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HomeMy WebLinkAboutCOUNCIL - AGENDA ITEM - 07/13/2004 - 2003 AUDIT AND ASSOCIATED MANAGEMENT REPORT DATE: July 13, 2oca STUDY SESSION ITEM STAFF: Atteberry/Krcmarik FORT COLLINS CITY COUNCIL SUBJECT FOR DISCUSSION BONDI & Co., LLC, the City Council external auditor, will present a report regarding the 2003 Audit and associated Management Report. GENERAL DIRECTION SOUGHT AND SPECIFIC QUESTIONS TO BE ANSWERED Each year the external auditor conducts a review of the City financial systems and reporting. For 2003, the City Comprehensive Annual Financial Report received a clean opinion from the auditor. During the last two years,the City has been in a challenging economic situation due to the national recession and falling sales taxes. Despite the difficult economic times, the City financial position remains strong. Staff is not seeking direction on the annual report, however, questions are encouraged. Representatives from BONDI&Co. will make a short presentation about the annual audit and will also discuss the items contained the Management Report. • Does Council have any follow-up questions about the City financial condition and the manner is which the financial results have been presented? • Does Council have any additional questions about the items contained in the Management Report? • Are there any other financial-related questions that the Council may have for the external auditor? ATTACHMENTS City of Fort Collins 2003 Comprehensive Annual Financial Report Management Report for the City of Fort Collins, Colorado, December 31, 2003 City of Fort Collins , Colorado Comprehensive Annual Financial Report For the fiscal year ended December 31 , 2003 Prepared by the Finance Department: Alan J. Krcmarik, Financial Officer Sherrie Temple, Assistant Finance Director Stephanie Schultz, Financial Systems Administrator Julie Depperman, Investment Administrator & Assistant Treasurer Judi L. vos, Cash Systems Coordinator Accounting Division Charles M. Seest, CPA, Accounting & Financial Reporting Manager Edna Hoernicke, Senior Accountant Trina K. Dreith, CPA, Accountant Barbara D. Brock, Accountant Michael W. Anderson, Accountant About our cover and section tabs . . . During the past year, the City of Fort Collins has completed and participated in several significant projects to address the needs of our vibrant growing community. The cover shows the marker at the entrance to Fossil Creek Community Park, the City's first new community park since 1984. The park opened in October and features a playground, skate park, inline hockey rink, dog park, lighted ballfields, tennis and basketball courts, a large picnic shelter and ponds. The "Introductory Section" tab displays the renovated City Park Pool. The newly designed pool includes a lazy river, two water play features, a new boardwalk and additional deck and grass area. The "Financial Section" tab displays cars stuck in the snow in the Old Town section of Fort Collins following the March blizzard, which virtually shut down activity in the City for over two days. City crews worked around the clock clearing roads and assessing damage to buildings. The other image displays people clearing the sidewalks. The "Statistical Section" tab displays the grid of the traffic signal system. Traffic flow in the City has improved significantly with the installation of the new traffic signal system last year. Traffic along College Avenue, Harmony Road, and other major roadways in the City has particularly been enhanced by this new system. ii City of Fort Collins City of Fort Collins , Colorado Comprehensive Annual Financial Report For the fiscal year ended December 31 , 2003 Table of Contents Page INTRODUCTORYSECTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Letterof Transmittal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 GFOA Certificate of Achievement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 OrganizationalChart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 List of Elected and Appointed Officials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 FINANCIALSECTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Independent Auditor's Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 MANAGEMENT'S DISCUSSION AND ANALYSIS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 BASIC FINANCIAL STATEMENTS : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Government-wide Financial Statements : Statement of Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Statementof Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 Fund Financial Statements : Governmental Fund Financial Statements : BalanceSheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Statement of Revenues , Expenditures, and Changes in Fund Balances . . . . . . . . . . . . . . 40 Reconciliation of the Statement of Revenues , Expenditures , and Changes in Fund Balances of Governmental Funds to the Statement of Activities . . . . . . . . . . . . . . . 41 Statement of Revenues , Expenditures , and Changes in Fund Balances Actual and Budget- General Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Statement of Revenues , Expenditures , and Changes in Fund Balances Actual and Budget-Sales and Use Tax Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 Statement of Revenues , Expenditures, and Changes in Fund Balances Actual and Budget (Non-GAAP budgetary basis )-Transportation Services Fund . . . . . . . . . . . . 44 Proprietary Fund Financial Statements : Statementof Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 Statement of Revenues , Expenses, and Changes in FundNet Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 Statement of Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 Fiduciary Fund Financial Statements : Statement of Fiduciary Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 Statement of Changes in Fiduciary Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 Notes to the Financial Statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 Comprehensive Annual Financial Report lli REQUIRED SUPPLEMENTARY INFORMATION OTHER THAN MD&A: Schedules of Net Pension Obligation , Net Pension Cost, and Employer Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 Modified Approach for City Streets Infrastructure Capital Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 COMBINING FINANCIAL STATEMENTS : Non -Major Governmental Funds : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 BalanceSheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 Statement of Revenues, Expenditures and Changes in FundBalance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 Schedule of Revenues , Expenditures , and Changes in Fund Balances Actual and Budget—Other Non-Major Governmental Funds: Community Development Block Grant (Non-GAAP budgetary basis) . . . . . . . . . . . . . . . 90 Conservation Trust (Non-GAAP budgetary basis) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 Cultural Services and Facilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 General Improvement District No . 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 Parkland ( Non-GAAP budgetary basis) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 Recreation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 StreetOversizing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 Transit Services (Non-GAAP budgetary basis) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 Cemeteries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 PerpetualCare . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 Emergency Recovery (Non-GAAP budgetary basis) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 Home Investment Partnership Grant (Non-GAAP budgetary basis ) . . . . . . . . . . . . . . . 101 Capital Expansion (Non-GAAP budgetary basis) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 OpenLands. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 DebtService . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104 SpecialAssessments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 . . . . . . . . . . . . . . . . . . 105 Fort Collins Leasing Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 CapitalProject Fund : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 Schedule of Revenues, Expenditures, and Changes in Fund Balance (Non-GAAP budgetary basis ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 Non -Major Enterprise Fund — Golf: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 Schedule of Revenues, Expenditures and Changes in Net Assets, Actual and Budget (Non-GAAP budgetary basis ) . . . . . . . . . . . . . . . . . . . . . . . . . . 113 MajorEnterprise Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 . . . . . . . . . . . . . . . . . . . . . . . . . 115 Schedule of Revenues, Expenditures, and Changes in Net Assets Actual and Budget (Non-GAAP Budgetary Basis) — Major Enterprise Funds : Lightand Power . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 Water . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 Wastewater . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119 StormDrainage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 . . . . . . . . . . . . . . . . . . . . . . . . . 120 Internal Service Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 Statementof Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122 Statement of Revenues, Expenses and Changes in NetAssets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124 Statementof Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 Schedule of Revenues , Expenditures, and Changes in Net Assets Actual and Budget — Internal Service Funds : Benefits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128 Communications ( Non-GAAP budgetary basis) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129 IV City of Fort Collins Equipment (Non-GAAP budgetary basis ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130 Self- Insurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Utility Customer Service and Administrative ( Non-GAAP budgetary basis) . . . . . 132 FiduciaryFunds : . . . . . . . . I ' , # , . . . . . . . . . . . . . . . I . . . . . . . . . . . . . 4 , * 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133 Statement of Fiduciary Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135 Statement of Changes in Fiduciary Net Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 136 Schedule of Changes in Net Assets Held in Trust for Pension Benefits—Actual and Budget ( Non-GAAP Budgetary Basis) . . . . . . . . . . . . . . 137 Statement of Agency Funds Assets and Liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 Statement of Changes in Agency Funds Assets and Liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 ComponentUnit : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 Statement of Revenues , Expenditures , and Changes in Net Assets - General Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143 Statement of Revenues , Expenditures , and Changes in Net Assets - Debt Service . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144 Capital Assets Used in the Operations of Governmental Funds : . . . . . . . . . . . . . . . . . 145 Scheduleby Source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I . . . . . . . . 147 Schedule by Function and Activity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 148 Schedule of Changes by Function and Activity . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . a . . . . . . . . . . . . . . . . . . 149 STATISTICALSECTION , , I I . 4 10 1 1 & I I I I * s 0 M 0 0 s a a a a & . . . .. . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 General Governmental Expenditures by Function - Last Ten Years . . . . . , , . , . . . . . . . . . . . . . . 1 . 11 . . . . . . . . . . . . . . . 1153 General Governmental Revenues by Source - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154 Property Tax Levies and Collections , Special Assessments Collections - Last Ten Years . . . . . . . . 155 Assessed and Estimated Actual Value of Taxable Property - Last Ten Years . . . . . . . . . . . . . . . . . . .. . . . . . . . 156 Assessed and Estimated Actual Value of Taxable Property by Classification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157 PrincipalTaxpayers , . . , . , , , . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158 Property Tax Levy from Direct and Overlapping Governments Applicable to Most Properties Located in the City - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I . . " . . . . . . . . . . . . . . . . . 159 Schedule of Direct and Overlapping Debt; Assessed Valuation , Debt, and Debt Ratios . . . . . . . . . . . . 160 Computationof Legal Debt Margin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161 Ratio of Net Direct General Bonded Debt to Assessed Value and Net Direct Bonded Debt Per Capita ; Ratio of Annual Debt Service Expenditures for Direct General Bonded Debt to General Expenditures - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162 Revenue Bonded Coverage - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163 Property Value , Construction Activity, Assessed Real Property Values and Total Street Miles - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 . . . . . . . . . . . . . . . . 165 DemographicStatistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " I . . . . . . 166 History of Sales and Use Tax Rates - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 Sales and Use Tax Revenue - Last Ten Years . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168 Residential Real Estate Sales Statistics - Last Ten Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . a . . . . . . . . . . . . . . . . . . . . . . . . 169 Wastewater Utility Enterprise SEC Rule 15c2- 12 Information . , " . . , . , , . . . . . . . . . . . . . . 60 , 00 . . . . . . . . . . . . . . . . . . . . . . . . 170 Storm Drainage Utility Enterprise SEC Rule 15c2- 12 Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176 Water Utility Enterprise SEC Rule 15c2 - 12 Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178 Transportation Services Special Revenue Fund SEC Rule 15c2-12 Information . . . . . . . . . . . . . . . . . . . . . . . . 185 DDA Tax Increment Revenue and Refunding Bonds SEC Rule 15c2- 12 Information . . . . . . . . . . . . I . . . 186 Comprehensive Annual Financial Report v THIS PAGE LEFT BLANK INTENTIONALLY. vi City of Fort Collins INTRODUCTORY SECTION Comprehensive Annual Financial Report 1 THIS PAGE LEFT BLANK INTENTIONALLY . 2 City of Fort Collins 6ii il City of Fort Collins May 7, 2004 Honorable Mayor and Members of Council and Residents and Customers of the City of Fort Collins . The City faced many challenges in 2003 . While the national economy began to recover from the recession , Colorado and the Fort Collins regional economies remained in the worst slump in many years . Other communities are competing for retail sales , which fuel the City's major revenue source — the sales tax . Investment rates plummeted to their lowest level in 40 years , cutting investment earnings to less that half of their prior amounts . Fort Collins and the west remain in drought conditions and the deadly West Nile virus struck Northern Colorado. Despite these factors , the City was able to maintain its strong financial position in 2003 . The City maintained its strong financial position with over $200 million of unrestricted fund balances overall and $23 million in the General Fund . In this context, we transmit the Comprehensive Annual Financial Report . Legal Requirements . The Charter of the City of Fort Collins and State law require the City to publish the results of its annual audit and a comprehensive report of financial statements . The City's Finance Department completed this report following generally accepted accounting principles ( GAAP ). The external auditor, a firm of licensed certified public accountants , audited the financial records in accordance with generally accepted auditing standards . To meet the requirements and to provide a clear summary of the City's financial activities we present this comprehensive annual financial report of the City of Fort Collins , Colorado for the fiscal year ended December 31 , 2003 . Responsibility and Internal Control . This report consists of management's representations concerning the finances of the City of Fort Collins . As management, we retain full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations , management has established a comprehensive internal control framework that is designed both to protect the City' s assets from loss , theft , or misuse and to compile sufficient reliable information for the preparation of the City of Fort Collins financial statements in conformity with generally accepted accounting principles . The cost of internal controls should not outweigh their benefits . Management has designed the City of Fort Collins framework of internal controls to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert , to the best of our knowledge and belief, this financial report is complete and reliable in all material respects . Independent Audit , The City Council selected BONDI & Co. LLC, a firm of licensed certified public accountants , to audit the financial statements . As the independent auditor, BONDI's goal was to provide reasonable assurance that the financial statements for the fiscal year ended December 31 , 2003 , are free of material misstatement. The audit involved examining , on a test basis , evidence supporting the amounts and disclosures in the financial statements ; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation . The auditor concluded that there was a reasonable basis for rendering an unqualified opinion that the City's financial statements for the fiscal year 2003, are fairly presented in conformity with generally accepted accounting principles . The independent audit of the financial statements of the City of Fort Collins was part of a broader, federally mandated "Single Audit" designed to meet the special needs of federal grantor agencies . The standards governing Single Audit engagements require the independent auditor to report not P.O. Box 580 • Fort Collins, CO 80522-0580 • (970) 221 -6505 • FAX (970) 224-6107 3 www. fcgov.com only on the fair presentation of the financial statements , but also on the audited government' s internal controls and compliance with legal requirements , with special emphasis on the administration of federal awards . The reports are available in the separately issued Single Audit Report of the City of Fort Collins . Management's Discussion & Analysis . Generally accepted accounting principles require that management provide a narrative introduction , overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (" MD&A" ) . Management has designed this transmittal letter to coordinate with the MD &A. Users of this report should read this letter and the MDA&A . The MD&A begins on page 19 , immediately following BOND1's independent audit report . Profile of the City of Fort Collins The City of Fort Collins , incorporated in 1872 , is located in north central Colorado , east of the continental divide . It is the fifth largest city in Colorado in terms of population . The City's corporate limits encompass 51 square miles of land . It has been growing rapidly over the last 20 years and has had one of the strongest local economies in the nation . The City is the county seat of Larimer County. It is also home to Colorado State University with an enrollment of over 25 , 000 students and many Federal and state agencies . Public entities own about 30% of the land within the City's corporate limits. The City is a home rule city, organized under provisions of the Colorado Constitution . The City Charter, adopted in 1953, provides for the council-manager form of local government. The voters directly elect the mayor to serve a two-year term . Within districts , voters elect six Council members on a non -partisan basis , to staggered four-year terms . The financial statements , schedules , and statistical tables contained in this report include all funds and account groups under the control of City Council . The Council is responsible for passing ordinances , adopting the two-year budget and annual appropriations ordinance , appointing advisory board and commission members , and hiring the city manager, city attorney, and municipal judge . The city manager is responsible for implementing the policies and ordinances of Council , overseeing the day-to-day operations , and for appointing service area directors and other staff members . The City provides a full range of municipal government services to approximately 130 , 566 residents . These services include all general purpose municipal services authorized by its Charter, including general government, public safety, streets and highways , health and welfare , culture and recreation , transportation , public works , development, and public utilities . The City's utilities include electric distribution , water treatment, wastewater treatment , and storm drainage . Management includes component units in the reporting entity to conform to Governmental Accounting Standards Board Statement No. 14 . The financial statements include all funds and account groups that make up the legal entity of the " primary government" , namely the City, as well as organizations for which the City is financially accountable . The City's reporting entity includes the Downtown Development Authority , General Improvement District No . 1 , and the Fort Collins Capital Leasing Corporation . Management has designed the financial statements to allow financial statement users to distinguish between the primary government and its component units. The Poudre Fire Authority provides fire protection services to the region around and including the City and its residents. The City and Poudre Valley Fire Protection District created the Authority in 1982 to provide consolidated fire and emergency services within the territorial limits of both entities . The Authority was created as an independent governmental authority under Colorado law 4 City Of Fort Collins and is governed by its own board . The City accounts for the Authority as a joint venture . This organizational arrangement has improved insurance ratings , lowered costs to taxpayers , enhanced ability to respond to major fires , and eliminated duplicate support services . In addition to fire protection , the Authority provides emergency medical services , hazardous materials response , inspection , public education , and investigation services . The Finance Department prepares separate financial statements for the Poudre Fire Authority. The City' s annual appropriations ordinance , adopted before the end of November of each year, sets the foundation for the financial planning and control . Council adopts the budget every two years , following a multi-month process of revenue estimation , spending requests from service areas , study sessions , and internal meetings . The city manager provides the two-year budget to Council in September of odd- numbered years . The Council is required to hold public hearings on the budget and adopt it by the end of November. The appropriations ordinance is prepared and adopted by fund and in the case of capital projects and grants , by project and grant . The Charter requires balanced annual appropriations in which expenditures may not exceed revenues and fund balances , with some exceptions for emergencies . During a fiscal year, the Council , by recommendation from the city manager, may approve supplemental budget appropriations . Within a fund , the city manager may transfer appropriations between programs . Between funds and capital projects , the Council may make transfers based on city manager recommendations . In this report , management has provided budget to actual comparisons for each individual governmental fund for which the Council has made appropriations . For the General Fund , this comparison is presented on page 42 as part of the basic financial statements for the governmental funds . For governmental funds , other than the General Fund , this comparison is presented in the governmental fund section of this report, which starts on page 43 . Also included in the governmental fund section are project-length budget-to-actual comparisons for each governmental fund for which a project-length budget has been adopted . Factors Affecting Economic and Financial Condition For additional context to readers of the Comprehensive Annual Financial Report , management provides the following comments about the economy and financial status . Local economy. From the early 1990s to the middle of 2001 , the City experienced a period of extremely strong economic growth . Many of the local technology firms expanded , which led to more jobs and higher incomes . Due to the structure of the local economy, particularly the many companies that export nationally and globally, the 2001 recession has proven to be a severe setback . For the City, the recession has manifested itself as numerous layoffs , reduced hours , and diminishing payrolls . This in turn leads to households lowering their spending and this directly affects the City's major revenue source for governmental services , the sales and use tax . In 18 of the last 24 months preceding the end of 2003 , total sales and use tax collections were below budget projections . In 17 of the last 24 months total sales and use tax collections were lower than the corresponding month of the prior year. The first five months of 2004 have seen solid growth . Late in 2001 , the city manager provided a five-point strategy to weather an economic downturn . As the weakening economy developed , the City executed the expenditure control plan and reduced spending in 2002 by over $4 million and reduced 2003 spending by $4 .4 million . In the following table , management displays a table of important indicators of the City' s local economy . Employment growth in the county stalled in the last half of 2001 and has not regained Comprehensive Annual Financial Report 5 momentum since . In the third-quarter of 2003 (the latest data available ), total jobs in Larimer County declined by 1 , 826 or 1 , 50 % . Total wages were up 1 . 84% and average wages up 3 .2% . Manufacturing jobs , a primary driver of personal income , decreased by 7 .3% . Total wages in the manufacturing category were down 2 . 33% . For workers still employed , average wages rose by 5 .4 % . Government jobs were down by 14 % ; total wages and average wages each increased by 7 . 2 % . The unemployment rate in the table is an annual average . Unemployment in Colorado is high but appears to have stabilized . At the end of 2001 it was 5 . 2% , by the end of 2002 it reached 5 . 7% , during 2003 it reached a high of 6 . 5% (March 2003) and by the end of 2003 the rate fell back to 5 . 6% . This probably understates the level of unemployment because , following a recession , many people become discouraged and stop trying to find work. The essential economic indicators for the City were mixed in 2003 . Even though population grew at 2 . 93% , single family housing permits declined . Use tax from business fell even with an increase in the valuation of the new construction sector. Sales tax collections were down for the second year in a row, a first in the City's history. Growth in inflation , as measured by the Denver-Boulder- Greeley Consumer Price Index was about 0 , 87% lower than 2002 , the lowest reading in the last six years . During the second half of 2003 , the index was the lowest it has been in the history of the Denver- Boulder-Greeley regional index . Key Economic Indicators for Fort Collins 1999-2003 Actual 1999 2000 2001 2002 2003 County Employment Data Annual Unemployment Rate in Percentage 3 .08 2.96 3 .53 5 . 15 5.69 Actual Change (0.74) (0. 12) 0.57 1 .62 0.54 Total Employment (ES202) 3 -Quarter Average 116,641 122, 179 1229048 121 ,546 1193720 Percentage Change 2.79% 4.75% -0. 11 % -0.41 % - 1 .50% City Building and Construction Residential Building Permits 19892 11582 1 ,899 11540 19398 Percentage Change 11 . 10% - 16.38% 20.04% - 18.90% -9.22% New Construction Valuation - Total $400,858,459 $3109921 ,759 $34796209126 $280,630, 125 $292,412,644 Percentage Change 35.41 % -22.44% 11 .80% - 19.27% 4.20% City Sales & Use Tax Collections City Sales and Use Tax Collections $63,881 ,484 S6592731761 $71 , 1687086 $68,200,543 $671694,3E Percentage Change 11 .99% 2. 18% 9.03% -4. 17% -0.74% Sales Tax Collections 49, 168,727 539642,507 56,857,422 565641972 56,313,789 Percentage Change 9.33% 9. 10% 5 .99% -0.51 % -0.44% Use Tax Collections 14,712,757 11 ,63I ,254 149310,664 117635,571 111380,913 Percentage Change 21 .88% -20.94% 23 .04% - 18 .69% -2. 