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HomeMy WebLinkAboutCOUNCIL - AGENDA ITEM - 04/17/2012 - FIRST READING OF ORDINANCE NO. 033, 2012, AMENDINGDATE: April 17, 2012 STAFF: John Phelan Mike Beckstead AGENDA ITEM SUMMARY FORT COLLINS CITY COUNCIL 24 SUBJECT First Reading of Ordinance No. 033, 2012, Amending Chapter 26 of the City Code to Allow for On-Bill Utility Financing. EXECUTIVE SUMMARY This Ordinance revises language in Chapter 26 of the City Code to enable Utilities to provide financing and on-bill servicing of loans for energy efficiency, water efficiency and renewable energy projects. Utilities is proposing to pilot a new program element for 2012, providing on-bill financing for residential customers participating in the Home Efficiency Program, the Solar Rebate Program and for customers who need to repair or replace a water supply line. The primary goal of the on-bill financing pilot is to facilitate more efficiency upgrades in the residential sector. These upgrades reduce our need for future energy resources, reduce our environmental footprint, promote local economic health by investing in our built environment and improve the health, comfort and safety of our homes. Council approved a budget exception in fall 2011 for the 2012 budget to provide $300,000 for on-bill financing, subject to bringing the necessary changes in the City Code and additional details of the pilot program. Funding for subsequent years will be addressed through the Budgeting for Outcomes process. BACKGROUND / DISCUSSION Policy Alignment The proposed pilot On-Bill Utility Financing Program supports the policy goals of Plan Fort Collins, the Climate Action Plan, Energy Policy and Water Conservation Plan. The Program will be a valuable addition to Utilities’ efficiency and renewable energy programs which foster sustainability through energy and water use reductions, local contractors and investment in the built environment and improved home comfort, health and safety. Specific Council Policy references: • Development of On-Bill Financing is a near-term priority action item (#35) within Plan Fort Collins. • Energy Policy objectives which align with On-bill Financing include: N Promote sustainable practices in homes and businesses by supporting increased efficiency in existing buildings. N Strive to invest climate improvement monies locally in programs that have long-term positive impacts. History Fort Collins Utilities has offered the Zero Interest Loan Program (ZILCH) since the early 1980s. The Program was very successful for many years. However, in recent years the Program saw relatively little activity. The recent national mortgage crisis resulted in changes to the requirements for local government entities to be able to originate loans for home improvements. As a result, the Zero Interest Loan Program was suspended in early 2011. The Program restarted in fall 2011 under a model where the loans are unsecured. The On-Bill Financing Program will supersede the energy and water efficiency aspects of the Zero Interest Loan Program. The air quality related aspects of the Zero Interest Loan Program, with funding from the Environmental Services Department, will be continued under a revised administrative model that is currently being developed. Home Efficiency Program Description Utilities began offering the Home Efficiency Program to customers in 2010, with a goal of providing a comprehensive and best practices approach to improving the performance of existing homes. The Home Efficiency Program elements guide homeowners with: April 17, 2012 -2- ITEM 24 • Low-cost audits which prioritize home improvement measures to address the barrier of “what to do” • Participating contractor lists which address the barrier of “who to call” • Rebates which partially address the “first cost” barrier • Installation standards and verification which address the barrier of “is it done right” Since January 2010, the Home Efficiency Program has: • Completed over 1,100 audits • Supported efficiency improvement projects in over 375 homes • Trained over 100 individuals from 40 contracting companies • Received ratings from customers of over 95% “extremely satisfied” with the audit, contractor and rebate aspects of the Program The On-Bill Financing Program will be integrated into the Home Efficiency Program and provide the financing mechanism for homeowners to implement recommendations from the audit using the established contractors and installation standards of the Home Efficiency Program. Pilot Program Summary The objective of the On-Bill Financing Program element is to increase the number of residential efficiency and renewable energy projects by addressing the up-front cost barrier via on-bill financing. Key aspects of the Program include: • Simple application and approval processes • Financing 100% of project costs • Repayment of loans on the utility bill Specific elements of the Program include: • Eligible properties are single family homes and townhomes, both owner occupied and rental properties with the owner as applicant. • Project types are based on existing definitions within utility programs and include energy efficiency (e.g., insulation, furnace, AC, windows), water supply line replacement/repair and renewable energy (e.g., solar PV and wind) • Direct Program expenses will be recovered via fees and interest rates • On-Bill Financing will replace the existing Zero Interest Loan Program. The proposed Program is based on selecting best practices from on-bill programs in Kansas, Kentucky, South Carolina and Oregon and loan parameters from a successful Fannie Mae and Pennsylvania energy improvement loan program. Together with the proven components of Fort Collins Home Efficiency Program, an On-Bill Financing Program element will further support customers who choose to improve the efficiency of their homes. Pilot Program Details Description Details Customer eligibility Energy projects – Utilities electric customer Water projects – Utilities water customer Project eligibility