HomeMy WebLinkAboutCOUNCIL - AGENDA ITEM - 01/06/2009 - FIRST READING OF ORDINANCE NO. 002, 2009, APPROPRI ITEM NUMBER: 11
AGENDA ITEM SUMMARY DATE: January 6, 2009
FORT COLLINS CITY COUNCIL STAFF: Chuck Seest
Terri Bryant
SUBJECT
First Reading of Ordinance No.002,2009,Appropriating Proceeds from the Issuance of City of Fort
Collins, Colorado, Wastewater Utility Enterprise, Sewer Revenue Refunding Bonds, Series 2009,
Scheduled to be Sold the Week of January 20,2009,In the Maximum Aggregate Principal Amount
of$34,000,000 in the Wastewater Utility Fund.
RECOMMENDATION
Staff recommends adoption of the Ordinance on First Reading.
FINANCIAL IMPACT
The Ordinance will appropriate in the Wastewater Utility Fund proceeds from bonds proposed to
be issued in Ordinance No. 003, of the Board of the Wastewater Utility Enterprise, for the purpose
of funding a major capital improvement project at the Mulberry Reclamation Facility. The
improvements including both design and construction of the new facility will total approximately
$34 million.
EXECUTIVE SUMMARY
Immediately following the January 6, 2009 regular Council meeting, the Board of the Wastewater
Utility Enterprise will consider on Second Reading,an Ordinance which authorizes the issuance of
City of Fort Collins Colorado, Wastewater Utility Enterprise, Sewer Revenue Bonds, Series 2009,
in the Maximum Aggregate Principal Amount of$34,000,000. The Bonds will be issued to pay for
a major capital improvement project at the Mulberry Reclamation Facility.
The passage of the TABOR Amendment by the Colorado voters in 1992, required the City to form
enterprises in order for its utilities to be able to issue municipal bonds without an election. Since
that time,all utility bonds have been issued by the appropriate utility enterprise. However,the City
Charter grants only the Council the power to appropriate the funds. Therefore, this action by the
Council is necessary in order to appropriate the bond proceeds for the Wastewater Utility.
Authorizing the issuance of the bonds and appropriating the proceeds are both necessary to complete
the bond transaction. The final rates will be determined by selling the bonds at a competitive sale
in January 2009.
January 6, 2009 -2- Item No. 11
ATTACHMENTS
1. Council Finance Committee minutes -November 17, 2008.
2. Excerpt from the Water Board Minutes -November 20, 2008.
ATTACHMENT 1
Council Finance Committee City of
Minutes Fort Collins
11/17/08
• Eliminate Purchase Power Reserve Policy
• Spend down for Capital required to implement Energy Policy/Climate Po ' itiatives
— Benefits rate payers
— Reduces rate impacts otherwise needed to implement P initiatives
• Future Purchase Power increases will be passed throu retail customers to reflect
full cost of power
Terri Bryant said staff is proposing to eliminate urchase Power Reserve policy which will
reduce rate impacts otherwise needed to i ment policy initiatives.
Darin Atteberry stated that he do support using one-time reserves to buffer consumers
from rate increases for on ye ce It would just make the increase more extreme when it
did happen in the folio ear(s).
Mayor Hutchi sked what the next steps would be if the Committee accepts these
recomme ions. Terri Bryant stated that first, it would have to be approved by the Electric
Boar d eventually it would come to the City Council for approval. This would occur
ime in the first quarter of next year.
Mulberry Wastewater Bond Discussion
Chuck Seest told Committee that he and Terri Bryant had a recent meeting with City's bond
counsel and financial advisor to recommend to the Finance Department the best way to
structure these bonds. The City is scheduled to take these bonds to the market during the
first full week of January, 2009. The City's intent is to sell approximately $30 million of
bonds.
Terri Bryant pointed out that during budget development it was important to develop a stable
rate for the coming years, so rate adjustments have been budgeted for fiscal years 2008-2013
as follows to maintain the operations and meet the required debt service: 2008 - 12%, 2009 -
11%, 2010 - 10%, 2011 - 9%, 2012 - 8%, and 2013 - 7%. (This structure is in place to avoid a
25% rate increase at the outset to cover the cost of the plant improvements.)
DDA Bonds
Bond Structure
• Will utilize Updated City Investment Policy
Borrowing meets the criteria of "Stub Period", not t t�d■fl11"tTfE�
market (4 years)
— Borrowing total of $10.5 millio s
— Source of funds will b rtfolio
— Bonds will 012, tied to 5 year Treasury Note (approx. 2.50%
11/1
• Bo make payments in June Et December
ATTACHMENT
Excerpt: Draft Water Board Minutes November 20, 2008
Meagan Peil, Board Secretary
Wastewater Debt to Council
Utilities Finance and Budget Manager Terri Bryant asked for a recommendation
from the Board for Council to approve the $30 million bond for the Mulberry
Reclamation Facility. We are structuring the debt so the first two years will be
interest only payments to manage the Wastewater debt load and retire current debt.
Wastewater recently completed a $10 million refunding which obtained a 3.46
percent yield. The Wastewater new bond issue for the $30 million will go on the
market, tentatively, in the first part of January.
Discussion:
How does the debt from Anheuser Busch impact the City?
It has an impact on debt ratio calculations for the City, and it must be disclosed.
How long ago did we get the 3.46percent rate?
The rate was received yesterday through a private sale. A competitive bid would
likely not bring this type of rate.
What is the threshold for sell?
The City has put a threshold of 7 percent and will not sell above that. Rates in the
market are currently good for bonds, and this issue will sell after school bonds
which typically go to the market in December.