19% Use Tax from Business 7987170831 593239400 75261050 5,2869393 41762,606 Percentage Change 30.53% -3237% 41 .38% -29.76% -9.91 % City Population Population 112,900 1185652 1223377 126,848 130,566 Percentage Change 3.60% 5.09% 3. 14% 3 .65% 2.93% r egional Consumer Price Index enver-Boulder-Greeley CPI-U ( 1982-84= 100) 166.60 173 .20 181 .30 184.80 186.75 Percentage Change 2.90% 3.96% 4.68% 1 .939 1 .06% 6 City of Fort Collins Despite the weakening economy, the City's financial health remained strong through 2003 . At year-end , the City held $200 . 7 million in unrestricted fund balances , approximately $2 . 5 million less than 2002 . Please see page 23 for more information about the City' s total assets . Outlook for 2004=2005 . Management remains concerned about the viability of the local economy and how slow the recovery from the recession will be . Historically, Colorado State University has been a stable employer that has buffered the City from severe economic downturns . Due to the severe cutbacks in the State of Colorado budget , the University may not be able to play as strong a role to offset the impacts of the downturn . In addition , several regional manufacturing and high - tech firms have reduced staffing levels and frozen wage levels over the last four years . The outlook is for a long slow recovery . While some of the foundation for a national economic recovery is in place , labor markets are still weak and consumer confidence is still low . The City faces more competition for retail sales in northern Colorado . Historically, Fort Collins has been a regional shopping magnet . However, other cities (Loveland and Greeley) in northern Colorado have also expanded their retail bases . The City's economy and corresponding revenue structure faces several risks . The first is the extension of the recession or weakened economy . Colorado and other western states have been hit especially hard by the downturn . Forecasters say that the Colorado economy is likely at the low point of the downturn however, the turnaround will be gradual . The next major risk is the erosion of the sales tax base due to transactions that occur over the Internet . As this method of commerce continues to grow and if it retains preferential tax treatment , states and cities will lose more and more sales taxes . Fort Collins will also face increased competition for retail sales as Loveland and Windsor shopping venues are developed . The City will remain in its role as the primary city in northern Colorado , but its economic base will face much stiffer competition from other regional cities . The City will need to persevere in its diligent efforts to manage its resources while responding to demand for services . Long -term financial planning . Council and management are working on several long -term plans that will affect the City ' s financial position . Through financial management policies , Council has set priorities among the services it provides . For the past few years and into the immediate future these policies put the highest priority on basic services . Below, management has highlighted a few of the services for which long -term planning is underway . Transportation . Transportation programs are supported primarily by two funds : Transportation Fund and General Fund . Revenues from non-General Fund sources are projected to remain relatively stable . Revenues from the General Fund are expected to be reduced which translates into some service reductions . In an effort to add significant funding to the meet transportation needs , the City management presented two transportation packages to the voters in April 2003 , an additional one-quarter cent sales tax and a one-percent tax on construction . The packages were defeated by the voters . Water Utility Drought Response . After several consecutive years of below average precipitation , the City, like many other western states and cities , faced severe drought conditions . The City has adopted water restrictions , adjusted reserves and has delayed some capital projects . Police . In the 2002 budget, the City began to set aside money in an account for a new police services building . Money has been earmarked from base budget revenue sources and will continue for the next few years during which time the City will probably complete a long-term financial obligation ( bonds or capital leasing ) to finance the construction of the facility. In addition , Comprehensive Annual Financial Report 7 the long-term planning budget calls for the addition of more police officers in each of the next ten years to improve upon the current service standard . Stormwater . Due to the 1997 flood , the Council has embarked on a master plan to improve significantly the drainage flows in the City . In accordance with the approved stormwater capital improvements and financing plan , the service-based fees for the stormwater utility have been broadened and increased significantly in the last several years . Improvements to the City 's basins and levees are scheduled to be completed within the next two years . Financial Reporting , The City's Finance Department will continue its implementation of new Governmental Accounting Standard Board Statements . For 2003 , the Department has implemented Statement 40 . This new accounting standard will provide a more accurate representation of the City's investment portfolio ' s credit risk and interest rate risk position . Open Space and Natural Area Preservation . In 2002 , Council completed a review and adopted a funding strategy for acquisition and maintenance of natural areas , community separators , and open space . Proceeds from Larimer County' s sales tax for open space will provide the City with over $ 100 million through 2018 . City voters extended the City 's dedicated sales tax levy for open space and natural areas to 2030 . Capital Projects . Finally, management has begun the process for the renewal of the Building Community Choices taxes that will expire at the end of 2005 . Through planning and preparation , the City has been able to present a slate of needed capital projects to voters . The City has successfully used this strategy to fund tax-supported capital needs since the 1970s . Pension Fund Summary. In 2003 , the City maintained one defined benefit pension trust fund to account for the General Employees ' Retirement Plan . During 2003 , the Plan produced an 18 . 8% rate of total return compared to the actuarial investment assumption of 7 . 5% . At year-end , the Plan held assets with a market value of $ 34 . 1 million , an increase of $5 million from the prior year. The increase in assets is due to extraordinarily good investment results . The assets of the Plan cover 77 % of the projected benefits . The City may need to increase the rate at which it is contributing to the Plan . Credit Ratings . To attain the lowest possible interest rates and to be sure it has the widest markets for its bonds, the City obtains credit ratings from the major rating services . Stronger ratings lower interest rates and the cost to taxpayers and users of City services . In some cases , the City may also purchase insurance when the economic analysis shows more benefit than cost. Bond insurance provides additional support for the creditworthiness of the bonds and improves ( lowers ) the interest costs . The City's most recent bond ratings are as follow : Fort Collins Bond Issue Credit Ratings Ratings Issue Moody' s Standard & Poor's Sales & Use Tax Revenue' Aa2 No rating Highway Users Tax Revenue Aa2 No rating Sewer Revenue' Al No rating General Obligation Water Aal AA Water Revenue A2 A+ Storm Drainage Revenue Al A+ Lease Certificates of Participation Aa2 No rating `Fitch has rated the City's Sales & Use Tax Revenue Bonds "AA" and the City's Sewer Revenue Bonds "AA-" . 8 City of Fort Collins Credit rating agencies base their ratings of the City' s general government debt on a combination of factors . These key factors include debt burden , economic characteristics , government organization , and financial performance . The agencies do not view any one factor as most important . They weigh strengths and weaknesses in each area within the context of potential impact on issuer's ability and willingness to repay the debt . The statements below summarize the City's credit position . Moody's Investors Service believes " Fort Collins' financial operation will continue to be characterized by a trend of ample reserves and a strong cash position given the city's prudent fiscal management and continued revenue growth . . . Moody's expects reserve levels to remain strong mitigating concerns associated with the city's large dependence on sales and use taxes . Moody's expects that the city's conservative budgeting and spending practices , which have sustained a sound financial position , will continue , and that satisfactory financial operations will be maintained . " [2003 Sales and Use Tax Bond Rating] Fitch Ratings stated : "The 'AA' rating reflects Fort Collins' very strong debt service coverage, rapid amortization , and overall economic health . The 'AA' rating also reflects low debt levels with no current plans to issue additional sales and use tax revenue debt . Risks include possible revenue volatility due to future economic fluctuations and the city's heavy reliance on sales and use taxes as a main source of revenue . The Rating Outlook is stable . " [2003 Sales and Use Tax Bond Rating] Cash Management . Through a treasury and investment management program , the Finance Department maximizes investment earnings on temporarily idle cash while ensuring that adequate moneys are available to make full and timely payments to vendors . The Department invests for periods ranging from overnight to several years , based on need . In making investment decisions , staff considers the legality, security, and yield of the investment . In 2003 , the City earned approximately $ 7 . 9 million on its fixed income investments . The yield on the City' s fixed income investments (excluding the General Employees ' Retirement Plan ) was 2 . 6% . Risk Management. During the mid- 1980s , the City instituted a risk management program . The activities of the program are accounted for in the Self-Insurance Fund . The purpose of the program is to analyze and provide for the City' s insurance needs and accumulate adequate reserves for self- insurance . The City began self-insuring for workers compensation in 1989 . The annual actuarial study performed in early 2004 shows that the recorded liability for workers compensation and liability claims payable is reasonably adequate to cover all known claims and incurred -but- not-reported claims as of December 31 , 2003 . The City also has a large retention (deductible ) for all liability claims . State Constitutional Growth Limit . In 1992 , the voters of the State approved an amendment to the Colorado State Constitution . Now codified as Section 20 of Article X (the "Section " ) , the amendment imposes annual revenue and spending growth limitations on all governments in the State . In addition to the revenue and spending growth limitations , the Section requires voter approval before the imposition of new taxes , tax rate increases , mill levy increases , or other changes in policy that increases tax revenues . In the absence of voter approval , the Section prohibits the creation of any multiple fiscal year debt or other financial obligation (except refinancing at a lower rate ) . The Section requires that revenues that exceed the limit be returned to taxpayers during the next calendar year. If revenues decrease in any fiscal year, the lower amount becomes the new base for computing the next year' s limits . Comprehensive Annual Financial Report 9 The Section provides for two components in setting the revenue and expenditure growth limits . The first is the percentage change in the annual Denver- Boulder-Greeley Consumer Price Index for Urban Consumers . The second component is percentage change in the actual value of all real property within the City , due to construction of taxable improvements and annexation . For the 2003 fiscal year, the Consumer Price Index component was 1 . 93% and the local -growth component rose by 3 . 5 % . When the combination of these two factors are applied to the 2002 revenue base , the revenue limit for 2003 was approximately $ 131 . 5 million . The revenue subject to the limit in 2003 totaled approximately $ 125 million . This amount is below the limit by $6 . 5 million . The Section has a separate , but overlapping , revenue limit for property tax . The City exceeded the property tax limit by about $2 .4 million . The City will use revenue over the limit for transportation and public safety projects . For projection purposes , the City anticipates that the Consumer Price Index will trend lower and the local growth component will be higher in 2004 . In 1993 , the City' s voters approved an amendment to the City Charter to classify the utilities as enterprises . Therefore , they are not subject to the provisions of the Section . All other funds of the City are subject to the Section . Certain revenue , for example , proceeds from property sales and federal grants , is exempt from the limit. In 1997 , voters approved multi -year retention and use of revenue over the growth limit. The City may use the retained revenue only for spending in four categories : public health and safety ( including environmental monitoring and mitigation ), growth management , transportation services , and maintaining and repairing public facilities . In accordance with the Section , the City has established an emergency reserve equal to three percent of governmental revenue to use for declared emergencies . In the opinion of the City' s management, the City complies with all provisions of the Section . In the 2003 Report, both the required emergency reserve and the amount in excess of the revenue limit are included in the reserved fund balance of the General Fund on page 38 . Awards and Acknowledgements Independent Audit. Colorado law and the City Charter require the City to have its financial statements audited by an independent firm of certified public accountants . The Council selected BONDI & Co. LLC to fulfill the requirement. BONDI provided an unqualified opinion on the 2003 financial statements . Certificate of Achievement for Excellence in Financial Reporting . The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Fort Collins for its comprehensive annual financial report for the year ended December 31 , 2002 . This was the seventeenth consecutive year that the City has achieved this prestigious award . In order to earn a Certificate of Achievement , a governmental unit must publish an easily readable and efficiently organized comprehensive annual report. This report must satisfy both generally accepted accounting principles and applicable legal requirements . We have included a reproduction of the Certificate of Achievement at the end of the introductory section of the comprehensive annual financial report . A Certificate of Achievement is valid for a period of one year only . We believe that our current comprehensive annual financial report continues to meet the requirements of the Certificate of Achievement Program and we will submit it to the GFOA to determine its eligibility for another certificate . The 2002 Report also received a " Commendable Service" classification from the Cayenta Outstanding Community Awards . 10 City of Fort Collins Award for Distinguished Budget Presentation . The GFOA recognized the City with an award for Distinguished Budget Presentation for its two-year budget for fiscal years 2002-2003 . This marked the seventeenth consecutive time the City received the Award . In order to receive this award , a governmental unit must publish a budget document that meets program criteria as a policy document, an operations guide , a financial plan , and as a communications device . Acknowledgments. We recognize the dedicated efforts of all officials and staff involved in managing and accounting for the City's financial operations . The process of financial planning , management, and accounting requires a team effort by City Council and City staff to be successful . The preparation of this 2003 Comprehensive Annual Financial Report was made possible by the dedicated service of the entire Finance Department . We would like to recognize the members of the Accounting Division who worked many extra hours to ensure the completion of this document and fulfill other financial responsibilities over the past few months . We also thank BONDI & CO. LLP, the firm that serves as the City's external auditor. Staff members from BONDI have been very helpful in meeting audit report deadlines . Through the challenges , we are resolved to deliver the best possible services to the Fort Collins community. Respectfully submitted , ZV Jo n F . Fischbach Alan J . Krcmarik Charles M . Seest, CPA City Manager Financial Officer Accounting & Financial Reporting Manager Comprehensive Annual Financial Report 1 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Fort Collins , Colorado For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31 , 2002 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. OFMrot _ g AM A" a�n President s C Executive Director 12 City of Fort Collins City of Fort Collins 2003 Organization Chart Residents and Customers of the City of Fort Collins "I = V Council and Mayor Boards & Commissions City Attorney City Manager Municipal Judge Component Units City Clerk Joint Ventures Downtown Development Authority Block 31 Fort Collins Capital Leasing Corporation Fort Collins-Loveland Airport General Improvement District No. 1 Harmony Library Poudre Fire Authority Platte River Power Authority North Front Range Transportation & Air Quality Planning Council Administrative Communication & Community Planning & Services Technolo¢v Services Environmental Services Finance Communication & Advance Planning Human Resources Public Involvement Building & Zoning Operations Services Geographic Information Systems Current Planing Information Technology Natural Resources Cultural, Library, & Police Services Transportation Services Utility Services Recreational Services Cultural Services Information Services Engineering Light & Power Library Investigative Services Streets Stormwater Parks Uniformed Services Traffic Operations Wastewater Recreation Transit Services Water Transportation Planning Transportation Demand Management Comprehensive Annual Financial Report 13 City of Fort Collins , Colorado List of Elected and Appointed Officials Elected Officials : Mayor and City Council RandolphR. Martinez . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mayor William J. Bertschy,. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mayor Pro Tem, District I Council Member Eric C . Hamrick . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . District 3 Council Member Kurt Kastein . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . District 4 Council Member David Roy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . a . . . . . . . . . . . . . . . . . . . . . . District 6 Council Member Marty Tharp . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . District 5 Council Member Karen Weitkunat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I . . . . . . . . . District 2 Council Member Council Appointed Officials John F . Fischbach. . . " . , . . , . . , . . . . . . . . . . I ., . . . . . . . . . . . . . . . . . City Manager . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . WandaKrajicek . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . City Clerk* StephenJ. Roy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . City Attorney Kathleen Lane . . . . . . . . . . . . . . . . . . . . . Municipal Judge . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . * City Manager appointed, City Council approved. Executive Lead Team JohnF . Fischbach. , . , , . , , . , . , . . . . . . . . . 64 0 6 * 4 4004 0000010 , 6 * 4 004 Poo 01 , 110 , City Manager DianeJones . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Deputy City Manager Darin Atteberry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Assistant City Manager Martin J. Heffernan . . . . . . . . . . . . . . . . . . . . . . . Director of Cultural, Library and Recreational Services Greg Byrne . . . . . . . . . . . . . . . . . Director of Community Planning and Environmental Services Ron Phillips . . . . . . " . . . . . . . . & * " bad 604 04 * 01 , 1111 , . . . . . . . . Director of Transportation Services Mike Smith, . , . , . . . . . . . I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. a # , 4 * & 4 0 * , . * 0 # * * . Director of Utility Services DennisHarrison . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Police Chief John Mulligan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . Poudre Fire Authority Chief StephenJ. Roy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . a . . . . . . City Attorney WandaKrajicek . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . City Clerk Finance Department AlanJ . Krcmarik . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Financial Officer Sherrie Temple ., . , . 01 . 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Assistant Finance Director Charles M . Seest, CPA. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Accounting and Financial Reporting Manager James B .O ' Neill II, CPPO . . . . . . . . . . . . . . . . . . . . . . . . . . . Director of Purchasing and Risk Management 14 City of Fort Collins FINANCIAL SECTION Comprehensive Annual Financial Report 15 THIS PAGE LEFT BLANK INTENTIONALLY. 16 City of Fort Collins t BONDI & Co. LLC 44 INVERNIESS DRIVE EAST (303) 799-M6 PHONE ENGLEWOOD, COLORADO $0112 CERTIFIED PUBLIC ACCOUNTANTS (800) 250-9093 TOU. FREE www,bondico.corn MANAGEMENT CONSULTANTS (303) 799-6926 FAX Honorable Mayor and Members of the City Council and City Manager City of Fort Collins Fort Collins , Colorado Independent Auditors' Report We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units , each major fund , and the aggregate remaining fund information of the City of Fort Collins, Colorado, as of and for the year ended December 31 , 2003 , which collectively comprise the City's basic financial statements as listed in the table of contents . These financial statements are the responsibility of the City of Fort Collins , Colorado ' s management . Our responsibility is to express an opinion on these basic financial statements based on our audit . We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement . An audit includes examining, on a test basis , evidence supporting the amounts and disclosures in the financial statements . An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion . In our opinion, the financial statements referred to ' above present fairly, in all material respects , the respective financial position of the governmental activities , the business-type . activities , the aggregate discretely presented component units , . each major fund , and the aggregate remaining fund information of the City of Fort Collins , Colorado , as of December 31 , 2003, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General , Sales and Use Tax, and Transportation Services funds for the year then ended in conformity with accounting principles generally accepted in the United States of America . 17 Affilisse Offices Woddwi& Honorable Mayor and Members of the City Council and City Manager City of Fort Collins Fort Collins, Colorado In accordance with Government Auditing Standards, we have also issued our report dated May 7 , 2004 on our consideration of the City of Fort Collins, Colorado' s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations , contracts, and grants . That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The Management' s Discussion and Analysis on pages 19 through 31 , the Schedule of Net Pension Obligation, Pension Cost and Employer Contributions on page 78 , and the Modified Approach for City Streets Infrastructure Capital Assets on pages 79 through 80, are not a required part of the basic financial statements but are supplementary information required by the Governmental Accounting Standards Board . We have applied certain limited procedures, which consisted primarily of inquiries of management regarding the methods of measurement and presentation of the supplementary information . However, we did not audit the information and express no opinion on it. Our audit was made for the purpose of forming opinions on the financial statements that collectively comprise the City of Fort Collins Colorado's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and statistical tables are presented presented for purposes of additional analysis and are not a required part of the basic financial statements . The combining and individual nonmajor fund financial statements have been subjected to the auditing procedures applied in the audit of the basic financial statements and , in our opinion , are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and , accordingly, we express no opinion on them. May 7 , 2004 BONDI & Co. uc 18 MANAGEMENT ' S DISCUSSION AND ANALYSIS The City of Fort Collins (the City) offers the readers of the City's financial statements this narrative overview and analysis of the financial activities for the fiscal year ended December 31 , 2003 . In addition to this overview and analysis based on currently known facts, decisions and conditions, the City would encourage readers to consider the information presented in the City' s letter of transmittal and the City' s financial statements, which begin on pages 3 and 33 of this report, respectively. Financial Highlights ➢ The assets of the City exceeded its liabilities at the end of the fiscal year ended December 31 , 2003 by $997 million (net assets). Of the net asset balance, $201 million is unrestricted and is available to meet the government's ongoing obligations in accordance with the City' s fund designations and fiscal policies. ➢ The City's net assets increased by $48 million (5 . 1 %). The governmental net assets increased by $23 million (4 .4%) and the business-type assets increased by $25 million (5 .9%). ➢ The General Fund, the City 's primary operating fund, reported an increase of $4. 8 million ( 14. 8%) on a current financial resource basis. ➢ As of December 31 , 2003, unreserved fund balance for the General Fund was $ 17. 1 million or 24.0% of total General Fund expenditures of $71 . 3 million. ➢ The City's total long-term debt decreased by approximately $ 12.6 million during the current fiscal year. Within that activity, the City' s governmental debt and business-type debt decreased by $2 .3 million and $ 10.3 million, respectively. The City issued $5 .7 million in refunding bonds during the year to take advantage of favorable market interest rates. ➢ The City' s revenues from local sources, primarily sales and use taxes, showed a significant shortfall from original budget estimates during fiscal year 2003 . A slight decline in business and construction activity also impacted other fees and charges collected by the City. These factors were monitored throughout fiscal year 2003 , and the City cut $2.5 million from the original overall budget as a result. These lower revenues will also impact the unreserved fund balances and operating revenues available to the City in 2004. City management continues to evaluate primary revenue sources and expenditures. City management also imposed a wage freeze during 2003 and extended it to 2004 in an attempt to restrain the growth of expenditures. ➢ The City has also been impacted by a drought in the western United States that is now entering its fifth year. As a result of water conservation by residents and other customers over the last year, the City's Water Utility was able to lift the watering restrictions and reduce the restructured water rates it imposed during 2003 in response to the drought. City management will continue to monitor the drought and its long-term effects on the both the City ' s ability to provide water at current service levels and also meet the demand levels of projected growth and development. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City' s basic financial statements. The City' s basic financial statements consist of the following three components: 1 ) Government—Wide Financial Statements, 2) Fund Financial Statements and 3) Notes to the Financial Statements. Other supplementary information is also included at the end of the report. Comprehensive Annual Financial Report 19 Government-Wide Financial Statements. The government—wide statements are designed to provide readers with a broad overview of the City's finances using the accrual basis of accounting, the basis of accounting used by most private-sector businesses. The statement of net assets presents information on all of the City' s assets and liabilities. The difference between assets and liabilities is reported as net assets. Over time, increases and decreases in net assets may provide an indication of whether the City's financial position is improving or deteriorating. The statement of activities presents information reflecting how the City's net assets have changed during the fiscal year just ended. