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HomeMy WebLinkAboutCOUNCIL - AGENDA ITEM - 07/10/2018 - UPDATES TO THE CITY COUNCIL POLICY FOR REVIEWING PDATE: STAFF: July 10, 2018 Josh Birks, Economic Health Director Tom Leeson, Director, Comm Dev & Neighborhood Svrs WORK SESSION ITEM City Council SUBJECT FOR DISCUSSION Updates to the City Council Policy for Reviewing Proposed Service Plans for Title 32 Metropolitan Districts. EXECUTIVE SUMMARY The purpose of this item is to review a proposed update to the City’s policy for reviewing service plans for Title 32 Metropolitan Districts (Metro Districts). In 2008, the City adopted the existing policy by Resolution 2008-069. At that time, City Council responded to changing market conditions to enable the use of Metro Districts to support primarily commercial development. Residential development faces similar market conditions as well as constrained land supply. The proposed revisions address these conditions while furthering several City goals. GENERAL DIRECTION SOUGHT AND SPECIFIC QUESTIONS TO BE ANSWERED 1. Does the Council support the recommended update to the Title 32 Metropolitan Districts draft policy? 2. Does the Council support the addition of a Regional Improvements component in the Model Service Plan? BACKGROUND / DISCUSSION Policy Context In 2008, the City adopted a policy for reviewing proposed service plans for Title 32 Metropolitan District (Metro Districts) Service Plans (Service Plans) by Resolution 2008-069. The policy was intended to aid commercial development addressing escalating infrastructure costs and to compete with commercial development in adjacent communities. At the time, City Council preferred to adopt a policy that excluded residential developments, except mixed-use projects. The policy included a limit on the assessed value ratio between commercial and residential to 90 percent/10 percent. Today, residential development faces similar market conditions-rising infrastructure, construction, and land costs- as well as constrained land supply and limited access to key resources, such as water. In addition, the City’s population forecast indicates that build-out of the community will likely happen in the next 25 to 30 years. An update to the Metro District policy will address these market conditions and enable residential development to deliver several City objectives. Summary of Work to Date City Council has reviewed the purpose and nature of Metro Districts and the existing policy in two previous work sessions, on October 24, 2017 and November 28, 2017. At the most recent work session, Council provided the following direction on a policy update: • Limit Metro District use by reserving their use for extraordinary public benefits and outcomes; • Preserve the prescriptive elements of the existing policy to ensure narrow application of the tool; • Avoid using the tool to facilitate the construction of development amenities, such as pools, golf course, or similar; and • Define public benefits that are specific and clear. July 10, 2018 Page 2 On March 19, 2018, the Council Finance Committee reviewed a draft of the policy revisions. The primary direction from that review was to further clarify the public benefits that must be delivered as a condition of using Metro Districts to support residential development. Public Benefits The updated policy (Attachment 1) supports the formation of Metro District regardless of development type when a District delivers extraordinary public benefits. The public benefits should be: (1) aligned with the goals and objectives of the City whether such extraordinary public benefits are provided by the Metro District or by the entity developing the Metro District because Metro Districts exist to provide public improvements; and (2) not be practically provided by the City or an existing public entity, within a reasonable time and on a comparable basis. The policy identifies four key public benefit focus areas, including: 1. Environmental Sustainability Outcomes: Development of public improvements that deliver or facilitate the delivery of specific and measurable environmental outcomes, including but not limited to: (i) reduction of Green House Gases (GHG), (ii) conservation of water or energy, (iii) encourage multimodal transportation, (iv) enhance community resiliency-against future environmental events (e.g., flooding, drought, etc.); (v) increase renewable energy capacity; and/or (vi) deliver other environmental outcomes. 2. Critical Public Infrastructure: Development of public improvements that address or facilitate addressing significant infrastructure challenges previously identified by the City, either within the development or the area immediately adjacent to the District, whether such improvements address a locally significant challenge or a City-wide challenge. 3. Smart Growth Management: Development of public improvements that deliver or facilitate the delivery of specific design components that: (i) increase the density of development within the District; (ii) establish, enhance or address the walkability and pedestrian friendliness of the District; (iii) increase the availability of transit and/or multimodal oriented facilities; (iv) create compelling public spaces; and/or (v) encourage mixed-use development patterns. 4. Strategic Priorities: Development of public improvements that deliver or facilitate the delivery of strategic priorities specified in existing long-term strategic planning documents, such as City Plan, Affordable Housing Plan, Economic Health Strategic Plan, and applicable Sub-Area Plans. These priorities include, but are not limited to: a. Affordable Housing: Deliver or facilitate the delivery of additional affordable housing units at the City’s defined level of Area Median Income (AMI) or below. The City defines Affordable Housing as units affordable to a household earning 80 percent of AMI. b. Infill/Redevelopment: Enable the infill or redevelopment of property within the City, especially when such development is consistent with City Plan. c. Economic Health Outcomes: Enable delivery of specific and measurable economic outcomes, such as: (i) job growth; (ii) retention of an existing business; and/or (iii) construction of a missing economic resource. The policy provides additional detail on these proposed focus areas by including a list of examples to illustrate the City’s desired outcomes. Comparison of Policy Versions Following Council guidance, the updated policy retains most of the existing prescriptive elements. The primary changes to the policy include: • Mill Levy Cap: The updated policy would increase the Mill Levy Cap from 40 Mills to 50 Mills with no more than 40 Mills dedicated to debt; • Basic Infrastructure: The updated policy allows the funding of basic infrastructure by Metro Districts only to the extent then enable extraordinary public benefit outcomes; July 10, 2018 Page 3 • Dissolution Limit: The updated policy requires that the district dissolve within 40 years unless a majority of the district board is residents and votes to refund the debt realizing a net present value saving for the district; and • Commercial/Residential Ratio: The updated policy removes a specific commercial to residential ratio requirement - instead a District must provide extraordinary public benefit to utilize the tool. The table below provides a side-by-side comparison of key policy provisions: Table 1 Key Policy Provision Comparison Existing Updated Mill Levy Caps 40 Mills 50 Mills Basic Infrastructure Not favored To enable public benefit Eminent Domain Prohibited Prohibited Debt Limitation 100% of Capacity 100% of Capacity Dissolution Limit 40 years 40 years (Resident based refunding allowed) Citizen Control As early as possible As early as possible Multiple Districts Projected over an extended period Projected over an extended period Commercial/ Residential Ratio 90% to 10% N/A In addition, the new policy requires the use of a Model Service Plan (Attachment 2) that stipulates many additional limitations on the tool. These limitations are based on common practice by several other communities and include but is not limited to: • Covenant Control Restriction-The District is not authorized to impose, manage, or provide covenant enforcement actions. • Fire Protection Restriction-The District is not authorized to plan for, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain fire protection facilities or services, unless such facilities and services are provided pursuant to an intergovernmental agreement with the Poudre Fire Authority. • Public Safety Services-The District is not authorized to provide policing or safety enforcement services. • Golf Construction Restriction-The District shall not be authorized to plan, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain a golf course unless such activity is pursuant to an intergovernmental agreement with the City. • Television Relay and Translation Restriction-The District is not authorized to plan for, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain television relay and translation facilities and services. • Sales and Use Tax Exemption Limitation-The District shall not exercise any sales and use tax exemption in the Fort Collins City Code. • Consolidation Limitation-Districts shall not be allowed to file a request with any Court to consolidate with another Title 32 district without the prior written consent of the City. The biggest additional limitations in the Model Service Plan include: • Overlap Limitation-The boundaries of a District shall not overlap with another district unless the aggregate mill levy for payment of Debt of the overlapping Districts will not at any time exceed the policy’s allowed maximum debt mill levy of 40 mills. • Initial Debt Limitation-A District may not issue debt, impose a mill levy for payment of debt, or impose fees for the purpose of repayment of debt before approval by the City of a development plan that secures the public benefits to be delivered and/or an Intergovernmental Agreement (IGA) further securing the delivery of the public benefits. July 10, 2018 Page 4 Regional Improvements Provision The proposed draft of the Model Service Plan (Attachment 2) includes a section that enables the support of regional improvements. This section is inserted for discussion purposes. The approach may create a viable method for funding much needed regional infrastructure in areas where Metro Districts are likely to be used to support residential development. The section is optional. The regional improvements section provides the ability for the City to request a Metro District collect and remit an additional mill levy, not subject to the policy maximum mill levy, to the City. These revenues are intended to fund regional improvements required in part by the project within the Metro District. Examples of such improvements could include: vehicular grade separated crossings of railroad lines, improvements to address regionally significant storm water issues, or intersections connecting City streets to an Interstate or similar system. The regional improvements section (See Attachment 2) stipulates: • The City must identify the type of regional improvements that could be funded with the additional mill. • Limits the mill to a maximum of 5.000. • The City and the Metro District must enter into an Intergovernmental Agreement (IGA) identifying the specific improvement and anticipated length of collection for the mill. These stipulations are intended to protect the residents and owners in the District as well as create transparency regarding the use of funds. Review Process The process for reviewing Metro District Service Plans includes two primary phases-Letter of Intent (LOI) and Service Plan Application. The two phases are outlined below and in Attachment 3 and Attachment 4: • Letter of Intent (LOI)-First phase of the Metro District Service Plan Review process and shall contain (see Policy for specifics): o Summary narrative of the proposed development and Metro District purpose o Sketch plan of the proposed district, showing: property locations and boundaries, surrounding land uses, proposed use(s), proposed improvements, existing natural features, utility locations, and photographs (if helpful) o District need justification o Explanation of public benefit and plan to assure delivery by the District o District proposal and Service Plan specifics • Service Plan Application Review-Key phase of Metro District Service Plan Review process, including: o Formal application submittal by applicant (see Policy and Application for details) o Third-Party financial review (if needed) of the Service Plan financial plan assumptions and feasibility o Formal staff review and meetings with applicant o Council Finance Review based on completed analysis by staff and third-parties - includes a formal recommendation by staff of alignment with existing policy o Council work session (if needed) to review specifics of a proposed Service Plan) o City Council consideration - final step, all Service Plans require Council approval Evaluation Framework/Criteria To provide Council information and assessment consistent with this Policy, staff will review and report on District proposals in the following areas: July 10, 2018 Page 5 • Public Benefit Assessment and Triple Bottom Line Scan: To comprehensively and consistently evaluate District proposals, an interdisciplinary staff team, inclusive of representatives from Planning, Economic Health, Sustainability, and other Departments as appropriate, will be formed. This team will rely on the City’s Triple Bottom Line evaluation approach, and other means, to assess a District proposal consistent with this Policy and City Goals and Objectives more broadly. • Financial Assessment: All District proposals are required to submit a Financial Plan to the City for review. Utilizing the District Financial Plan, and other supporting information which may be necessary, the City will evaluate a District’s debt capacity and servicing ability. Additionally, should a District desire to utilize District funding for basic improvements, as determined by the City in its sole discretion, staff will assess the value of this benefit against the public benefits received in exchange. • Policy Evaluation: All proposals will be evaluated against this Policy and the City’s Model Service Plan, with any areas of difference being evaluated and reported on. Performance Assurances A key aspect of the updated policy is the requirement to deliver public benefit. To assure that these benefits are delivered in cases where a Metro District itself will not provide the public benefits, the City will require several performance assurances, including: • Approved Development Plan - The Model Service Plan identifies an Approved Development Plan -a development plan or other process established by the City (including but not limited to approval of a final plat or PUD by the City Council) - as the controlling document regarding public improvements to be financed and constructed by a District. This Plan will also document and require as part of the land use approval process the aspects of promised pubic benefits that cannot be enforced through a Metro District Service Plan. • Intergovernmental Agreement - In some cases, an Approved Development Plan may not be able to enforce the public benefit requirements part of a Metro District Service Plan. In these cases, an Intergovernmental Agreement may also be required to enforce the performance requirements associated with a proposal. • Initial Restriction of Powers - All Metro Districts will include a limitation on the initial use of two key powers (1) levy or collect revenue for the repayment of debt, and (2) issue debt. These powers will be prohibited until an Approved Development Plan and/or Intergovernmental Agreement are executed and in place. Fees and Staffing The updated policy includes adjustments to the fees charged to applicants. The intent of the fees is to offset the cost of staffing the intake and review of Metro District Service Plan applications. ATTACHMENTS 1. Updated Metro District Policy (draft) (PDF) 2. Model Service Plan (draft) (PDF) 3. Metro District Service Plan Review Process (PDF) 4. Interdisciplinary Review Team Charter (PDF) 5. Work Session Summary, November 28, 2017 (PDF) 6. Council Finance Committee minutes, April 16, 2018 (PDF) 7. Powerpoint presentation (PDF) 1 POLICY FOR REVIEWING PROPOSED SERVICE PLANS FOR TITLE 32 METROPOLITAN DISTRICTS CITY OF FORT COLLINS, CO Revised July 17, 2018 Introduction. This policy establishes the criteria, guidelines and processes to be followed by City Council and City staff in considering and by applicants in submitting to the City service plans for the organization of metropolitan