Home Efficiency Program • 23 types of projects based on rebate categories http://www.fcgov.com/utilities/residential/conserve/energy-efficiency/home-efficiency- program/rebates Renewable energy rebate requirements • http://www.fcgov.com/utilities/residential/conserve/renewables/solar-rebates Water supply line replacement/repair (similar to Zero Interest Loan Program) Not carried over from Zero Interest Loan Program • Air quality projects, high efficiency clothes washers April 17, 2012 -3- ITEM 24 Description Details Rental properties Owner is applicant and note holder Owner options for payment mechanism: • Owner receives separate loan payment bill from Utilities, or • Tenants may make payments depending on lease type and if utility account is in tenant’s name (requires notification and acknowledgement by tenant) Applicant qualification Varies with loan amount and credit score (2 tiers) • Utility bill payment history • Credit score • Income Loan details Amount: $1,000 to $15,000 Term: 3 to 10 years Interest: prime plus 2-5% Application fee ($25) Origination fee ($150) Risk mitigation and security Chapter 26 utility service – permanent lien and disconnect provisions Recorded lien (provides notification for title search) Loan qualification track record Payments and Payoff Payments on utility bill Payoff on loan completion or property sale Pilot Program Administration The pilot program will be administered collaboratively by Utilities staff and a third party (to be selected). Due to the state and federal requirements related to mortgage origination, Utilities will seek a third party to complete several of the steps in the loan process. The table below represents a simple overview of steps and likely split of responsibilities between Utilities and the third party. Loan Process Responsible Party Utilities 3rd Party Efficiency Audit required X Application: project approval based on preliminary rebate application and contractor estimate XX Application: Bill payment history, credit score, income X X Project verification X Loan origination X Contractor payment X Set up loan within billing system X Recording of obligation X Loan payment servicing X Pilot Program: Next Steps Utilities has several tasks that need to be completed prior to being able to offer the pilot On-Bill Financing Program to customers. The goal is to be ready to offer this service to customers by June 1. These steps include: • Finalize testing of billing system • Document/finalize internal business processes and 3rd party resources • Document accounting procedures • Integrate financing options with existing Home Efficiency Program outreach and marketing plans April 17, 2012 -4- ITEM 24 On-bill financing has great potential to increase efficiency and renewable energy projects in the community. It is the intent of this 2012 pilot program to prove the concept in Fort Collins with a limited scope of building, project types and available funds. Future expansion of the Program could include the small commercial sector and additional projects types (e.g., expanded water conservation measures, both indoor and outdoor). The structure of the pilot, especially the loan parameters, is based on successful programs with extended track records. This structure was chosen because it is scalable, both in administrative and financial terms. The long-term vision is to attract capital to the loan fund so that the funding is not limited to what Fort Collins Utilities can provide, either through reserves or ratepayer funds. FINANCIAL / ECONOMIC IMPACTS Council approved a budget exception in fall 2011 to provide $300,000 for on-bill financing, subject to bringing the necessary changes in City Code and additional details of the pilot program, which are presented here. This funding for the 2012 pilot is coming from Utilities reserves. Utilities expects to also have available approximately $30,000 in remaining Zero Interest Loan funds from the 2012 adopted budget which can be utilized by the pilot program. Based on 2011 efficiency project rebate requests, it is expected that this level of funding will support 50 to 75 efficiency projects. The On-Bill Financing Program element will add to the positive economic impact of the Home Efficiency Program. There are currently 40 participating contractors working with the Program, with over 100 individuals going through training for best practices installation standards. Retrofit projects in 2011 represented an investment (by homeowners, supported by rebates) of approximately $1.2 million towards improving existing home efficiency. Utility bill savings from improved homes also results in additional spending on local goods and services. ENVIRONMENTAL IMPACTS The On-Bill Financing Program supports the City’s goals for energy use reduction through efficiency, carbon emissions reduction from improving the efficiency of the built environment and increasing local renewable energy production. Homes are seeing 5-50% (15% on average) energy reductions as a result of improvements made through the Home Efficiency Program. The opportunity for on-going participation in the Program is many thousands of homes. The On- Bill Financing Program is expected to be a very effective approach to reaching these homes in the coming years. The Home Efficiency Program also directly addresses indoor environmental air quality. The audit, installation standards and project verification testing specifically address combustion safety of natural gas appliances and educate homeowners on other aspects of indoor air quality. STAFF RECOMMENDATION Staff recommends adoption of the Ordinance on First Reading. BOARD / COMMISSION RECOMMENDATION Staff presented information related to the On-Bill Financing Program and proposed pilot program at the February 27, 2012, meeting of the Council Finance Committee. A summary of the discussion is included as Attachment 2. At its March 1, 2012 meeting, the Energy Board passed a motion unanimously stating the Energy Board endorses expanding the role of Utilities as