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of the related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future periods (e.g., uncollected taxes and earned but unused vacation leave). The government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety - police and judicial, public safety - fire service provided under an intergovernmental agreement, cultural, library and recreational services, community planning and environmental services, and transportation. The business-type activities of the City include light and power, water, wastewater, storm drainage, and golf. The government-wide financial statements also include the City of Fort Collins ' Downtown Development Authority as a discretely presented component unit of the City. In prior years, the North Front Range Transportation and Air Quality Planning Council (Planning Council) was presented as a discrete component unit of the City. However, during the fall of 2003 , the Planning Council secured adequate funding to sustain its operations independent of the City. As a result, the Planning Council is now considered a joint venture in which the City participates alongside other local government entities in the region. As of year-end 2003 , the Planning Council will issue its own financial statements, which should be reviewed for additional information. See Note 1 in the notes to the City' s financial statements for more details regarding these entities and their relationship to the City. Fund Financial Statements. Traditional users of the City' s financial statements will find the fund financial statement presentation more familiar. The focus is now on major funds rather than fund types. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. A major fund should generally meet both of the following criteria: 1 ) total assets, liabilities, revenues, or expenditures/expenses are at least 10% of the corresponding total (assets, liabilities, etc.) for that fund type (i.e. , governmental or enterprise funds) and 2) total assets, liabilities, revenues, or expenditures/expenses of the individual governmental or enterprise fund are at least 5% of the corresponding total for all governmental and enterprise funds combined. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to report those same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide statements, the fund financial statements are prepared on the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recognized when they become measurable and available, and expenditures are recognized when the related fund liability is incurred, with the exception of long-term debt and similar long-term items which are recorded when due. Therefore, the focus of the governmental fund financial statements is on near-term inflows and outflows of spendable resources as well as on the balance of spendable resources available at the end of the fiscal year. 20 City of Fort Collins Since the focus of the governmental funds is on near-term resources, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government- wide financial statements. To facilitate this comparison, reconciliations are provided for both the governmental fund balance sheet and the governmental statement of revenues, expenditures, and changes in fund balances. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balances for the General Fund, Sales & Use Tax Special Revenue Fund, the Transportation Special Revenue Fund and the Capital Projects Fund. These four funds are considered to be major funds. Data from the other governmental funds is combined into a single, aggregated presentation. Individual fund data for each of these non-major funds is provided in the form of combining statements located within the supplementary information following the notes to the financial statements. The City adopts an annual appropriated budget for all of its governmental funds. A budgetary comparison statement has been provided to demonstrate compliance with this budget. The basic governmental fund financial statements can be found on pages 38-44 of this report. Proprietary funds, The City maintains two different types of proprietary funds, enterprise and internal service fiends. The proprietary fund financial statements are prepared on the accrual basis of accounting. Enterprise funds are used to report the same functions presented as business-tune activities in the government-wide financial statements. The City uses enterprise finds to account for its light & power, water, wastewater, storm drainage and golf operations. Internal service funds are accounting devices used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for employee benefits provided by the City, its communications system, its fleet of vehicles and its self-insurance programs. Aside from the fleet of vehicles, these services predominantly benefit the governmental rather than business-type functions, As such, they have been included within the governmental activities in the government-wide financial statements. The activity in the Equipment Fund used for monitoring the fleet of vehicles is allocated between the governmental and business- type activities based upon actual usage. In addition, the utilities use an internal service fund to account for customer and administrative services. Because this fund is used solely by the utilities, it is included within the business-twe activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The Light & Power, Water, Wastewater and Storm Drainage enterprise funds are considered to be major funds and are therefore presented separately within the proprietary fund financial statements. The Golf Fund is presented as a non-major enterprise fund. All internal service funds are considered to be non-major funds and therefore are combined into a single, aggregated presentation in the proprietary fund statements. Individual fund data for each of the non-major proprietary funds is provided in the form of combining statements located within the supplementary information following the notes to the financial statements. The City adopts an annual appropriated budget for all of its proprietary funds. A budgetary comparison statement has been provided to demonstrate compliance with this budget. The basic proprietary fund financial statements can be found on pages 46-51 of this report. Fiduciary funds. The City maintains two different types of fiduciary funds, trust and agency funds. The fiduciary fund financial statements are prepared on the accrual basis of accounting. The fiduciary funds are used to account for resources held by the City in a trustee capacity or as an agent for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City' s own programs. The funds underlying each of the fiduciary fund types are combined into a single, aggregated presentation in the fiduciary fund statements. Individual fund data for each of the fiduciary funds is provided in the form of combining statements located within the supplementary information following the notes to the financial statements. Aside from the General Employees ' Retirement Plan Trust fund, the City does not adopt an annual appropriated budget for its fiduciary funds. A budgetary comparison statement for the General Employees ' Retirement Plan Trust fund has been provided to demonstrate compliance with the budget. Comprehensive Annual Financial Report 21 The basic fiduciary fund financial statements can be found on pages 52-53 of this report. Notes to the Financial Statements. The notes to the financial statements are considered an integral part of the basic financial statements since they provide additional information needed to gain a full understanding of the data provided in both the government-wide and fund financial statements. The notes to the financial statements can be found on pages 55-77 of this report. Required Supplementary Information. In addition to the basic financial statements, which include the accompanying notes, this report also presents required supplementary information regarding the City's net pension (obligation)/asset and the annual pension cost to provide pension benefits to the employees covered by its retirement plan. The City has also elected to use the modified approach to account for and report its street infrastructure capital assets. The City has included required supplementary information that explains the modified approach and recent assessments that have been performed using the related asset management system. These schedules can be found on pages 78-80 of this report. Combining Statements. The combining statements referred to earlier in connection with the non-major governmental funds, non-major enterprise fund, internal service funds, and fiduciary funds are presented following the required supplementary information. In addition, budget statements for the Capital Projects Fund, the major enterprise funds, and the component unit are also presented following the required supplementary information. Infrastructure Assets. While the City elected to early implement the major model portions of Governmental Accounting Standards Board Statement No. 34 (GASB 34), Basic Financial Statements — and Management's Discussion and Analysis (MD&A) — for State and Local Governments, the City deferred implementation of the infrastructure portion of the Statement for current year activity and inception-to-date balances until 2002 and 2003 , respectively. GASB 34 requires the City to have completed this implementation, including the inception to date balances, by the end of fiscal year 2006 . Historically, infrastructure (roads, bridges and capital improvements other than buildings) has not been reported nor depreciated in governmental financial statements. Infrastructure represents a significant portion of a government' s assets. Similarly, the outflow of resources expended by a government to maintain infrastructure also represents a sizable portion of its operations. GASB 34 requires that the infrastructure assets be valued and reported within the governmental column of the government-wide statements. In addition, GASB 34 requires that the government elect to either (a) depreciate these assets over their estimated useful lives or (b) use the modified approach whereby the government develops an asset management system to maintain the service delivery potential of these assets indefinitely. In 2002, the City elected to utilize the modified approach to address a majority of its infrastructure assets, particularly its street system capital assets. In using the modified approach, the City will be required to utilize its asset management system and periodically (at a minimum every three years) by category, measure and demonstrate its maintenance of the assets at a locally determined level of service. Over time, this information regarding the condition and maintenance of the government's infrastructure assets should assist the readers of the financial statements in evaluating the local government. See the required supplementary information for further detail. Government-wide Financial Analysis This is the third year that the City has presented its financial statements under the new reporting model required by GASB 34. Adjustments have also been made to some prior year balances due to restatements related to placing the inception to date infrastructure balances in the financial statements. 22 City of Fort Collins Statement of Net Assets The following table reflects the condensed Statement of Net Assets . Statement of Net Assets as of December 31 , (amounts expressed in thousands) Governmental Business-type Total Activities Activities Primary Government 2003 2002 2003 2002 2003 2(L02 Current and other assets $ 1791591 $ 187, 714 $ 127, 752 $ 139,455 $ 307,343 $ 327, 169 Capital assets 448,385 226,840 463,768 440,768 912* 153 667,608 Total assets 627,976 414,554 591 ,520 580,223 1 ,219,496 994,777 Other liabilities 42,665 43,818 18,491 21 , 505 61 , 156 659323 Long-term liabilities 31 , 989 349235 128,835 139, 175 1609824 1739410 Total liabilities 74,654 78,053 147,326 1609680 221 ,980 238,733 Net assets : Invested in capital assets, net of related debt 419,281 195,688 327,793 2910049 747, 074 4869737 Restricted 42,593 47, 126 71117 19,012 49,710 66, 138 Unrestricted 91 ,448 93, 687 109,284 10%482 2000732 203, 169 Total net assets $ 553,322 $ 336,501 $ 444, 194 $ 419,543 $ 997,516 $ 756,044 For more detailed information see the Statement of Net Assets on page 35 of this report. By far the largest portion of the City' s net assets (74. 9%) reflect its investment in capital assets (e .g., land, buildings, machinery and equipment), less any debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City' s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City' s net assets (5 .0%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets, $200,732,000, may be used to meet the City's ongoing obligations to its citizens and creditors. The government' s total net assets increased by $48, 109,000 during the current fiscal year. This is due to growth in the governmental and business type activities of $23 ,458,000 and $24,651 ,000, respectively. This is primarily due to expansion of both the City' s streets ' and utilities ' infrastructure, which are funded by dedicated revenue sources as well as contributed capital. During 2003 , street infrastructure capital assets increased by $9. 6 million and utilities ' infrastructure increased by $24 . 1 million. In addition, the City' s capital land balance used in governmental operations increased by $6. 7 million dues to significant acquisition of open space by the Natural Areas department. Changes in Net Assets The following table reflects a condensed summary of activities and changes in net assets. Comprehensive Annual Financial Report 23 Statement of Activities & Changes in Net Assets December 31, (amounts expressed in thousands) Governmental Business-type Total Activities Activities Primary Government 2003 2002 2003 2002 2003 2002 Revenues: Program revenues: Charges for sevices $ 31 ,462 $ 31 ,215 $ 121 ,798 $ 118,679 $ 153,260 $ 1499894 Operating grants & contributions 59716 7,189 182 58 5,898 79247 Capital grants and contributions 16,215 36,973 12,696 12, 152 28,911 497125 General revenues: Sales & use taxes 68,376 699519 68,376 699519 Property taxes 132903 139503 13,903 139503 Other taxes and fees 15,708 15,416 15,708 153416 Investment earnings 2,820 52684 31041 4,719 5,861 10,403 Other 512 3 ,335 164 975 676 4,310 Total Revenues 154,712 182,834 1379881 136,583 292,593 319,417 Expenses: General government 229443 20,394 22,443 20,394 Public safety- police & judicial 229480 22,339 22,480 22,339 Public safety- fire service under IGA 12,682 12,620 12,682 12,620 Cultural, library & recreational svcs 24,777 28,687 24,777 28,687 Community planning & - environmental services 11 ,428 11 ,582 11 ,428 11 ,582 Transportation 35,261 429134 35,261 429134 Interest on long-term debt 1 ,237 19968 19237 19968 Light & power 71 ,007 68,982 71 ,007 %982 Water 2%235 199141 20,235 19, 141 Wastewater 13,759 14,357 13 ,759 14,357 Storm drainage 62826 6,499 63826 6,499 Golf 2,349 2,303 2,349 2,303 Total expenses 1302308 13%724 114,176 111 ,282 2442484 251 ,006 Increase in net assets before transfers 24,404 43,110 23,705 25,301 48,109 68,411 Transfers (946) 113 946 (113) - Increase in net assets 232458 43,223 24,651 25,188 489109 68,411 Net assets - beginning restated 52%864 2939278 41 %543 3947355 949,407 6873633 Net assets - ending $ 553,322 $ 336,501 $ 444, 194 $ 419,543 $ 997,516 $ 756,044 For more detailed information see the Statement of Activities on pages 36-37of this report. The above condensed summary of the City's governmental and business type activities for the period ended December 31 , 2003 reflects net assets increasing by $48, 109,000. The prior period is also included for comparative purposes. In addition, revenue and expense graphs have been presented below to enhance the reader's understanding of the current year activities . 24 City of Fort Collins Governmental Activities Governmental Activities increased the City's Net Assets by $23,458,000. 2003 Revenues by Source -- Governmental Activities S154.7 million Investment Other earrings Otbertaxes 1•e% l Charges for and fees services 8.4% Properly tons _ 9.0% Operating grards l contributions 3.7% Capital grants and contrftdiona Sales l use togs 10.5% 44.2% L 2003 Expenses and Program Revenues -- Governmental Activities 50 40 y- UP[ogii am Expense m 30 O R ogr am Revenue 0 -0 10 0 Genes at Tianspoitation Community Govei nmein Planning 4 Envii onmmrtal Set vices Activities Comprehensive Annual Financial Report 25 Business-type Activities Business-type Activities increased the City's Net Assets by $24,651 ,000. 2003 Revenues by Source -- Business -type Activities S137 .9 million i appal gl auts and IIN6stlnent 411110.1 C 01rt1aNltlOns - 4d1111I1gs — 0 Opetatiw31p alas a c nnU lbinbms - - 0 --- _ Coal lies fol -- SFI VIC es fll 2003 Expenses and Program Revenues -- Business -type Activities 30 TO 60 o s0 -- ■Pt oqI am Expense 'o 40 nProglam Revenue 30 >0 10 — Ligln & Powei Watel Wastee.atel Stol In Di ainAge (30" Ilcirmlas 26 City of Fort Collins Governmental activities. Governmental activities increased the City' s net assets by $23 ,458,000, accounting for 48. 8% of the City' s overall increase in net assets. Key elements of this change are due to the following: ➢ Sales & use tax revenue decreased by $ 1 , 143,000, ( 1 .6%) during the year. ➢ Property tax revenue increased by $400,000 (2.9%) during the year. This growth is attributable to new construction and annexations from Larimer County. ➢ Intergovernmental revenues decreased by $ 5,828,000 (25 .0%) during the year due to decreased activity in Transfort caused by a delay on the $2 million Phase II of the CSU Transit Center and a significant drop-off in Greater Outdoor Colorado State funding for the Natural Areas acquisitions. ➢ Investment earnings decreased by $2,864,000 (50.4%) during the year. This was primarily due to the difficult rate environment in 2003 as well as the City drawing upon its reserves to address the budget shortfall. ➢ Franchise fees for telephone, gas and cable services increased by $21 ,000 (2 . 1 %) during the year. ➢ In conjunction with reporting the street system infrastructure, capital contributions of $6.8 million were recorded. In 2003 , the City recorded $22.4 million of capital contributions for street infrastructure. These contributions represent streets in new subdivisions that were deeded to the City. ➢ Of the remaining change in revenues (a decrease of $3 . 1 million) resulting from governmental activities, $ 1 . 1 million related to a one-time sale of land from a Special Improvement District in 2002 . ➢ Of the overall decrease in governmental expenses $9,416,000, police experienced a decrease of $ 1 ,042,000 and fire services experienced an increase of $62,000. ➢ Transportations services experienced a decrease of $6,931 ,000 due to a project delays such as the CSU Transit Center and overall reduction in usage of rolling stock and the related maintenance costs for vehicles and equipment. Business-type activities. Business-type activities increased the City' s net assets by $24,651 ,000, accounting for 51 .2% of the City' s overall increase in net assets . Key elements of this increase are due to the following : ➢ Charges for services increased by $3 , 119,000 (2 . 6%) during the year. This growth is attributable to a 10% rate increase to offset the cost of expanding the storm drainage system to address demands on storm drainage and also adhere to new federal and local standards. It should be noted that the storm drainage fees are flat rates not based on consumption. Although the water and wastewater utilities experienced decreases in usage, charges in service still increased as a result of the City imposing water conservation rates and a 2% increase, respectively. ➢ Capital contributions increased by $544,000 (4.3 %) during the year. This increase reflects a return to a more modest level of growth that is representative of the City's recent experience. ➢ Investment earnings decreased by $ 1 ,678,000 (35 .6%) during the year. This was primarily due to the difficult rate environment in 2003 as well as the City drawing upon the construction escrow related to the 2002 Stormwater Bonds. Financial Analysis of the City' s Funds As noted previously, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the City ' s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing Comprehensive Annual Financial Report 27 requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $ 126,991 ,000, a decrease of $5 ,345,000 in comparison with the prior year. Approximately $93 ,368,000 (73 .5% of that amount) constitutes unreserved fund balance, which is available for spending at the government' s discretion. The remainder of fund balance is reserved to indicate that it is not available for new spending because it has already been committed 1 ) to liquidate contracts and purchase orders of the prior period ($ 17,448,000), 2) to pay debt service ($917,000), 3) to fund a state constitution mandated emergency reserve ($3,380,000), 4) to utilize excess revenues as defined by the state constitution for purposes approved by the electorate ($2,393,000), 5) to pay for the underlying specific programs, the undesignated balance of the non-major special revenue funds ($4,093 ,000), and 6) for a variety of other restricted purposes ($5,392,000) . The General Fund is the chief operating fund of the City. At the end of the current fiscal year, unreserved fund balance of the General Fund was $ 14,794,000, while the total fund balance equaled $36,797,000. The fund balance of the City' s General Fund experienced an increase of $4,755,000. This was primarily due to the wage freeze imposed by City management in 2003 to address the shortfall in revenues. The Sales & Use Tax Special Revenue Fund tracks the primary revenue source for the City. At the end of the current fiscal year, unreserved fund balance of the Sales and Use Tax Special Revenue Fund was $2,361 ,000, while the total fund balance equaled $ 10,959,000. The fund balance of the Sales & Use Tax Special Revenue Fund experienced a decrease of $3 ,068,000. This was primarily due to City utilizing the reserves in this fund to address the shortfall in sales & use tax revenue mentioned above. The Transportation Special Revenue Fund is another major governmental fund of the City. At the end of the current fiscal year, unreserved fund balance of the Transportation Special Revenue Fund was $2,930,000, while the total fund balance equaled $5 ,310,000. The fund balance of the Transportation Special Revenue Fund experienced an increase of $513 ,000. This was due to collection of a $222,000 advance provided as of year-end 2002 to the North Front Range Transportation and Air Quality Planning Council as well as a decline in expenditures due to the delay in transportation projects. Proprietary funds. The City ' s proprietary funds provide the same type of information found in the government- wide financial statements, but in more detail. The unrestricted net asset balances and the growth in net assets of the City' s proprietary funds (including the major enterprise funds) are reflected in the following table. Change in Net Assets - Proprietary Funds (amounts expressed in thousands) Unrestricted Change in Net Assets Net Assets for at 12/31 /03 Yr Ended 12/31 /03 Major Enterprise Funds Light & Power $ 36,826 $ 4,699 Water 36,291 10, 515 Wastewater 21 ,596 31252 Storm Drainage 12,956 61035 Total of Major Enterprise Funds Other Enterprise Fund 588 (54) Total Enterprise Funds 108v257 24,447 Internal Service Funds 109393 (30589) Total Proprietary Funds $ 118,650 $ 200858 28 City of Fort Coffins Component Unit. The DDA uses governmental fund accounting. The unrestricted net assets of the DDA amounted to $508,000 . The total change in net assets for the DDA was an increase of $ 1 ,456,000. See the component unit columns on the government-wide financial statements on pages 35-37. Prior to 2003 , the City also included the North Front Range Transportation and Air Quality Planning Council (Planning Council) as a component unit. During the fall of 2003 , the Planning Council secured adequate funding to sustain its operations independent of the City of Fort Collins. Separately issued financial statements are available upon request from the Planning Council. Budgetary Highlights Governmental Funds General Fund. The increase from the original budgeted expenditures to the final budget amounted to $ 12,069,000 and can be summarized as follows: ➢ Police department additional appropriations of $6,064,000, which were primarily for a computer aided dispatch system ($4.3 million) and the lease purchase of vehicles and equipment ($ 1 .2 million). ➢ Reappropriation of $3 ,653,000 for the completion of projects not completed during fiscal year 2002 . ➢ Other appropriations of $2,352,000 for new grants and other various programs. General Fund. The variance between actual expenditures and the final budget amounted to $20,300,000 and can be summarized as follows : ➢ Police department had unspent appropriations of $4,381 ,000, which were primarily for the computer aided dispatch system replacement ($3 . 8 million) that remains to be completed as well as unexpended grant awards ($238,000) . ➢ Community planning and environmental service had unspent appropriations of $3 ,981 ,000, which were primarily a result of land purchases not completed under the City' s competitive process ($ 1 .5 million), consultants not used on City planning projects ($600,000) and unexpended grant awards ($286,000). ➢ City management also froze $3 .3 million of appropriations in response to the second consecutive year of a shortfall in sales & use tax revenues. ➢ Appropriations totaling $ 1 .4 million that were intended for equipment purchases were also delayed. ➢ The remaining $7,238,000 of unspent appropriations can be attributed to the wage freeze and other cost saving measures that were implemented throughout the City in response to the shortfall in revenues . Capital Asset and Debt Administration Capital Assets. The City' s investment in capital assets for its governmental and business-type activities as of December 31 , 2003 amounted to $912, 153 ,000 (net of accumulated depreciation). This investment in capital assets includes land, water rights, buildings and improvements, machinery, equipment, and light & power, water, wastewater and storm drainage infrastructure as well as street system infrastructure. Comprehensive Annual Financial Report 29 Net of Depreciation as of December 31 , (amounts expressed In thousands) Governmental Business-type Total Activities Activities Primary Government 2003 2002 2003 2002 2003 2002 Land, water rights, intangibles $ 629112 $ 573508 $ 46,053 $ 45, 189 $ 1080165 $ 102,697 Street system infrastructure 245, 595 530306 - - 245,595 53,306 Construction in progress 17,688 276179 190501 26,935 379189 54, 114 Buildings and improvements 646029 519961 164,041 160,637 228,070 2121598 Improvements other than buildings 38,524 163970 217,800 191 ,913 256,324 208,883 Machinery and equipment 20,437 199917 16,373 163093 369810 36,010 Total capital assets $ 448,385 $ 226,841 $ 463,768 $ 4400767 $ 912, 153 $ 667,608 Major capital improvements during this fiscal year included the following: Governmental Activities ➢ Additions to the overall street system infrastructure ($9 . 6 million) ➢ Completion & Grand Opening of Fossil Creek Community Park ($9. 1 million) ➢ Completion & Grand Opening of the Second Sheet of Ice at EPIC ($ 3 .9 million) ➢ Acquistion of 878 acres of Open Space under partnership with Larimer County ($2.3million) Proprietary Activities ➢ Sheldon Lake Storm Drainage Improvement Project ($5.0 million) ➢ Pleasant Valley Water Pipeline ($ 11 .6 million) ➢ Completion of New Clubhouse at Collindale Golf Course ($2. 