, the Colorado Open Records Act) to disclose any Confidential Information, the Parties agree the Receiving Party will provide the Disclosing Party with immediate notice of such request, if not legally prohibited, so the Disclosing Party may seek an appropriate protective order before disclosure or waive the Receiving Party’s compliance with this Exhibit. Notwithstanding this Paragraph 5, Receiving Party shall not disclose Confidential Information to any person, directly or indirectly, nor use it in any way, except as required by law or authorized in writing by Disclosing Party. 6. Omitted. 7. Data Protection and Data Security. SERVICE PROVIDER shall have in place information security safeguards designed to conform to industry practices regarding the protection of the confidentiality, integrity and availability of Confidential Information and shall have written agreements requiring any subcontractor to meet those standards. These information security safeguards (the “Information Security Program”) shall be materially consistent with, or more stringent than, the safeguards described in this Exhibit. (a) SERVICE PROVIDER’s information security safeguards shall address the following elements:  Data Storage, Backups and Disposal  Logical Access Control (e.g., Role-Based) Deleted: The Receiving Party shall furnish a copy of this Exhibit with any disclosure.¶ Commented [JC11]: Re moving terms that are not applicable. Deleted: Red Flags Rules.…If applicable, If applicable, SERVICE PROVIDER must implement reasonable policies and procedures to detect, prevent and mitigate the risk of identity theft in compliance with the Identity Theft Red Flags Rules found at 16 Code of Federal Regulations part 681. Further, SERVICE PROVIDER must take appropriate steps to mitigate identity theft if it occurs with any of the CITY’s covered information and must notify the CITY in writing within twenty-four (24) hours of discovery of any breaches of security or Red Flags to the CITY.¶ Deleted: If SERVICE PROVIDER must implement reasonable policies and procedures to detect, prevent and mitigate the risk of identity theft in compliance with the Identity Theft Red Flags Rules found at 16 Code of Federal Regulations part 681. Further, SERVICE PROVIDER must take appropriate steps to mitigate identity theft if it occurs with any of the CITY’s covered ... [5] Deleted: or exceed Deleted: best Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 16 of 17  Information Classification and Handling  Secure Data Transfer (SFTP and Data Transfer Specification)  Secure Web Communications  Network and Security Monitoring  Application Development Security  Application Security Controls and Procedures (User Authentication, Security Controls, and Security Procedures, Policies and Logging)  Incident Response  Vulnerability Assessments  Hosted Services  Personnel Security (b) Subcontractors. SERVICE PROVIDER may use subcontractors, though such activity shall not release or absolve SERVICE PROVIDER from the obligation to satisfy all conditions of this AGREEMENT, including the data security measures described in this Exhibit, and to require a substantially similar level of data security, appropriate to the types of services provided and Confidential Information received, for any subcontractor SERVICE PROVIDER may use. Accordingly, any release of data, confidential information, or failure to protect information under this AGREEMENT by a subcontractor or affiliated party shall be attributed to SERVICE PROVIDER and may be considered to be a material breach of this AGREEMENT. 8. Information Storage. Confidential Information is not to be stored on any local workstation, laptop, or media such as CD/DVD, USB drives, external hard drives or other similar portable devices unless the SERVICE PROVIDER requires security for the Confidential Information so stored. Workstations or laptops to be used in the Services will be required to have security protocols to designed to prevent unauthorized access to information, as well as have current, active anti-virus definitions. 9. Continuing Obligation. The agreement not to disclose Confidential Information as set forth in this Exhibit shall apply during the term of the Services and or AGREEMENT and at any time thereafter unless specifically authorized by the CITY in writing. 10. Termination Remedy. If SERVICE PROVIDER breaches any of the terms of this Exhibit, in the CITY’s sole discretion, the CITY may immediately terminate this AGREEMENT and withdraw SERVICE PROVIDER’s right to access Confidential Information. Either party may terminate this Agreement upon thirty (30) days prior written notice to the other party. 11. Return of Information. Notwithstanding any other provision of this AGREEMENT, Confidential Information shall remain the sole property of the Disclosing Party and, upon request, shall be promptly destroyed, together with all copies thereof to the Disclosing Party. Upon Disclosing Party’s request, written verification of the deletion (including date of deletion) is to be provided to the Disclosing Party within ten (10) days after completion of engagement, whether it be via termination, completion or otherwise. Notwithstanding the foregoing or anything to the contrary in this Agreement, SERVICE PROVIDER shall own its workpapers and shall be permitted to retain Confidential Information to the extent incorporated or embodied in its workpapers, and it shall maintain the confidentiality of such Confidential Information in accordance with this Agreement. Deleted: can ensure Deleted: personal firewalls on each, as Deleted: to provide Project Instruments and work product, all material, i.e., various physical forms of media in which … Deleted: is stored, including but not limited to writings, drawings, tapes, diskettes, prototypes or products, shall Deleted: returned Deleted: Upon return of such materials, all digital and electronic data shall also be deleted in a non-restorable way by which it is no longer available to the Receiving Official Purchasing Document Last updated 4/2024 RFP 9989 Elective Payment Tax Credit Assessment Page 17 of 17 12. Injunctive Relief. Receiving Party acknowledges that the Disclosing Party may, based upon the representations made in this AGREEMENT, disclose security information that is critical to the continued success of the Discloser’s business. Accordingly, Receiving Party agrees that the Disclosing Party does not have an adequate remedy at law for breach of this AGREEMENT and therefore, the Disclosing Party shall be entitled, as a non- exclusive remedy, and in addition to an action for damages, to seek an injunction or decree of specific performance or any other remedy, from a court of competent jurisdiction to enjoin or remedy any violation of this AGREEMENT. Deleted: SERVICE PROVIDER Deleted: and obtain