the financing agent for energy reduction projects. A memo from the Energy Board is included as Attachment 3. April 17, 2012 -5- ITEM 24 At its March 15, 2012 meeting, the Water Board unanimously voted to endorse the proposed pilot program. An excerpt from the unapproved Water Board meeting minutes is included as Attachment 4. PUBLIC OUTREACH Staff met with representatives from the Community for Sustainability, Fort Collins Sustainability Group and other community stakeholders on March 5, 2012 to receive feedback on utility financing in general and the proposed pilot program. Staff has discussed the pilot program with several community members who are rental property owners and property managers, seeking feedback related to the Program in general and the provisions for accommodating rental properties in particular. Notice of the proposed change to City Code to include this type of program was published in the Coloradoan on March 18, 2012, and a mailing was sent to City electric customers outside of the city limits. ATTACHMENTS 1. Council Finance Committee minutes, February 27, 2012 2. Water Board minutes, March 15, 2012 3. Energy Board memo, April 5, 2012 4. Powerpoint presentation ATTACHMENT 1 Page 1 of 2 Utilities electric · stormwater · wastewater · water 700 Wood Street PO Box 580 Fort Collins, CO 80522 970.221.6700 970.221.6619 – fax 970.224.6003 – TDD utilities@fcgov.com fcgov.com/utilities Memorandum DATE: February 28, 2012 TO: City Council THRU: Darin Atteberry, City Manager Brian Janonis, Utilities Executive Director FROM: John Phelan, Energy Services Manager Mike Beckstead, City Finance Director Patty Bigner, Utilities Customer and Employee Relations Manager RE: Council Finance Committee Summary – February 27, 2012 re: On-bill Efficiency Financing Program discussion On February 27, 2012, the Council Finance Committee (Mayor Weitkunat, Councilman Manvel) discussed with staff the proposed structure for an On-Bill Efficiency Financing Program. John Phelan presented the information with support from Mike Beckstead, Patty Bigner, Brian Janonis and Darin Atteberry. The Finance Committee members supported moving ahead with the general approach proposed by Staff and to proceed with discussing the item and related ordinances at the March 20 Council meeting. There was discussion and clarification on a number of aspects of the proposed program and related issues. Major points of discussion were:  Benefits. The purpose of an On-Bill Financing Program Element is to facilitate more efficiency upgrades in the residential sector. These upgrades reduce our need for future energy needs, reduce our environmental footprint and promote local economic health by investing in our built environment while improving the health, comfort and safety of our homes.  Need. Utilities Home Efficiency Program provides the core elements to promote efficiency improvements in existing homes (low-cost audits, participating contractors, rebates, quality assurance). However, the up-front cost to complete improvements is still a barrier for many customers. Private sector options for financing include home equity loans, second mortgages and credit cards. While these may be appropriate for some customers, each has significant barriers in terms of cost, interest rates or qualification requirements. The proposed On-bill Financing Program will provide a simple, quick, low-cost option to facilitate projects moving forward.  Research. One of the presentation slides included information related to other on-bill financing programs around the country. The definitions and data within the table will be clarified in the Page 2 of 2 March 20 Agenda Item Summary. The primary conclusion related to this information is that Utilities Home Efficiency Program is already out-performing other programs. An On-bill Financing Program Element will provide another tool to improve this performance (in terms of projects completed).  Rental Properties. There was extensive discussion on potential issues related to providing on-bill financing for rental properties. Utilities is committed to having a clear path for rental properties to take advantage of the Home Efficiency Program and On-bill Financing. The general direction is to develop disclosure and notification tools for owners and tenants that can be used at the time of loan origination and for future tenants of properties which have utility bill loan payments. The owner will be the originator and note holder for loans on rental properties. Staff and Council members discussed potential issues related to having tenant consent as part of the process.  Percentage of projects financed. There was discussion about whether providing 100% project financing is appropriate for a local government financing program. On one hand, there were concerns that this does not have enough customer “buy-in” for the use of Utility funds. However, the program design is intended to be self-funded (interest rates and fees cover the cost of program administration and capital return) so that the funds will be paid back by those using the program. In addition, the risk of loan losses is mitigated by the qualification requirements, Chapter 26 lien and turn-off provisions and a recorded lien on the property.  Scope. The On-bill Financing Program is not specifically targeted at the low income sector of customers. Qualification requirements are based primarily on bill payment history and credit score. Targeted low income assistance programs are under development by Utilities.  Solar loan efficiency requirements. The question was raised as to whether Utilities should require solar funding recipients to meet minimum efficiency thresholds in order to promote the principle of “efficiency first.” Staff clarified that existing solar rebates require customers to receive an energy audit so that they have the information about their own efficiency level prior to receiving funding. Next Steps  Continue development of the On-Bill Efficiency Financing Program.  