1 million) Additional information on the City' s capital assets can be found in Note III.C. on pages 65-66 of this report. Long-term debt. At the end of the current fiscal year, the City had total debt outstanding of $ 169,083 ,000 (bonds, certificates of participation, capital leases, etc.) . Of this amount, $ 126,464,000 represents bonds secured by specified revenue sources (i.e., revenue bonds) . in addition, there is $ 16,410,000 of general obligation water bonds, which historically have been supported by water revenue and not property taxes. The remaining $26,209,000 represents debt primarily secured by the new facilities or equipment being financed by certificates of participation, assignment of lease payments or capital leases. City of Fort Collins Outstanding Debt as of December 31 , (amounts expressed in thousands) Governmental Business-type Total Activities Activities Primary Government 2003 2002 2003 2002 2003 2002 Revenue bonds $ 70989 $ 10,204 $ 118,475 $ 128,111 $ 126,464 $ 138,315 General obligation bonds (water) - 161410 19,255 16A10 1 %255 Certificates of participation 15, 370 16, 135 11970 21045 17,340 18, 180 Assignment of lease payments 833 862 21649 21742 31482 31604 Capital leases 49921 57019 466 556 51387 59575 Total outstanding debt $ 29rl13 $ 320220 $ 1391970 $ 152,709 $ 16%083 $ 184,929 30 City of Fort Collins Aside from capital leases, the one new borrowing during the year was a $5 .7 million of Sales & Use Tax Revenue Refunding Bonds. , While the City currently has no outstanding general obligation (G.O.) debt that isn't being serviced by enterprise revenue, the City has obtained a comparable rating for the City's G.O. pledge in the Aal/AA category, the second highest rating available. For a complete discussion of the City's most recent bond ratings, please see the Schedule on page 8 of the transmittal letter. Additional information on the City' s long-term obligations can be found in Note IILE on pages 67-74 of this report. Economic Factors ➢ At the end of 2003, unemployment in the City of Fort Collins reached 6.7% of the labor force. This figure is higher than the Larimer County unemployment rate of 5 .5% and the State of Colorado unemployment rate of 5 .7%. At the national level, unemployment was at 5 .7% at year-end. ➢ Combined sales and use tax collections did not exceed the prior year collections. On the cash collection basis, total collections were 0.74% lower than 2002 . This event marked only the second time in the City' s history that combined collections did not reflect an increase over the prior year. Fiscal year 2002 was the first time this occurred. ➢ The City' s building permit values were lower than the average activity over the last five years, while the actual number of permits was the highest of the 5 year period. A total of 7,804 building permits were issued (an increase of 6.4%) with a construction value of $292,412,644 (an increase of 4 .2%) . ➢ In recent years, the State of Colorado has been facing significant revenue shortfalls . During the fiscal year ended June 30, 2003, revenues for the State ' s General Fund were $ 179 million lower than the prior year (a decrease of 3 . 1 %) . For the fiscal year ending June 30, 2004, revenues are expected to increase by 5 . 8%. The total revenues expected are still 10.8% lower than the amount received by the State in the fiscal year ended June 30, 2001 . ➢ These and other factors were considered when the City prepared the annual appropriation for 2004. The City Council appropriated $ 12. 1 million from reserves at the beginning of 2004 to fund the operations of the City. The 2004 budget also anticipated excess revenue (additions to the overall reserves) of $3 .2 million. ➢ The most significant risk to the City is the extent and timing of the recovery of the Colorado economy. The economic recovery drives the State of Colorado budget and a significant portion of the City of Fort Collins economy correlates to expenditures by the State. The duration and severity of the drought that has affected the western United States will also impact the utility operations of the City of Fort Collins. See also the schedule of key economic indicators on page 6 of the transmittal letter. Financial Contact The City's financial statements are designed to provide users (citizens, taxpayers, customers, investors, and creditors) with a general overview of the City's finances and to demonstrate the City' s accountability. Questions concerning any of the information presented in this report or requesting additional information should be sent to the City Financial Officer' s attention at the following address : City Financial Officer 215 North Mason Street 2°d Floor PO Box 580 Fort Collins, CO 80522-0580. Comprehensive Annual Financial Report 31 THIS PAGE LEFT BLANK INTENTIONALLY. 32 City of Fort Collins BASIC FINANCIAL STATEMENTS Comprehensive Annual Financial Report 33 THIS PAGE LEFT BLANK INTENTIONALLY, 34 City of Fort Collins STATEMENT OF NET ASSETS DECEMBER 31 , 2003 Primary Government -- City of Fort Collins Governmental Business-type Component Activities Activities Total Unit ASSETS Current Assets Cash and cash equivalents $ 621470,093 $ 33,9092700 $ 969379,793 $ 1 ,6469947 Investments 74, 1641091 65,9370863 140, 1011954 6917357 Cash held by fiscal agent 6159780 613100336 61926, 116 - Securities lending collateral 13,494,315 - 131494, 315 - Receivables : Property taxes 13, 246,547 - 13 ,246, 547 3, 143 ,294 Sales and use taxes 71446,245 - 71446,245 Accounts 39376,052 149225 ,020 17,601 p072 21000 Special assessments 16,925 - 169925 - Notes and loans 10404, 828 - 1 ,404, 828 - Accrued interest 7059846 690, 761 11396 ,607 39272 Internal Balances ( 19240, 000) 1 ,240,000 - - Due from other governments 1680137 168, 137 3,304 Inventories of materials and supplies 480, 103 2,9879015 3,4679118 Restricted assets: Cash and cash equivalents 356, 254 958 , 024 1 ,314,278 - Inventory of real property held for resale 1 ,685, 416 1 ,685, 416 1357464 Total Current Assets 1781390, 632 126 ,258 ,719 304,649, 351 5,625,638 Non-Current Assets Net pension (obligation) asset 1 , 061t902 - 11061 ,902 - Capital assets (non-depreciable) : 3251395,549 659313,499 390, 709,048 8017547 Capital assets ( net of accumulated depreciation) : 122 ,989, 138 398, 455 , 462 521 ,4449600 11566, 737 Unamortized bond issuance costs 138 , 713 114933188 196310901 87, 588 Total Non-Current Assets 449,585, 302 465,262, 149 914,847,451 21455,872 Total Assets 627,975, 934 59115209868 11219,496, 802 8, 0812510 LIABILITIES Current Liabilities Accounts payable 4,6119245 79402,248 12 ,0139493 85 , 922 Accrued interest payable 203$ 31 6052751 809,282 23 ,464 Accrued wages payable 13547,001 6319010 2 , 178,011 3 , 956 Deferred revenue 13, 692,991 13 ,692,991 - Obligations under securities lending 13 , 494,315 - 13,494,315 - Non-current liabilities Due within one year: Accrued compensated absences 21700,831 191369811 31837,642 49208 Bonds payable 119270952 80493 , 957 10,421 , 909 1 , 153 ,660 Claims payable 31113,410 - 31113,410 - Capital lease obligations 1 ,373, 284 221 ,654 1 ,594, 938 - Due in more than one year: Accrued compensated absences 548, 621 819979 630,600 222 Bonds payable 220189 , 910 128,5081755 150,69%665 31239,990 Claims payable 51703, 278 - 5 ,703,278 - Capital lease obligations 3,5479637 244,212 31791 ,849 - Total Liabilities 742654, 006 147,326,377 221 ,980,383 41511 ,422 NET ASSETS Invested in capital assets, net of related debt 4199281 , 086 327,7939571 747,074,657 4809653 Restricted for: Debt service 9169911 9589024 1 ,874,935 774,011 Capital projects 34,917, 876 6, 158, 675 41 ,076,551 11807,909 Other purposes 6,757 , 896 - 6 ,757,896 - Unrestricted 911448, 159 109,284,221 200,7321380 507,515 Total Net Assets $ 553,3211928 $ 4441194,491 $ 997,5161419 $ 31570 ,088 The notes to the financial statements are an integral part of this statement. Comprehensive Annual Financial Report 35 STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31 , 2003 Program Revenues Operating Capital Charges for Grants and Grants and Expenses Services Contributions Contributions Total FUNCTIONS/ PROGRAM ACTIVITIES : Primary Government: Governmental Activities : General government $ 22,4420513 $ 31657,911 $ 234,694 $ 85,000 $ 31977, 605 Public safety - police & judicial 22,479,641 31198,006 9679913 20,452 41186, 371 Public safety - fire service under IGA 121682 ,604 275, 117 - - 275, 117 Cultural , library & recreational services 249777, 075 91433,306 5390182 414490547 140422 , 035 Community planning & environmental services 111428,220 31109,977 2,702,720 483,088 61295, 785 Transportation 35,261 , 512 11 , 7886095 11271 ,494 11 , 176,861 2472361450 Interest on long-term debt 172361604 - - Total Governmental Activities 130,308, 169 31 ,462 ,412 50716,003 16,2141948 53$ 93,363 Business-type Activities : Light & Power 71 ,006,790 711019,850 67,457 3 /8859838 74,973 , 145 Water 20o2357356 23,6141722 115, 000 61368,708 30,0981430 Wastewater 137581527 12,9931746 - 214301112 15, 423 ,858 Storm Drainage 6,826,042 11 ,962, 505 11 ,475 11 , 973 ,980 Golf 2,348 ,717 21206, 936 21206 ,936 Total Business-type Activities 114, 175 ,432 121 ,797, 759 182,457 12,696, 133 134, 676 ,349 Total Primary Government $ 244, 483,601 $ 153 ,260, 171 $ 59898,460 $ 28,911 ,081 $ 188, 069,712 Component Unit: Downtown Development Authority $ 11767,201 $ 31384 $ 24, 300 $ $ 27,684 General Revenues Taxes: Sales & use taxes General purpose Voter approved specific purpose Lodging tax Occupational privilege taxes Property taxes Franchise taxes Transportation taxes Other taxes Fees: Franchise fees Payments in lieu of services Investment earnings Sale of land & equipment Insurance recovery Other miscellaneous Transfers Total General Revenues Changes in Net Assets Net Assets--January 1 as Restated Net Assets--December 31 The notes to the financial statements are an integral part of this statement. 36 City of Fort Collins Net (Expense) Revenue and Changes in Net Assets Primary Government -- City of Fort Collins Governmental Business-type Component Activities Activities Total Unit $ (18,464r908) $ - $ ( 180464r908) $ (18,293,270) - ( 182293,270) - (12,407,487) ( 12,407,487) ( 10,355,040) - ( 10,355,040) (51132,435) - (5, 132 ,435) (11 ,025,062) - ( 11 ,025,062) (11236,604) - 1 ,236,604) (76,914,806) (76,914,806) - 31966,355 30966,355 - 99863,074 %8631074 11665,331 10665,331 501473938 5, 147,938 - ( 1419781 ) ( 141 ,781 ) 20,5000917 20,500,917 (760914,806) 20,500,917 (56,413,889) ( 1 ,739,517) 52,325,736 52,325,736 16,050, 134 16,0501134 5810636 5817636 635,000 635, 000 13,902,709 13r9021709 3, 121 ,431 412,640 - 412,640 49478,029 - 414781029 - 7731439 773,439 - 1 r0231887 11023,887 71803,439 - 778031439 21819,956 30041 , 127 57861 ,083 74,224 1211496 (3%033) 82,463 - 80,247 72,768 153,015 - 310, 103 129,825 439,928 - (9451903) 945,903 - 100,3720548 4, 1509590 104,5231138 3, 1959655 23,4571742 24,651 ,507 48, 10%249 1 ,456, 138 529,864, 186 4191542,984 949,407, 170 21113,950 553,321 ,928 444,194,491 3,5 997,516,419 70,088 Comprehensive Annual Financial Report 37 GOVERNMENTAL FUNDS BALANCE SHEET DECEMBER 31 , 2003 Primary Government Trans- Total Sales and portation Capital Other Total General Use Tax Services Projects Governmental Governmental ASSETS Cash and cash equivalents $12,371 ,700 $ 21437,467 $139935036 $ 16,672,762 $ 23,448,454 $ 56,923,419 Investments 25,364,807 11062,559 21764,843 18,9091817 14,275,429 62,367,455 Cash held by fiscal agent - 615,780 615,780 Securities lending collateral 13,494,315 139494,315 Receivables Property taxes 13,064,545 - 182,002 1302460547 Sales and use taxes - 70446,245 70446,245 Accounts 8419023 899,394 506,909 1 , 112,686 303600012 Special assessments 868 - 16,057 16,925 Notes and loans 125,000 - 1 /2799828 19404,828 Accrued interest 211 ,356 15,269 10,994 209,807 133,333 580,759 Due from other governments 13,341 152,326 2,470 168, 137 Inventory of real property held for resale 116559979 29,437 1 ,685, 416 Total Assets $67, 142,934 $10,961 ,540 $5,810,593 $ 36,915,075 $ 40L47%696 $ 161. 3099838 LIABILITIES AND FUND BALANCES Liabilities Accounts payable, accruals, and other $ 1 ,614, 105 $ 2,070 $ 3099257 $ 1 ,945,397 $ 571 ,344 $ 40442, 173 Accrued wages payable 927,701 191 ,536 51 ,802 283,640 11454,679 Deferred revenue 13,0700105 6170248 139687,353 Loans payable 1 ,240,000 1 ,240,000 Obligations under securities lending 13,494,315 13,494,315 Total Liabilities 30p346?226 2070, 500,793 1. ,997, 199 11472,232 34,318,520 Fund Balances Reserved for: Encumbrances 71689,214 192859137 61802, 167 1 ,671 ,650 17,448, 168 Long-term notes receivable 125,000 11275,328 19400,328 Inventory of real property: held for resale 1 /6559979 - - 29,437 11685,416 Debt service - 198, 191 29,605 6893115 916,911 Emergency reserve 31380,274 31380,274 Revenues in excess of state constitutional limit 21392,729 293920729 Contractual and other 11714, 149 592, 191 2,3061340 Unreserved, designated for: Capital projects 41784, 155 954,214 11064,724 28, 115,709 34,918,802 Non-Major Special Revenue Funds - capital projects 29,6593926 297659,926 Sales and use tax accrual - 7/4469245 70446,245 Equipment replacement 261 ,411 261 ,411 Non-Major Special Revenue Recreation Fund - equipment replacement 996,757 996,757 Unreserved, reported in: General Fund 14,793,797 - 14,793,797 Sales and Use Tax Fund 2,36%820 21360,820 Transportation Services Fund 2,9309334 - 2,930,334 Non-Major Special Revenue Funds 4,093,060 4,093,060 Total Fund Balances 369796,708 101959,470 59309,800 34,917,876 390007,464 126,991 ,318 Total Liabilities and Fund Balances $67, 142,934 $ 10,961 ,540 $5,810,593 $ 36,915,075 $ 40,479,696 $ 161 ,309,838 The notes to the financial statements are an integral part of this statement. 38 City of Fort Collins RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS FOR THE YEAR ENDED DECEMBER 31 , 2003 Amounts reported for governmental activities in the statement of net assets (page 37) are different because: Total fund balances - governmental funds (page 40) $ 126,9919318 Capital assets net of accumulated depreciation used in governmental activities are not current financial resources. Therefore they are not reported in the funds. Primary governmental capital assets 5001406,453 Less accumulated depreciation (57,913, 578) City joint venture equity interest in capital assets of Fort Collins/Loveland Airport (net of depreciation) 30759 ,834 446,252,709 City's joint venture equity interest in non-capital assets of Fort Collins/Loveland Airport 105,014 Other long-term assets/ (obligations) resulting from actuarial calculations and related to the payment of benefits outside of the current period are not included in the funds. 11061 ,902 Other assets in governmental activities are not financial resources and therefore not reported in the governmental fund Bond costs 153,805 Less current year amortization ( 15,092) 138,713 Long-term liabilities, including bonds payable, the related unamortized issuance costs and accrued interest payable, are not due and payable in the current period and therefore are not reported in the funds. Governmental bonds payable (71989,464) Governmental certificates of participation (15,370,000) Governmental assignment of lease payments (833,059) Discountl(premium) & deferral amount 82,949 Current year amortization (81288) Compensated absences (30137,604) Governmental capital leases payable (407326024) Accrued interest since last debt service payment (2021473) (32 , 189,963) Internal service funds are used by management to charge the costs of certain activities to individual funds. Except for the utility customer service and administrative fund , the assets and liabilities of the internal service funds are included in the governmental activities in the statement of net assets . 10,962,235 Net assets of governmental activities (page 37) $ 553,321 ,928 The notes to the financial statements are an integral part of this statement. Comprehensive Annual Financial Report 39 GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED DECEMBER 31 , 2003 Primary Government Trans- Total Sales and portation Capital Other Total General Use Tax Services Projects Governmental Governmental REVENUES Taxes $ 14,731 ,565 $ 68,3757870 $ 1 ,451 ,544 $ - $ 211 ,723 $ 84,770 ,702 Licenses and permits 10764,018 - - 91 ,314 - 11855,332 Intergovernmental 1 ,329, 554 - 51055,471 11365,714 91794, 160 17,544 ,899 Fees and charges for services 11 ,9687278 21253,450 18,579 16, 154,678 30,394,985 Fines and forfeitures 10844r921 - - - - 11844,921 Earnings on investments 111291878 143,575 55, 191 909, 174 8336841 31071 ,659 Net increase (decrease) in the fair value of investments (3220907) (46, 167) 25,313 (2700267) (166,471 ) (780,499) Securities lending income 183,250 - - - 183,250 Miscellaneous revenue 2,7071505 213840154 43800r939 529,689 21440,551 12, 862,838 Total Revenues 351336, 062 70,857,432 13,6417908 2,6440203 2912689482 151 ,748,087 EXPENDITURES Current operating Executive, legislative, and judicial 5,402,331 - - - - 51402, 331 Administrative 71477r404 - - - 71477,404 Cultural , library, and recreation 11 , 167, 179 - - 11 , 255,943 22,423 , 122 Communications & technology 3,6426143 - - - - 31642, 143 Community planning and environmental 4/9611304 - - - - 4,9611304 Police protection 24,0811499 - - - - 24,0811499 Transportation - 151979,719 - 8,6219901 24r6011620 Emergency recovery - - - - 601 ,940 6010940 Other 1 ,721 , 559 11012, 375 - - 3,098,665 5, 832,599 Securities lending Interest 147, 123 - - - 147, 123 Agent fees 14,451 - - 14,451 Intergovernmental Fire protection 12,682,604 - - - 121682,604 Capital outlay - - 30,71 %438 10,425,271 419144,709 Debt service Principal - - - 2,854, 188 2,854, 188 Interest - - - 1 ,5151432 115151432 Total Expenditures 719297,597 1 ,012,375 159979,719 30,719,438 38,373,340 157,382,469 Excess of Revenues Over (Under) Expenditures (35,961 , 535) 69, 6459057 (2,337, 811 ) (28,075,235) (9, 1041858) (5,634,382) OTHER FINANCING SOURCES (USES) Proceeds from issuance of general long-term debt 19239,957 - 550298 - 51842,930 7, 138, 185 Transfers in 592822,299 - 3/3510217 28,2401722 151779, 143 107, 193,381 Transfers out (20, 3459795) (72,912,718) (556, 178) (827,885) (12,4359079) (107,0771655) Payments to refunded bond escrow agent - - - - (6,965,000) (6,965,000) Total Other Financing Sources (Uses) 40,7161461 (72,9121718) 21850,337 27,412,837 27221 ,994 288,911 Net Change in Fund Balances 4 ,754,926 (3r067,661 ) 5120526 (662,398) (67882,864) (5,345,471 ) Fund Balances-January 1 as Restated 32,0411782 141027, 131 40797,274 35,5800274 45,890,328 132,3361789 Fund Balances-December 31 $ 361796,708 $ 10, 959,470 $ 51309,800 $ 341917,876 $ 39,007,464 $ 126,991 ,318 The notes to the financial statements are an integral part of this statement. 40 City of Fort Collins RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31 , 2003 Amounts reported for governmental activities in the statement of activities (pages 38-39 ) are different because: Net change in fund balances - total governmental funds (page 40) $ (513459471 ) Governmental funds report capital outlays as expenditures . However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense . This is the amount by which capital outlays exceeded depreciation in the current period . Expenditures for capital assets 37, 175 ,070 Less current year depreciation (77513 ,078 ) Less current year dispositions , net accumulated depreciation 266 ,452) 29 , 395 , 540 Repayment of bond and lease principal is reported as an expenditure in the governmental funds . However, the repayment reduces long-term liabilities on the statement of net assets , so this transaction has no effect on net assets . Repayment of bond and lease principal 19774 , 188 Repayment of capital lease principal 11270 , 576 Payment to escrow agent on bond refunding 61965 , 000 10,009 , 764 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the governmental funds. The issuance of long-term debt (e.g . , bonds , leases) provides current financial resources to the governmental funds. However, issuing debt increases long-term liabilities on the statement of net assets , so this transaction has no effect on net assets . Also , governmental funds report the effect of issuance costs, premiums , discounts , and similar items as expenditures in the period when the debt is created . However, these amounts are deferred and amortized in the statement of activities. Issuance of capital leases ( 1 ,295,255) Issuance of sales & use tax refunding bonds (5 , 730,000) Cost of issuance, premium & deferred amount on refunding 230r659 (61794 ,596 ) Some expenses reported in the statement of activities do not require the use of current financial resources and , therefore , are not reported as expenditures in the govemmental funds . Change in net pension asset/(obligation ) (71257) Current year amortization of bond cost ( 15, 092) Current year amortization of premium/(discount) & deferred amount (81288) Change in accrued interest related to last debt service payments 28 ,844 Increase in compensated absences _ (4 , 723 ) (61516) Expenses in Statement of Activities related to City's Equity in Joint Venture Change in Non -Capital Equity position in Fort Collins/Loveland Airport (77351 ) Internal service funds are used by management to charge the costs of certain activities to individual funds . Except for the utility customer service and administrative fund , the net revenue of the internal service funds is reported with the governmental activities . (317939628) Change in net assets of governmental activities (pages 36-37) $ 23,457 ,742 The notes to the financial statements are an integral part of this statement. Comprehensive Annual Financial Report 41 GENERALFUND STATEMENT OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES -- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Original Final Positive REVENUES Actual Budget Budget (Negative) Taxes $ 14 , 731 ,565 $ 14,653,892 $ 14 , 551 , 109 $ 180,456 Licenses and permits 1 ,764 ,018 1 , 716 ,790 1 ,589 , 145 174 ,873 Intergovernmental 11329 ,554 1 ,760,546 21538,200 (12208 ,646 ) Fees and charges for services 11 ,968 ,278 11 ,805, 112 11 ,690,278 278 ,000 Fines and forfeitures 1 ,844,921 1 ,377 ,500 11652,000 192 ,921 Earnings on investments 1 , 129,878 4413015 8000000 3297878 Net decrease in the fair value of investments (322 , 907) - - (322, 907) Securities lending income 183 ,250 - - 183 ,250 Miscellaneous revenue 21707,505 908 ,848 3 ,8011381 ( 11093,876) Total Revenues 35 , 336 ,062 32,663 ,703 36 ,622 , 113 ( 192860051 ) EXPENDITURES Current operating Executive , legislative , and judicial 51402 ,331 61025,281 6 ,044 ,960 6427629 Administrative 79477,404 91005, 107 91191 ,275 11713 , 871 Cultural , library, and recreation 112167, 179 11 ,946,626 12 ,033 ,702 866 ,523 Communications technology 32642 , 143 31983 ,731 41170,994 528,851 Community planning and environmental 41961 ,304 71557 ,877 10,434 ,247 5,472 ,943 Police protection 24,081 ,499 23 ,970,940 29, 158 ,624 5,077, 125 Other 11721 /559 413569381 79880 ,811 611599252 Securities lending Interest 147 , 123 - - ( 147, 123) Agent fees 14 ,451 - - ( 14 ,451 ) Intergovernmental Fire protection 121682 ,604 12 ,682 ,604 12 ,682,604 - Total Expenditures 71 ,297 ,597 79,528,547 91 ,5972217 20 ,2991620 Excess of Revenues Over (Under) Expenditures (35,961 ,535) (46 , 8643844) (54,975, 104) 191013 ,569 OTHER FINANCING SOURCES (USES) Proceeds from issuance of general long-term debt 1 ,239 ,957 - 1123%957 - Transfers in 59,8221299 63, 149,229 60,501 ,337 (679,038) Transfers out (201345 ,795) (241713 ,784) (26 ,4539161 ) 6 , 1071366 Total Other Financing Sources 40 ,716 ,461 389435 ,445 35,288, 133 51428,328 Excess of Revenues and Other Sources Over (Under) Expenditures and Other Uses 4 , 7541926 $ (8 ,429 ,399) $ ( 1916861971 ) $ 24,441 ,897 Fund Balances-January 1 as Restated 329041 , 782 Fund Balances-December 31 $ 36 ,796 ,708 The notes to the financial statements are an integral part of this statement. 42 City of Fort Collins SALES AND USE TAX FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Original Final Positive REVENUES Actual Budget Budget (Negative) Taxes $ 68,375, 870 $ 72 ,3521994 $ 69,5050745 $ ( 1 , 129, 875) Earnings on investments 1431575 4572911 145,428 ( 11853) Net decrease in the fair value of investments (46, 167) - - (46, 167) Miscellaneous revenue 213849154 21540,892 213789555 59599 Total Revenues 70t857v432 759351 ,797 72, 029,728 ( 1 , 172,296) EXPENDITURES Current operating Other 1 ,012,375 - 1 , 100,000 87,625 Total Expenditures 11012, 375 - 11100, 000 879625 Excess of Revenues Over (Under) Expenditures 69, 8450057 757351 ,797 70,9293728 1 , 084, 671 OTHER FINANCING SOURCES (USES) Transfers out Transportation Services Fund (3099857) (3093857) (309,857) - Debt Service Fund (3,666,528) (21641 , 821 ) (3,666,528) Capital Projects Fund ( 17,029,907) (173000,231 ) ( 19,3151021 ) 23285, 114 General Fund (519906,426) (5515859543) (52 ,321 ,344) 414,918 Total Other Financing Sources (Uses) (72,912,718) (75,537,452) (75,612, 750) 21700, 032 Excess of Revenues and Other Sources Over (Under) Expenditures and Other Uses (31067, 661 ) $ ( 185, 655) $ (43683,022) $ 11615,361 Fund Balances--January 1 1490270131 Fund Balances--December 31 $ 10,959,470 The notes to the financial statements are an integral part of this statement. Comprehensive Annual Financial Report 43 TRANSPORTATION SERVICES FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON=GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Positive (Negative) Adjustment Actual Variance With To Budgetary On Budgetary Original Final Actual On Actual Basis Basis Budget Budget Budgetary Basis REVENUES Taxes $ 1 ,451 ,544 $ $ 1 ,451 ,544 $ 1 ,592,000 $ 1 ,472,257 $ (20,713) Intergovernmental 5,0551471 958,235 6,013,706 79298,946 6,985,919 (9729213) Fees and charges for services 2,253,450 21253,450 2,2929647 2,169,432 84,018 Earnings on investments 558191 55,191 96,000 50,000 5, 191 Net increase in the fair value of investments 25,313 25,313 25,313 Miscellaneous revenue 41800,939 46,124 41847PO63 41591 ,774 617703505 1 923 442 Total Revenues 13,6419908 _ 11004,359 14,646,267 15,871 ,367 17,448,113 2 801 ,846 EXPENDITURES Programs (fund level of budgetary control) Transportation services administration 114,945 114,945 611 ,325 23886,325 29771 ,380 Administrative support 1 ,600,579 1 ,6001579 16985,991 2,0850991 485,412 Health and safety 380, 192 3802192 362,543 362,543 (170649) Snow removal 886,663 886,663 759,710 759,710 ( 126,953) Street patching 646,570 646,570 926,838 826,838 1803268 Sweeping 584,919 584,919 642,480 642,480 57,561 Unpaved roads and alleys 176,078 176,078 2449447 244,447 683369 Work for others 4,237,038 412370038 4,354,027 41354,027 116,989 Administrative support service 354,391 354,331 574,428 547,928 193,597 Engineering management and design 319,427 3191427 314,942 314,942 (41485) Technical services 122,632 122,632 124,876 124,875 2,244 Construction inspection 574,865 574,865 587,347 623,277 489412 Surveying 269,219 269,219 319,239 3199239 50,020 Development review 394,254 394,254 3953208 395,208 954 Technology and equipment 183,727 1833727 2339699 290, 199 106,472 Signal maintenance 6353498 635,498 616, 114 641 ,714 61216 Signs and pavement markings 676,749 676,749 743,827 743,827 67,078 System design and monitoring 175,826 175,826 1759963 175,963 137 Traffic engineering 543,666 543,666 650,440 6249840 81 , 174 Traffic construction 7759606 775,606 6509000 750,000 (251606) Neighborhood safety 189 189 (189) Parking 1 ,3389592 1 ,338,592 21003,821 2,097,821 7590229 Planning 9741779 974,779 1 ,561 ,779 114851179 510,400 Total Programs 15,966,344 15,9660344 189839,044 21 ,2971374 5*331 ,030 Federal Grants (grant level of budgetary control) West Elizabeth Bikelane 526 96 624 307,000 307,000 306,376 South College Bikelanes - 285,000 285,000 College/Lake Medians 186,000 1860000 Marketing--local 12,849 1 ,EM37 11241 ,386 1 ,688,061 1 ,688,061 446,675 Total Grants 13,375 1 ,228,635 1 ,242,010 11995,061 2,4669061 1 ,224,051 Total Expenditures 15,979,719 1 ,228,635 171208,354 20,8341105 23,763,435 6,555,081 Excess of Revenues Over (Under) Expenditures - (213371811 ) (224,276) (21562,087) (419623738) (6,315,322) 31753,235 OTHER FINANCING SOURCES (USES) Proceeds from issuance of long-term debt 550298 55,298 55,298 - Transfers in Sales and Use Tax Fund 309,857 309,857 309,857 309,B57 General Fund 31041 ,360 257, 130 3,298,490 313760327 31373,798 (75,308) Transit Services Fund - 40,807 40,807 41 ,278 40,807 Transfers out Debt Service Fund (3540573) (3541573) (354,573) (354,573) Capital Projects Fund 201 605 (201 ,605) ( 1 , 166,848) (1 , 166,848) 965,243 Total Other Financing Sources (Uses) 21850.337 2979937 3, 148,274 2,206,041 21258,339 889,935 Excess of Revenues and Other Sources Over (Under) Expenditures and Other Financing Uses 512,526 $ 73,661 586, 187 $ (2,756,697� $ (4,056,983) $ 4,6431170 Fund Balances--January 1 437970274 4,797,274 Less Prior Years' Grant Revenues (1 ,302,296) Plus Prior Years' Grant Expenditures 1 ,228,635 Fund Balances--December 31 $ 3 j U0 The notes to the financial statements are an integral part of this statement. 