districts or amendments to those plans (“Policy”), as provided in Colorado’s Special District Act in Article 1 of Title 32 of the Colorado Revised Statutes (the “Act”). The Act provides that metropolitan districts are quasi-municipal corporations and political subdivisions (“District”) that can be organized within the boundaries of a municipality provided the municipality’s governing body approves by resolution the proposed service plan for the District. Under the Act, the service plan constitutes the document that delineates the specific powers and functions the District can exercise, including the facilities and services it can provide, the taxes it can impose and its permitted financial arrangements (the “Service Plan”). The Act requires Districts to conform to their Service Plans. Section 1 – Policy Objectives and Statements. A. This Policy generally supports the formation of a District where it will deliver extraordinary public benefits that align with the goals and objectives of the City whether such extraordinary public benefits are provided by the District or by the entity organizing the District because the District exists to provide public improvements. B. A District, when properly structured, can enhance the quality of development in the City. The City is receptive to District formation that provides extraordinary public benefits which could not be practically provided by the City or an existing public entity, within a reasonable time and on a comparable basis. It is not the intent of the City to create multiple entities which would be construed as competing or duplicative. C. The approval of a District Service Plan is at the sole discretion of City Council, which may reject, approve, or conditionally approve Service Plans on a case-by-case basis. Nothing in this Policy is intended, nor shall it be construed, to limit this discretion of City Council, which retains full authority regarding the approval, terms, conditions and limitations of all Service Plans. D. Policy Objectives. The City will evaluate a proposed District and its Service Plan based on the District’s ability to deliver public benefits through extraordinary development outcomes, specific examples are provided in Exhibit A and generally occur in the following four focus areas: 1. Environmental Sustainability Outcomes: Development of public improvements that deliver or facilitate the delivery of specific and measurable environmental outcomes, including but ATTACHMENT 1 2 not limited to: (i) reduction of Green House Gases (“GHG”), (ii) conservation of water or energy, (iii) encourage multimodal transportation, (iv) enhance community resiliency – against future environmental events (e.g., flooding, drought, etc.); (v) increase renewable energy capacity; and/or (vi) deliver other environmental outcomes. 2. Critical Public Infrastructure: Development of public improvements that address or facilitate addressing significant infrastructure challenges previously identified by the City, either within or proximate to the District, whether such improvements address a locally-significant challenge or a City-wide challenge. 3. Smart Growth Management: Development of public improvements that deliver or facilitate the delivery of specific design components that: (i) increase the density of development within the District; (ii) establish, enhance or address the walkability and pedestrian friendliness of the District; (iii) increase the availability of transit and/or multimodal oriented facilities; (iv) create compelling public spaces; and/or (v) encourage mixed-use development patterns. 4. Strategic Priorities: Development of public improvements that deliver or facilitate the delivery of strategic priorities specified in the City’s existing long-term strategic planning documents, such as City Plan, Affordable Housing Plan, Economic Health Strategic Plan, and applicable Sub-Area Plans. These priorities include, but are not limited to: a. Affordable Housing: Deliver or facilitate the delivery of additional affordable housing units at the City’s defined level of Area Median Income (“AMI”) or below. The City defines Affordable Housing as units affordable to a household earning 80 percent of AMI. b. Infill/Redevelopment: Enable the infill or redevelopment of property within the City, especially when such development is consistent with City Plan. c. Economic Health Outcomes: Enable delivery of specific and measurable economic outcomes, such as: (i) job growth; (ii) retention of an existing business; and/or (iii) construction of a missing economic resource. In determining whether a proposed District delivers extraordinary public benefits, the City may consider: (i) ways in which the proposed improvements exceed the City’s minimum requirements and standards; (ii) ways in which the existence of the District facilitates the extraordinary public benefits and whether the extraordinary benefits are feasible without the District; and (iii) any other factors the City deems relevant under the circumstances. E. Policy Statements: 1. Limited Use: The City wishes to exact a high standard of use for Districts thereby limiting their use. An applicant project is expected to deliver extraordinary benefits across multiple City objectives two or more of the objectives described in Section 1.D. of this Policy. 3 2. Broad and Demonstrable Public Benefit: Districts are expected to provide broad public benefit and the applicant will be asked to demonstrate and provide assurances of those benefits. The City will utilize the Service Plans, development agreements, and other contractual agreements to document and enforce District commitments. 3. District Governance: It is the intent of the City that owner/resident control of Districts occur as early as feasible. Service Plans should include governance structures that encourage and accommodate this. The use of control Districts (also known as “service” or “managing” Districts) that allow developers to control the other Districts that provide the tax revenues beyond the time needed to repay the issued debt, is to be discouraged. 4. Basic Infrastructure Improvements: A District proposing to fund basic infrastructure improvements will not be favorably received except when used to offset higher costs associated with delivering public benefit through extraordinary development outcomes (see Exhibit A for examples). 5. Minimum District Size: A District proposed to issue less than $7 million of authorized debt will not be considered. Section 2 – Evaluation Criteria A. To provide City Council with information and an assessment consistent with this Policy, staff will review and report on District proposals in the following areas: 1. Public Benefit Assessment and Triple Bottom Line Scan: To comprehensively and consistently evaluate District proposals, an interdisciplinary staff team, inclusive of representatives from Planning, Economic Health, Sustainability, and other Departments as appropriate, will be formed. This team will rely on the City’s Triple Bottom Line evaluation approach, and other means, to assess a District proposal consistent with this Policy and City goals and objectives more broadly. 2. Financial Assessment: All District proposals are required to submit a Financial Plan to the City for review. Utilizing the District’s Financial Plan, and other supporting information which may be necessary, the City will evaluate a District’s debt capacity and servicing ability. Additionally, should a District desire to utilize District funding for basic infrastructure improvements, as determined by the City in its sole discretion, staff will assess the value of this benefit against the public benefits received in exchange. 3. Policy Evaluation: All proposals will be evaluated by City staff against this Policy and the City’s “Model Service Plan” attached as Exhibit “B”, with any areas of difference being identified, evaluated and reported to City Council. Section 3 – Application Process 4 A. Process Overview: The application process is designed to provide early feedback to an applicant, adequate time for a comprehensive staff review, and the appropriate steps and meeting opportunities with decision makers. B. Letter of Interest: Applicant will provide City with a Letter of Interest and pre-application fee (refer to fees below). The Letter of Interest shall contain the following: 1. Summary narrative of the proposed development and District proposal. 2. Sketch plan showing: property location and boundaries; surrounding land uses; proposed use(s); proposed improvements (buildings, landscaping, parking/drive areas, water treatment/detention, drainage); existing natural features (water bodies, wetlands, large trees, wildlife, canals, irrigation ditches); utility line locations (if known); and photographs (helpful but not required). 3. Clear justification for why a District is needed. 4. Explanation of public benefits, making specific reference to this Policy and other relevant City documents. 5. District proposal and Service Plan specifics, including: District powers and purpose; District infrastructure and costs; mill levy rate (both debt and, operations and maintenance); term of District; forecasted period of build-out; proposed timeline for formation; and current development status of project. C. Preliminary Staff Meeting with Applicant (Optional): Based on an initial review of the Letter of Interest, staff may meet with the applicant to discuss the District proposal, potential public benefits, initial staff feedback, the evaluation process, fees, and other application elements. D. Formal Application and Service Plan Submittal: Upon taking account of staff input, applicant may submit a formal application for consideration following the requirements specified in the City’s District Application, including the Service Plan in which the applicant shall highlight the substantive provisions that deviate from this Policy and the Model Service Plan attached as Exhibit “B”. E. Formal Staff Review: An interdisciplinary staff team will review the applicant submittal along with any follow-up documentation that is requested in order to assess the application according to this Policy and other appropriate City policy. Applicants should expect several rounds of feedback and review from City staff. F. Council Finance Committee Meeting: The Council Finance Committee will review all District proposals and provide feedback and recommendations. 5 G. Council Work Session Meeting (optional): Based on the magnitude and complexity of the development project and District proposal, staff and/or the Council Finance Committee may recommend a Council Work Session. H. Council Regular Meeting: City Council meeting to consider Service Plan approval. Section 4 –Service Plan A. Purpose: In addition to the requirements of the Act, a Service Plan should memorialize the understandings and agreements between the District and the City, as well as the considerations that compelled the City to authorize the formation of the District. The Service Plan must also include all applicable information required by the Act. B. Compliance with Applicable Law: Any Service Plan submitted to the City for approval must comply with all state, federal and local laws and ordinances, including the Act. C. Model Service Plan: To clearly communicate City requirements and streamline legal review, the City will require the use of its Model Service Plan attached as Exhibit B. With justification, the City may consider deviations in the proposed Service Plan, but generally all Service Plans should include the following: 1. Eminent Domain NOT Authorized: The Service Plan shall contain language that prohibits the District from exercising the power of eminent domain. However, the City may choose to exercise its power of eminent domain to construct public improvements within the District in which case the District and the City will enter into an intergovernmental agreement concerning the public improvements and funding for that use of eminent domain. 2. Maximum Mill Levy: The Service Plan shall restrict the District’s total mill levy authorization for both debt service and operations and maintenance to fifty (50) mills, subject to adjustment as provided below. A portion of the Maximum Mill Levy may be utilized by the District to fund operations and maintenance functions, including customary administrative expenses incurred in operating the District such as accounting and legal expenses and otherwise complying with applicable reporting requirements. No more than ten (10) mills may be used for operations and maintenance (the “Operations and Maintenance Mill Levy”). a. Increased mill levies may be considered for Districts that are predominately commercial in use, at the sole discretion of the City Council. b. The Maximum Mill Levy may be adjustable from the base year of the District as provided for in the Model Service Plan, so that to the extent possible, the actual tax revenues generated by the District’s mill levy, as adjusted, for changes occurring after the base year, are neither diminished nor enhanced as a result of the changes. 6 3. Debt Term Limit: A District shall be allowed no more than forty (40) years for the levy and collection of taxes used to service debt unless a majority of the Board of Directors of the District imposing the mill levy are residents of such District and have voted in favor of a refunding of a part or all of the Debt and such refunding is for one or more of the purposes authorized in C.R.S. Section 11-56-104. 4. District Dissolution: Perpetual Districts shall not be allowed except in cases where ongoing operations and maintenance are required. Except where ongoing operations and maintenance has been authorized, a District must be dissolved as soon as practical upon: a. The payment of all debt and obligations; and b. The completion of District development activity. 5. District Fees: Impact fees, development fees, service fees, and any other fees must be identified with particularity in the District Service Plan. Impact and development fees must not be levied or collected against the end user – i.e., residents and/or non-developer owners. 6. Notice Requirements: The Service Plan shall require that the District use reasonable efforts to assure that all developers of the property located within the District provide written notice to all purchasers of property in the District regarding the District’s existing mill levies, its maximum debt mill levy, as well as a general description of the District’s authority to impose and collect rates, fees, tolls and charges. The form of notice shall be filed with the City prior to the initial issuance of the debt of the District imposing the mill levy. 7. Annual Report: The Service Plan must obligate the District to file an annual report not later than September 1 of each year with the City Clerk for the year ending the preceding December 31, the requirements of which may be waived in whole or in part by the City Manager. Details of the Annual Report are included in the Model Service Plan. D. Service Plan Requirements: In additional to all other information required in a Service Plan by the Act, a Service Plan must include the following: 1. Financial Plan: The Service Plan must include debt and operating financial projections prepared by an investment banking firm or financial advisor qualified to make such projections. The financial firm must be listed in the Bond Buyers Marketplace or, in the City’s sole discretion, other recognized publication as a provider of financial projections. The Financial Plan must include debt issuance and service schedules and calculations establishing the District’s projected maximum debt capacity (the “Total Debt Limitation”) based on assumptions of: (i) Projected Interest Rate on the debt to be issued; (ii) Projected Assessed Valuation of the property within the District; and (iii) Projected Rate of Absorption of the assessed valuation within the District. These assumptions must use market-based, market comparable valuation and absorption data and may use an annual inflation rate of 7 three percent (3%) or the Consumer Price Index for the preceding 12-month period for the Denver-Boulder-Greeley statistical region as prepared by the U.S. Department of Labor Statistics, whichever is lesser. a. Total Debt Limitation: The total debt authorized in the Service Plan must not exceed 100% of the projected maximum debt capacity as shown in the Financial Plan. b. Administrative, Operational and Maintenance Costs: The Financial Plan must also include foreseeable administrative, operational and maintenance costs. 