Present the program, and related ordinances, as a discussion item for the Council meeting on March 20, 2012.  Reach out to community stakeholders, including property owners, on the proposed program structure. 2 Excerpt from Unapproved Water Board Meeting Minutes, March 15, 2012 On-Bill Utility Efficiency Financing Program (Presentation available upon request) Chief Financial Officer Mike Beckstead and Energy Services Engineer Norm Weaver presented this agenda item on behalf of Customer and Employee Relations Manager Patty Bigner and Energy Services Manager John Phelan. $300,000 was set aside in the budget for this type of program (conditionally approved for 2012), but before staff can spend it, a program must be presented to Council. This is a residential “pilot” program and meant to integrate with our existing efficiency programs. The item went to Council Finance Committee in February, and staff has worked to respond to feedback given there. This program is about both energy and water efficiency. A group has been working on the concept for several months. Financing is key to getting a homeowner to move forward with efficiency upgrades. The home energy audit is the starting point for homeowners to know what is recommended for improving the efficiency of their home, and they receive a list of contractors who are trained in efficiency upgrades. Eligible project types would include renewable energy options (solar photovoltaic and wind). Loan repayments are designed to replenish the funding in order to continue offering more loans. Mr. Beckstead noted it will take a long time for the fund to become self-sustaining. This is not designed for low-income and low-credit-tier populations. A lien would be placed on the property to secure the loan, and the loan would be offered at a very competitive rate. The simplicity of the payment process is also very advantageous. Board member questions: Where do interest monies go? If the customer falls in arrears on their bill, can their utility services be jeopardized? Interest goes to replenish the fund for more loans. It’s also important to note that you have to be a customer of the utility related to the type of repair being planned, i.e. a water customer in order to receive funding for a water efficiency project. What makes this program more attractive than other programs that had funds left over? The Utilities’ efficiency initiatives are a multi-year proposition. If the initial $300,000 in funding is not used, Utilities can continue to promote all types of energy and water efficiency projects. There was $30,000 left in the existing ZILCH Program, which will be rolled in with the $300,000. We anticipate that all funding for the pilot program will be used each year by linking it into the energy efficiency audits. What are the administrative costs to the City? The City incurs a cost of $150 for loan processing and $25 for the application fee. The third party’s processing fees will be within the $150 fee structure. This is not staffed by the City, and no FTEs will be added to support the program. However, managing delinquencies could create administrative costs. Is this financing option something that the private sector can do, and the City is considering doing this to get our message out about efficiency programming? The City’s focus is on conservation and trying to make it easier for homeowners to implement home conservation projects. Certainly, anyone can obtain a third-party loan at a bank. ATTACHMENT 2 2 Are the suggested projects from the energy audit prioritized for the homeowner? To some extent, the suggestions are prioritized. Utilities hopes these audits offer a non-biased approach. Staff is still considering guidelines to influence using the loan for the priority projects. Are wind projects allowed in the city? Yes, they are allowed, with some height restrictions. Utilities recommends consulting the wind study before considering a wind system. “Payback” guidelines would be helpful. Service professionals can’t always speak to that. Mr. Beckstead believes that the savings calculation and impact on utility bills is included in the energy audit. What makes it more attractive to use this financing? How are standards established? It’s not compelling, other than 100 percent financing is offered and the interest rate is designed to be lower than bank financing. The ease of having it on your utility bill is also an advantage. There is also flexibility on the loan term, given what the savings are estimated to be. Home equity may not be available for traditional financing, so basing it on credit score apart from equity considerations widens the pool of eligible applicants. How will we convince a customer to use the contractors on our list? An inspection process post- completion would have been necessary, and we elected not to pursue that option. We have an approved and trained list of contractors. How will we audit that the contractors are giving a fair market price for the work? If someone is participating in the efficiency program, we hope the marketplace works and the customer seeks competitive quotes from more than one source. Our contractors have gone through mentoring and training, and specific, random follow-up quality checks are performed. If an issue is found, a contractor can be put on probation. Audits are subsidized. In many cases, residential efficiency progress is less expensive than investing in another coal plant, for example. Utilities is invested in insuring the contractors do quality work. The federal credits for home improvements were based on a do-it-yourself approach. It would be helpful to have contractors that could consult with “do-it-yourselfers” and check their work for a fee. A local rebate is offered by this Utility for specific incentives which are part of the home efficiency program. Our local utility dollars are at stake to get an optimal result. There are options in the community for energy conservation assistance such as the Extension Services, the Sustainable Energy Alliance, etc. Utilities staff also field