44 City of Fort Collins THIS PAGE LEFT BLANK INTENTIONALLY. Comprehensive Annual Financial Report 45 PROPRIETARY FUNDS STATEMENT OF NET ASSETS DECEMBER 31 , 2003 Light Storm and Power Water Wastewater Drainage ASSETS Current Assets Cash and cash equivalents $ 915770246 $ 127379,963 $ 6 ,690, 181 $ 29634 ,021 Investments 20 ,911 ,247 2371819735 12 ,4823554 9 ,362 , 327 Cash held by fiscal agent - - 151 ,661 6, 1581675 Receivables Accounts 81885,613 21334 ,804 11489 ,258 1 ,508 ,042 Note receivable from other fund 6200000 Accrued interest 197, 623 212 , 368 268 ,876 11 ,894 Inventories of materials and supplies 29987,015 - - - Restricted assets : Revenue bond current debt service account - 2989774 289, 276 369,974 Total Current Assets 42 ,558 , 744 38 ,407 ,644 219991 , 806 20, 044 ,933 Non-Current Assets Property and water rights 10518 , 940 35 ,8350001 960, 199 59219,482 Buildings , improvements and equipment 1650941 , 977 205 ,795,718 139 ,831 , 093 74 ,6341051 Accumulated depreciation (78,944 , 196 ) ( 61 ,482,686 ) (45 ,042 , 206) ( 10, 341 ,467) Construction in progress 41438,066 717979055 6,999 ,015 - Note receivable from other fund - - 620 ,000 - Unamortized bond issuance costs 367,539 554 ,896 512 ,728 Total Non -Current Assets 92r9549787 188 ,3127627 103,922 ,997 70 ,024 ,794 Total Assets 135 , 513 ,531 226,7207271 125,9141803 90 ,0697727 LIABILITIES Current Liabilities Accounts payable 51308 , 767 11203 , 066 248 ,490 516 , 406 Accrued interest payable - 168, 323 163 , 855 183 , 309 Accrued wages payable 164 , 529 125 , 899 1100191 48 , 255 Accrued compensated absences 246 , 762 304 , 154 193,657 65 , 133 Bonds payable - 47896 , 590 1 , 220,099 2 ,2011216 Claims payable - - - - Capital lease obligations 73, 877 - - Total Current Liabilities 59720 ,058 61771 , 909 11936 ,292 31014 , 319 Non-Current Liabilities Accrued compensated absences 12 ,987 16, 008 10 , 192 31428 Bonds payable 48,2939862 29, 938 ,257 4578429503 Claims payable - - - Capital lease obligations - - - Total Non-Current Liabilities 121987 48,309, 870 29, 948 ,449 459845, 931 Total Liabilities 51733 ,045 65 ,081 , 779 31 , 884 ,741 48,860 , 250 NET ASSETS Invested in Capital Assets, net of related debt 92 / 954 / 787 135,048,298 72 , 1447641 21 ,981 ,075 Restricted: Debt service - 298, 774 289,276 369,974 Restricted : Capital projects - - 51902 ,414 Unrestricted 36, 825 ,699 36,291 ,420 219596, 145 12 ,956 ,014 Total Net Assets $ 129 , 7809486 $ 171 ,638,492 $ 94 ,030,062 $ 41 ,2093477 Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds. Net assets of business-type activities (page 35) . The notes to the financial statements are an integral part of this statement. 46 City of Fort Collins Other Total Total Enterprise Enterprise Internal Fund- Golf Funds Service Funds $ 676,213 $ 319957,624 $ 71749, 990 650937,863 11 , 796,636 6,310, 336 11328 14,219, 045 22 , 015 620 , 000 - 690, 761 125, 087 21987,015 480 , 103 958, 024 - 6775541 123,6800668 20, 1733831 21519, 721 46 , 053,343 5,393, 995 91011 ,301 595,214, 140 (21233,292) ( 198,043, 847) (2,529, 506) 269020 19, 260, 156 552,658 6209000 58, 025 1 ,4939188 99381 ,775 464, 596 ,980 32417, 147 10,059,316 588,277, 648 230590 , 978 20, 728 79297,457 273, 863 90,264 6059751 1 ,058 20, 940 469,814 259, 156 419880 851 ,586 386, 122 176,052 81493*957 - - 39113,410 1479777 221 ,654 108, 700 497,641 1799409219 41142, 309 61000 489615 44,315 41434, 133 128,508, 755 - 5, 703,278 244, 212 244,212 80, 197 416849345 128,801 ,582 598272790 5, 1819986 146,7419801 9,970, 099 41289,337 3262418, 138 3, 228 ,250 958, 024 - 5, 902 ,414 587,993 108,257t271 10,392,629 $ 41877, 330 441 ,535,847 $ 13, 620 , 879 21658 ,644 $ 444 , 194,491 Comprehensive Annual Financial Report 47 PROPRIETARY FUNDS STATEMENT OF REVENUES , EXPENSES AND CHANGES IN FUND NET ASSETS FOR THE YEAR ENDED DECEMBER 31 , 2003 Light Storm and Power Water Wastewater Drainage OPERATING REVENUES Charges for services $ 69, 234 ,638 $ - $ - $ - Charges for services pledged for debt service 221307 , 739 12 , 221 , 993 1111971803 Total Operating Revenues 691234 ,638 22 , 3079739 12, 221 ,993 11 , 197 , 803 OPERATING EXPENSES Personal services 39455,074 4 ,350 , 621 41015 ,500 939 , 727 Contractual services 759,887 31085 ,480 11297 ,264 334 ,595 Commodities 49 ,2571889 941 , 356 666 ,296 43 , 129 Customer service and administrative charges 51213 ,640 27359,878 11438 ,443 967, 073 Other 51342 ,593 271949825 1 ,349 ,953 2899679 Depreciation 71063,593 41996,089 21564 , 767 1 , 9159677 Total Operating Expenses 71 ,092,676 17, 9289249 11 ,332 ,223 41489, 880 Operating Income (Loss) (11858,038 ) 4 ,3790490 889 ,770 6, 707 ,923 NONOPERATING REVENUES (EXPENSES) Earnings on investments 891 , 904 960,218 1 ,054 ,584 936, 111 Net decrease in the fair value of investments (297 ,726) (244 ,015) (220, 723 ) (76 , 070) Other revenue 11940 ,212 5981670 746 , 568 111720 Gain (loss) on sale of capital assets (58 ,719) 61172 19 , 855 - Interest expense - (213010472 ) (21359 , 274 ) (213030749 ) Other nonoperating expenses - (46 , 751 ) (96 , 131 ) (52 , 103 ) Total Nonoperating Revenues (Expenses) 27475 ,671 (11027 , 178 ) (855 , 121 ) ( 1 ,484 ,091 ) Income (Loss) Before Contributions and Transfers 6171633 393529312 34 ,649 51223,832 Capital contributions 31885,838 71232, 060 21455,459 764,455 Transfers in 195,500 - 830 ,830 104,020 Transfers out - (69,000) (69 ,000 ) (57,500) 4 ,0811338 71163 ,060 3 ,217,289 810 ,975 Change in Net Assets 41698 ,971 10 ,515 ,372 31251 ,938 61034,807 Net Assets--January 1 as Restated 125,081 ,515 161 , 1230120 90 ,778 , 124 35 , 174,670 Net Assets--December 31 $ 129 ,780,486 $ 1719638 ,492 $ 94 ,030,062 $ 4112092477 Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds . Change in net assets of business-type activities (page 37) The notes to the financial statements are an integral part of this statement. 48 City of Fort Collins Other Total Total Enterprise Enterprise Internal Fund- Golf Funds Service Funds $ - $ 69,234, 638 $ 32,076,053 292060937 47, 934,472 21206, 937 117, 169, 110 321076,053 1 t043 , 009 13,803,931 10,053,394 506,965 5,9849191 21 ,399,369 202,861 51 , 1111531 39017,548 - 91979,034 - 70,614 %247,664 234r962 261 , 170 16, 801 ,296 451 , 810 2,0841619 106,927,647 351157,083 122,318 10, 2410463 33081 ,030 10,032 31852,849 531 , 179 (838,534) ( 156,464) 68, 509 31365,679 1912253 (32,692) - (261 ,673) (712261168) ( 12,413) (41344) 199,329 - ( 187,476) ( 19078, 195) 553,555 (65J 58) 9116%268 (29527,475) 14,3371812 - 16,773 1 / 147/ 123 (51720) (201 *220) ( 11061 ,629) 11 ,053 15 ,2831715 ( 1 ,061 , 629) (54, 105) 241446 ,983 (30589, 104) 4, 931 ,435 1702090983 $ 41877, 330 $ 13,620,879 204, 524 $ 24,6519507 Comprehensive Annual Financial Report 49 PROPRIETARY FUNDS STATEMENT OF CASH FLOWS FOR THE YEAR ENDED DECEMBER 31 , 2003 Light Storm and Power Water Wastewater Drainage CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers and users $ 69148%456 $ 22,2191368 $ 12,234,982 $ 101996,410 Cash paid to employees for services (39420,286) (4,336,098) (4,002,926) (929, 117) Cash paid to other suppliers of goods & services (60,9921678) (81433,981 ) (4,911 ,342) ( 11922,947) Other receipts 11940,212 5981670 746,568 11 ,720 Net cash provided (used) by operating activities 71010,704 1010471959 490670282 . 81156,066 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers to other funds (69,000) (69,000) (57,500) Transfers from other funds 195,500 830,830 1042020 Net cash provided (used) by noncapital financing activities 195,500 (69,000) _ 761 ,830 469520 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from capital debt Capital contributions 31885,838 6,610,075 2,455,459 764,455 Purchases of capital assets (269,317) (1 ,320,991 ) (589,097) ( 161 ,457) Acquisition and construction of capital assets (9,7491633) (16,338,014) (21523,438) (81738, 193) Principal paid on capital debt (0411759) (51447,004) (2, 1711034) Interest paid on capital debt (2,244,893) (211270630) (21286,212) Proceeds from sales of capital assets 46 059 61172 192855 Net cash (used) by capital and related financing activities (61087,053) ( 18,229,410) (82111855) (12,592,441 ) CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from sales and maturities of investments 101090,608 191060,630 75484,269 31017,026 Purchase of investments ( 12,4860942) ( 14, 128,607) (61059,200) (81561 ,591 ) Earnings received on investments 891 ,904 1105%995 11084, 118 930,554 Net cash provided (used) by investing activities (1 ,504,430) 51992,018 21509,187 (4 061 4101 1 ) Net (decrease) in cash and cash equivalents (385,279) (21258,433) (8739556) (9,003,866) Cash and cash equivalents, January 1 (including $ 114,789 and $ 15,334, 193, for the wastewater and stormwater funds, respectively, reported in cash with fiscal agent and $298,578, $2,907,666 and $471 ,900 for the water, wastewater and stormwater funds, respectively, reported in the restricted assets of cash & cash equivalents) 91962,525 14,937, 170 8,004r674 18, 166,536 Cash and cash equivalents, December 31 (including $ 151 ,661 and $6, 158,675, for the wastewater and stormwater funds, respectively, reported in cash with fiscal agent and $298,774, $289,276 and $369,974 for the water, wastewater and stormwater funds, respectively, reported in the restricted assets of cash & cash equivalents) $ 915771246 $ 12,678,737 $ 74131 ,118 _$ 911622670 Reconciliation of operating income to net cash provided (used) by operating activites: Operating income (loss) $ ( 1 ,858,038) $ 4,379,490 $ 889,770 $ 61707,923 Other receipts 1 ,940,212 598,670 746,568 110720 Adjustments to reconcile operating income to net cash provided by operating activities Depreciation expense 7,063,593 41996,089 21564,767 1 ,915,677 (Increase) decrease in accounts receivable 2489818 (88,371 ) 121989 (201 ,393) (Increase) decrease in inventories (49,504) Increase (decrease) in accounts payable (36% 165) 147,558 (159,386) (288,471 ) Increase (decrease) in accrued _ compensated absences payable 12,635 (308) 5, 179 41520 Increase in accrued wages 22, 153 149831 71395 61090 Increase in claims payable Net cash provided (used) by operating activities $ 7LO10L7 04. $$ 10,047,959 _ $ 4,067,282 $ 81156,066 Noncash investing, capital, and financing activities: (Decrease) in fair value of investments ( 161 , 134) (95, 115) ( 135, 1192) (76,070) Borrowing under capital lease Capital contributions 621 ,985 Note receivable from other fund for sale of land 1 ,240,000 The notes to the financial statements are an integral part of this statement. 50 City of Fort Collins Other Total Total Enterprise Enterprise Internal Fund- Golf Funds Service Funds $ 2,2071778 $ 117, 141 ,994 $ 320101 ,019 ( Is048,775) ( 13,737,202) ( 10,0230184) (11153, 123) (77,414,071 ) (23,6101717) 68 509 31365,679 _ 197, 133 74 389 29,356,400 ( 1 ,335,749) (5,720) (2010220) ( 11061 ,629) 16,773 19147, 123 11 ,053 945,903� ( 12061 ,629) 165,708 165,708 13,715,827 (304,264) (21645, 126) (534,806) ( 170,680) (37,519,958) (311 ,331 ) (344,938) (12,9049735) (122,823) (265,039) (60923,774) ( 13, 113) 720086 230,000 (919,213) (46,03%972) (752,073) 39,652,533 715180314 (41 ,236,340) (93448,295) 101032 3,9769603 560,224 10,032 2t392,796 (113690757) (8232739) (13,344,873) (4,51 %208) 19499,952 52,5700857 12,2691198 $ 676,213 $ 39`225,984 $ 70749,990 $ 122,318 $ 10,241 ,463 $ (3,0861910) 68,509 39365,679 197, 133 2610170 1668019296 4511810 841 (27, 116) 24,966 - (4%504) 58,524 (372,683) ( 1 ,042, 147) (34, 160) (8,358) 13,668 (10, 189) 2,592 53,061 40,399 - 11022s78 $ 74,389 $ 29,3 66,400 _$ (11335,749) (4672511 ) ( 1563464) 165,708 165,708 - 621 ,985 11240,000 Comprehensive Annual Financial Report 51 FIDUCIARY FUNDS STATEMENT OF FIDUCIARY NET ASSETS DECEMBER 31 , 2003 Pension Trust Agency Funds Funds ASSETS Cash and cash equivalents $ 10, 305, 832 $ 31514 , 883 Receivables Interest 79,953 5,632 Notes and loans 1 /5159145 - Total Receivables 11595 , 098 51632 Investments , at fair value U S Government securities 31413 ,697 11012 ,486 Corporate bonds 11825,453 509, 120 Mutual funds 89 ,057,717 Total Investments , at fair value 94 ,2961867 1 ,521 ,606 Total Assets 106 , 197 ,797 51042 , 121 LIABILITIES Amounts held for other governments - 57042, 121 Accrued expenses 1 ,075 - Total Liabilities 11075 $ 5,042, 121 NET ASSETS Held in trust for pension benefits 106 , 196 ,722 Total Plan Net Assets $ 106, 196 ,722 The notes to the financial statements are an integral part of this statement. 52 City of Fort Collins FIDUCIARY FUNDS STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FOR THE YEAR ENDED DECEMBER 31 , 2003 Pension Trust Funds ADDITIONS Contributions Employer contributions $ 4 ,701 ,735 Employee contributions 21324 ,369 Pension conversion & roll-overs 390 ,853 Total Contributions 71416 ,957 Investment income Interest 340 , 852 Interest related to employee loans 335, 943 Net change in fair value of investments 17 ,378 , 377 Total Investment Income 18 ,055 , 172 Total Additions 259472 , 129 DEDUCTIONS Benefit payments 571469118 Administration expense 311 ,869 Total Deductions 51457,987 Net Increase in Plan Assets 209014 , 142 Net Assets Beginning of Year 86 , 182 , 580 End of Year $ 106 , 196 , 722 The notes to the financial statements are an integral part of this statement. Comprehensive Annual Financial Report 53 THIS PAGE LEFT BLANK INTENTIONALLY, 54 City of Fort Collins NOTES TO THE FINANCIAL STATEMENTS Comprehensive Annual Financial Report 55 NOTE I. SUMMARY OF SIGNIFICANT ACCOUNTING Block 31 Joint Venture was created by the City and Larimer POLICIES County for the purpose of acquiring and managing parking space and government facilities on Block 31 . The City issued The City of Fort Collins, Colorado (the City) was incorporated in sales and use tax bonds to finance the acquisition of the 1873 and adopted its Home Rule charter in 1913. In 1954, the property and is responsible for the debt service on the bonds. citizens adopted the Cou nci I-Manager form of government. The Larimer County reimburses the City for its half of the debt more significant accounting policies reflected in the financial service on a semi-annual basis. The City is responsible for statements are summarized as follows: providing half of the on-going upkeep and maintenance of the property. The City and the County each retain a 50% A. Reporting Entity ownership interest in the property. Separate financial statements are not issued for this joint venture . These financial statements include those of the City (primary government) and organizations for which the City is financially Fort Collins-Loveland Airoort was created for the purpose of accountable (component units). Together, these organizations operating a municipal airport for the benefit of the citizens of comprise the City's reporting entity. The following component Loveland and Fort Collins. The City provides a small amount of units are included in the reporting entity: City of Fort Collins funding for on-going airport construction projects. The Cityand Downtown Development Authority (DDA), City of Fort Collins Loveland each retain a 50% ownership interest in the airport. General Improvement District No. 1 (GID No . 1 ), and the Fort Separately issued financial statements are available upon Collins Capital Leasing Corporation. During the fall of 2003, request from the Airport Manager. the North Front Range Transportation and Air Quality Planning Council (NFRTAQPC) secured adequate funding to sustain its North Front Rancie Transportation and Air uali Planning operations independent of the City of Fort Collins . Therefore, Council (NFRTAQPC) is an association of local governments NFRTAQPC no longer met the criteria of a component unit of that was formed in 1987 in response to local needs and federal the City. transportation and air quality planning requirements . Local government membership consists of elected officials The DDA was created in 1981 by City Council and the representing Fort Collins, Greeley, Loveland, Evans, Berthoud , electorate. The purpose of the DDA is to promote the public Windsor, Timnath, Garden City, LaSalle , Johnstown , and Weld health , safety, prosperity, security, and welfare of its and Larimer Counties. Membership is also extended to the inhabitants. The City appoints and removes all members of the Colorado Transportation Commission and the Colorado Air DDA's governing board in addition to issuing debt, adopting Quality Control Commission . The NFRTAQPC Board appoints budgets, and levying taxes on its behalf. The financial its own management and approves its own budget. Prior to statements of the Downtown Development Authority are 2003 , NFRTAQPC was reported as a blended component unit included in the reporting entity by discrete presentation . of the City. The City has an agreement with the NFRTAQPC Discrete presentation entails reporting component unit financial that allows for NFRTAQPC to participate in the Cites medical data in a column separate from the financial data of the City. and dental plans on a reimbursable basis. Separately issued financial statements are available upon request from the GID No. 1 was created in 1976 for the construction and Planning Council_ installation of parking facilities and street and sidewalk beautification improvements . GID No. 1 is, in substance, the Harmony Library was created for the purpose of operating a same as the primary government since the City Council serves joint library for the benefit of the citizens of Fort Collins and the as the board of directors. As such , it levies all taxes , approves students, faculty and staff of Front Range Community College. all budgets , and issues all debt on behalf of GID No . 1 . The City and the College paid 40% and 60% of construction Accordingly, its transactions and balances are blended with costs, respectively. However, the City is responsible for 60 % of those of the City. GID No. 1 is presented as a special revenue the ongoing maintenance and operational costs . Although the fund. College retains sole interest in the building , which is located on their campus, the City is responsible for the personal property Fort Collins Capital Leasing Corporation (Corporation ) was within the library. Separate financial statements are not issued created in June 1998 and operates under the provisions of the for this joint venture. Nonprofit Corporation Law of the State of Colorado. The Corporation's primary purpose is to provide financing Poudre Fire Authority (PFA) was created by an assistance by obtaining land, property and equipment on behalf intergovernmental agreement between the City of Fort Collins of the City. The directors are appointed by the City Council and and the Poudre Valley Fire Protection District. The PFA Board receive no compensation. Its transactions and balances are consists of five members—two appointed by City Council, two blended with those of the City. The Corporation is presented as appointed by the District's Board of Directors and a fifth a debt service fund . member appointed by the other four members. The PFA Board appoints its own management and approves its own budget. None of the component units included in the reporting entity PFA's continuing existence depends , in part, on funding issues its own financial statements. provided by the City. Separately issued financial statements for PFA are available from its administrative office . B. Joint Ventures Platte River Power Authority (PRPA) was created by an Ajoint venture is a legal entity or other organization that results intergovernmental agreement between the Cities of Fort from a contractual agreement and that is owned , operated or Collins, Estes Park, Loveland, and Longmont to supply their governed by two or more participants as a separate and wholesale electric power and energy requirements . The specific activity subject to joint control in which the participants governing Board of PRPA consists of two members from each retain an on-going financial interest or an on-going financial municipality. Under Colorado law, PRPA's Board of Directors responsibility. The City has joined with other governmental has the exclusive authority to establish electric rates. The City units to form the following joint ventures: has contracted for its total electric energy supply from PRPA through December 31 , 2040. Separately issued financial 56 City of Fort Collins statements for PRPA are available from its corporate levied and become an enforceable lien on the property. Grants headquarters. and similar items are recognized as revenue as soon as all eligibility requirements have been met. An allowance for Aside from the Fort Collins-Loveland Airport, the City does not doubtful accounts is maintained for the utility receivables. have an equity interest in any of the joint ventures in which it participates. None of the joint ventures are accumulating Governmental fund financial statements are reported using the financial resources or are experiencing fiscal stress that are current financial resources measurement focus and the expected to create a significant financial benefit or burden on modified accrual basis of accounting , Revenues are the City in the foreseeable future . recognized as soon as they are both measurable and available. Revenues are considered to be available when they are C. Jointly Governed Organization collectible within the current period or soon enough thereafterto pay liabilities of the current period . For this purpose, the The City and various governmental entities throughout Larimer government considers revenues to be available if they are County have jointly agreed to establish the Larimer Emergency collected within 60 days of the end of the current fiscal period . Telephone Authority (LETA). LETA is a separate legal entity As under accrual accounting , expenditures are generally established to provide E-911 telephone service to the citizens recorded when a liability is incurred . However, debt service of Larimer County. The City does not retain an on-going expenditures, as well as those related to compensated financial interest or responsibility in LETA. absences and incurred claims and judgments, are recorded only when payment is due. With regard to self-insurance D. Related Organizations claims and judgments, an additional expenditure may be recorded based on actuarial information. The City has an agreement with the Fort Collins Housing Authority (FCHA) that allows for FCHA to participate in the Property taxes, special assessments , sales taxes, franchise City's medical and dental plans on a reimbursable basis . taxes, charges for services, amounts due from other FCHA is a separate legal entity with its own board that operates governments and interest associated with the current fiscal independent of the City. Separately issued financial statements period are all considered to be susceptible to accrual. Other are available from FCHA. revenue items such as licenses, fines and permits are considered to be measurable and available only when the cash E. Government-wide and Fund Financial Statements is received by the government, as a result they are not susceptible to accrual. The government-wide financial statements (i .e. , the statement of net assets and the statement of activities) report information G. Financial Statement Presentation on all of the nonfiduciary activities of the primary government and its component units . For the most part, the effect of The accounts of the City are organized and operated on the interfund activity has been removed from these statements. basis of funds, each of which is considered a separate Governmental activities , which are normally supported by taxes accounting entity. The operations of each fund are accounted and intergovernmental revenues , are reported separatelyfrom for with a separate set of self-balancing accounts that comprise business-type activities, which rely primarily on fees and its assets, liabilities, fund equity, revenues and expenditures or charges for support. Also , the primary government is reported expenses as appropriate. The various funds are summarized separately from the DDA , a legally separate component unit for by type within the financial statements. which the primary government is financially accountable . Governmental Accounting Standards Board Statement No. 34 The statement of activities demonstrates the degree to which has established a minimum criteria (percentage of the assets, the direct expenses of a given function or segment are offset by liabilities, revenues or expenditures/ expenses of either fund program revenues. Direct expenses are those that are clearly category or the governmental and enterprise combined ) for associated with a specific function or segment. Program determining major funds. The non-major funds are combined in revenues include 1 ) charges to customers or applicants who a column in the fund financial statements. purchase, use or directly benefit from goods, services, or privileges provided by a given function or segment and 2) The City reports the following major governmental funds : grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or The General fund is the government's primary operating segment. Taxes and other items not properly included among fund . It accounts for all financial resources of the general program revenues are reported instead as general revenues. government, except those required to be accounted for in another fund. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds , even though the The Sales & Use Tax special revenue fund is used to latter are excluded from the government-wide financial account for collections of the City's 3.0% sales and use tax statements. Major individual governmental funds and major which is used to provide reserves and fund payments for individual enterprise funds are reported as separate columns in sales and use tax revenue debt and is transferred to other the fund financial statements. funds of the City in accordance with the sales and use tax distribution policy. F. Measurement Focus and Basis of Accounting The Transportation Services special revenue fund is used The govemment-wide financial statements are reported using to account for taxes, federal and state grants and other the economic resources measurement focus and the accrual revenues utilized to operate and maintain the City's basis of accounting , as are the proprietary fund and fiduciary transportation system. fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred , The Capital Projects fund is used to account for financial regardless of the timing of related cash flows. Property taxes resources to be used for the acquisition or construction of are recognized as revenues in the year for which they are major capital facilities . Revenues and other financing Comprehensive Annual Financial Report 57 sources are derived primarily from issuance of debt or Exceptions to this rule are the charges between the City's utility transfers from other funds. functions and various other functions. Elimination of these charges would distort the direct costs and program revenues The City reports the following major proprietary funds: reported for the various functions concerned. The Light and Power fund is used to account for the Amounts reported as program revenues include 1 ) charges to operations of the Citys electric utility. customers for goods, services, or privileges provided, 2) operating grants and contributions, 3) capital grants and The Water fund is used to account for the operation of the contributions, including special assessments. Internally City's water utility. dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include The Wastewater fund is used to account for the operation all taxes. of the City's wastewater utility. Proprietary funds distinguish operating revenues and expenses The Storm Drainage fund is used to account for the from nonoperating items. Operating revenues and expenses operations of the Citys storm water utility. generally result from providing services and producing and delivering goods in connection with a proprietary fund's Governmental and enterprise fund types that do not meet the principal ongoing operations. The water and sewer funds also criteria of major funds have been summarized and presented recognize as operating revenue the portion of connection fees as other governmental funds and other enterprise funds , intended to recover the cost of connecting new customers to respectively within the fund financial statements . the system . Operating expenses for enterprise and internal service funds include the cost of sales and services, Additionally, the City reports the following fund types: administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported Internal Service funds are used to account for the City's as nonoperating revenues and expenses. fleet maintenance services, phone & information/ technology equipment and services, self-insurance of When both restricted and unrestricted resources are available employee health care and other employee benefits , and a for use , it is the government's policy to use restricted resources risk management insurance program . These services are first, then unrestricted resources as they are needed . provided by certain departments of the City to other departments, usually on a cost reimbursement basis. H. Budgetary Data There is also an internal service fund to account for the customer and administrative services provided exclusively Budgetary Accounting and Control to the Citys utility enterprise funds . Appropriated budgets are established for all funds of the City Fiduciary Fund Types except agency funds, which do not measure results of operations . Pension Trust funds are used to account for the Citys defined benefit and defined contribution pension trusts to General. Special Revenue, Debt Service and Trust Funds provide retirement benefits for its employees/retirees . Budgets for general , special revenue, debt service and trust Agency funds are used to accountfor cash and investments funds are adopted on a basis which is consistent with generally held by the City on behalf of Poudre Fire Authority, Poudre accepted accounting principles (GAAP) except that Fire Authority's pension fund and the Fort Collins-Loveland appropriations for certain special revenue funds do not lapse on Airport. an annual basis as further explained below. Non-Current Governmental Assets/Liabilities Capital Projects Fund Although GASB Statement #34 eliminates the presentation The Capital Projects Fund budget is not consistent with GAAP of Account Groups, it does provide for the maintenance of because appropriations do not lapse at year end. the underlying records. The non-current governmental assets/liabilities are presented within the governmental Proprietary Funds column in the government-wide Statement of Net Assets. Proprietary funds are budgeted on a basis that includes capital All Governmental Accounting Standards Board (GASBs) items such as amounts for capital outlay and principal reduction pronouncements as well as all Financial Accounting Standards of debt. Such budgets exclude depreciation . Propriety Funds Board (FASBs) Statements and interpretations, Accounting recognize gain on inter-fund sales of capital assets for Principles Board (APB) Opinions, and Accounting Research budgetary purposes only. Capital project budgets for certain Bulletins (ARBs) of the Committee on Accounting Procedure enterprise funds are nonlapsing . issued on or before November 30 , 1989 generally are followed in both the government-wide and proprietary fund financial Legal Level of Control statements, unless those pronouncements conflict with or contradict GASB pronouncements. Governments have the The legal level of budgetary control is at the individual fund option of following private-sector guidance for their business- level , except for capital projects and federal and state grants for type activities and enterprise funds, subject to the same which the legal level of control is at the project or grant level . limitation . The City has elected not to follow subsequent For budgetary purposes, operating transfers are considered private-sector guidance . expenditures. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. 58 City of Fort Collins Lapsing Appropriations f. Transfer any unexpended appropriated amount or portion thereof from one fund to another, upon All appropriations unexpended or unencumbered lapse at the recommendation of the City Manager, provided that the end of the year to the applicable fund , except capital project purpose for the initial expenditure no longer exists. and federal and state grant appropriations which lapse when the projector grant activity is completed. Appropriations which 8. The City Manager may transfer any unused budgeted are encumbered at year end are carried over to the ensuing amount or portion thereof from one budget category to any year at which time they are matched with their corresponding other category within the same fund or project depending expenditures . on the legal level of budgetary control . Budgets for the Capital Projects Fund, special revenue funds Numerous ordinances making supplemental appropriations to with expenditures of a capital or project nature and special the original adopted budget were enacted during 2003 . revenue funds where the primary source of revenue is project- length federal or state grants are nonlapsing . Included are the Property Taxes Capital Projects Fund , Capital Expansion Fund , Parkland Fund, Conservation Trust Fund, Community Development Block Grant Property taxes levied in a particular year are collected in the Fund , Home Investment Partnership Grant Fund , Transit subsequent year. The property tax calendar is as follows: Services Fund , Flood Recovery Fund, and the grant portion of Transportation Services . Budgets for capital projects of the Tax Year Water, Storm Drainage, Wastewater, and Golf enterprise funds are also nonlapsing . Beginning of fiscal year for taxes . . ... . . . . .... . ...... ........ .. January 1 Assessed valuation certified by Budgetary Procedures County Assessor . .... .. . . . .... . .. .... . . . ....... .... ........ .... . .... . August 25 Property tax levy by City Council The following is a summary of the procedures used in for ensuing year. . . ... . . .. ........... .. . ....0..0.... . ........ 1.... November 30 establishing budgetary data reflected in the financial Tax levy certified to statements: County Commissioners .. . ...... .... ... . . . .... . ........... . .. December 15 County Commissioners certify levy 1 . Council work sessions are held throughout the budget to County Assessor ... ... ....... . . .. .... . . .... ....... . ... . . . .. . December 22 process to provide direction for the development of the budget. Ensuing Collection 2 . In March of each year, departments develop projections of Year their revenue sources. information about providing the costs of services is also collected . Taxes attach as an enforceable lien on property; . . ...... . .... .. . . ..o... ........ .o.o....... .............. January 1 3. In April and May, departmental budgets are prepared. County Assessor delivers tax Budget issues are reviewed in June and July. warrant to County Treasurer . . .. ... . .. .... . ....... .... . .... . .. January 10 First installment due date 4. On or before the first Monday in September, the City (one-half of taxes due) . .... .. . . . ... . . ..... .. . ..... ............ . February 28 Manager submits to the City Council a proposed budgetfor Taxes due in full (unless the next year. installments elected by taxpayer) .. . ... .... . .... ... .... .......... April 30 Second installment due date 5 . Public hearings are conducted to obtain taxpayer (second half due). . ... . . . .0 . . .. . . June 15 comments. Taxes are collected by the Larimer County Treasurer on behalf 6. Prior to November 30, the City Council adopts the budget of the City and are remitted by the 10th day of the month and passes the appropriation ordinance . following collection. A 2% collection fee is retained by the 7. After commencement of the fiscal year, the appropriation County as compensation for collecting the taxes . ordinance is irrepealable. However, the City Council may, Anheuser Busch contributed 5 % of total property taxes by ordinance, make the following changes: collected in 2003. This company is also a major customer of the City's water and wastewater funds. In 2003, the company's a. Provide payment of any expenditure, the necessity of usage of these utilities represented over 10% of the total which is caused by any casualty, accident or operating revenues collected by these funds . unforeseen emergency; Reserve for Encumbrances b. Appropriate any expenditure from reserves or fund equity accumulated in prior years; Encumbrance accounting is utilized by the City to record purchase orders, contracts and other commitments for the c. Appropriate proceeds of bonded indebtedness; expenditure of monies to assure effective budgetary control and accountability. Encumbrances outstanding at year end d . Appropriate revenues which were not anticipated at the represent the estimated amount of expenditures likely to result time of adoption of the annual budget and which are a if orders for goods and services are completed . In result of rate or fee increases or new revenues; governmental funds, encumbrances outstanding at year end are reported as reservations of fund balances since they do not e . Appropriate at the expiration of eight months of the represent expenditures or liabilities. Encumbrances are not fiscal year the excess of actual revenues over the recorded in the financial statements for proprietary fund types budgeted estimates ; or pension trust funds . Comprehensive Annual Financial Report 59 I. Assets, Liabilities and Fund Equity Inventory of Real Property Held for Resale Cash and Investments Inventory of real property held for resale generally reflects the The City has stated certain investments at fair value in cost of raw land held by the City's Land Bank Program in the accordance with GASB No. 31 . Fair value is determined General Fund , for development of affordable housing. utilizing the third party custodian's statements, Wall Street Additionally, there is a minor balance representing raw land Journal, Bloomberg , and other recognized pricing services. held for purchase by residents with the Cemeteries Special Revenue Fund. These assets are carried at cost until an event Whenever possible, cash is pooled from the various City funds occurs to indicate a low net realizable value. to enhance investment capabilities and maximize investment income . Investments are made taking into consideration cash Capital Assets flow needs, market conditions, and contingency plans. The City's investment policies prescribe eligible investments, Capital assets , which are acquired or constructed , are reported investment diversification, and maturity and liquidity guidance, at historical cost or estimated historical cost in the applicable which are utilized in managing the investment portfolio. governmental or business-type activities' columns in the government-wide financial statements. Capital assets are For purposes of the combined statement of cash flows, the City defined by the City as assets with an initial, individual cost of considers highly liquid investments with a maturity of three more than $5,000 and an estimated useful life in excess of four months or less when purchased to be cash equivalents. years. Donated capital assets are recorded at estimated fair market value at the date of donation . The City invests in derivatives and similar securities . Derivatives are generally defined as contracts , whose value The costs of normal maintenance and repairs that do not add to depends on , or derives from , the value of an underlying asset, the value of the assets or materially extend asset lives are not reference rate, or index. The City holds bonds with floating capitalized . Capital assets other than land , water rights and interest rates, which are considered derivatives, and similar some intangible property are depreciated. Depreciation is mortgage-backed securities . computed using the straight-line method with estimated useful lives as follows: Cash held by Fiscal Agent Certain proceeds of Capital Leasing Corporation's Certificates - Buildings . ... . ... . ...... .... ... .... ... . ... . . .. .. . . ... . ... . . .... . .... . ...25-50 years of Participation (COP) , and Enterprise Fund revenue bonds are - Improvements other than buildings .. . .... . .... ..... . .. . 15-25 years classified as cash held by fiscal agent on the balance sheet - Machinery and equipment..... ....... ........... ............ ... 5.15 years because they are held in third party escrow accounts and their use is limited by applicable COP and bond covenants . GASB Statement No. 34 provides for an extended period of deferral (Fiscal Year 2006), before infrastructure assets are Restricted Cash and Cash Equivalents required to be included in the City's accounting records . This category of assets (e.g., roads, bridges , traffic signals, Certain proceeds of Enterprise Fund revenue bonds, as well as sidewalks and similar items) is likely to be the largest class of certain resources set aside for their repayment, are classified assets in the City. Historically, infrastructure assets have not as restricted assets on the balance sheet since their use is been reflected within the City's records nor has consumption of limited by applicable bond covenants. these assets been measured . Aside from traffic signals, all infrastructure assets have inception to date balances reflected Receivables on the financial statements . Accounts receivable are expressed net of allowances for GASB Statement #34 provides for an alternative approach to doubtful accounts. Allowances for doubtful accounts are based depreciation for measuring the value of infrastructure assets on historical collection trends for the related receivables. For and the related costs incurred to maintain their service life at a the enterprise funds, estimated unbilled revenues are accrued locally established minimum standard . In order to adopt this as of year end and included with accounts receivable to reflect alternative method, the City has developed an asset services rendered but not billed . management system , which will determine if the minimum standards are being maintained . This measurement would Long-term portions of receivables in the governmental fund occur every three years at a minimum . The City has elected to financial statements are reported and then offset by fund use this alternative method for reporting its street infrastructure balance reserve accounts in order to indicate that they are not capital assets. As of January 1 , 2003, the City recorded its available, spendable resources except for long-term portions of street system infrastructure inception to date records. special assessments receivable which are offset by deferred revenue. Compensated Absences Inventories The City allows employees to accumulate unused vacation pay and to defer overtime pay by accumulating compensatory leave Inventories are stated at cost using the first-in, first-out method. up to maximum limits. Unused sick pay is not recognized as a The costs of inventory items are recognized as expenditures in liability because it does not meet the criteria for accrual . The governmental funds when purchased and as expenses in liability associated with these benefits is reported in the proprietary funds when used . Where appropriate, inventory has government-wide financial statements. Proprietary fund types been adjusted downward to market value to reflect what is accrue such benefits in the period in which they are earned . considered a permanent market decline . 60 City of Fort Collins Long-Term Obligations Deferred Revenues In the government-wide financial statements and proprietary Governmental funds report deferred revenue on their balance fund types in the fund financial statements, long-term debt and sheets. Deferred revenues arise in governmental funds when a other long-term obligations are reported as liabilities in the potential revenue does not meet both the "measurable" and applicable governmental activities , business-type activities, or "available" criteria for recognition in the current period. Deferred proprietary fund type statement of net assets. Bond premiums revenues also arise when resources are received by the City and discounts, as well as issuance costs, are deferred and before it has a legal claim to them. In subsequent periods, amortized over the life of the bonds using the effective interest when both revenue recognition criteria are met, or when the method . Bonds payable are reported net of the applicable bond government has a legal daim to the resources, revenue is premium or discount. Bond issuance costs are reported as recognized . deferred charges and amortized over the term of the related bond . In the government-wide financial statements, deferred revenue not meeting the "measurable" and "available' has been In the fund financial statements , governmental fund types eliminated. Since the majority of the deferred balance on the recognize bond premiums and discounts as well as bond government-wide Statement of Net Assets represents revenue issuance costs during the current period. The face amount of received for property tax levies legally recorded in the current debt issued is reported as other financing sources. Premiums year, but not billed until the subsequent fiscal period; this received on debt issuances are reported as other financing deferred amount appears on both the government-wideand the sources while discounts on debt issuances are reported as fund financial statements. Another significant portion of this other financing uses. Issuance costs, whether or not withheld balance represents revenue received for future performances from the actual debt proceeds received, are reported as debt at the Lincoln Center. service expenditures. Estimates Claims and Judgments Payable The preparation of financial statements requires management Claims and judgments payable are recognized when it is to make estimates and assumptions that effect certain reported probable that a liability has been incurred and the amount of the amounts and disclosures. Specifically, the City has made loss can be reasonably estimated . Such claims, including an certain estimates and assumptions relating to its collections of estimate for claims incurred but not reported at year end , are receivables, the valuation of property held for resale, and the reflected as claims payable in the financial statements . ultimate outcome of claims and judgments. Accordingly, actual results could differ from those estimates . Fund Eguity Discretely Presented Component Units In the fund financial statements, fund equity of the City's governmental funds are classified either as reserved or The significant accounting policies for the City's discretely unreserved . The unreserved portion may be further classified presented component units are substantially the same as for as either designated or undesignated . Designated fund the primary government. Additional disclosures follow. balances represent amounts identified by management for the future use of current resources. All transactions and balances of the various fund types and account groups of the discretely presented component units are Reserved fund balances indicate that portion of fund equity aggregated in a single column on the face of the government- which has been segregated for future use and is not an wide financial statements. These columns are presented available, spendable resource or amounts which are legally separately from the financial data of the primary government required to be segregated in accordance with legal and (the City) in order to distinguish between data of the primary contractual provisions . government and that of the component units. Interfund Transactions The discretely presented component unit data presented in the government-wide statements includes total data for all fund Interfund transactions are treated and classified as revenues , types of the Downtown Development Authority (DDA), including expenditures, or expenses (the same as if these same its General Fund, Debt Service Fund and its non-current assets transactions involved external organizations). These include and liabilities. payments in lieu of taxes and billings from one fund to another for purchased goods or services . In the govemment-wide Since the DOA is the only discretely presented component unit statement of activities , transactions, which constitute included in the reporting entity, the significance relative to total reimbursements , are eliminated in the reimbursed fund and discretely presented component units and the primary accounted for as expenditures or expenses in the fund to which government is self-evident in the financial statements . Where the transaction is applicable . appropriate, additional disclosures have been included to give the reader additional understanding of the significance of During the year, transactions occur between individual funds for various finance-related matters. goods provided or services rendered. Related receivables and payables are classified as "due from/to other funds" on the Budgeting accompanying fund financial statements. The non-current portion of long-term interfund loans receivable are reported as The Board of Directors of the ODA approves their respective "advances from/to other funds" and for governmental fund budget by resolution . The budget is then submitted to City types, are equally offset by a fund balance reserve to indicate Council for approval. Budgetary matters with respect to basis that the receivable does not represent available, expendable of accounting and legal level of budgetary control are generally financial resources . the same for the DDA as those of the City. Comprehensive Annual Financial Report 61 NOTE II, STEWARDSHIP , COMPLIANCE, AND pledging financial institution's trust department or agent in the ACCOUNTABILITY City's name. A. Compliance with Finance Related Legal and Component Unit Contractual Provisions The Downtown Development Authority's undivided share of the City's deposits as of December 31 , 2003 , was a carrying The City has no material violations of finance related legal and amount of ($232,053) and a bank balance of $37,487. The contractual provisions. entire bank balance was covered by federal deposit insurance. B. Excess of Expenditures Over Appropriations In Investments Individual Funds Investment policies are governed by the City's own investment Aside from the Self-Insurance Fund , the City has no excess of policies and procedures . Investments of the City and its expenditures over appropriations at the fund level within each discretely presented component unit may include: of the individual funds. The Self- Insurance Fund had expenditures in excess of the final budget by the amount of Legal investments for municipalities under state statutes. $627,685. Sufficient revenues and reserves were available to Interest-bearing accounts or certificates of deposit at banks cover these expenditures. or savings and loans in Colorado which are eligible public depositories. The actual to budget comparisons for both governmental and Obligations of the United States Government, its agencies or proprietary funds may reflect immaterial excess expenditures instrumentalities. or expenses at the program or grant level within the fund. Common or preferred stock or debt of U.S. corporations . - Obligations issued by or on behalf of the City. C. Accounting Changes and Restatements - State or local government obligations having an investment grade rating . On January 1 , 2003, the City adopted GASB Statement No . Prime rated banker's acceptances. 40, Deposit and Investment Risk Disclosures . Prime rated commercial paper. - Guaranteed investment contracts. Statement No. 40 requires certain disclosures to be made in the - Repurchase and reverse repurchase agreements of any notes to the financial statements that address common deposit marketable security described above which afford the City a and investment risks related to credit risk, concentration of perfected security interest in such security. credit risk, interest rate risk, and foreign currency risk. - Local government investment pools authorized under the laws of the State of Colorado. On January 1 , 2003, the City also restated some amounts in its Shares in any money market fund or account, unit investment capital asset records: trust or open or close-end investment company, all of the net assets of which are invested in securities described above. Concurrent with the decision to utilize the modified approach to - Mutual funds that include eligible investments found above. account for its street infrastructure capital asset system, the City - For bond reserve funds, treasury securities with a put option decided to analyze the related activity from inception to date. used to control and minimize arbitrage rebates. As a result of this analysis , the City had an increase of $ 184 million of capital assets used in governmental operations due to In addition to the above , investments of the General the addition of prior year street system infrastructure. Employees' Retirement Plan may include: The City also analyzed the activity of the Traffic Signal System , - Equipment trust certificates. inception to date. As a result, the City had an increase of $7.3 - Real property and loans secured by first mortgages or deeds million of capital assets. of trust. - Participation guarantee agreements with domestically Also, in recognition of owning a 50% share of the Fort Collins- regulated life insurance companies. Loveland Airport, the City recorded $7. 1 million in assets. - Tax certificates issued by any county treasurer of Colorado upon any real property located within the state. Additionally, on January 1 , 2003, the Land Bank Program - International mutual funds that have a five star rating for the located in the General Fund recorded prior year additions to past five years from Morningstar Mutual Funds. Inventory Land Held for Resale of $905,886 . The General Investments of the Money Purchase Plan are determined Fund and Benefits Fund were also reduced and increased, contractually with the third party custodian. The plan currently respectively, by $499, 138 for a liability related to an advance. contains a wide range of money market and mutual funds. NOTE III. DETAILED NOTES ON ALL FUNDS In accordance with GASB Statement No. 40, the City's and its discretely presented component units investments are A. Deposits and Investments subject to interest rate and credit risk as described below: Deposits Interest Rate Risk Primary Government As a means of limiting its exposure to fair value losses arising from rising interest rates, the City's investment policy limits at The carrying amount of the City's deposits as of December 31 , least eighty percent of the City s investment portfolio to 2003, was $2,315, 183 . The bank balances were $3,814,902 of maturities of less than five years and at least five percent of the which $95,097 was covered by federal deposit insurance and City's operating investment portfolio to maturities of 120 days or $3, 719,805 was collateralized with securities held by the less. Based on the current rate environment, the City assumes that all callable securities will be called on the first call date . 62 City of Fort Collins Credit Risk The City's investment policy limits investments in corporate bonds to the top three ratings issued by nationally recognized statistical rating organizations (NRSROs). As of December 31 , 2003, the City's investment in corporate bonds were rated A+ or better by Standard & Poor's and Al or better by Moody's Investors Service . The City's investment policy also allows for the City to invest in local government investment pools. As of December 31 , 2003, the local government investment pools (CSAFE & Colorado Diversified Trust) in which the City had invested, were rated AAAm by Standard & Poor's. As of December 31 , 2003, the City had the following investments and maturities: Primary Government Investment Maturities Fair Up to 121 days More than Investment Type Value 120 days to 5 years 5 years Repurchase agreement $ 84,121 ,000 $ 84,121 ,000 $ - $ U.S. Treasuries 4,973,450 - 4,9739450 U .S. agencies 555,800 - 555,800 Instrumentality Federal Farm Credit Bank (FFCB) 91503,995 9,503,995 Federal Home Loan Bank (FHLB) 45,7710895 13,534,878 32,237,017 Federal Home Loan Mortgage Corporation (FHLMC) 29 ,6648339 516329564 24,0311775 Federal National Mortgage Association (FNMA) 2275531626 11 ,853,726 101699,900 Student Loan Marketing Association (SLMA) 11020,000 1 ,020,000 Tennessee Valley Authority (TVA) 217653658 2,765,658 Corporate bonds 269480,008 9,782,402 161697,606 Total Investments Controlled by the City $227,409,771 $124,924,570 $ 101 ,929,401 $ 555,800 Percent of Total 55% 45% 0% Reconciliation to Total Deposits and Investments : Add: Cash on Hand and in Banks $ 2,3150183 Money market funds $14,032,433 Mutual funds 89,057,717 CSAFE 12,463,937 Colorado Diversified Trust 21156,172 Securities lending short-term collateral invest, pool 13,494,315 Cash and Investments in Custody of Others 131 ,2049574 Cash Held by Fiscal Agent 61926, 116 Total Deposits and Investments $367,855,644 Component Unit Investment Maturities Fair Up to 121 days More than Investment Type Value 120 days to 5 years 5 years Repurchase agreement $ 10879,000 $ 1 ,8791000 $ $ Corporate bonds 691 ,357 691 ,357 Total Investments Controlled by the City $ 2,570,357 $ 11879,000 $ 691 ,357 $ Percent of Total 73% 27% 0% Reconciliation to Total Deposits and Investments: Add: Cash on Hand and in Banks (2327053) Total Deposits and Investments $ 20338,304 The carrying amounts of deposits and investments are reflected Fiduciary funds statement of net assets in the accompanying financial statements as : Cash and cash equivalents $ 131820,715 Investments 95,818,473 Government-wide statement of net assets Total 109.639. 