2. Infrastructure Preliminary Development Plan: Every Service Plan must include, in addition to all materials, plans and reports required by the Act, an Infrastructure Preliminary Development Plan (“IPDP”). This IPDP must include, at a minimum: 1. A map or maps, and construction drawings of such a scale, detail and size as required by the Planning Department, providing an illustration of public improvements proposed to be built, acquired or financed by the District; 2. A written narrative and description of the public improvements; and 3. A general description of the District’s proposed role with regard to the same. Due to the preliminary nature of the IPDP, the Service Plan must indicate that the City’s approval of the IPDP shall not bind the City and its boards and commissions and City Council in any way relating to the review and consideration of land use applications within the District. 3. Intergovernmental Agreement: Any intergovernmental agreement which is required, or known at the time of formation of the District to likely be required, to fulfill the purposes of the District, must be described in the Service Plan, along with supporting rationale. The Service Plan must provide that execution of intergovernmental agreements which are likely to cause substantial increase in the District’s budget and are not described in the Service Plan will require the prior approval of City Council. 4. Extraterritorial Service Agreement: The Service Plan must describe any planned extraterritorial service agreement. The Service Plan must provide that any extraterritorial service agreement by the District that are not described in the Service Plan will require prior approval of City Council. Section 5 – Fees A. No request to create a Metro District shall proceed until the fees set forth herein are paid when required. All checks are to be made payable to the City of Fort Collins and sent to the Economic Health Office. 8 1. Letter of Intent Submittal Fee: A Letter of Intent is to be submitted to the City’s Economic Health Office and a non-refundable $2,500 fee shall be paid at the time of submittal of the Letter. 2. Application Fee: An application along with a draft Service Plan (based on the Model Service Plan) is to be submitted to the City’s Economic Health Office and a $7,500 non-refundable fee along with a $7,500 deposit towards the City’s other expenses shall be paid at the time of submittal of the Application and draft Service Plan. 3. Annual Fee: Each District shall pay an annual fee for the City’s on-going monitoring of each Metro District. This annual fee shall be $500 or if multiple Districts exist serving a single project, then the annual fee shall be $500 plus $250 for each additional District beyond the first (e.g., the annual fee for Consolidated ABC Metro Districts 1 to 7 shall be $500 plus $250 times six or $2,000). 4. Non-Model Service Plan Fee: A District proposal requesting a substantial deviation from this Policy or the Model Service Plan, shall pay an additional non-refundable fee of $5,000 at the time of submitting its application; the City shall in its sole and reasonable discretion determine if a draft Service Plan proposes a substantial deviation from this Policy or the Model Service Plan. 5. Other Expenses: If the deposits paid in subsections 2 and 6 are not sufficient to cover all the City’s other expenses, the applicant for a District shall pay all reasonable consultant, legal, and other fees and expenses incurred by the City in the process of reviewing the draft Service Plan or amended Service Plan prior to adoption, documents related to a bond issue and such other expenses as may be necessary for the City to incur to interface with the District. All such fees and expenses shall be paid within 30 days of receipt of an invoice for these additional fees and expenses. 6. Service Plan Amendment Fee: If a proposed amendment to a Service Plan is submitted to the City’s Economic Health Office, it should be submitted with a non-refundable $2,500 fee along with a $2,500 deposit towards the City’s other expenses and shall be paid at the time of submittal of the application and draft amended Service Plan. 9 EXHIBIT A PUBLIC BENEFIT EXAMPLES The following list of examples is meant to be illustrative of the types of projects that deliver the defined public benefits in this policy. Projects that deliver similar or better outcomes will also be considered on their merits. (Continued on next page) Category / Sub-Category Example Projects 1. Green House Gas Reductions - See subsequent sub-categories 2. Water and/or Energy Conservation - District-wide non-potable water system(s) - District-wide renewable energy systems(s) - Delivery of 20% or more rooftop solar - Greywater reuse system(s) - if allowed by law 3. Multimodal Transportation - Buffered bike lanes - Wider than required sidewalks - Enhanced pedestrian crossings - Underpass(es) 4. Enhance Community Resiliency - Significant stormwater improvements (previously identified) - Improvements to existing bridges 5. Increase Renewable Energy Capacity - District-wide renewable energy systems(s) - Set aside land for community solar garden(s) - Utility scale renewable project(s) 1. Within District Area - Community Park Land (beyond code requirements) - Regional Stormwater Facilities - Major arterial development - Parking Structures (Publicly Accessible) 2. Adjacent to Proposed District - Contribution to major interchange/intersection - Contribution to grade separated railroad crossings Environmental Sustainability Outcomes Critical Public Infrastructure 10 Category / Sub-Category Example Projects 1. Increase density - Alley load construction - Smaller Lot Size - Increased multifamily development 2. Walkability & Pedestrian Friendliness - Wider than required sidewalks - Enhanced pedestrian crossings - Underpass(es) - Trail system enhancements 3. Increase availablity of Transit - Improved bus stops - Restricted access guideways for bus operations - Transfer facilities 4. Public Spaces - Pocket Parks - Neighborhood Parks (beyond code requirements) 1. Affordable Housing - Units permanently affordable to 80% Area Median Income - Land dedicated to City's land bank program 2. Infill/Redevelopment - Address environmental contamination / concern - Consolidate wetlands or natural area (positive benefits) 3. Economic Health Outcomes - Facilitate job growth (at or above County median income) - Retain an existing business High Quality and Smart Growth Management Strategic Priorities 11 EXHIBIT B MODEL SERVICE PLAN DRAFT – 7/5/18 1 City of Fort Collins Title 32 Metropolitan District Model Service Plan This model service plan template should be referenced in conjunction with the City of Fort Collins Policy for Reviewing Service Plans for Title 32 Metropolitan Districts. ATTACHMENT 2 DRAFT – 7/5/18 2 Table of Contents INTRODUCTION .............................................................................................................................................. Purpose and Intent ..................................................................................................................................... Need for District ......................................................................................................................................... Objective of the City regarding District’s Service Plan ................................................................................ DEFINITIONS ................................................................................................................................................... BOUNDARIES AND LOCATION ........................................................................................................................ DESCRIPTION OF PROJECT, PLANNED DEVELOPMENT, PUBLIC BENEFIT & ASSESSED VALUATION ........... Project and Planned Development ............................................................................................................. Public Benefits ............................................................................................................................................. Assessed Valuation ..................................................................................................................................... INCLUSION OF LAND IN THE SERVICE AREA .................................................................................................. DISTRICT GOVERNANCE ................................................................................................................................. AUTHORIZED AND PROHIBITED POWERS ..................................................................................................... Prohibited Improvements and Services and other Restrictions and Limitations ..................................... Covenant Control Prohibition .......................................................................................................... Eminent Domain Restriction ............................................................................................................ Fee Limitation ................................................................................................................................... Operations and Maintenance .......................................................................................................... Fire Protection Restriction ............................................................................................................... Public Safety Services Restriction .................................................................................................... Grants from Governmental Agencies Restriction ............................................................................ Golf Course Construction Restriction ................................................................................................ Television Relay and Translation Restriction ................................................................................... Sales and Use Tax Exemption Limitation ......................................................................................... Sub-district Restriction ..................................................................................................................... Initial Debt Limitation ...................................................................................................................... Privately Placed Debt Limitation ...................................................................................................... PUBLIC IMPROVEMENTS AND ESTIMATED COSTS ........................................................................................ Development Standards ............................................................................................................................. Contracting .................................................................................................................................................. DRAFT – 7/5/18 3 Land Acquisition and Conveyance .............................................................................................................. Equal Employment and Discrimination ....................................................................................................... Public Art Requirement ............................................................................................................................... FINANCIAL PLAN/PROPOSED DEBT ............................................................................................................... Financial Plan .............................................................................................................................................. Mill Levies .................................................................................................................................................... Aggregate Mill Levy Maximum ......................................................................................................... Regional Mill Levy Not Included in Other Mill Levies ....................................................................... Operating Mill Levy .......................................................................................................................... Assessed Value and Mill Levies ........................................................................................................ Gallagher Adjustments ..................................................................................................................... Excessive Mill Levy Pledges ............................................................................................................... Refunding Debt ................................................................................................................................ Maximum Debt Authorization .......................................................................................................... Maximum Voted Interest Rate and Underwriting Discount ....................................................................... Interest Rate and Underwriting Discount Certification .............................................................................. Disclosure to Purchasers ............................................................................................................................. External Financial Advisor ........................................................................................................................... Disclosure to Debt Purchasers .................................................................................................................... Security for Debt ......................................................................................................................................... TABOR Compliance ..................................................................................................................................... District’s Operating Costs ............................................................................................................................ Regional Improvements ................................................................................................................................. Regional Mill Levy Authority ....................................................................................................................... Regional Mill Levy Imposition ..................................................................................................................... City Notice Regarding Regional Improvements .......................................................................................... Regional Improvements Authorized Under Service Plan ............................................................................ Expenditure of Regional Mill Levy Revenues .............................................................................................. Intergovernmental Agreement ........................................................................................................ No Intergovernmental Agreement ................................................................................................... Regional Mill Levy Term .............................................................................................................................. Completion of Regional Improvements ...................................................................................................... DRAFT – 7/5/18 4 City Authority to Require Imposition .......................................................................................................... Regional Mill Levy Not Included in Other Mill Levies ................................................................................. Gallagher Adjustment ................................................................................................................................. City Fees .......................................................................................................................................................... Bankruptcy Limitations .................................................................................................................................. Annual Reports ............................................................................................................................................... General ........................................................................................................................................................ Report Requirements .................................................................................................................................. Narrative ........................................................................................................................................... Financial Statements ......................................................................................................................... Capital Expenditures ........................................................................................................................ Financial Obligations ......................................................................................................................... Other Information ............................................................................................................................ Reporting of Significant Events ................................................................................................................... Failure to Submit ......................................................................................................................................... Service Plan Amendments ............................................................................................................................. Material Modifications .................................................................................................................................. Dissolution ...................................................................................................................................................... Sanctions ......................................................................................................................................................... Conclusion ...................................................................................................................................................... Resolution of Approval .................................................................................................................................. DRAFT – 7/5/18 5 I. INTRODUCTION A. Purpose and Intent. The District, which is intended to be an independent unit of local government separate and distinct from the City, is governed by this Service Plan, the Special District Act and other applicable State law. Except as may otherwise be provided for by State law, City Code or this Service Plan, the District's activities are subject to review and approval by the City Council only insofar as they are a material modification of this Service Plan under C.R.S. Section 32-1-207 of the Special District Act. It is intended that the District will provide all of the Public Improvements for the Project for the use and benefit of all anticipated inhabitants and taxpayers of the District. The primary purpose of the District will be to finance the construction of these Public Improvements by the issuance of Debt. [Add if Applicable] It is intended that this Service Plan also requires the District to pay a portion of the cost of the Regional Improvements as part of ensuring that development and those that benefit from development pay for the associated costs. The District is not intended to provide ongoing operations and maintenance services except as expressly authorized in this Service Plan. It is the intent of the District to dissolve upon payment or defeasance of all Debt incurred or upon a court determination that adequate provision has been made for the payment of all Debt, and if the District is authorized in this Service Plan to perform continuing operating or maintenance functions, to retain only the power necessary to impose and collect the taxes or Fees authorized in this Service Plan to pay for the costs of those functions. It is intended that the District shall comply the provisions of this Service Plan and that the City may enforce any non-compliance with these provisions as provided in Section XVIII of this Service Plan. B. Need for the District. There are currently no other governmental entities, including the City, located in the immediate vicinity of the District that consider it desirable, feasible or practical to undertake the planning, design, acquisition, construction, installation, relocation, redevelopment and financing of the Public Improvements needed for the Project. Formation of the District is therefore necessary in order for the Public Improvements required for the Project to be provided in the most economic manner possible. C. Objective of the City Regarding District's Service Plan. The City’s objective in approving this Service Plan is to authorize the District to provide for the planning, design, acquisition, construction, installation, relocation and redevelopment of the Public Improvements from the proceeds of Debt to be issued by the District. All Debt is DRAFT – 7/5/18 6 expected to be repaid by taxes and Fees imposed and collected for no longer than the Maximum Debt Mill Levy Imposition Term for residential properties and at a tax mill levy no higher than the Maximum Debt Mill Levy for commercial and residential properties, and/or repaid by Fees, as long as such Fees are not imposed upon or collected from Taxable Property owned or occupied by an End User for the purpose of creating a capital cost payment obligation as further described in Section VII.A.11. Debt which is issued within these parameters and, as further described in the Financial Plan, will insulate property owners from excessive tax and Fee burdens to support the servicing of the Debt and will result in a timely and reasonable discharge of the Debt. [Add description of any relevant intergovernmental agreement with the City.] II. DEFINITIONS In this Service Plan, the following words, terms and phrases which appear in a capitalized format shall have the meaning indicated below, unless the context clearly requires otherwise: Aggregate Mill Levy: means the total mill levy resulting from adding the District’s Debt Mill Levy and Operating Mill Levy. The District’s Aggregate Mill Levy does not include any Regional Mill Levy that the District may levy. Aggregate Mill Levy Maximum: means the maximum number of combined mills that the District may levy for its Debt Mill Levy and Operating Mill Levy, not to exceed fifty (50) mills. Approved Development Plan: means a City-approved development plan or other land-use application required by the City Code for identifying, among other things, public improvements necessary for facilitating the development of property within the Service Area. Board: means the duly constituted Board of Directors of the District. Bond, Bonds or Debt: means bonds, notes or other multiple fiscal year financial obligations for the payment of which a District has promised to impose an ad valorem property tax mill levy, Fees or other legally available revenue. Such terms do not include intergovernmental agreements pledging the collection and payment of property taxes or Fees in connection with a service district and taxing district(s) structure, if applicable, and other contracts through which a District procures or provides services or tangible property. City: means the City of Fort Collins, Colorado, a home rule municipality. Any provision in this Service Plan requiring “City” approval shall be deemed to require the City Council’s prior written approval, exercised in its sole discretion. City Code: means collectively the City’s Municipal Charter, Municipal Code, Land Use Code and ordinances as all are now existing and hereafter amended. City Council: means the City Council of the City of Fort Collins, Colorado. Any exercise of approval or other power by the City Council under this Service Plan shall be deemed to be exercised by the City Council in its sole discretion. City Manager: means the City Manager of the City of Fort Collins, Colorado. C.R.S.: means the Colorado Revised Statutes. DRAFT – 7/5/18 7 Debt Mill Levy: means a property tax mill levy imposed on Taxable Property the District for the purpose of paying Debt as authorized in this Service Plan. Developer: means a person or entity that is the owner of property or owner of contractual rights to property in the Service Area that intends to develop the property. Developer Obligation: means any agreement executed by the District for the purpose of borrowing funds from any Developer or related party developing or selling land within the Service Area or who is a member of the Board. District: means the [Name of District] organized under and governed by this Service Plan. District Boundaries: means the boundaries of the area legally described in Exhibit “A” attached hereto and incorporated by reference and as depicted in the District Boundary Map. District Boundary Map: means the map of the District Boundaries attached hereto as Exhibit “B” and incorporated by reference. End User: means any owner, or tenant of any owner, of any property within the District, who is intended to become burdened by the imposition of ad valorem property taxes and/or Fees. By way of illustration, a resident homeowner, renter, commercial property owner or commercial tenant is an End User. A Developer and any person or entity that constructs homes or commercial structures is not an End User. External Financial Advisor: means a consultant that: (1) is qualified to advise Colorado governmental entities on matters relating to the issuance of securities by Colorado governmental entities including matters such as the pricing, sales and marketing of such securities and the procuring of bond ratings, credit enhancement and insurance in respect of such securities; (2) shall be an underwriter, investment banker, or individual listed as a public finance advisor in the Bond Buyer’s Municipal Market Place or, in the City’s sole discretion, other recognized publication as a provider of financial projections; and (3) is not an officer or employee of the Districts. Fees: means the fees, rates, tolls, penalties and chargers the District is authorized to impose and collect under this Service Plan. Financial Plan: means the Financial Plan described in Section IX of this Service Plan which is prepared by an External Financial Advisor in accordance with the requirements of this Service Plan and describes (a) how the Public Improvements are to be financed; (b) how the Debt is expected to be incurred; and (c) the estimated operating revenue derived from property taxes and any Fees for the first budget year through the year in which all District Debt is expected to be defeased or paid in the ordinary course. In the event the Financial Plan is not prepared by an External Financial Advisor, the Financial Plan is to be accompanied by a letter of support from an External Financial Advisor. Inclusion Area Boundaries: means the boundaries of the property that is anticipated to be added to the District Boundaries after the District organization, which property is legally described in Exhibit “C” attached hereto and incorporated by reference and depicted in the map attached hereto as Exhibit “D” and incorporated herein by reference. Maximum Debt Authorization: means the total Debt the District is permitted to issue as set forth in Section IX.B.8 of this Service Plan. DRAFT – 7/5/18 8 Maximum Debt Mill Levy Imposition Term: means the maximum term during which the District’s Debt Mill Levy may be imposed on property developed in the Service Area for residential use. This maximum term shall not exceed forty (40) years from December 31 of the year this Service Plan is approved by City Council Operating Mill Levy: means a property tax mill levy imposed on Taxable Property for the purpose of funding District administration, operations and maintenance as authorized in this Service Plan, including, without limitation, repair and replacement of Public Improvements. Planned Development: means the private development or redevelopment of the properties in the Service Area under an Approved Development Plan. Project: means the installation and construction of the Public Improvements for the Planned Development. Public Improvements: means the improvements and infrastructure the District is authorized by this Service Plan to fund and construct for the Planned Development to serve the future taxpayers and inhabitants of the District, except as specifically limited in Section ??? of this Service Plan. Public Improvements shall include, without limitation, the improvements and infrastructure described in Exhibit “E” attached hereto and incorporated by reference. Public Improvements do not include Regional Improvements. Regional Improvements: means any regional public improvement identified by the City for funding, in whole or part, by a Regional Mill Levy levied by the District, including, without limitation, the public improvements described in Exhibit “F” attached hereto and incorporated by reference. Regional Mill Levy: means the property tax mill tax imposed on Taxable Property for the purpose of planning, designing, acquiring, funding, constructing, installing, relocating and/or redeveloping the Regional Improvements and/or to fund the administration and overhead costs related to the Regional Improvements as provided in Section X. of this Service Plan. Service Area: means the property within the District Boundaries and the property in the Inclusion Area Boundaries when it is added, in whole or part, to the District Boundaries. Special District Act: means Article 1 in Title 32 of the Colorado Revised Statutes, as amended. Service Plan: means this service plan for the District approved by the City Council. Service Plan Amendment: means a material modification of the Service Plan approved by the City Council in accordance with the Special District Act, this Service Plan and any other applicable law. State: means the State of Colorado. Taxable Property: means the real and personal property within the District Boundaries and within the Inclusion Area Boundaries when added to the District Boundaries that will subject to the ad valorem taxes imposed by the District. DRAFT – 7/5/18 9 Vicinity Map: means the map attached hereto as Exhibit “G” and incorporated by reference depicting the location of the Service Area within the regional area surrounding it. III. BOUNDARIES AND LOCATION The area of the District Boundaries includes approximately [Insert Number] acres and the total area proposed to be included in the Inclusion Area Boundaries is approximately [Insert Number] acres. A legal description and map of the District Boundaries are attached hereto as Exhibit A and Exhibit B, respectively. A legal description and map of the Inclusion Area Boundaries are attached hereto as Exhibit C and Exhibit D, respectively. It is anticipated that the District’s Boundaries may expand or contract from time to time as the District undertakes inclusions or exclusions pursuant to the Special District Act, subject to the limitations set forth in this Service Plan. The location of the Service Area is depicted in the vicinity map attached as Exhibit “G”. IV. DESCRIPTION OF PROJECT, PLANNED DEVELOPMENT, PUBLIC BENEFITS & ASSESSED VALUATION A. Project and Planned Development. [Please describe the nature of the Project and Planned Development, estimated population at build out, timeline for development, estimated assessed value after 5 and 10 years and estimated sales tax revenue. Also, please identify all plans, including but not limited to Citywide Plans, Small Area Plans, and General Development Plans that apply to any portion of the District’s Boundaries or Inclusion Area Boundaries and describe how the Project and Planned Development are consistent with the applicable plans. Please state if the proposed District is to be located within an urban renewal area and if the proposed development is anticipating the use of tax increment financing (TIF). If the District intends to pursue TIF, please provide information on how the TIF financing will interact with the District’s financing and how the necessary Public Improvements will be shared across the two funding sources.] Approval of this Service Plan by the City Council does not imply approval of the development of any particular land-use for any specific area within the District. Any such approval must be contained within an Approved Development Plan. B. Public Benefits. [Please described the public benefits to be delivered by the Service Plan that comply with the requirements of the City’s Metro District Service Plan Policy.] C. Assessed Valuation The current assessed valuation of the Service Area is approximately [Dollar Amount] and, at build out, is expected to be [Dollar Amount]. These amounts are expected to be sufficient to reasonably discharge the Debt as demonstrated in the Financial Plan. V. INCLUSION OF LAND IN THE SERVICE AREA DRAFT – 7/5/18 10 Other than the property in the Inclusion Area Boundaries, the District shall not add any property to the Service Area without the City’s approval and in compliance with the Special District Act. VI. DISTRICT GOVERNANCE The District’s Board shall be comprised of persons who are a qualified “eligible elector” of the District as provided in the Special District Act. It is anticipated that over time, the End Users who are eligible electors will assume direct electoral control of the District’s Board as development of the Service Area progresses. The District shall not enter into any agreement by which the End Users’ electoral control of the Board is removed or diminished. VII. AUTHORIZED AND PROHIBITED POWERS The District shall have the power and authority to provide the Public Improvements, the Regional Improvements and related operation and maintenance services, within and without the District Boundaries, as such powers and authorities are described in the Special District Act, other applicable State law, common law and the Colorado Constitution, subject to the prohibitions, restrictions and limitations set forth in this Service Plan. If, after the Service Plan is approved, any State law is enacted to grant additional powers or authority to metropolitan districts by amendment of the Special District Act or otherwise, such powers and authority shall be deemed to be a part hereof and available to or exercised by the Districts upon prior resolution approval of the City Council approving the exercise of such powers or authority by the District. Such approval by the City Council shall not constitute a Service Plan Amendment. A. Prohibited Improvements and Services and other Restrictions and Limitations The District’s powers and authority under this Service Plan to provide Public Improvements and services and to otherwise exercise its other powers and authority under the Special District Act and other applicable State law, are prohibited, restricted and limited as hereafter provided. Failure to comply with these prohibitions, restrictions and limitations shall constitute a material modification under this Service Plan and shall entitle the City to pursue all remedies available at law and in equity as provided in Section XVII. of this Service Plan.: 1. Covenant Control Prohibition The District is not authorized to impose, manage or provide covenant enforcement actions. 