questions and provide what information they can. Mr. Beckstead noted we may entertain something like that in the next version. The pilot program was designed to keep it simple. Is there a defined success or failure barometer that would negate the pilot becoming a permanent program? It will take a couple of years to determine if we have a delinquency issue. Meanwhile, success means the funding is used quickly and there is a citizen demand for it. Language may need to be more inclusive of water projects. There are also reductions in homes such as low-flow toilets or converting a lawn to xeriscape. Citizens may desire to amortize the costs of those types of projects. Replacing a water line has minor positive impact. How do we use this to focus on primary water conservation opportunities? We started this to be centric to structural improvements, but landscaping and other ideas are worth exploring in the future. 3 Since this appears on the bill, it’s difficult to believe that there will continue to be third-party costs. Is there anything in place to ensure that the administrative costs won’t trickle onto all customer bills, including those who aren’t in a loan? Once the set-up is done, provided the bill is paid every month, it shouldn’t add any administrative costs to the system. Intent is not to add additional utility costs to other customers due to this program. This doesn’t assist small businesses. Small businesses are on the radar, and staff may go into that sector in the next version. Deputy City Attorney Carrie Daggett reviewed the wording of the public notice that has gone out to electric customers. Chairperson Balderson thinks a pilot program is a good idea and is willing to recommend the program to Council. Board Member Garner would like to include conservation language. Board Member Brown feels it’s too premature to mention the other alternatives such as coaching, funding for xeriscaping, and other types of efficiency projects. This program gives a mechanism to accomplish the projects. Board Member Garner suggested a friendly amendment to remove the word “Efficiency” from the title of the program. Board Member Phelan approved the friendly amendment. Vote on the motion: It passed unanimously. Board members considered the draft memorandum to Council and provided suggestions for edits to Chairperson Balderson around the inclusion of conservation language and removal of the term “efficiency” throughout the memorandum. A statement will be added encouraging the application of this program to water-related projects in addition to the focus on energy-related projects. Vote on the motion: It passed unanimously. Motion: Board Member Phelan moves that the Water Board endorses the proposed pilot program and will transmit a memo to Council encouraging the Council to adopt the On-Bill Utility Efficiency Financing Pilot Program and to adopt Chapter 26 Municipal Code updates to enable the Program. Board Member Garner seconded the motion. Motion: Board Member Brown moved that the Water Board approve the memorandum as adjusted. Board Member Brunswig seconded the motion. Utilities – Energy Board 700 Wood St. PO Box 580 Fort Collins, CO 80522 970.221.6702 970.416.2208 - fax fcgov.com DATE: April 5, 2012 TO: Mayor Weitkunat and Councilmembers FROM: Ross Cunniff, Energy Board Chairperson RE: On-bill Utility Financing On April 17, 2012 City Council will consider an ordinance to amend City Code Chapter 26, adding financing to Utility services. If approved, this change will allow Utilities to offer financing for water and energy efficiency projects to Utilities residential customers. Customers will also have the convenience of repaying loans with their utility bills. On-Bill Utility Financing will support the existing energy and water efficiency audit and rebate programs. It provides a low-interest, simple financing structure for qualified efficiency improvements. The qualifiers are that the improvements be completed by Utilities-approved contractors and include only pre-approved projects. Examples include air sealing and insulation, efficient appliances, heating and air conditioning units. The program is designed as a pilot and incorporates what staff and their consultants believe are the best practices of other programs offered by other utilities. Staff has presented information on the proposed pilot and answered questions from Energy Board members. Based on the information presented to the Fort Collins Energy Board, we support the proposed Ordinance. We believe On-Bill Utility Financing will address an unmet community need by reducing the financial barrier to participation in energy and water efficiency programs. Community participation is vital to achieving Climate Action Plan, Energy Policy and Water Conservation Plan goals. ATTACHMENT 3 1 1 On-Bill Utility Financing Pilot Program Fort Collins City Council April 17, 2012 Presenter John Phelan, Utilities Energy Services Manager Staff present Mike Beckstead, Chief Financial Officer Patty Bigner, Utilities Customer and Employee Relations Manager Carrie Daggett, City Attorney Consultants: Matthew Brown, Harcourt, Brown and Carey ATTACHMENT 4 2 2 • Present the parameters of a pilot On-Bill Financing program for 2012 • Council adoption of Revisions to Chapter 26 of the municipal code to authorize the pilot program Purpose for Council Discussion Item Background Council appropriated $300,000 in funding during the 2012 budget exception process (fall 2011) for an on-bill utility financing pilot program, pending a proposed structure and details. Tonight we are 1) describing the parameters for the proposed pilot, and 2) Seeking Council action making revisions to Chapter 26 of the municipal code to establish financing and servicing of loans as a utility service 3 3 Efficient Built Environment Fort Collins has policies in place which seek outcomes in the 2050 timeframe. One of these outcomes is a highly efficient built environment. We accomplish these goals through several avenues for both new and existing buildings: planning, codes and voluntary programs. Fort Collins accrues the following benefits of a highly efficient built environment Environmental Health Reduced energy and water use, renewable energy Economic Health Lower community energy bills, investing in our built environment with local contractors Social Health Improved comfort, health and safety in our homes Related Policies Plan Fort Collins Climate Action Plan Energy Policy Water Conservation Plan 4 4 Reducing Barriers to Efficiency Our vision is that all Fort Collins citizens live in highly efficient, comfortable and healthy homes. There are barriers to accomplishing these outcomes. Let me introduce you to Mrs. Jones: She wants to save money on utility bills and make her house more comfortable. She can get a comprehensive energy audit for $60 through Fort Collins Utilities (information barrier). She can find and choose qualified and trained contractors through Fort Collins Utilities (“who to call” barrier). She can receive rebates based on the contractor’s estimate (financial barrier). She still needs $4500 to complete the project. She doesn’t have $4500. On-Bill Financing will address the up-front cost barrier to making existing home efficiency improvements. 5 5 • Addressing the up-front cost barrier to increase the number of residential efficiency projects • Key elements for success – Simple application and approval processes – Finance 100% of project cost – Repayment of loans on the utility bill On-Bill Financing Pilot “in a nutshell” 6 6 • Scope • Project types • Qualification • Loan details Pilot Program Details This is a high level summary of the pilot program details. More information is available in your Agenda Item Summary. Scope Single family and townhomes Owner occupied and rental properties Project types Energy efficiency, water supply line, renewable energy Qualification Bill payment history, credit score, income (secondary) Loan details Interest rate, term, fees, security, due upon sale 7 7 • First Reading of ordinance to establish financing and servicing of loans as a Utility service Recommended Council Action 8 8 1. Present the parameters of a pilot On-Bill Financing program for 2012 2. Council adoption of Revisions to Chapter 26 of the municipal code to authorize On- Bill Utility Financing Purpose for Council Discussion Item Tonight we are 1) seeking your feedback on the parameters for the proposed pilot On-bill Utility Financing Program, and 2) recommending Council action making revisions to Chapter 26 of the municipal code to establish financing and servicing of loans as a utility service. ORDINANCE NO. 033, 2012 OF THE COUNCIL OF THE CITY OF FORT COLLINS AMENDING CHAPTER 26 OF THE CODE OF THE CITY OF FORT COLLINS TO ALLOW FOR ON-BILL UTILITY FINANCING WHEREAS, Utilities has proposed to pilot a new program element for 2012, providing on- bill financing for residential customers participating in the Home Efficiency Program and the Solar Rebate Program, and for customers who need to repair or replace a water supply line (the “On-Bill Utility Financing Program”); and WHEREAS, the primary goal of the On-Bill Utility Financing Program pilot is to facilitate more efficiency upgrades in the residential sector in order to reduce the need for future energy resources, reduce the community’s environmental footprint, promote local economic health by investing in the built environment, and improve the health, comfort and safety of homes in the Fort Collins community; and WHEREAS, in the fall of 2011, the City Council approved a budget exception for the 2012 budget to provide $300,000 for the On-Bill Utility Financing Program, subject to bringing the necessary changes in the Code and additional details of the pilot program; and WHEREAS, funding for subsequent years will be addressed through the Budgeting for Outcomes process; and WHEREAS, the proposed pilot On-Bill Utility Financing Program supports the policy goals of Plan Fort Collins, the Climate Action Plan, Energy Policy and Water Conservation Plan; and WHEREAS, the program will be a valuable addition to Utilities’ efficiency and renewable energy programs, which foster sustainability through energy and water use reductions, local contractors and investment in the built environment and improved home comfort, health and safety; and WHEREAS, Fort Collins Utilities has offered the Zero Interest Loan (ZILCH) program since the early 1980s, but after many years of success, in recent years the program has seen relatively little activity; and WHEREAS, in order to update the model for providing this type of support to residential customers, staff has proposed that the On-Bill Utility Financing Program replace the ZILCH program for Utilities-funded loans; and WHEREAS, the Council has determined that it is desirable to establish an appropriate range of interest rates for loans in the On-Bill Utility Financing Program, while providing some flexibility for administration of specific loans based on administrative procedures and standards to be adopted by the Financial Officer pursuant to existing authority under Section 26-720 of the City Code; and WHEREAS, on March 1, 2012, the Energy Board voted unanimously to recommend expansion of the role of Utilities as the financing agent for energy reduction projects, and on April 5, 2012, the Energy Board voted unanimously to recommend adoption of the proposed Ordinance; and WHEREAS, on March 15, 2012, the Water Board voted unanimously to recommend the adoption of the proposed On-Bill Utility Financing Program; and WHEREAS, in accordance with the foregoing, the Council is adopting revisions to Chapter 26 of the City Code, as set forth herein. NOW, THEREFORE, BE IT ORDAINED BY THE COUNCIL OF THE CITY OF FORT COLLINS as follows: Section 1. That, for the reasons stated above, the City Council hereby finds and determines that the On-Bill Utility Financing Program as described herein will be for the betterment of the affected Utilities, and will be beneficial to the ratepayers of those Utilities. Section 