Have you in fact watched the market?
Colorado Springs recently sold a $42 million 40 year debt ranging from 4 percent to
6 percent coupon rates. The Wastewater Debt is structured over 20 years.
What if the City cannot get the best rate?
If the market is not favorable, there are different strategies, not a competitive bid or
private bid, but possibly a negotiated bid.
Will interest rate changes to bond debt impact customers such as monthly rate changes in
the future?
Most likely this will not impact the projected monthly rate changes. A 7 percent
interest rate over 20 years was used to budget the new debt service payments. Also,
other debt will be retired and the total debt service will decrease. If we had adjusted
the wastewater monthly rates in one year to meet the future debt service of the $30
million, we would have had to raise it 25 percent in 2008.
What if 4 percent was used? Would that decrease rates?
Not necessarily, because the City is seeing a reduction in wastewater revenues,
partially due to conservation efforts on the water side, and we anticipate that
revenues will go down in the next five years. The rate increases to meet the debt
1
service and maintain operations are projected to be 11 percent in 2009, 10 percent
in 2010, and 9 percent in 2011.
What is the cost and life of the project?
The goal is to remain in the $30-32 million range for this project, and the timing for
this project is 24 months with 40-50 percent of the design currently complete. Some
demolition has occurred, and we are re-using some of the materials and using
sustainability methodology. The life of this facility is 20 to 30 years. The design is
meant for upcoming conservation. Certain components like mechanical parts will
only last 10 years, but the structure itself should have a life of 60 years. The City
also has the ability to refund the debt in 10 years if necessary to take advantage of
lower interest rates.
With stimulus packages and money for loans for infrastructure from the government,
would we have an opportunity to use these funds?
It is an option; however, most loans like this will not allow us to pay off debt before
the term is due.
Would Fort Collins compete for these funds or programs?
It is hard to predict without knowing all of the programs. The City last used these
programs for funds in the 1970s from the EPA (Environmental Protection Agency).
Do you expect the Federal government to announce new rates or an interest rate cut?
That is unknown.
Motion for recommendation to take this proposal to Council. Vote: 9 for, 0 against.
Motion passed.
Board Member Connor has reservations about bonds, but would like to express the
City should try to lower the rate from 7 percent to 5'/z percent.
2
ORDINANCE NO. 002, 2009
OF THE COUNCIL OF THE CITY OF FORT COLLINS
APPROPRIATING PROCEEDS FROM THE ISSUANCE OF CITY OF FORT COLLINS,
COLORADO, WASTEWATER UTILITY ENTERPRISE, SEWER REVENUE REFUNDING
BONDS, SERIES 2009, SCHEDULED TO BE SOLD THE WEEK OF JANUARY 20, 2009, IN
THE MAXIMUM AGGREGATE PRINCIPAL AMOUNT OF $34,000,000
IN THE WASTEWATER UTILITY FUND
WHEREAS, upon passage on first and second reading of Ordinance No. 003 of the
Board of the City of Fort Collins, Colorado, Wastewater Utility Enterprise (the "Bond
Ordinance"), the Enterprise intends to issue City of Fort Collins, Colorado, Wastewater Utility
Enterprise, Sewer Revenue Refunding Bonds, Series 2009, scheduled to be sold the week of
January 20, 2009, in the Maximum Aggregate Principal Amount of$34,000,000 (the "Bonds");
and
WHEREAS, the issuance of the Bonds, and the appropriation of the proceeds thereof, is
necessary to complete the refunding of the City's Sewer Revenue Refunding Bonds, Series 2009;
and
WHEREAS, the bond proceeds will be used to make improvements at the Mulberry
treatment plant including upgrading the plant's secondary treatment processes by removing the
trickling filter and its associated facilities and installing a new aeration basin and associated
facilities as well as install new odor control improvements; and
WHEREAS, proceeds from the Bonds of $34,000,000 were not included in the 2009
budget, the appropriation of which is necessary to authorize the payment to the refunded bond
escrow agent and of bond issuance costs; and
WHEREAS, Section 19.3(b) of Article V of the City Charter provides that an enterprise
board of the City shall not exercise powers reserved to the Council by the City Charter or
otherwise (other than the power to issue revenue bonds and other obligations); and
WHEREAS, Article V, Section 9, of the Charter of the City of Fort Collins permits the
City Council to make supplemental appropriations by ordinance at any time during the fiscal
year, provided that the total amount of such supplemental appropriations, in conjunction with all
previous appropriations for that fiscal year, does not exceed the current estimate of actual and
anticipated revenues to be received during the fiscal year; and
WHEREAS, City staff has determined that the appropriation of the previously
unappropriated proceeds of the Bonds in the amount of $34,000,000 will not cause the total
amount appropriated in the relevant funds to exceed the current estimate of actual and
anticipated revenues to be received during the fiscal year.
NOW, THEREFORE, BE IT ORDAINED BY THE COUNCIL OF THE CITY OF
FORT COLLINS that the previously unappropriated proceeds of the Bonds in the amount of
THIRTY FOUR MILLION DOLLARS ($34,000,000) are hereby appropriated in the
Wastewater Fund for the purpose of funding a major capital improvement project at the
Mulberry Reclamation Facility, including both design and construction of the new facility.
Introduced, considered favorably on first reading, and ordered published this 6th day of
January, A.D. 2009, and to be presented for final passage on the 20th day of January, A.D. 2009.
Mayor
ATTEST:
City Clerk
Passed and adopted on final reading on the 20th day of January, A.D. 2009.
Mayor
ATTEST:
City Clerk