2. Eminent Domain Restriction The District shall not exercise its statutory power of eminent domain without first obtaining resolution approval from the City Council. This restriction on the District’s exercise of its eminent domain power is being voluntarily acquiesced to by the District and shall not be interpreted in any way as a limitation on the District’s sovereign powers and shall not negatively affect the District’s status as political subdivision of the State as conferred by the Special District Act. 3. Fee Limitation All Fees imposed for the repayment of Debt, if authorized by this Service Plan, shall be authorized to be imposed by the District upon all property within the District DRAFT – 7/5/18 11 Boundaries only if such Fees are due and payable no later than upon the issuance of a building permit by the City. Notwithstanding any of the foregoing, this Fee limitation shall not apply to any Fee imposed to fund the operation, maintenance, repair or replacement of Public Improvements or the administration of the District, nor shall this Fee limitation apply if the majority of the District’s Board is composed of End Users. 4. Operations and Maintenance The primary purpose of the District is to plan for, design, acquire, construct, install, relocate, redevelop and finance the Public Improvements. The District shall dedicate the Public Improvements to the City or other appropriate jurisdiction or owners’ association in a manner consistent with the Approved Development Plan and the City Code, provided that nothing herein requires the City to accept a dedication. The District is specifically authorized to operate and maintain any part or all of the Public Improvements not otherwise conveyed or dedicated to the City or another appropriate governmental entity. The District shall also be specifically authorized to conduct operations and maintenance functions related to the Public Improvements that are not provided by the City or other governmental entity, or to the extent that the District’s proposed operational and maintenance functions included services or activities that exceed those provided by the City or other governmental entity. Additionally, the District shall be authorized to operate and maintain any part or all of the Public Improvements not otherwise conveyed or dedicated to the City or another appropriate governmental entity until such time that the District dissolves. 5. Fire Protection Restriction The District is not authorized to plan for, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain fire protection facilities or services, unless such facilities and services are provided pursuant to an intergovernmental agreement with the Poudre Fire Authority. The authority to plan for, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain fire hydrants and related improvements installed as part of the water system shall not be limited by this subsection. 6. Public Safety Services Restriction The District is not authorized to provide policing or other security services. However, the District may, pursuant to C.R.S. § 32-1-1004(7), as amended, furnish security services pursuant to an intergovernmental agreement with the City. 7. Grants from Governmental Agencies Restriction The District shall not apply for grant funds distributed by any agency of the United States Government or the State without the prior written approval of the City Manager. This does not restrict the collection of Fees for services provided by the District to the United States Government or the State. 8. Golf Course Construction Restriction Acknowledging that the City has financed public golf courses and desires to coordinate the construction of public golf courses within the City’s boundaries, the District shall not be authorized to plan, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain a golf course unless such activity is pursuant to an intergovernmental agreement with the City. DRAFT – 7/5/18 12 9. Television Relay and Translation Restriction The District is not authorized to plan for, design, acquire, construct, install, relocate, redevelop, finance, operate or maintain television relay and translation facilities and services, other than for the installation of conduit as a part of a street construction project, unless such facilities and services are provided pursuant to prior written approval from the City Manager. 10. Sales and Use Tax Exemption Limitation The District shall not exercise any sales and use tax exemption in the City Code. 11. Sub-district Restriction The District shall not create any sub-district pursuant to the Special District Act without the prior written approval of the City Manager. 12. Initial Debt Limitation On or before the effective date of approval by the City of (a) an Approved Development Plan that secures the Public Benefits described in Section IV.B of this Service Plan, and/or (b) by an intergovernmental agreement between the District and the City further securing the delivery of the Public Benefits described in Section IV.B, as necessary, the District shall not: (i) issue any Debt; nor (ii) impose the Debt Mill Levy for the payment of Debt by direct imposition or by transfer of funds from the operating fund to the Debt service funds; nor (iii) impose and collect any Fees used for the purpose of repayment of Debt. 13. Privately Placed Debt Limitation Prior to the issuance of any privately placed Debt, the District shall obtain the certification of an External Financial Advisor substantially as follows: We are [I am] an External Financial Advisor within the meaning of the District’s Service Plan. We [I] certify that (1) the net effective interest rate (calculated as defined in C.R.S. Section 32-1-103(12)) to be borne by [insert the designation of the Debt] does not exceed a reasonable current [tax- exempt] [taxable] interest rate, using criteria deemed appropriate by us [me] and based upon our [my] analysis of comparable high yield securities; and (2) the structure of [insert designation of the Debt], including maturities and early redemption provisions, is reasonable considering the financial circumstances of the District. VIII. PUBLIC IMPROVEMENTS AND ESTIMATED COSTS Exhibit E summarizes the type of Public Improvements that are projected to be constructed and/or installed by the District. The cost, scope, and definition of such Public Improvements may vary over time. The total estimated costs of Public Improvements, as set forth in Exhibit H, excluding any improvements paid for by the Regional Mill Levy necessary to serve the Planned Development, are approximately [Dollar Amount] in [Year] dollars and total approximately [Dollar Amount] in the anticipated year of construction dollars. The cost estimates are based upon preliminary engineering, architectural surveys, and reviews of the Public Improvements set forth in Exhibit E and include all construction cost estimates together with estimates of costs such as DRAFT – 7/5/18 13 land acquisition, engineering services, legal expenses and other associated expenses. Maps of the anticipated location, operation, and maintenance of Public Improvements are attached hereto as Exhibit I. Changes in the Public Improvements or cost, which are approved by the City in an Approved Development Plan, shall not constitute a Service Plan Amendment. In addition, due to the preliminary nature of the Project, the City shall not be bound by this Service Plan in reviewing and approving the Approved Development Plan and the Approved Development Plan shall supersede the Service Plan with regard to the cost, scope, and definition of Public Improvements. The design, phasing of construction, location and completion of Public Improvements will be determined by the District to coincide with the phasing and development of the Planned Development and the availability of funding sources. The District may, in its discretion, phase the construction, completion, operation, and maintenance of Public Improvements or defer, delay, reschedule, rephase, relocate or determine not to proceed with the construction, completion, operation, and maintenance of Public Improvements, and such actions or determinations shall not constitute a Service Plan Amendment. The District shall also be permitted to allocate costs between such categories of the Public Improvements as deemed necessary in its discretion. The Public Improvements shall be listed using an ownership and maintenance matrix in Exhibit E, either individually or categorically, to identify the ownership and maintenance responsibilities of the Public Improvements. The City Code has development standards, contracting requirements and other legal requirements related to the construction and payment of public improvements and related to certain operation activities. Relating to these, the District shall comply with the following requirements: A. Development Standards The District shall ensure that the Public Improvements are designed and constructed in accordance with the standards and specifications of the City Code and of other governmental entities having proper jurisdiction, as applicable. The District directly, or indirectly through any Developer, will obtain the City’s approval of civil engineering plans and will obtain applicable permits for construction and installation of Public Improvements prior to performing such work. Unless waived by the City, the District shall be required, in accordance with the City Code, to post a surety bond, letter of credit, or other approved development security for any Public Improvements to be constructed by the District. Such development security may be released when the District has obtained funds, through Debt issuance or otherwise, adequate to insure the construction of the Public Improvements. Any limitation or requirement concerning the time within which the City must review the District’s proposal or application for an Approved Development Plan or other land use approval is hereby waived by the District. B. Contracting The District shall comply with all applicable State purchasing, public bidding and construction contracting. C. Land Acquisition and Conveyance The purchase price of any land or improvements acquired by the District from the Developer shall be no more than the then-current fair market value as confirmed by an independent MAI appraisal for land and by an independent professional engineer for improvements. Land, easements, improvements and facilities conveyed to the City shall be free and clear of all liens, DRAFT – 7/5/18 14 encumbrances and easements, unless otherwise approved by the City Manager prior to conveyance. All conveyances to the City shall be by special warranty deed, shall be conveyed at no cost to the City, shall include an ALTA title policy issued to the City, shall meet the environmental standards of the City and shall comply with any other conveyance prerequisites. D. Equal Employment and Discrimination In connection with the performance of all acts or activities hereunder, the District shall not discriminate against any person otherwise qualified with respect to its hiring, discharging, promoting or demoting or in matters of compensation solely because of race, color, religion, national origin, gender, age, military status, sexual orientation, gender identity or gender expression, marital status, or physical or mental disability, and further shall insert the foregoing provision in contracts or subcontracts entered into by the District to accomplish the purposes of this Service Plan. E. Public Art Requirement The District shall initiate and implement a public art program as currently set forth in Article XII of City Municipal Code Chapter 23, as amended, or any similar ordinances hereafter adopted by the City Council. IX. FINANCIAL PLAN/PROPOSED DEBT This Section IX of the Service Plan describes the nature, basis, method of funding and financing limitations associated with the acquisition, construction, completion, repair, replacement, operation and maintenance of Public Improvements. This section also describes the District’s obligation to help finance certain Regional Improvements. Notwithstanding any provision to the contrary contained in this Service Plan, the District shall not be authorized to impose any taxes and Fees for any purpose unless and until (a) the District and/or the Developer has obtained an Approved Development Plan that secures the Public Benefits described in Section IV.B of this Service Plan, or (b) the City and District, at the City’s option, have entered into an intergovernmental agreement securing the delivery of the Public Benefits described in Section IV.B Failure to comply with this provision shall constitute a material modification under this Service Plan and shall entitle the City to all remedies available at law and in equity as provided in Section XVII of this Service Plan. A. Financial Plan The District’s Financial Plan, attached as Exhibit J and incorporated by reference, reflects the District’s anticipated schedule for incurring Debt to fund Public Improvements in support of the Project. The Financial Plan also reflects the schedule of all anticipated revenues flowing to the District derived from District mill levies, Fees imposed by the District, specific ownership taxes, and all other anticipated legally available revenues. The Financial Plan incorporates all of the provisions of this Section IX. Based upon the assumptions contained therein, the Financial Plan projects the issuance of Bonds to fund Public Improvements and anticipated Debt repayment based on the development assumptions and absorptions of the property in the Service Area by End Users. The Financial Plan DRAFT – 7/5/18 15 anticipates that the District will acquire, construct, and complete all Public Improvements needed to serve the Service Area. The Financial Plan demonstrates that the District will have the financial ability to discharge all Debt to be issued as part of the Financial Plan on a reasonable basis. Furthermore, the District will secure the certification of an External Financial Advisor who will provide an opinion as to whether such Debt issuances are in the best interest of the District at the time of issuance. B. Mill Levies It is anticipated that the District will impose a Debt Mill Levy and an Operating Mill Levy on all property within the Service Area. In doing so, the following shall apply: 1. Aggregate Mill Levy Maximum The Aggregate Mill Levy shall not exceed in any year the Aggregate Mill Levy Maximum, which is fifty (50) mills. 2. Regional Mill Levy Not Included in Other Mill Levies The Regional Mill Levy shall not be counted against the Aggregate Mill Levy Maximum. 