2. That Section 26-129 of the Code of the City of Fort Collins is hereby amended by the addition of new subparagraphs (f) and (g) which read in their entirety as follows: Sec. 26-129. Schedule D, miscellaneous fees and charges. . . . (f) The interest rate for water service-related loans shall be no less than the most current U.S. prime lending rate at the time of loan origination plus two percent (2%) and no more than the most current U.S. prime lending rate at the time of loan origination plus five percent (5%), per annum, with the interest rate for each loan to be set in accordance with the administrative rules and regulations of the Financial Officer pursuant to §26-720. (g) Loan-related fees for water service-related loans shall be as follows: (1) For loan application: $25.00 (2) For loan origination: 150.00 Section 3. That Section 26-130 of the Code of the City of Fort Collins is hereby amended to read as follows: Sec. 26-130. Agreements for special water services. (a) Special services or complex service arrangements that are beyond those required for basic water service may be arranged by a written services agreement which the Utilities Executive Director may negotiate and enter into on behalf of the water utility. Said agreement shall establish the terms and conditions for any such special services or arrangements and shall incorporate by reference the requirements of this Chapter, as applicable. -2- (b) Special services in the form of loans for water service-related improvements, conservation measures or efficiency enhancements shall be documented on forms determined by the Utilities Executive Director and the Financial Officer. Any such loans shall be made consistent with the applicable program requirements, credit and risk standards, and interest rates provisions as set forth in this Article and in the administrative rules and regulations adopted by the Financial Officer pursuant to § 26-720. Obligations for repayment of any such loans are subject to the provisions of Article XII of this Chapter. (c) Any special services agreement modifying the rates, fees or charges for said services from those set forth in this Article shall be subject to approval by the City Council in accordance with § 6 of Article XII of the Charter. Section 4. That Section 26-289 of the Code of the City of Fort Collins is hereby amended to read as follows: Sec. 26-289. Miscellaneous fees and charges. The following is a schedule of miscellaneous fees and charges: Description Amount (1) Connection fees and service charges Fees shall be set forth as in § 26- 712(b) (2) Industrial discharge permits a. Administration $76.00 annually b. Surveillance Determined for each user annually, based on direct cost plus 15% indirect costs, billed monthly (3) Laboratory support services Determined on a case-by-case basis based on direct cost plus 15% indirect costs (4) Materials and labor provided by City Determined on a case-by-case basis based on direct cost plus 15% indirect costs (5) Charges for disposal at the Fort Collins Regional Sanitary Waste Transfer Station: a. Septic tanks, vaults, privies, -3- portable toilets: Generated within Larimer County $0.071 per gallon Generated outside Larimer County $0.108 per gallon b. Recreational vehicle sanitary waste holding tanks: Residential customers of the City of Fort Collins Wastewater Utility No charge for individual disposal at Transfer Station Others $2.35 base fee plus $0.071 per gallon (6) Interest rate for wastewater service-related loans: No less than the most current U.S. prime lending rate at the time of loan origination plus two percent (2%) and no more than the most current U.S. prime lending rate at the time of loan origination plus five percent (5%), per annum, with the interest rate for each loan to be set in accordance with the administrative rules and regulations of the Financial Officer pursuant to § 26-720. (7) Loan-related fees for wastewater service-related loans: a. For loan application: $25.00 b. For loan origination: $150.00 (78) Miscellaneous fees Determined on a case-by-case basis based on direct costs plus 15% indirect costs Section 5. That Section 26-290 of the Code of the City of Fort Collins is hereby amended to read as follows: Sec. 26-290. Agreements for special wastewater services. (a) Special services or complex service arrangements that are beyond those required for basic wastewater service may be arranged by a written services -4- agreement which the Utilities Executive Director may negotiate and enter into on behalf of the wastewater utility. Said agreement shall establish the terms and conditions for any such special services or arrangements and shall incorporate by reference the requirements of this Chapter, as applicable. (b) Special services in the form of loans for wastewater service-related improvements, conservation measures or efficiency enhancements shall be documented on forms determined by the Utilities Executive Director and the Financial Officer. Any such loans shall be made consistent with the applicable program requirements, credit and risk standards, and interest rates provisions as set forth in this Article and in the administrative rules and regulations adopted by the Financial Officer pursuant to § 26-720. Obligations for repayment of any such loans are subject to the provisions of Article XII of this Chapter. (c) Any special services agreement modifying the rates, fees or charges for said services from those set forth in this Article shall be subject to approval by the City Council in accordance with § 6 of Article XII of the Charter. Section 6. That Section 26-464 of the Code of the City of Fort Collins is hereby amended by the addition of a new subsection (p) which reads in its entirety as follows: Sec. 26-464. Residential energy service, schedule R. . . . (p) Loans. Special services in the form of loans for electric service-related improvements, conservation measures or efficiency enhancements shall be documented on forms determined by the Utilities Executive