18 Cash and cash equivalents $ 96 , 3791793 Investments 140, 1010954 The City 's investments in repurchase agreements are for a Cash held by fiscal agent 61926 , 116 period of one month or less. As a result they are sensitive to Securities lending collateral 13,494,315 the short-term interest rate environment. Restricted cash and cash equivalents 1 ,314,278 258,216,456 Reflected above are amounts invested in mutual funds and local government investment pool investments. Colorado Component-unit (cash and cash equivalents) 116461947 Diversified Trust and Colorado Surplus Asset Fund Trust Component-unit (investments) 691 ,357 (CSAFE) are investment vehicles established for local Total 260454, 760 government entities in Colorado to pool surplus funds for investment purposes. Colorado Diversified Trust and CSAFE are routinely monitored by the Colorado Division of Securities Comprehensive Annual Financial Report 63 with regard to its operations and investments, which are also The City periodically reviews the custodian's practices to insure subject to provisions of C.R.S . Title 24, Article 75, Section 6. fair distribution of lending opportunities as well as risk The fair value of the investments in CSAFE and Colorado evaluation of prospective brokerldealer borrowers. For the year Diversified Trust is the same as the value of the pool shares. 2003 the City received net income of $21 ,676 from security None of these types of investments are categorized because lending activity for its operating and pension portfolios . The they are not evidenced by securities that exist in physical or City has not incurred a loss through its participation in this book entry form . program. The City invests in various mortgage-backed securities and Restrictions on Cash and Investments bonds with floating interest rates in order to maximize yields. Mortgage-backed securities are based on cash flows from Cash and investments of $128,458, $ 198, 191 and $29 ,605, interest payments on underlying mortgages . Therefore, they respectively in the General , Sales and Use Tax and are sensitive to prepayments by mortgagees , which may result Transportation Funds and $298,774, $289,276 and $369 ,974, from a decline in interest rates. If interest rates decline and respectively, in the Water, Wastewater and Storm Drainage homeowners refinance mortgages, thereby prepaying the Funds are contractually restricted for debt service through bond mortgages underlying these securities, the cash flows from ordinances. interest payments are reduced and the value of these securities declines . Likewise, if homeowners pay on mortgages longer B . Notes Receivable than anticipated , the cash flows are greater and the return on the initial investment would be higher than anticipated. In March 1996, the City entered Into an agreement with a The City has addressed securities lending for its operating developer for the construction of low income apartment units. portfolio. The City has a contract with its custodian that allows Under the agreement, the City loaned $913 ,000 to the the custodian , acting as agent, to lend securities held in the developer from the HOME Investment Partnership Grant portfolios. Special Revenue Fund and received a deed of trust against the property. The loan is to be repaid from 50% of the net available The market for securities lending developed to provide cash flow generated by theproject as calculated annually. The temporary access to a large portfolio of securities for loan bears interest at 9 /o per annum . There is no set payment broker/dealers who might have a need to borrow specific schedule or due date on the loan . Based upon a review of instruments. At the time of the transaction, the broker/dealer 2002 project income statements, the project did not have a net collateralizes their borrowing (in cash or with securities) to available cash flow. In 2003, the City did receive an interest 102% of the security value plus accrued interest and in the payment of $39 ,508 against the note. Accrued interest on the event that the fair value of the collateral falls below 100% . 1f the loan has not been recorded since it is uncertain as to the broker/dealer fails to return the security, upon request, then the frequency of when the project will be able to make payments custodian , acting as agent, will utilize the collateral to replace against the note. the security borrowed . The transaction establishes a rebate interest rate (assuming cash collateral), which is due back to In May 2000, the City entered into an agreement with a the brokerldealer upon return of the security. The cash is then developer for the construction of low income senior apartment invested short-term and the City and the custodian share the units. Under the agreement, the City loaned $200,000 to the incremental return available above the rebate rate. The developer from the HOME Investment Partnership Grant commingled short-term fixed income accounts can be invested Special Revenue Fund and received a deed of trust against the in repurchase agreements, master notes, U. S. treasuries and property. The loan is to be repaid from the net available cash agencies, U.S. certificates of deposit and time deposits, flow generated by the project as calculated annually. The loan bankers' acceptances, commercial paper, and other shortterm bears interest at 7 /o per annum. There is no set payment money market instruments . While the securities loaned are on schedule on the loan. The loan has a term of 20 years, a rolling daily basis and the cash collateral can be deposited Accrued interest on the loan has not been recorded since it is and/or withdrawn from the commingled investment on a daily uncertain as to the frequency of when the project will be able to basis, the average duration of the commingled investment at make payments against the note. December 31 was 20.5 days. In December 2001 , the City entered into an agreement with a The City authorizes the lending of fixed income securities, developer for the construction of low income senior apartment except those held in reserve for the Self Insurance Fund . The units . Under the agreement, the City loaned $250,000 to the City, as a program participant, assumes the risk that (a) the developer. 50% of the loan proceeds are from the HOME overnight investment will not equal or exceed the rebate rate, Investment Partnership Grant Special Revenue Fund and 50% (b) a loss of the principal in the overnight investment and (c) the of the loan proceeds are from the General Fund . The City collateral will not be sufficient, if called upon to repurchase the received a deed of trust against the property. The loan is to be lost security. The City would have credit risk if at any time the repaid from the net available cash flow generated bythe project above-mentioned 102% daily adjusted collateral falls below as calculated annually. The loan bears interest at 5.5 /a per 100% . As of December 31 , 2003 , no market risk resulted from annum . There is no set payment schedule on the loan . The the City's securities lending program since the market value of loan has a term of 20 years. Accrued interest on the loan has the securities that the City loaned to the financial institution was not been recorded since it is uncertain as to the frequency of $13,203,869 and the collateral received by the City was when the project will be able to make payments against the $1394942315 . note . 64 City of Fort Collins C. Capital Assets A summary of changes in capital asset activity for the year ended December 31 , 2003 follows: Restated Balance, Deletions Balance, Beginning and End of Year Additions Transfers of Year (amounts expressed in thousands) Primary Government: Govemmental activities Capital assets, not being depreciated: Land and water rights $ 55,400 $ 61948 $ (236) $ 62, 112 Street system infrastructure 235,981 91614 - 245,595 Construction in progress 26,772 169200 (259284) 17,688 Total capital assets, not being depreciated 3180153 32,762 (25,520) 325, 395 Capital assets, being depreciated : Buildings and improvements 69,256 11 ,736 (20) 80,972 Improvements other than buildings 46, 932 141253 - 61 , 185 Machinery and equipment 42,221 41034 (11861 ) 44,394 Total capital assets being depreciated 1580409 30,023 (11881 ) 1869551 Less accumulated depreciation for: Buildings and improvements ( 15, 197 ) (19755) 9 (167943) Improvements other than buildings (20,273) (29388) - (22,661 ) Machinery and equipment (21 ,907) (3,655) 11605 (23,957) Total accumulated depreciaition (57,377) (79798) 1 ,614 (63,561 ) Total capital assets being depreciated, net 101 j032 220225 (267) 122,990 Governmental activities capital assets, net $ 419, 185 $ 54, 987 $ (259787) $ 448,385 Business-type activities Capital assets, not being depreciated: Land, water rights, other $ 45, 189 $ 11917 $ (11053) $ 46,053 Construction in progress 24, 624 7, 930 ( 13,053) 19,501 Total capital assets, not being depreciated 69, 813 91847 ( 14, 106) 65,554 Capital assets, being depreciated: Buildings and improvements 215,369 90317 (19054) 223,632 Improvements other than buildings 292,750 33,069 (308) 3259511 Machinery and equipment 449863 2,949 (380) 47,432 Total capital assets being depreciated 552,982 45,335 (1 ,742) 596,575 Less accumulated depreciation for: Buildings and improvements (55, 159) (4,432) - (59,591 ) Improvements other than buildings (99,049) (8,925) 263 (107,711 ) Machinery and equipment (27,820) (3)611 ) 372 (31 ,059) Total accumuiated depreciation ( 1829028) (16,968) 635 (1989361 ) Total capital assets being depreciated , net 370,954 28,367 (11107) 398,214 Business-type activities capital assets, net $ 440,767 $ 38,214 $ ( 159213) $ 463,768 Comprehensive Annual Financial Report 65 Beginning Additions Deletions End of Year of Year (amounts expressed in thousands) Component Unit: Capital Assets; not being depreciated: Land $ 802 $ - $ $ 802 Capital assets being depreciated : Buildings and improvements 2,237 100 - 21337 Improvements other than buildings 33 - - 33 Total capital assets being depreciated 2, 270 100 2,370 Less accumulated depreciation for: Buildings and improvements (739) (45) (784) Improvements other than buildings (17) (2 ) - (19) Total accumulated depreciation (756) (47) (803) Total capital assets being depreciated, net 1 ,514 53 11567 Component unit capital assets, net $ 20316 $ 53 $ $ 2, 369 Depreciation expense was charged to functions 1 programs of the primary government as follows: Governmental Business-Type Activities Activities (amounts expressed in thousands) General government $ 11086 $ Public safety - police & judicial 768 - Cultural , library, & recreation services 21359 Community planning & environmental services 310 - Transportation services 21990 - Capital assets held by the City's internal service funds used for governmental activities 285 - Light & Power 71063 Water 42996 Wastewater 21565 Storm Drainage 11916 Nan-major Enterprise funds - Golf 261 Capital assets held by the City's internal service fund used for business-type activities 167 Total depreciation expense $ 71798 $ 16 ,968 66 City of Fort Collins D. Interfund Transfers : Transfers In : Trans- Capital Nonmajor Light and Waste- Storm- Non-major General portation Projects Govern- Power Water Water Enterprise Fund Services Fund mental Fund Fund Fund Fund Total Transfer out: Governmental Funds General Fund $ $ 39041 ,360 $ 5,772 ,888 $ 101707,443 $ $ 807,331 $ $ 16,773 $ 20,3451795 Sales and Use Tax 51 ,9069426 3092857 17,029,907 30666,528 - 72,912,718 Transportation Services 201 ,605 354,573 5561178 Capital Projects - 827,885 827,885 Nonmajor Governmental 62867,293 5,223,273 216 ,994 23,499 1042020 12,4351079 Proprietary Funds Water - 69,000 69,000 Wastewater - - 69,000 - 69,000 Storm Drainage - - 57,500 - 57,500 Nonmajor Enterprise Fund - - 51720 - 51720 Internal Service Funds 1 ,048,580 - 13,049 - 110610629 Total transfers in $ 59,822,299 $ 313513217 $ 28,240,722 $ 15,7790143 $ 195,500 $ 8300830 $ 104,020 $ 16,773 $ 108,340,504 Certificates of Participation and Assignment of Lease E. Long-term Obligations Payments: Through the Fort Collins Leasing Corporation, the City issues certificates of The City utilizes various types of debt and other long-term participation (COPs) and assignments of lease obligations in conducting its business. The following describes payments (ALPs) for the acquisition and construction the various bonds and other types of financing used by the City of major capital facilities and improvements. The and its component unit: debt is secured by the constructed facilities and improvements . Debt service payments are made General Obligation Bonds: The City issues general from the rents collected by the Leasing Corporation obligation bonds to provide funds for the acquisition based upon lease agreements between the City and and construction of major capital facilities. General the Leasing Corporation. As of December 31 , 2003 obligation bonds have been issued for both the City had $ 16 ,203 ,059 , and $4 ,618,9410 of governmental and business-type activities. As of COPS/ALPs outstanding for governmental and December 31 , 2003 , only the business-type general business-type activities, respectively. obligation bonds for the Water fund in the amount of $ 16 ,410,000 were outstanding . Capital Leases: The City also enters into lease agreements as a lessee for financing the acquisition Revenue Bonds: When issuing revenue bonds for of various machinery and equipment for both the construction of capital assets, the City pledges govemmental and business-type activities . The specific revenue that is generally derived from capital assets acquired from the lease agreements operations related to the acquired/ constructed asset are included with capital assets and the amortization to pay the debt service. The City issues revenue of leased equipment is included with depreciation in bonds for both governmental and business-type the financial statements. These lease agreements activities . As of December 31 , 2003 the City had qualify as capital leases for accounting purposes and $7,989 ,464 of tax revenues bonds outstanding for therefore , have been reflected at the present value of govemmental activities and $ 118,474,753 of revenue their future minimum lease payments as of the bonds outstanding for business-type activities. Sales inception date. The City had $4,920,921 , and and use tax and highway users tax revenues and $465,866 , of capital leases outstanding as of reserves are pledged for the governmental debt. December 31 , 2003, for govemmental and business- While the business-type debt is secured by operating type activities, respectively. revenues of the related enterprise funds. Comprehensive Annual Financial Report 67 The following tables display the debt service requirements for the obligations described above: a . Summary of Principal Requirements for Debt Relating to Governmental Activities: GOVERNMENTAL amounts expressed In thousands Total Police Highway Combined Principal Sales & Use Lease Users Lease Capital Int Service Fd Payments Tax Revenue Purchase Tax Revenue Purchase Lease Capital Lease For Governmental Year Bonds ALPs Bonds COPs Obligations Obligations Type Activities 2004 $ 855 $ 30 $ 255 $ 800 $ 11265 $ 109 $ 3,314 2005 875 32 260 840 993 61 31061 2006 890 33 275 870 807 19 21894 2007 910 35 239 910 554 21648 2008 935 37 245 955 310 - 28482 2009 - 2013 965 210 1 ,285 4 ,910 803 - 81173 2014 - 2018 265 6 ,085 - 61350 2019 - 2022 191 - 191 Total $ 5,430 $ 833 $ 29559 $ 15,370 $ 41732 $ 189 $ 29, 113 b. Summary of Debt Service Requirements to Maturity - Annual Principal, Interest, and Admin Fees Requirements Police Highway Combined Total Sales & Use Lease Users Lease Capital Int Service Fd Payments Tax Revenue Purchase Tax Revenue Purchase Lease Capital Lease For Governmental Year Bonds ALPS Bonds COPS Obllgations Obligations Type Activities 2004 $ 996 $ 70 $ 355 $ 1 ,561 $ 11507 $ 117 $ 41606 2005 999 70 350 1 ,564 19178 63 41224 2006 994 70 355 1 ,555 927 20 3XII 2007 995 70 354 11554 638 31611 2008 995 70 358 11556 371 31350 2009 996 70 356 11561 300 39283 2010 - 70 358 11412 300 29140 2011 70 360 11412 300 2, 142 2012 - 70 355 1 ,413 1 ,838 2013 - 70 - 10415 1 ,485 2014 - 70 10415 - - 11485 2015 - 69 10412 1 ,481 2016 - 69 11411 - 10480 2017 - 69 - 11409 1 ,478 2018 - 69 1 ,409 - 11478 2019 - 69 - 69 2020 69 - - 69 2021 69 - - 69 2022 - - - Total _$ 51975 $ 1 ,253 $ 3,201 $ 22 ,059 $ 51521 $ 200 $ 38,209 68 City of Fort Collins a. Summary of Principal Requirements - All Series BUSINESS TYPE COMPONENT amounts ex ressed in thousands UNIT Total Total Combined Combined 2001 Ent Fund Principal Principal Combined General Combined Combined Storm 1999 Golf Cap. Lease Payments Pymnts For DDA Obligation Water Sewer Drain. Golf Lease & Other For Bus. Gov. & Bus Tax Water Revenue Revenue Revenue Lease Purchase Long-term Type Type Increment Year Bonds Bonds Bonds Bonds COPs ALPs Pavables Activities Activities Bonds 2004 $ 2,955 $ 2,098 $ 1 ,505 $ 20248 $ 80 $ 97 $ 222 $ 91205 $ 12,519 $ 1 ,150 2005 39000 29170 21970 20325 85 101 96 10,747 13,808 1 , 868 2006 31060 21241 31722 2,405 90 107 91 11 ,716 149610 10365 2007 21395 2,327 31882 21495 95 ill 47 11 ,352 14,000 - 2008 2 ,465 2,404 4,066 2, 540 100 116 10 11 ,701 149183 2009 - 2013 2,535 139105 13,385 13, 578 580 670 430853 52, 026 2014 - 2018 13,391 11810 16, 137 760 841 - 32,939 39,289 2019 - 2022 171_ 880 6,620 180 606 8,457 81648 Total $ 16,410 $ 37,907 $ 32 ,220 $ 48,348 $ 19970 $ 2,649 $ 466 $ 139, 970 $ 169,083 $ 4 ,383 b. Summary of Debt Service Requirements to Maturity - Annual Principal , Interest, and Admin Fees Requirements Combined Combined 2001 Ent Fund Total Total Combined General Combined Combined Storm 1999 Golf Cap. Lease Payments Pymnts For DDA Obligation Water Sewer Drain . Golf Lease & Other For Bus. Gov. & Bus Tax Water Revenue Revenue Revenue Lease Purchase Long-term Type Type Increment Year Bonds Bonds Bonds Bonds COP's Financing Pavables Activities Activities Bonds 2004 $ 33354 $ 31706 $ 3,456 $ 41442 $ 190 $ 221 $ 239 $ 15,608 $ 20,214 $ 1 ,420 2005 3,332 3 ,705 41844 43439 191 221 106 169838 21 ,062 2,080 2006 3 ,325 3 ,701 5,444 40435 191 222 96 173414 21 ,335 11443 2007 29591 3 ,711 51408 41437 191 221 49 16r608 200219 - 2008 21601 35702 5 ,387 41391 191 221 9 16, 502 19,852 2009 2, 605 3,703 51359 40241 190 221 16,319 19,602 2010 - 38711 41392 41249 189 221 129762 14,902 - 2011 3,710 21452 41245 188 222 10,817 12,959 2012 3,707 2,438 49247 187 221 10,800 12,638 2013 - 3,319 2,438 49247 190 221 - 10,415 11 ,900 - 2014 - 3, 321 596 41246 188 221 8 ,572 10,057 2015 - 31323 468 41251 190 221 81453 91934 2016 31325 471 4,256 187 221 81460 99940 2017 2,942 471 4,257 189 221 82080 91558 - 2018 20560 476 3,313 189 222 6,760 82238 - 2019 - 184 473 31314 190 222 4,383 4,452 - 2020 - 480 11715 - 222 2,417 20486 2021 19348 - 222 17570 11639 - 2022 - 977 977 977 Total $ 17,808 $ 520330 $ 45,053 $ 71 ,050 $ 3 ,031 $ 3 984 $ 499 $ 193, 755 $ 231 ,964 $ 4,943 Comprehensive Annual Financial Report B9 (Continued) General long-term obligations of the primary government at December 31 , 2003, is comprised of the following : Date Maturity Original Outstanding Issued Description/Interest Rates Dates Balance Balance Bonds Service by Transportation Services Fund through the City Debt Service Fund (secured by highway users tax revenues and reserves) 1998 Highway Users Tax Revenue Refunding Bonds (3.2-4.500% ) 2012 $ 3 ,399,729 $ 2/5591464 Bonds Serviced by Sales and Use Tax Fund through the City Debt Service Fund (secured by sales and use tax revenues and reserves) 2003 Sales and Use Tax Revenue Refunding Bonds (2.0-3.25%) 2009 59730,000 5,430,000 Add unamortized premium on bonds 101 ,634 Less unamortized loss on refunding (176 ,295) COPS I ALPs serviced by General Fund and General Improvement District No. 1 Fund through the Fort Collins Capital Leasing Corporation Debt Service Fund 1998 Lease Certificates of Participation (3.75-5. 125%) 2018 17,2101000 149640,000 1999 Lease Certificates of Participation (5.60%) 2009 10105,000 7300000 2001 Assignment of Lease Payments - Police (4. 70% ) 2021 890 ,000 833,059 Other Obligations of Governmental Funds N/A Capital lease obligations (secured by leased equipment) 2007 NIA 407329024 N/A Accrued compensated absences N/A N/A 31137,604 Other Obligations of Internal Service Fund used by Governmental Activities N/A Capital lease obligations (secured by leased equipment) 2006 N/A 188,897 NIA Accrued compensated absences NIA N/A 111 ,849 N/A Claims Payable N/A N/A 8,816,688 Total $41 , 104og24 Component unit long-term debt at December 31 , 2003, is comprised of the following obligations: Bonds Serviced by Downtown Development Authority Debt Service Fund 1992 Tax Increment Revenue Refunding Bonds (5.75-7.75% ) 2007 $ 11 ,380,000 $2,4652000 (secured by tax increment property taxes and contingently secured by City sales and use taxes) 2000 Tax Increment Revenue Bonds (5.775%) 2005 608,000 6082000 (secured by tax increment property taxes) 2001 Tax Increment Revenue Refunding Bonds (4.000%) 2006 3 ,6401000 11310,000 (secured by tax increment property taxes and contingently secured by City sales and use taxes) Add unamortized premium on bonds N/A N/A 10, 650 Other Obligations — Component Unit N/A Accrued compensated absences N/A NIA 4,430 Total S 4 oi48 (Continued ) 70 City of Fort Collins (Continued) Business-type long-term obligations at December 31 , 2003, consists of the following : Date Maturity Original Outstanding Issued Description/Interest Rates Dates Balance Balance Bonds, COPs, and ALPs, serviced by Enterprise Funds Water Fund (general obligation water bonds secured by full faith and credit of the City) 1997 Water Revenue Bond (3.80-5 .30%) 2017 $ 10, 125 ,300 $ 7 ,6799177 1998 Water Revenue Refunding and Improvement Bonds (3.00-4 .75%) 2018 311580 ,000 261135,000 1999 Water Revenue Bond (3.28-5.25%) 2019 41998,395 41092,809 2002 General Obligation Water Refunding Bonds (2 ,25-2.75%) 2009 19 ,255,000 16,4101000 Storm Drainage Fund (secured by storm drainage revenues) 1997 Storm Drainage Revenue Refunding and Improvement Bonds 2017 9,465,000 71930,000 (3.80-5.00%) 1999 Storm Drainage Revenue Bonds (4 ,50-5.25%) 2019 19,9809000 17,205,000 2001 Storm Drainage Revenue Bond (4.50-5.25% ) 2021 99845,000 81902,500 2002 Storm Drainage Revenue Refunding Bonds (2 .25-3 .00%) 2008 21765 ,000 21415,000 2002 Storm Drainage Revenue Bonds (4.38-5. 00%) 2022 129300,000 111895,000 Golf Fund (secured by golf revenue) 1999 Lease Certificates of Participation (5.6 %) 2019 21255,000 1 ,9709000 2001 Assignment of Lease Payments (4.70%) 2021 21830, 000 2,648,941 Wastewater Fund (secured by sewer revenue) 1992 Sewer Revenue Bond (5.0-6.0%) 2014 24,540,580 14,040 ,267 1995 Sewer Revenue Refunding Bonds (4.4-5. 375%) 2010 13,585, 000 139040,000 2000 Sewer Revenue Bonds (4.5-5.5% ) 2020 5,665,000 5, 1401000 Less unamortized loss on refundings (20334,215) Less unamortized discount on bonds ( 166 ,767) Other Obligations of Enterprise Funds N/A Capital lease obligations (secured by leased equipment) 2006 N/A 465 ,866 N/A Accrued compensated absences N/A N/A 900 ,202 Other Obligations of the Internal Service Fund used by Business-type Activities N/A Accrued compensated absences N/A N/A 318,589 Total $ 138 687 369 There are a number of limitations and restrictions contained in ordinances provide thatwhenever three-fourths of the securities the various bond and note ordinances. The City is in issued for a special improvement district have been paid and compliance with all significant limitations and restrictions. The for any reason the remaining assessments are not paid in time City is maintaining all reserves required by ordinances and to redeem the final securities for the district, the City shall pay agreements with other third parties. Within the governmental the securities when due by levying additional ad valorem taxes funds , these reserves are being maintained in debt service and and shall reimburse itself bycollecting the unpaid assessments, special revenue funds as required by ordinances or when due from the district. agreements. Certificates of participation issued by the Fort Collins Capital Special assessment bonds are serviced and payable solely Leasing Corporation are payable from rents collected under a from bond and interest accounts within the Special lease agreement between the City and the Leasing Assessments Fund. Deposits to these accounts include Corporation . assessments on the property owners within the special assessment district and interest earnings . The bond Comprehensive Annual Financial Report 71 General obligation bonds , payable from the bond and interest Defeasance of Debt accounts in the Special Assessments Fund, and general obligation water bonds, payable from revenues of the Water The City has defeased certain bonds in the current year and Fund are secured by the full faith and credit of the City. prior years by placing the proceeds of new bonds in irrevocable trusts to provide for all future debt service payments on the Advance Refundings defeased bonds. The trust accounts' assets and the liability for the defeased bonds are not included in the Citys financial On April 24, 2003 the City advance refunded $7 ,400,000 of its statements. At December 31 , 2003, $6 ,495,000 of sales & 1993 Sales and Use Tax Revenue Refunding Bonds with its use tax bonds are considered defeased . $5,730,000 Sales and Use Tax Revenue Refunding Bonds , Series 2003A. Bond proceeds of $5,753, 105 along with Conduit Debt Obligations $ 1 ,912,424 from the Sales and Use Tax Fund were used to From time to time , the City has issued Industrial Development purchase Federal Securities that were placed in an irrevocable Revenue Bonds to provide financial assistance to private-sector trust for the purpose of generating resources for all future debt entities for the acquisition and construction of Industrial and service payments of the refunded debt. As a result, the commercial facilities deemed to be in the public interest. The refunded bonds were considered defeased and the liability was bonds are secured by sources external to the City and are removed from the balance sheet of the Sales and Use Tax payable solely from payments received from outside parties. Fund of the City. This refunding was undertaken in order to The City is not obligated in any manner for repayment of the take advantage of favorable interest rates. bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. The refunding provided an economic gain (the difference between the present value of the debt service payments on the As of December 31 , 2003, there were 20 series of Industrial refunded and refunding bonds) of $535,930 and a reduction in Development Revenue Bonds outstanding , with an estimated debt service payments (the difference in debt service paid aggregate principal amount payable of $64.7 million. between the refunded and refunding bonds) of $694,558. The difference between the reacquisition price and the net carrying Operating Leases amount of the refunded bonds has been deferred and is being amortized as a component of interest expense using the The City leases various facilities under operating leases, which straight-line method over the life of the new bonds. are cancelable within one year. Costs for these leases in 2003 were $245,582. 72 City of Fort Collins Changes in Iona-term liabilities Long-term liability activity for the year ended December 31 , 2003, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Primary Government: Governmental Activities Bonds, COPS, and ALPs: Tax revenue bonds $ 101204,464 $ 5,7301000 $ (7,945,000) $ 7,989,464 $ 11110,000 Fort Collins Leasing Corporation Certificates of participation 16, 1351000 - (765,000) 15,3701000 8000000 Assignment of lease payments 862,247 - (291188) 833,059 30,384 Total bonds, COPS and ALPS 27,2011711 517301000 (81739, 188) 24, 192,523 11940,384 Add bond premium - 112,930 (11 ,296) 101 ,634 161944 Less bond discount and deferred loss on refundings - (195,879) 19,584 (176,295) (29,376) Total bonds, COPs and ALPs 27,201 ,711 516471051 (81730,900) 241117,862 1 ,927,952 Other Liabilities: Capital leases 590199065 1 ,2951255 (11393,399) 4,920,921 11373,284 Compensated absences 31249,548 21888,262 (2,888,358) 3,2491452 21700,831 Claims payable 7,794,010 141046,316 (13,023,638) 8,816,688 31113,410 Total other liabilities 16,062,623 183229,833 (17,3053395) 16,987,061 7/ 1876525 Governmental activities long-term liabilities $ 43,264,334 $ 23,876,884 $ (26,036,295) $ 411104,923 $ 9, 115,477 Business-Type Activities Bonds, COPS, and ALPs : G.0. 