3. Operating Mill Levy The District may impose an Operating Mill Levy of up to fifty (50) mills until the District imposes a Debt Mill Levy. Once the District imposes a Debt Mill Levy, the District’s Operating Mill Levy shall cannot exceed ten (10) mills at any point. 4. Assessed Value and Mill Levies At such time as the Debt is equal to or less than fifty percent (50%) of the District’s assessed valuation of Taxable Property, either on the date of issuance or at any time thereafter, the Debt Mill Levy to be imposed to pay on the Debt, shall not be subject to the Aggregate Mill Levy Maximum and may be unlimited as to rate and may be levied at the rate necessary to pay the Debt service on such Debt, provided however that the District shall not issue additional Debt that would cause the aggregate Debt to exceed fifty percent (50%) of the District’s Taxable Property then assessed value. For the purposes of the forgoing, the District may provide that such Debt shall remain secured by such unlimited mill levy, notwithstanding any subsequent change in the District’s Debt to assessed valuation ratio. All Debt issued by the District must otherwise be issued in compliance with the requirements of the Special District Act, this Service Plan and all other applicable State law. 5. Gallagher Adjustments In the event the State’s method of calculating assessed valuation for the Taxable Property changes after approval of this Service Plan, the District’s Aggregate Mill Levy, Debt Mill Levy, Operating Mill Levy, and Aggregate Mill Levy Maximum, amounts herein provided may be increased or decreased to reflect such changes; such increases or decreases shall be determined by the District’s Board in good faith so that to the extent possible, the actual tax revenues generated by such mill levies, as adjusted, are neither enhanced nor diminished as a result of such change. 6. Excessive Mill Levy Pledges DRAFT – 7/5/18 16 Any Debt issued with a mill levy pledge, or which results in a mill levy pledge, that exceeds the Aggregate Mill Levy Maximum or the Maximum Debt Mill Levy Imposition Term, shall be deemed a material modification of this Service Plan and shall not be an authorized issuance of Debt unless and until such material modification has been approved by a Service Plan Amendment. 7. Refunding Debt The Maximum Debt Mill Levy Imposition Term may be exceeded for Debt refunding purposes if: (1) a majority of the District Board is composed of End Users and have voted in favor of a refunding of a part or all of the Debt; or (2) such refunding will result in a net present value savings as set forth in C.R.S. Section 11-56-101 et seq. 8. Maximum Debt Authorization The District anticipates approximately [Dollar Amount] in project costs in [Year] dollars as set forth in Exhibit E, and anticipate issuing approximately [Dollar Amount] in Debt to pay such costs as set forth in Exhibit J, which Debt issuance amount shall be the amount of the Maximum Debt Authorization. The District shall not issue Debt in excess of the Maximum Debt Authorization. The Districts must seek prior resolution approval by the City Council to issue Debt in excess of the Maximum Debt Authorization to pay the actual costs of the Public Improvements set forth in Exhibit E plus inflation, contingencies and other unforeseen expenses associated with such Public Improvements. Such approval by the City Council shall not constitute a material modification of this Service Plan requiring a Service Plan Amendment so long as increases are reasonably related to the Public Improvements set forth in Exhibit E and any Approved Development Plan. C. Maximum Voted Interest Rate and Underwriting Discount The interest rate on any Debt is expected to be the market rate at the time the Debt is issued. The maximum interest rate on any Debt is not permitted to exceed Twelve Percent (12%). The maximum underwriting discount shall be three percent (3%). Debt, when issued, will comply with all relevant requirements of this Service Plan, the Special District Act, other applicable State law and federal law as then applicable to the issuance of public securities. D. Interest Rate and Underwriting Discount Certification The District shall retain an External Financial Advisor to provide a written opinion on the market reasonableness of the interest rate on any Debt and any underwriter discount payed by the District as part of a Debt financing transaction. The District shall provide this written opinion to the City before issuing any Debt based on it. E. Disclosure to Purchasers The District will use reasonable efforts to assure that all Developers provide written notice to all purchasers of property in the District notifying them of the District’s existing mill levies, the Maximum Debt Mill Levy Imposition Term and of the District’s authority to impose and collect Fees. The form of notice shall be filed with the City prior to the initial issuance of the Debt of the District imposing the mill levy which is the subject of the Maximum Debt Mill Levy Imposition Term. F. External Financial Advisor DRAFT – 7/5/18 17 An External Financial Advisor shall be retained by the District to provide a written opinion as to whether any Debt issuance is in the best interest of the District once the total amount of Debt exceeds Five Million Dollars ($5,000,000). The External Financial Advisor is to provide advice to the District Board regarding the proposed terms and whether Debt conditions are reasonable based upon the status of development within the District, the projected tax base increase in the District, the security offered and other considerations as may be identified by the Advisor. The District shall include in the transcript of any Bond transaction, or other appropriate financing documentation for related Debt instrument, a signed letter from the External Financial Advisor providing an official opinion on the structure of the Debt, stating the Advisor’s opinion that the cost of issuance, sizing, repayment term, redemption feature, couponing, credit spreads, payment, closing date, and other material transaction details of the proposed Debt serve the best interest of the District. Debt shall not be undertaken by the District if found to be unreasonable by the External Financial Advisor. G. Disclosure to Debt Purchasers District Debt shall set forth a statement in substantially the following form: “By acceptance of this instrument, the owner of this Debt agrees and consents to all of the limitations with respect to the payment of the principal and interest on this Debt contained herein, in the resolution of the District authorizing the issuance of this Debt and in the Service Plan of the District. This Debt is not and cannot be a Debt of the City of Fort Collins” Similar language describing the limitations with respect to the payment of the principal and interest on Debt set forth in this Service Plan shall be included in any document used for the offering of the Debt for sale to persons, including, but not limited to, a Developer of property within the Service Area. H. Security for Debt The District shall not pledge any revenue or property of the City as security for the indebtedness set forth in this Service Plan. Approval of this Service Plan shall not be construed as a guarantee by the City of payment of any of the District’s obligations; nor shall anything in the Service Plan be construed so as to create any responsibility or liability on the part of the City in the event of default by the District in the payment of any such obligation. I. TABOR Compliance The District shall comply with the provisions of the Taxpayer’s Bill of Rights in Article X, § 20 of the Colorado Constitution (“TABOR”). In the discretion of the Board, the District may set up other qualifying entities to manage, fund, construct and operate facilities, services, and programs. To the extent allowed by law, any entity created by a District will remain under the control of the District’s Board. J. District’s Operating Costs The estimated cost of acquiring land, engineering services, legal services and administrative services, together with the estimated costs of the Districts’ organization and initial DRAFT – 7/5/18 18 operations, are anticipated to be [Dollar Amount], which will be eligible for reimbursement from Debt proceeds. In addition to the capital costs of the Public Improvements, the Districts will require operating funds for administration and to plan and cause the Public Improvements to be operated and maintained. The first year’s operating budget is estimated to be [Dollar Amount]. Ongoing administration, operations and maintenance costs may be paid from property taxes collected through the imposition of an Operating Mill Levy not to exceed ten (10) mills as set forth in Section IX.B.3, as well as other revenues legally available to the District. X. REGIONAL IMPROVEMENTS The District shall be authorized to provide for the planning, design, acquisition, funding, construction, installation, relocation, redevelopment, administration and overhead costs related to the provision of Regional Improvements. At the discretion of the City, the District shall impose a Regional Improvement Mill Levy on all property within the District under the following terms: A. Regional Mill Levy Authority. The District shall seek the authority to impose an additional Regional Mill Levy of five (5) mills as part of the District’s initial TABOR election. B. Regional Mill Levy Imposition. The District shall impose the Regional Mill Levy at a rate not to exceed five (5) mills within one year of receiving written notice from the City Manager to the District requesting the imposition of the Regional Mill Levy and stating the mill rate to be imposed. C. City Notice Regarding Regional Improvements. Such notice from the City shall provide a description of the Regional Improvements to be constructed and an analysis explaining how the Regional Improvements will be beneficial to property owners within the Service Area. The City shall require that planned developments that (i) are adjacent to the Service Area and (ii) will benefit from the Regional Improvement also impose a Regional Milly Levy, to the extent possible. D. Regional Improvements Authorized Under Service Plan. If so notified by the City Manager, the Regional Improvements shall be considered public improvements that the District would otherwise be authorized to design, construct, install re- design, re-construct, repair or replace pursuant to this Service Plan and applicable law. E. Expenditure of Regional Mil Levy Revenues. Revenue collected through the imposition of the Regional Mill Levy shall be expended as follows: 1. Intergovernmental Agreement If the City and the District have executed an intergovernmental agreement concerning the Regional Improvements, then the revenue from the Regional Mill Levy shall be used in accordance with such agreement; 2. No Intergovernmental Agreement DRAFT – 7/5/18 19 If no intergovernmental agreement exists between the District and the City, then the revenue from the Regional Mill Levy shall be paid to the City, for use by the City in the planning, designing, constructing, installing, acquiring, relocating, redeveloping or financing of Regional Improvements which benefit the End Users of the District as prioritized and determined by the City. F. Regional Mill Levy Term. The imposition of the Regional Mill Levy shall not exceed a term of twenty-five (25) years from December 31 of the tax collection year after which the Regional Mill Levy is first imposed. G. Completion of Regional Improvements. All Regional Improvements shall be completed prior to the end of the twenty-five (25) year Regional Mill Levy term. H. City Authority to Require Imposition. The City’s authority to require the initiation of the imposition of a Regional Mill Levy shall expire fifteen (15) years after December 31st of the year in which the District first imposes a Debt Mill Levy. I. Regional Mill Levy Not Included in Other Mill Levies. The Regional Mill Levy imposed shall not be applied toward the calculation of the Aggregate Mill Levy. J. Gallagher Adjustment. In the event the method of calculating assessed valuation is changed after the date of approval of this Service Plan, the Regional Mill Levy may be increased or shall be decreased to reflect such changes; such increases or decreases shall be determined by the District in good faith so that to the extent possible, the actual tax revenues generated by the Regional Mill Levy, as adjusted, are neither enhanced nor diminished as a result of such change. XI. CITY FEES The District shall pay all applicable City fees as required by the City Code. XII. BANKRUPTCY LIMITATIONS All of the limitations contained in this Service Plan, including, but not limited to, those pertaining to the Aggregate Mill Levy Maximum, Maximum Debt Mill Levy Imposition Term and Fees, have been established under the authority of the City in the Special District Act to approve this Service Plan. It is expressly intended that by such approval such limitations: (i) shall not be set aside for any reason, including by judicial action, absent a Service Plan Amendment; and (ii) are, together with all other requirements of State law, included in the “political or governmental powers” reserved to the State under the U.S. Bankruptcy Code (11 U.S.C.) Section 903, and are also included in the “regulatory or electoral approval necessary under applicable non-bankruptcy law” as required for confirmation of a Chapter 9 Bankruptcy Plan under Bankruptcy Code Section 943(b)(6). DRAFT – 7/5/18 20 XIII. ANNUAL REPORTS A. General The District shall be responsible for submitting an annual report to the City Clerk no later than September 1st of each year following the year in which the Order and Decree creating the District has been issued. B. Report Requirements Unless waived by the City Manager, the District annual report must include the following in the Annual Report: 1. Narrative A narrative summary of the progress of the District in implementing its Service Plan for the report year. 2. Financial Statements Except when exemption from audit has been granted for the report year under the Local Government Audit Law, the audited financial statements of the District for the report year including a statement of financial condition (i.e., balance sheet) as of December 31 of the report year and the statement of operation (i.e., revenue and expenditures) for the report year. 3. Capital Expenditures Unless disclosed within a separate schedule to the financial statements, a summary of the capital expenditures incurred by the District in development of improvements in the report year. 4. Financial Obligations Unless disclosed within a separate schedule to the financial statements, a summary of financial obligations of the District at the end of the report year, including the amount of outstanding Debt, the amount and terms of any new District Debt issued in the report year, the total assessed valuation of all Taxable Property within the Service Area as of January 1 of the report year and the current total District mill levy pledged to Debt retirement in the report year. 5. Other Information Any other information deemed relevant by the City Council or deemed reasonably necessary by the City Manager. C. Reporting of Significant Events The annual report shall include information as to any of the following that occurred during the report year: 1. Boundary changes made or proposed to the District Boundaries as of December 31 of the report year. DRAFT – 7/5/18 21 2. Intergovernmental Agreements with other governmental entities, either entered into or proposed as of December 31 of the report year. 3. Copies of the District’s rules and regulations, if any, or substantial changes to the District’s rules and regulations as of December 31 of the report year. 4. A summary of any litigation which involves the District’s Public Improvements as of December 31 of the report year. 5. A list of all facilities and improvements constructed by the District that have been dedicated to and accepted by the City as of December 31 of the report year. 6. Notice of any uncured events of default by the District, which continue beyond a ninety (90) day period, under any Debt instrument. 