Director and the Financial Officer. Any such loans shall be made consistent with the applicable program requirements, credit and risk standards, and interest rates provisions as set forth in this Article and in the administrative rules and regulations adopted by the Financial Officer pursuant to § 26- 720. The interest rate for such loans shall be no less than the most current U.S. prime lending rate at the time of loan origination plus two percent (2%) and no more than the most current U.S. prime lending rate at the time of loan origination plus five percent (5%), per annum, with the interest rate for each loan to be set in accordance with the administrative rules and regulations of the Financial Officer. Obligations for repayment of any such loans are subject to the provisions of Article XII of this Chapter. Section 7. That Section 26-465 of the Code of the City of Fort Collins is hereby amended by the addition of a new subparagraph (r) which reads in its entirety as follows: Sec. 26-465. Residential demand service, schedule RD. . . . -5- (r) Loans. Special services in the form of loans for electric service-related improvements, conservation measures or efficiency enhancements shall be documented on forms determined by the Utilities Executive Director and the Financial Officer. Any such loans shall be made consistent with the applicable program requirements, credit and risk standards, and interest rates provisions as set forth in this Article and in the administrative rules and regulations adopted by the Financial Officer pursuant to § 26- 720. The interest rate for such loans shall be no less than the most current U.S. prime lending rate at the time of loan origination plus two percent (2%) and no more than the most current U.S. prime lending rate at the time of loan origination plus five percent (5%), per annum, with the interest rate for each loan to be set in accordance with the administrative rules and regulations of the Financial Officer. Obligations for repayment of any such loans are subject to the provisions of Article XII of this Chapter. Section 8. That Section 26-712(b) of the Code of the City of Fort Collins is hereby amended to read as follows: Sec. 26-712. Utility bill and account charges authorized; procedures. . . . (b) The following account and miscellaneous fees and charges shall apply to all City utility customers receiving service pursuant to the terms of Chapter 26, whether within or outside of the corporate limits of the City, except as otherwise expressly stated: Fees and Charges Amount Service connection fee for account with one or more metered services (including nonmetered services for the same account) $19.65 Customer-initiated rate change (after 90 days of new service) 19.65 Service connection fee for account with only nonmetered services (stormwater, wastewater, wind, flat commercial electric, sprinkler clocks, cable towers and floodlights) 10.00 Service fee to reinstate an account to the owner/property manager between tenants 10.00 Meter reading charge, per month, for those customers who request the option of mechanical electric meter and/or a mechanical water meter instead of the standard advanced metering equipment 11.00 per month Turn-off notice fee 10.00 Reconnect fee per service for water or electric 20.00 -6- following disconnection for delinquency Trip charge for special services requested by customer during normal service hours 19.65 After-hours reconnect or after-hours trip charge for special service requested by customer - Water (after 5:00 p.m. weekdays or weekend/holiday) 85.35 After-hours reconnect or after-hours trip charge for special service requested by customer - Electric (after 5:00 p.m. weekdays or weekend/holiday) 85.35 Return item fee (check, electronic fund transfer, credit card, etc.) 25.00 Owner-requested repair disconnect fee, per trip 20.00 Research/document fee per hour 20.00 Interest rate for utility service-related loans: No less than the most current U.S. prime lending rate at the time of loan origination plus two percent (2%) and no more than the most current U.S. prime lending rate at the time of loan origination plus five percent (5%), per annum, with the interest rate for each loan to be set in accordance with the administrative rules and regulations of the Financial Officer pursuant to § 26-720. Loan-related fees for utility service-related loans: a. For loan application: $25.00 b. For loan origination: $150.00 Other miscellaneous charges will be based on direct cost plus fifteen percent (15%) indirect costs. . . . Section 9. That Section 26-720 of the Code of the City of Fort Collins is hereby amended to read as follows: Sec. 26-720. Administrative rules and regulations. The Financial Officer may formulate and promulgate rules and regulations for the administration of this Article, not inconsistent with the provisions of this Article, with respect to the billing and collection of utility fees and charges, credit and lending -7- standards and rates and administrative practices for utility loan programs, and other matters relating to the administration of customer accounts. Said rules and regulations may regulate without limitation, the forms and procedures for giving notice to customers; policies for adjusting billed amounts as necessary to correct errors or for administrative efficiency or to achieve equity; procedures for appeals; and procedures for the documentation of liens. Any rules or regulations promulgated by the Financial Officer hereunder shall be effective upon the Financial Officer's filing of the same with the City Clerk. Introduced, considered favorably on first reading, and ordered published this 17th day of April, A.D. 2012, and to be presented for final passage on the 1st day of May, A.D. 2012. _________________________________ Mayor ATTEST: _____________________________ Interim City Clerk Passed and adopted on final reading on the 1st day of May, A.D. 2012. _________________________________ Mayor ATTEST: _____________________________ Interim City Clerk -8-