7. Any inability of the District to pay its obligations as they come due, in accordance with the terms of such obligations, which continue beyond a ninety (90) day period. D. Failure to Submit In the event the annual report is not timely received by the City Clerk or is not fully responsive, notice of such default shall be given to the District Board at its last known address. The failure of the District to file the annual report within forty-five (45) days of the mailing of such default notice by the City Clerk may constitute a material modification of the Service Plan, at the discretion of the City Manager. XIV. SERVICE PLAN AMENDMENTS This Service Plan is general in nature and does not include specific detail in some instances. The Service Plan has been designed with sufficient flexibility to enable the District to provide required improvements, services and facilities under evolving circumstances without the need for numerous amendments. Modification of the general types of improvements and facilities making up the Public Improvements, and changes in proposed configurations, locations or dimensions of the Public Improvements, shall be permitted to accommodate development needs consistent with the then-current Approved Development Plans for the Project. Any action of the District which is a material modification of this Service Plan requiring a Service Plan Amendment as provided in in Section XV below or any other applicable provision of this Service Plan, shall be deemed to be a material modification to this Service Plan unless otherwise expressly provided in this Service Plan. All other departures from the provisions of this Service Plan shall be considered on a case- by-case basis as to whether such departures are a material modification under this Service Plan or the Special District Act. XV. MATERIAL MODIFICATIONS Material modifications to this Service Plan may be made only in accordance with C.R.S. Section 32-1-207 as a Service Plan Amendment. No modification shall be required for an action of the District that does not materially depart from the provisions of this Service Plan, unless otherwise provided in this Service Plan. Departures from the Service Plan that constitute a material modification requiring a Service Plan Amendment include, without limitation: DRAFT – 7/5/18 22 1. Actions or failures to act that create materially greater financial risk or burden to the taxpayers of the District; 2. Performance of a service or function, construction of an improvement, or acquisition of a major facility that is not closely related to an improvement, service, function or facility authorized in the Service Plan; 3. Failure to perform a service or function, construct an improvement or acquire a facility required by the Service Plan; 4. Failure to comply with any of the prohibitions, limitations and restrictions of this Service Plan. Actions that are not to be considered material modifications include without limitation changes in quantities of improvements, facilities or equipment; immaterial cost differences; and actions expressly authorized in this Service Plan. XVI. DISSOLUTION Upon independent determination by the City Council that the purposes for which the District was created have been accomplished, the District shall file a petition in district court for dissolution as provided in the Special District Act. In no event shall dissolution occur until the District has provided for the payment or discharge of all of its outstanding indebtedness and other financial obligations as required pursuant to State law. XVII. SANCTIONS Should the District undertake any act without obtaining prior City Council resolution approval as required in this Service Plan or that constitutes a material modification to this Service Plan requiring a Service Plan Amendment as provided herein or under the Special Districts Act, the City Council may impose one (1) or more of the following sanctions, as it deems appropriate: 1. Exercise any applicable remedy under the Special District Act; 2. Withhold the issuance of any permit, authorization, acceptance or other administrative approval, or withhold any cooperation, necessary for the District’s development or construction or operation of improvements or provision of services; 3. Exercise any legal remedy under the terms of any intergovernmental agreement under which the District is in default; or 4. Exercise any other legal and equitable remedy available under the law, including seeking injunctive relief against the District, to ensure compliance with the provisions of the Service Plan or applicable law. XVIII. CONCLUSION It is submitted that this Service Plan, as required by C.R.S. Section 32-1-203(2), establishes that: 1. There is sufficient existing and projected need for organized service in the Service Area to be served by the District; 2. The existing service in the Service Area to be served by the District is inadequate for present and projected needs; DRAFT – 7/5/18 23 3. The District is capable of providing economical and sufficient service to the Service Area; and 4. The Service Area does have, and will have, the financial ability to discharge the proposed indebtedness on a reasonable basis. XIX. RESOLUTION OF APPROVAL The District agrees to incorporate the City Council’s resolution of approval, including any conditions on any such approval, into the Service Plan presented to the District Court for and in Larimer County, Colorado. Metro District Service Plan Review Process Revised: June 2018 Key Concepts: ▪ Community Benefit/Outcome Area – The benefit/outcome corresponding to the portion of the Metro District Service Plan review policy on which the applicant is requesting consideration (See the Metro District Policy for additional details). The benefit/outcome areas are listed below with the corresponding lead department and executive: Benefit/Outcome Lead Department(s) Executive Sponsor Environmental Sustainability Outcomes Environmental Services, or Utilities (Various) Chief Sustainability Officer, or Utilities Executive Director (or designee) Critical Public Infrastructure Engineering, Streets, or Utilities (Various) Director PDT (or designee), or Utilities Executive Director (or designee) Smart Growth Management CDNS Director PDT (or designee) Strategic Priorities Various Various Process Phases: ▪ Letter of Intent (LOI) – First phase of the Metro District Service Plan Review process and shall contain (see Policy for specifics): o Summary narrative of the proposed development and Metro District purpose o Sketch plan of the proposed district, showing: property locations and boundaries, surrounding land uses, proposed use(s), proposed improvements, existing natural features, utility locations, and photographs (if helpful) o District need justification o Explanation of public benefit and plan to assure delivery by the District o District proposal and Service Plan specifics ▪ Service Plan Application Review – Key phase of Metro District Service Plan Review process, including: o Formal application submittal by applicant (see Policy and Application for details) o Third-Party financial review (if needed) of the Service Plan financial plan assumptions and feasibility o Formal staff review and meetings with applicant o Council Finance Review based on completed analysis by staff and third-parties – includes a formal recommendation by staff of alignment with existing policy o Council work session (if needed) to review specifics of a proposed Service Plan) o City Council consideration – final step, all Service Plans require Council approval ▪ Compliance/Annual Review/Amendments – By statute and the City’s policy each existing Metro District must submit an annual report (see policy for specifics) to be reviewed by the Metro District Lead; Amendments will be initially reviewed by the Metro District Lead ATTACHMENT 3 Key Roles: ▪ Interdisciplinary Team – Provide initial review of all Letters of Intent submitted to the City for consideration; provide on-going review and support of the existing policy, and recommend participants for a project team associated with each Service Plan submittal o Team Members – The Metro District Coordinator and representatives from Finance, Planning, Development, and Transportation (PDT), City Attorney’s Office (CAO), and Utilities (See the Interdisciplinary Team Charter for additional Details ▪ Metro District Lead – Responsible for managing the overall timeline and review of a specific Service Plan request, including City Council review (Council Finance and City Council meetings); negotiation and review of the Service Plan itself – ensuring alignment with policy; and coordination of third-party reviews (financial and engineering, as needed) o Redevelopment Coordinator – (Economic Health) acts in this role on all Service Plans submitted to the City ▪ Project Co-Lead – Leads review of Community Benefit/Outcome being delivered by a proposed Service Plan; responsible for ensuring City obtains assurance of benefit/outcome delivery; makes the final recommendation to Council on the benefit/outcome o Subject Matter Expert – Recommended by the interdisciplinary team from the lead department for the given benefit/outcome (See Key Concepts for details) ▪ Project Team – Review a specific Service Plan request for alignment and delivery of Community Benefit/Outcomes, provide quality control of third-party analyses, and make final recommendation to Council o Team Members – Lead by the Metro District Lead and Project Co-Lead; assigned by the Interdisciplinary Team ▪ Executive Sponsor – Provides oversight for consistency with Citywide objectives, engages at “bookends and milestones” and provides final approval of Service Plan terms o Varies – generally the Executive Lead Team member that oversees the area in which the specific community benefit/outcome is being delivered by the project ▪ Subject Matter Experts – Provide expertise in a specific subject matter relevant to the review of a given proposed Service Plan, may include members of a variety of departments o Varies – determined during the project team formation process; selected in consultation with the Director overseeing the department with the desired subject matter expertise ▪ Legal Support – Provides legal review of the Service Plan on behalf of the City and Council; provides a final recommendation regarding the legal aspects of a Service Plan proposal o City Attorney – An attorney assigned to the project by the CAO ▪ Financial Support (If Needed) – Provides financial review of the Service Plan on behalf of the City and Council; provides a recommendation regarding the financial impacts on the City o Finance Representative – A representative from the Finance Department assigned by the Chief Financial Officer (CFO) Process Map: Developer Staff Council Submit LOI Interdisciplinary Team Review Comments Recommend Interdisciplinary Team Review Comments District Formation Council Finance Review Recommend Council Approval Recommend NO NO YES Submit Application YES YES YES NO Project Team Charter Metro District Service Plan Review – Interdisciplinary Team Project Team Name: Metro District Service Plan Review - Interdisciplinary Team Strategic Goal: Economic Health & High Performing Government Project Lead: Josh Birks Date: May 24, 2018 Project Statement: The City has seen a rise in the number of Metropolitan District (Metro District) applications submitted for Council Consideration. Between 2008 and 2017, staff facilitated the review of four Metro District applications. Thus far in 2018 alone, the City has received four Metro District applications with an additional three to four anticipated for the fall 2018 election. Furthermore, market signals suggest that this increase in Metro District applications will continue: 1. Growing scarcity of land and water resources in the community – applying pressure to construction costs and thus housing prices; and 2. Increasing pressure from the development community in response to market pressures impacting land price and construction costs to enable the use of Metro Districts for residential development. The City of Fort Collins adopted a Policy Concerning Approval of Metro Districts Service Plans in 2008. The policy was adopted in response to requests to consider the use of Metro Districts by several developers. This policy was reviewed and updated by City Council in 2018. The revised policy supports the use of Metro Districts for residential development, if such development delivers on one or more community benefit identified in the policy. Business Case: In response, to changing conditions and market pressure, a revised Policy has been adopted by City council. The new policy identified a new process for reviewing and evaluating proposed Metro District Service Plans that include residential development. The new process addresses several current deficiencies in the City’s review of Metro District Service plans, including: 1. A haphazard approach without a clear project lead and ambiguous staff roles; 2. Impacts to staff work load without warning and unclear deadlines; and 3. Inconsistency in analysis and evaluation of proposed Metro District Service plans. Therefore, the revised policy describes a process that includes the formation of an interdisciplinary team to review all Service Plans submitted to the City. In addition, the policy outlines a multistep process intended to optimize the investment of staff time. ATTACHMENT 4 Economic Health Office Project Plan Page 2 7/2/2018 Measureable Objectives 1. Time to review a proposed Service Plan and obtain Council Review (Target: 120 days) 2. Contain Project Management and Third-Party Review Costs to collected fees 3. Manage unreimbursed staff time and engagement to a minimum, excluding project specific “consulting” staff time (Target: 4 hours per month) Other objectives 1. Develop and adhere to specific Service Plan review timelines a. Commit to specific turn-around timelines at each phase of the process b. Adhering to these timelines creates clarity for internal staff and external customers 2. Manage staff work load impacts a. Clarity of role and expectation for each member of the interdisciplinary team; and b. Clarity of role and expectation for each member of a Service Plan review team 3. Clarity of Service Plan review cost and budget coverage, including: a. Any outside counsel expenses, b. Third-party review expenses (e.g., Financial Plans, Improvement Plans, etc.), and c. Project management expenses (EHO will provide all project management). 4. Improved customer service a. Greater clarity regarding Service Plan requirements b. Clear timelines and turnaround commitments 5. Deliver increased community benefits from adopted/supported Service Plans Scope – Team Roles The Interdisciplinary team will perform several roles, including: 1. Letter of Intent Review – The team will review all Letters of Intent submitted by developers to the City for consideration of a Metro District Service Plan, the review will include: a. An evaluation of the proposal for consistency with the adopted Policy, b. Comments regarding the projects delivery of community benefit and approach to Metro District use, and c. A recommendation on whether to proceed with the application for a Service Plan approval by City Council. 2. Project Team Formation – The team will recommend participants for a project team associated with each Letter of Intent that is recommend proceed to Service Plan submittal. 3. Policy Review & Support – Finally, the team will provide on-going review and support of the existing policy by recommending changes to the policy when needed or warranted. Economic Health Office Project Plan Page 3 7/2/2018 Team Members and Role by department: EXECUTIVE SPONSOR Jeff Mihelich, Deputy City Manager PROJECT TEAM (Interdisciplinary Review Team) Josh Birks (EHO - Project Director) John Duval (CAO) Patrick Rowe (EHO - Project Manager) Theresa Connor (Utilities) Travis Storin (Finance) Various, as needed Tom Leeson (PDT) Time Frames/Meeting Frequency The team will meet several times throughout the year being mindful to meet only when necessary: ▪ Letter of Intent Review – The team will meet as needed to review letters of intent from applicants wishing to request Council approval of a Service Plan – given that eligible TABOR elections for metro districts either occur once or twice a year these meetings will likely occur between with similar frequency. ▪ Policy Review – The team should meet at least twice a year to discuss the current policy and process to determine if changes to either are needed or required by statute – these meetings might be best scheduled after the eligible TABOR election(s) each year to reflect on the recently completed review process. ▪ Ad Hoc – The team may meet at other times during the year to provide guidance to a project team evaluating a specific Service Plan application or for any other purpose they deem necessary. High Level Risks: ▪ Limited availability of Interdisciplinary Team Members ▪ Sense of urgency ▪ Uncertainty regarding political will to execute on the new policy Constraints: ▪ Need to develop and refine the new process while continuing to review and process Metro District applications ▪ Urgency to respond to existing applications by the November 2018 election – and the associated timeline ▪ Need to refine the method for delivering on defined community benefits Assets/Opportunities: ▪ Policy allowed fees and expense reimbursement ▪ Existing experience and expertise on staff ▪ Commitment from “typically” impacted departments to improve the existing process Economic Health Office Project Plan Page 4 7/2/2018 Project Manager Assigned and Authority Level Patrick Rowe shall be the project manager and has the authority to request team members and will work with Management to secure any necessary resources to complete the project. Cost/Budget/Financial Assumptions: Key costs include: labor costs of project manager/lead, third-party review expenses (including outside counsel), and staff time of interdisciplinary team members. Project Sponsor Authorization: _________________________________________ Josh Birks, Economic Health & Redevelopment Director ________________________________________ Jeff Mihelich, Deputy City Manager ATTACHMENT 5 Ken Summers; question that basically says - without changing your tax rate - tax has been in place for all of this time - expectation – factor in population growth over the last 10 years - we can’t totally eliminate it – growth - increased level of service. Ross Cunniff; wasn’t in the ballot language but the understanding of most of Council Members at that time as well as community members who participated in the committee to pass was that it would be a lower number when it came back. Mayor Troxell; I like the conversation - dialing in - the balancing - the 2.75 - I am ok with some limited taxing on groceries and the timeframe - I like what has been laid out - maybe we should look at an update on the cost of government that we have been tracking before. Darin Atteberry; do you think we can pull some of that macro level work together before May? Ginny Sawyer; yes, we can do that Darin Atteberry; let’s look at developing some real scenarios - thinking through what base rate increases - Ken was talking about police, fire and streets - there is a policy debate around what is an essential service - is it police and fire? That conversation needs to be had - It would be good to start putting some meat around some real scenarios - real dollars - getting some feedback - preface to all of is just to provide conversation to take to the community to process. Ross Cunniff; Legacy project - structure of city’s finances - is the Legacy project Darin Atteberry; how do we continue the legacy? how do we insure that our successors continue to have the AAA bond rating? How on earth would a community have an expiring street tax? I prefer more predictable - into perpetuity – but if that is what works in this community – street maintenance going to the voters is not a scenario you see very often. Ken Summers; things change - attitudes change over time - these have been renewed over and over -not sure of the dynamics - in terms of where we are at today - the size / citizen expectations - quality of life - what is reasonable while we have retained a well-run frugal organization - lots of fiscal responsibility Darin Atteberry; expiring taxes keep us accountable E. Metro District Policy Patrick Rowe, Redevelopment Coordinator Josh Birks, Economic Health Office Director Tom Leeson, Community Development and Neighborhood Services Director EXECUTIVE SUMMARY The purpose of this item is to review and consider changes to the City policy concerning Title 32 Metropolitan Districts to increase alignment with City goals and objectives and introduce other process improvements. ATTACHMENT 6 24 GENERAL DIRECTION SOUGHT AND SPECIFIC QUESTIONS TO BE ANSWERED • Does the committee support the direction of the Metropolitan District draft policy? • What input/direction does the committee have on the policy? BACKGROUND/DISCUSSION Metropolitan Districts (Districts) are an important public financing tool which can be used reasonably and judicially in service of public outcomes and benefits. Outcomes range from the provisioning of missing and critical public infrastructure, to enabling sustainability outcomes (such as affordable housing, green improvements) and high quality smart growth (mixed-use, multimodal oriented, increased density, compelling public spaces, etc.). As part of updating the 2008 policy, staff suggests revisions with the following goals: • Incorporate the latest best practices and take account of legal changes – the current policy was adopted in 2008 and could benefit from updating; • Introduce greater process rigor and qualitative criteria to improve screening and evaluation – the current policy offers little guidance on the meaning of “enhanced benefits” and how this should be assessed; • Modify the policy to allow and account for residential uses – the current policy only allows for projects that are predominately commercial (greater than 90% by assessed value). Following the policy precludes residential outcomes that the City may wish to support, such as those that contribute to critical regional infrastructure improvements, affordable housing, green improvements, high quality smart growth, and other outcomes. In understanding the purpose of the Metropolitan District Policy, it’s important to note that the policy does not govern or limit, in any way, City Council’s decision-making authority on District formation. However, it is an important guidance document for staff and the development community, and may have instructive value for Council. An updated Policy can provide clearer guidance on the public benefits the City is willing to consider a District for, and will inform how proposals are processed and evaluated. Prior Council Work Sessions City Council had two work sessions on Districts in 2017. The first was focused on providing basic information on the purpose and innerworkings of Districts. The second was focused on laying out concepts for potential revisions to the policy. Out of these work sessions staff received many useful comments, some of which are summarized below: • Reserve metro district use for “stretch outcomes” (outcomes that are hard to achieve). Affordable housing, in particular, resonated as a stretch outcome. Also, social equity was mentioned as an outcome of interest. • Interest was expressed to preserve the prescriptive elements of the current policy. • Lack of interest in using Districts to facilitate amenities (pools, golf courses, community centers, etc.). Incorporating these comments, staff prepared the attached draft policy (Attachment X). The first section of the policy document, Policy Statements and Objectives, is the focus of this item, though the other sections are also important. Note: The draft policy is a work in progress. Staff’s aim was to include and flesh out the most important concepts. Additionally, staff proposes the use of a model service plan; many policy provisions will reside within this document, though staff attempted to highlight the most important of these provisions within the policy itself. The model service plan would be included as an attachment to the final policy document. 25 Proposed Key Policy Provisions 1. Limited Use. The City wishes to exact a high standard of use for Districts, thereby limiting their use. The policy makes it clear that an applicant is expected to deliver extraordinary benefits across multiple District outcome areas (Sustainability, Infrastructure, and High Quality/Smart Growth). 2. Residential Use. The current policy largely precludes residential uses (limiting District use to projects that are 90% or more commercial by assessed value). The revised policy allows residential use, but only if/when Districts are delivering extraordinary outcomes. In all cases, Council is the arbiter of this, however, with a revised policy the City communicates more clearly in what instances a residential district may be considered. 3. Evaluation Process. The draft policy better defines desired City outcomes and stipulates a process whereby an interdisciplinary staff team will evaluate District proposals using a triple bottom line approach and against appropriate planning documents (City Plan, Strategic Plan, Climate Action Plan, and others). 4. Bias against Use for Basic Improvements. Both the prior and the draft policies speak to District use of basic improvements, and generally in similar terms. In both cases the City expresses a bias against use for basic improvements, except when funding such improvements is used to offset costs and enable extraordinary outcomes. 5. Mill Levy Maximum. The existing policy specifies a combined max mill levy rate of 40 mills for both debt service and operations and maintenance. Consistent with a majority of communities around the front range, the proposed policy increases the max to 50 mills. Next Steps Based on Council Finance feedback, staff will continue with policy and model service plan development with the intent to bring a complete draft to the June 26 Council Work Session. Discussion / Next Steps: Josh Birks; high degree of due diligence - clear direction from Council - City Council will always be the approving authority - Key Policy Points – a new step in the process is a Letter of Intent on the front end to make sure it is applicable. Ross Cunniff; feedback - big picture - concern - they can be used as a way to simply raise taxes - that is the context - the 40-50 change is significant - real problem comes in when it starts to be people’s houses - I would prefer not to tax residential at a higher rate - not to enable high degree of residential components unless the outcome is tied to housing affordability - get more specific about what those stretch goals are – I anticipate dozens of these coming forward - we need to recover costs / staffing to that extent our policy needs to be very clear - this money is not refundable - your fees are non-refundable - we will do the work and will give it a fair hearing - this is our policy. Josh Birks; we have look at other communities and how they manage their fees and Denver is doing a great job – a portion of fee is a fee for consideration - an application fee and is not in any way tied to an outcome Ross Cunniff; especially staffing costs - an approved plan - based on some proportion of residential - If your proposal - Two examples were largely commercial - there was a residential component Josh Birks; both were much larger than the current policy allows 26 We have a policy that states there is a max mill levy maybe tied to a schedule - if you are predominantly residential vs predominantly commercial sort of examples of what that might look like. Ken Summers; policy is mostly directed to commercial - our current mill levy cap is 40 - Do other communities apply the 50 across the board? Josh Birks; yes Ken Summers; is there a tendency to ask for the higher? How is that in terms of service plan? I would like to give staff some flexibility but also eliminate too many appeals which create costs. I can see Ross’ point - Industrial business development mill levy max as opposed to a residential. If we said 50 across the board we have to approve service plans - would we have to approve something at 50 even if we felt it wasn’t justified? Josh Birks; Council can always approve or deny or conditionally approve service plans Ken Summers: I don’t know if it makes sense to go 40 or 50 - I am hoping that we don’t see a big trend toward special districts - they can be problematic especially when used by developers - it is one thing if citizens in an area are voting themselves - taxing themselves by a collective vote - opposed to developers coming in - that becomes the voting base as opposed to 200 people - 5 people who create the special district and force it on future residents Josh Birks; one of the challenges we face as a community is that the market is moving in the direction where they want to use special districts more - we are seeing that in our surrounding areas -the market and the development community will be coming to us saying they want to use them. Ross Cunniff; provides more intimate connection to the taxes they pay and the services they receive - making a developer’s life easier it is not a compelling reason. Josh Birks; we need better clarity - we have gotten a bit into the position where we are legislating more by exception than we are by policy so we need to clarify ourselves and for the market as to how we are going to use this tool. Ross Cunniff; share a concern on the residential aspect Ken Summers; maybe for the next work session, have here is the 50 mils across the board - the commercial rate versus what we think is reasonable for residential mill levy cap Ross Cunniff; specific outcomes - housing - energy districts - small - clarity would help - be more specific with the outcome. Meeting adjourned 1 Metro District Policy Discussion Josh Birks and Tom Leeson 7-10-18 ATTACHMENT 7 Questions for Council § Does the Council support the recommended amendments to the Metropolitan Districts draft policy? 2 Policy Context Historic: § Adopted in 2008 § Market Conditions § Rising infrastructure costs § Increased competition from adjacent communities § Developer Request § Leveling of the playing field Current: § Market Conditions § Rising construction costs § Constrained land supply § Limited access to key resources (e.g., water) § Developer Request § Requesting clarity of objectives 3 Objective: Clarify Key Community Benefits to Achieve Introduction 4 10/24/17 Work Session • Foundational information on purpose and innerworkings 11/28/17 Work Session • Conceptual Policy Revisions 03/19/18 Finance Committee • Working Draft Policy Today November Work Session Summary § Limit Use and reserve for stretch outcomes § Preserve prescriptive elements § Lack of interest in facilitating development amenities (pools, golf courses, etc.) § Benefits must be specifically defined 5 Policy Comparison – Key Provisions Old New Mill Levy Caps 40 Mills 50 Mills Basic Infrastructure Not favored To enable public benefit Eminent Domain Prohibited Prohibited Debt Limitation 100% of Capacity 100% of Capacity Dissolution Limit 40 years Removed (Plan Specific) Citizen Control As early as possible As early as possible Multiple Districts Projected over an extended period Projected over an extended period Commercial/ Residential Ratio 90% to 10% N/A 6 Public Benefits Environmental Sustainability GHG Reduction Water/Energy Conservation Multimodal Transportation Enhance Resiliency Increase Renewable Capacity Critical Public Infrastructure Existing significant infrastructure challenges On-site Off-site Smart Growth Management Increase density Walkability/Pedestrian Infrastructure Availability of Transit Public Spaces Mixed-Use Strategic Priorities Affordable Housing Infill/Redevelopment Economic Health Outcomes 7 Regional Improvements Optional Mill Levy Max – 5.00 Mills Max 25 Years At City Request Service Plan Identifies Types of Improvements Creates method for initiating Requires disclosure IGA Specifies improvement Specifies length of collection Creates contractual obligation 8 OPTIONAL Review Process 9 Developer Staff Council Submit LOI Interdisciplinary Team Review Comments Recommend Interdisciplinary Team Review Comments District Formation Council Finance Review Recommend Council Approval Recommend NO NO YES Submit Application YES YES YES NO Evaluation Framework/Criteria § Triple Bottom Line Scan § Financial Assessment § Policy Evaluation § Interdisciplinary Staff Review 10 Performance Assurances § Development Agreements § Service Plan § Restrict Powers: § Mill Levy § Debt Issuance § Others Photo Credit: Congress for New Urbanism 11 Final Authority City Council retains final approval authority over all Service Plans. 12 Revised Fees Old: § LOI – N/A § Application - $2,000 § Other Expenses § Annual – $0 § Amendment - $250 New: § LOI - $2,500 § Application - $7,500 § Other Expenses § Non-Model Service Plan - $5,000 § Annual - $500 = $250 per § Amendment - $2,500 13 Objective: No City costs or negative staff impacts Next Steps § August 21st – City Council Consideration of Revised Policy § September 1st – Effective Date of new Policy § September 4th – Consideration of Service Plans for Districts wishing to hold a November 2018 election § Waterfield § Montava § Water’s Edge § Others 14 15 Does the Council support the recommended amendments to the Metropolitan Districts draft policy? Old New Mill Levy Caps 40 Mills 50 Mills Basic Infrastructure Not favored To enable public benefit Eminent Domain Prohibited Prohibited Debt Limitation 100% of Capacity 100% of Capacity Dissolution Limit 40 years Removed (Plan Specific) Citizen Control As early as possible As early as possible Multiple Districts Projected over an extended period Projected over an extended period Commercial/ Residential Ratio 90% to 10% N/A