8 revenue bonds $ 1479365,894 $ - $ (12,481 , 141 ) $ 134,884,753 $ 81805,621 Fort Collins Leasing Corporation Certificates of participation 2,0451000 - (75,000) 1 ,970,000 80,000 Assignment of lease payments 2 ,741 ,753 - (921812) 2,6481941 96,616 152, 1521647 - (12,648,953) 139,5031694 %982,237 Add bond premium 3437881 - (283260) 315,621 28,260 Less bond discount and deferred loss on refundings (31333, 143) - 5169540 (21816,603) (516, 540) Total bonds, CON and ALPs 149, 163,385 - (12, 1601673) 1371002,712 8,4931957 Other Liabilities: Capital leases 555,941 165,708 (255,783) 465,866 221 ,654 Compensated absences 1 ,205,818 1 ,392,605 (19379,633) 11218,790 1 , 1361811 Total other liabilities 1 ,761 ,759 1 /558/313 (1 ,6351416) 19684,656 10358,465 Business-type activities long-term liabilities $ 1503925, 144 $ 1 ,558,313 $ (13,796,089) $ 1381687,368 $ 9,8521422 Component Unit: Bonds: Tax revenue bonds $ 53463,000 $ - $ (1 ,080.000) $ 4,383,000 $ 1 , 1500000 Add bond premium 14, 310 - (31660) 10,650 3,660 Total bonds 5/4775310 - (110831660) 4,393,650 11153,660 Compensated absences 5,073 91320 (9,963) 41430 41208 Component unit long-term liabilities $ 51482,383 $ 9, 320 $ (1 ,093,623) $ 4,398,080 $ 1 , 157,868 Comprehensive Annual Financial Report 73 Compensated Absences by Fund for Governmental Activities 12/31/02 2003 2003 12/31/03 Balance Earned Used Balance Governmental Funds General Fund $ 21350,187 $ 1 ,950,633 $ (19943,367) $ 21357,453 Capital Projects Fund 51 ,925 691006 (63,436) 571495 Neighborhood Parkland Fund 16,288 15,082 (15, 135) 16,235 Community Development Block Grant Fund 914 4,853 (5,096) 671 Conservation Trust Fund 3,546 3,096 (31696) 29946 Transit Services Fund 134,792 166,237 (161 ,264) 139,765 Home Investment Partnership Fund 785 2,846 (2,656) 975 Street Oversizing Fund 16,988 18,629 (20,302) 151315 Transportation Services Fund 325,097 326,833 (321 ,493) 330,437 Cultural Services & Facilities Fund 45,088 15,428 (31 ,205) 29,311 Recreation Fund 167,628 1419420 (142,472) 1660576 Cemeteries Fund 1 % 44 22,710 (21 ,927) 20,427 Total Governmental Funds 31132,882 21736,773 (20732,049) 3,137,606 Internal Service Funds Assigned to Governmental Activities Equipment Fund 59,000 1019332 (1009352) 590980 Self Insurance Fund 17,242 6,434 (11 ,602) 12,074 Communications Fund 19,293 25,797 (19,975) 25, 115 Benefits Fund 21 , 131 17,926 (240379) 141678 Total Internal Service Funds Assigned to Governmental Activities 116,666 151 ,489 (156,308) 111 ,847 Total Governmental Activites $ 3,24%548 $ 2,888,262 $ (2,888,357) $ 31249,453 Internal service funds, except for the Utility Customer Service the State of Colorado provides coverage above the self-insured and Administration fund, predominantly serve the govemmental retention. funds. Accordingly, long-term liabilities for these funds are included as part of the above totals for governmental activities. In 2003 , the Downtown Development Authority, a component Long-term liabilities of the Utility Customer Service and unit, purchased general and public official liability insurance Administration Internal service fund are, included as part of the policies from private insurance companies. The general liability above totals for the business-type activities. policy has no deductible and the public official liability policy has a $2 ,500 deductible. Coverage limits are as follows: NOTE IV. OTHER INFORMATION General Liability - $500,000/occurrence, $ 1 million A. Risk Management aggregate Property. Liability, and Workers Compensation Public Official Liability - $500,000/occurrence, $500,000 aggregate . The City self-insures a portion of its comprehensive automobile liability, general liability, police liability, and public official liability During 2003, Poudre Fire Authority, ajoint venture , also insured exposures as well as damage or destruction of property. The itself against workers' compensation losses by purchasing a City utilizes the Self-insurance Fund (an internal service fund ) policy with statutory limits from a private Insurance company. to finance and account for risks of property and liability loss. There have not been any claims that have exceeded insurance The City purchases property insurance that has a $50 ,000 coverage during each of the past three years for either the City deductible for most causes of loss including earthquake and or the component unit. flood . Property located in Flood Zone A has a $500 ,000 deductible. Crime and boiler & machinery coverage has a Employee Health and Illness $ 10,000 deductible. The City and the component unit self-fund their employees for In 2003, the City purchased liability insurance through a Risk comprehensive major medical benefits under four health plan Purchasing Group consisting of other Colorado public entities. options, up to an aggregate lifetime benefit maximum of $2 This policy has a $250,000 deductible for all types of liability million per participant. The four options include two Preferred claims. Coverage limits are as follows: Provider Options (PPO City Plans), one Health Maintenance Option (HMO) and one Point-of-Service (POS) option . The Benefits Fund an internal service fund is utilized to finance General, Auto, & Law Enforcement Liability -- ( ) $3 millionloccurrence, $6 million aggregate and account for medical risks of loss. Stop-loss coverage of $ 120 ,000 per occurrence is retained as excess risk coverage. Public Official Liability - $3 million/each wrongful act, $6 During the past three years, there have been eight claims that million aggregate. have exceeded the stop-loss limit. Workers' Compensation losses are self-insured up to $400,000 per occurrence. An excess policy providing limits mandated by 74 City of Fort Collins Funding and Claims Liabilities the considered compensation during 60 consecutive full calendar months out of the last 120 calendar months of credited All funds or employees of the City, as applicable, participate in service. A member is eligible for an early retirement benefit the above risk management programs , Charges to City funds after age 55 and completion of 2 years of credited service. The for these services are based on estimates of the amounts monthly benefit, payable for life, is equal to the vested portion needed to pay claims and establish reserves for catastrophic of the normal retirement benefit based on credited service and losses. compensation at early retirement, reduced by 1 /1 80th for each of the first 60 months and 1 /360th for each additional month by Claims liabilifies for the Self-Insurance and Benefits Funds as which payments commence prior to normal retirement date. of December, 31 , 2003 , amount to $7,391 ,688 and $ 1 ,425,000 The Plan also provides for death and disability benefits. The respectively. These claims were determined on an actuarial entire cost of the Plan is paid by the City as established or basis, and reflect the Governmental Accounting Standards amended by City Council. Board (GASB) Statement No . 10 requirement that a liability for claims be reported, if information prior to the issuance of the A death benefit of approximately 50% of the member's vested City's financial statements indicates that it is probable that a accrued benefit at the date of death is payable to the liability has been incurred at December 31 , and the amount of employee's spouse for life beginning on the first day of the the loss can be reasonably estimated. The liability of month following the later of the date of death or the date the $7,391 ,688 for the Self-Insurance Fund is discounted at 2% member would have been age 55. and reflects an 80% confidence level factor. The discount refers to the full, or undiscounted amount reduced for future The spouse may elect to receive the actuarial equivalent investment earnings that can be generated on funds held lump-sum payment. If the member was not married, the between the date of valuation and the date of the final payment beneficiary or estate would receive the actuarial single-sum of claims . Changes in claims liabilities amounts for 2001 , 2002 payment of the benefit. and 2003 are as follows : Annual Pension Cost Self-Insurance Benefits Fund Fund The costs of the Plan are derived by making certain specific assumptions as to the rates of interest and mortality, which are Claims payable— assumed to hold for many years into the future. Since actual December 31 , 2001 $ 5,972, 134 $ 1 , 1213483 experience may differ somewhat from the assumptions, the Claims & changes costs determined by the valuation must be regarded as in estimates 1 ,430,970 99752,924 estimates of the true costs of the Plan. See required Claim payments ( 1 ,274,720) (9,208.781 ) supplementary information - General Employees' Retirement Claims payable-- Plan . Financial statements for the Plan are only presented in December 31 , 2002 61128 ,384 10665 ,626 the City's financial statements. Please see the Fiduciary Claims & changes Section of the Basic Financial Statements and the combining in estimates 33829, 179 10,217 , 137 schedules in the Supplementary Information. Claim payments (2 j 5 .875) ( 10,457 ,763) Claims payable-- Contributions and Reserves December 31 , 2003 $ 7 391 Bas $_AAz5_tG The Plan's funding policy provides for actuarially determined periodic rates determined by the aggregate actuarial cost B. Pension Plans method. Under this method , the entire cost of an employee's projected benefits are assigned to past, present and future General Employees' Retirement Plan periods. Contributions are based on the actuarially determined rates. For 2003, the City contributed 4 .50% of covered pay to Plan Description the Plan ; this amounted to $ 1 , 063,786. The authority for establishing or amending the obligation to make contributions All permanent, classified , non-uniformed employees hired rests with City Council. before January 1 , 1999 are eligible to be members of the General Employees' Retirement Plan (the Plan), a Costs of administering the Plan are all financed from single-employer defined benefit plan . Employees hired after contributions and earnings of the Plan . The entire balance of January 1 , 1999 are only eligible to participate in the Money the Plan's net assets available for benefits as of December 31 , Purchase Plan explained below. 2003 , is $34, 107 ,332, all of which is reserved for benefits of employees and beneficiaries . The Plan is accounted for in the Employees' Retirement Plan Pension Fund (a pension trust fund). Separate financial Concentrations statements are not issued for the Plan. As of January 1 , 2004, employee membership data related to the Plan was as follows: Investment in mutual funds exceeding 5% of the net assets of Retirees and beneficiaries currently receiving benefits-- 127; the plan are as follows: Vanguard 500 index , 5.4% , Meridian vested terminated employees- 112 ; active plan Value Fund , 5. 1 %, Fidelity Value Fund, 7,4% , Mutual Shares participants--344 (including 7 partially vested , and 337 fully Fund, 6 .5% , T. Rowe Price International , 5.5 % . vested employees). Money Purchase Plan Benefits vest 40% after 2 years of credited service and 20% for each year thereafter until 100% is attained after 5 years . The City offers its employees a defined contribution money Employees who retire at or after age 65 with 5 years of credited purchase plan . Classified employees were offered the plan for service are entitled to an annual retirement benefit, payable the first time in 1995. In a defined contribution plan, benefits monthly for life, in an amount equal to 1 -1 /2% of final average depend solely on amounts contributed to the plan plus monthly compensation multiplied by years of credited service . investment earnings. Employees are eligible to participate six Final average monthly compensation is the highest average of months from the date of employment. The plan requires both Comprehensive Annual Financial Report 75 employer and employees to contribute amounts ranging from for cases of total disability. Effective October 1 , 2002 , the 3% to 10% (depending on job classification) of base salary -benefit is 50% of base salary for a permanent occupational each pay period. Contributions made by the City are not disability and 40% of base pay for a temporary occupation taxable to the employee until they are withdrawn . Employee disability. contributions are made with pre-tax dollars, and the earnings on City and employee contributions are not taxed until Benefits paid to members are evaluated and may be re- withdrawn. Except for certain categories of police personnel, determined on October 1 of each year. Any increase in the employees are fully vested upon initial participation in the plan. level of benefits cannot increase by more than 3% for any one Swom police officers and emergency service dispatchers, who year. Totally disabled members and their beneficiaries receive receive higher contribution rates, are fully vested upon an automatic cost of living adjustment each year of 3% . completion of three years of service. Plan provisions and contribution requirements are established and may be Separately issued financial statements and the related actuarial amended by City Council . City and employee contributions to valuation may be obtained from the Fire & Police Pension the plan were $3,637,949 and $2,324 ,369, respectively during Association . 2003. C. Commitments/Contingencies Deferred Compensation Plan Construction Commitments The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section The City had commitments of $9,451 ,710 for capital projects at 457. The assets under this plan are no longer considered December 31 , 2003 . Future expenditures related to these property of the City and are held by a second party commitments are expected to be financed through available administrator for the exclusive benefit of the plan participants resources and future revenues. and their beneficiaries . The City has little administrative involvement and does not perform the investing function forthis Encumbrance Commitments for Proprietary Fund Types plan. Therefore, these assets are no longer included as part of the financial statements of the City. The financial statements do not include encumbrances for proprietary fund types. However, encumbrances for these Statewide Death and Disability Plan funds are recorded by the City for management and budgetary control purposes . Outstanding encumbrance commitments for Plan Description the enterprise funds at December 31 , 2003, (excluding those relating to capital projects) amounted to $2,987,792 . The City contributes to the Fire & Police Pension Association (the Plan), a multi-employer cost sharing defined benefit plan Street Oversizing Liability covering full-time employees of substantially all fire and police departments in Colorado. Contributions to the Plan are used The City has contractual liabilities for street oversizing costs solely for the payment of death and disability benefits . The with various developers. The developers are required to install Plan was established in 1980 pursuant to Colorado Revised certain oversized streets as a condition of subdivision Statutes . All uniformed employees are eligible to be members approval . Once the streets are installed and inspected by the of the Fire & Police Pension Association . City, a liability is recorded for the difference between a normal sized street and the oversized street installed . Funding Policy and City Contributions Because the City has no control over when subdivisions will be Prior to 1997, the State of Colorado, whose contributions were developed and the related oversized street completed, the established by Colorado statute, primarily funded the Plan. The liability for uncompleted oversizing costs has not been reflected Stale made a one-time contribution in 1997 of $39,000,000 to in the financial statements. fund the past and future service costs for all firefighters and police officers hired prior to January 1 , 1997. No further State D . Legal Matters contributions are anticipated. Pending Litigation and Grants Members hired on or after January 1 , 1997 , contribute 2.30% of payroll to this fund. During 2003, the City contributions were Various claims and lawsuits are pending against the City. After $56,626 . This contribution rate increased to 2.4% effective consideration of applicable insurance policy coverage, and the January 1 , 2004. It should be noted that this percentage can relative merits of each claim or lawsuit, it is the opinion of the vary depending on actuarial experience . City Attorney and City management that the potential ultimate liability resulting from these actions, if any, will not have a Benefits material adverse financial effect on the City. Benefits are established by Colorado statute . Under the terms of federal and state grants, periodic audits are required and certain costs may be questioned as not being If a member dies prior to retirement, the surviving spouse is appropriate expenditures under the terms of the grants. Such entitled to a benefit equal to 40% of the members monthly base audits could lead to reimbursement to the grantor agencies. salary with an additional 10% of base salary if a surviving City management believes disallowances, if any, resulting from spouse has two or more dependent children , or if there are any such audits would be immaterial . There currently are no three or more dependent children without a surviving spouse. material disallowed or questioned costs. Benefit entitlement continues until death of the spouse and death, marriage, or other termination of dependency of children. A member who becomes disabled prior to retirement shall be eligible for disability benefits . The benefit is 70% of base salary 76 City of Fort Collins Tax, Spending . and Debt Limitations For the Year Ended December 31 , 2003 Article X, Section 20, of the State Constitution has several Total operating revenue 345, 889 limitations , including those for revenue, expenditures, property Total operating expenses (976,257) taxes, and issuance of debt. These provisions of the Interest Income 50026 Constitution are complex and subject to judicial interpretation. Nonoperating revenue 1200000 In the opinion of management, the City is in compliance with Capital contributions 105 ,769 such provisions . In 1997, the Citys electorate approved the Change in Net Assets 3$ 399457�3) ongoing retention of excess revenue by the City, requiring the excess revenue be spent for specified purposes. This Contributed Capital alleviated the need by the City to seek annual approval to retain excess =revenue and excess property tax. The City did not Prior to January 1 , 2001 , the Airport recorded capital grants or exceed - the revenue limitation in 2003, and exceeded the contributions from the Cities as contributed capital . Currently, property tax limit by $21392,729. the Airport records capital contributions as nonoperating revenue. The contributed capital is amortized to net assets The excess revenue will be used for the purposes of public over the lives of the assets purchased . health and safety (including, but not limited to environmental monitoring and mitigation), growth management, transportation City Share of Net Assets services , and maintaining and repairing City facilities. The City's annual contribution is reflected as an other E. Related Party Transactions expenditure of the General Fund . The City's share of Fort Collins-Loveland Airport's Net Assets and Change in Net Due to the nature of the relationships, the City has related party Assets are reflected in the City's Statement of Net Assets and transactions with various entities. The following transactions Statement of Activities, respectively. have occurred during 2003 : Stand-Alone Financial Statements Fort Collins-Loveland Airport The stand-alone financial statements for the Fort Collins- Intergovernmental Agreement Loveland Airport can be obtained from the City of Loveland. The Airport is jointly operated under an Intergovernmental Poudre Fire Authority Agreement between the City of Fort Collins, Colorado and the City of Loveland , Colorado. Pursuant to the agreement, any As mentioned in the summaryof significant accounting policies , needed contributions for annual operating budgets or capital the City provides funding for PFA. During 2003, such funding improvements are shared equally by both cities. Also , either amounted to $ 12,725,680. In addition, the City provided City may invest additional funds in the Airport as it sees fit. accounting and administrative services to PFA at no charge . Since July 3, 1979 , ownership of assets vests equallywith each Platte River Power Authority City. Assets acquired prior to July 3, 1979 vested one-third with the City.of Loveland and two-thirds with the City of Fort Collins . The Light and Power Fund purchases all of its electrical power from PRPA. During 2003 , these purchases amounted to The agreement provides that if either City does not pay its one- $48, 524,782 of which $4, 117,218 is included in accounts half of agreed expenses in a given year, it will convey to the payable at December 31 , 2003 . other City ten percent of its total Airport ownership. Each City contributed $60 ,000 in 2003 and 2002. Harmony Library Financial Information As mentioned in the joint ventures , the City provides funding for Harmony Library. During 2003, such funding amounted to The Fort Collins-Loveland Municipal Airport is accounted for as $7679290. a proprietary joint venture. A summary of financial information is as follows: Fort Collins Housing Authority As of December 31 , 2003 As mentioned in the related organizations, the City allows the Fort Collins Housing Authority (FCHA) to participate in its Total current assets $ 247,649 employee medical and dental plans and bills the Fort Collins Total capital assets (net of accumulated Housing Authority for this coverage . In addition , FCHA also depreciation ) 7,519,667 uses the City's fleet services for vehicle maintenance. During Total Assets 79767, 316 2003, billings for employee benefits and fleet charges Total current liabilities (37,621 ) amounted to $202,074 . Total Net Assets $ North Front Range Transportation and Air Quality Planning Net assets invested in capital assets $71519,667 Council Unrestricted net assets 210 ,028 Total Net Assets E729,695 As mentioned in the joint ventures, the City allows the North Front Range Transportation and Air Quality Planning Council (NFRTAQPC) to participate in its employee medical and dental plans and bills NFRTAQPC for this coverage. In addition, NFRTAQPC also used the City's fleet services for vehicle maintenance. During 2003, billings for fleet charges and Dial A Ride amounted to $54,213. Comprehensive Annual Financial Report 77 REQUIRED SUPPLEMENTARY INFORMATION OTHER THAN MD&A GENERAL EMPLOYEES' RETIREMENT PLAN(1 ) CALCULATION OF NET PENSION OBLIGATION AND PENSION COST (As required by GASB No, 27) Annual Net Pension Net Pension Required Obligation interest on Amorti- Annual Actual Obligation Plan Contribution (NPO) as NPO to zation ARC Pension Employer at End Year (ARC) of January 1 End of Year Factor Adjustment Cost (APC) Contribution of Year 2001 7330342 (7427840) (55,713) 7.5966 (97,786) 7759415 894, 884 (8221309) 2002 80%796 (822,309) (61 ,673) 7.4086 (110,994) 659, 117 1 , 105,967 ( 11069, 159) 2003 1 ,008,352 (11069, 159) (80, 187) 7.4880 (142 ,876) 1 , 071 , 043 11063,786 ( 1 , 061 , 902) A schedule of Funding Progress for the General Employees' Retirement Plan is not required because it uses the aggregate actuarial cost method, where actuarial accrued liabilities are not identified or separately amortized. They are amortized through normal cost. Seven year historical information of the General Employees' Retirement Plan is presented to help users assess the plan 's status on a going concern basis , assess progress made in accumulating assets to pay benefits when due, and make comparisons with other public employee retirement systems. SCHEDULE OF EMPLOYER CONTRIBUTIONS % of Annual Annual Required Plan Required Contribution Year Contribution Recognized 1997 1 ,223,824 106% 1998 1 ,3579123 107% 1999 891 ,830 92% 2000 760,075 195% " 2001 733,342 117% 2002 809, 796 137% 2003 1 ,0080352 106% NOTES TO REQUIRED SUPPLEMENTARY INFORMATION Valuation date: January 01 , 2004 Actuarial cost method: Aggregate; this method does not identify or separately amortize unfunded actuarial liabilities. Amortization method: N/A; (no unfunded liability). Remaining amortization period : N/A; (no unfunded liability) . Asset valuation method : An expected actuarial value is determined equal to the prior year's actuarial value of assets plus cash flow (excluding realized and unrealized gains or losses) for the year ended on the valuation date and assuming a 7.5% interest return . The unrecognized gain or toss is then added to the expected value. Any difference between this amount and the market value of the assets is set up as a gain or loss base and amortized over 5 years. The result is constrained to a value of 80% to 120% of the market value of assets at the valuation date in order to determine the final actuarial value of assets. Investment rate of return : 7.5% (including inflation at 3 .5%) Projected pay increases: Ranges from 8 .2% at age 25 to 3 . 5% at age 64 (including inflation at 3.5%) `Cost of living: The contributions for fiscal year 2000 include $635,726 in contributions ( 1 ) Unaudited. made to cover a one-time cost of living adjustment for current retirees . 78 City of Fort Collins REQUIRED SUPPLEMENTARY INFORMATION OTHER THAN MD&A MODIFIED APPROACH FOR CITY STREETS INFRASTRUCTURE CAPITAL ASSETS(1 ) MODIFIED APPROACH FOR CITY STREETS INFRASTRUCTURE CAPITAL ASSETS In accordance with GASB Statement No. 34, the City is required to account for and report infrastructure capital assets . The City has several major infrastructure systems including the street system and various systems that distribute utility services. Each major infrastructure system can be divided into subsystems. For example, the street system can be divided into concrete and asphalt pavements, concrete curb and gutters, sidewalks, medians, streetlights , traffic control devices (signs, signals and pavement markings) , landscaping and land. Subsystem detail is not presented in these basic financial statements ; however, the City maintains detailed information on these subsystems. The City has elected to use the "Modified Approach" as defined by GASB Statement No. 34 for infrastructure reporting for its Streets Pavement System. Under GASB Statement No. 34, eligible infrastructure capital assets are not required to be depreciated under the following requirements: • The City manages the eligible infrastructure capital assets using an asset management system with characteristics of (1 ) an up-to-date inventory; (2) perform condition assessments and summarize the results using a measurement scale ; and (3) estimate annual amount to maintain and preserve at the established condition assessment level. • The City documents that the eligible infrastructure capital assets are being preserved approximately at or above the established and disclosed condition assessment level . The City's Pavement Management Program conducts condition assessment surveys of 1 /3 of the street system annually. City owned streets are classified based on land use , access and traffic utilization into the following three classifications: arterial , collector and local . Each street was assigned a physical condition based on potential defects . A Pavement Condition Index (PCI) , a nationally recognized index, was assigned to each street and expressed in a continuous scale from 0 to 100, where 0 is assigned to the least acceptable physical condition and 100 is assigned to the physical characteristics of a new street. The following conditions were defined : Condition Rating Excellent 91 - 100 Good 81 - 90 Fair 51 - 80 Poor 41 - 50 Very Poor 0 - 40 The City Policy is to achieve an average rating of 75 for all streets , which is a fair rating . This rating allows minor cracking and raveling of the pavement along with minor roughness that could be noticeable to drivers traveling at posted speeds . The most recent 3 year assessment cycle was completed as of December 31 , 2003, That assessment rated the City's street system at a PCI index of 75 .5 on average with the detail condition as follows : Condition Distribution Excellent 25% Good 27% Fair 35% Poor 10% Very Poor 3% The City's next full 3 year assessment cycle will be completed as of December 31 , 2006. (1 ) Unaudited. Comprehensive Annual Pinanciai Report 79 REQUIRED SUPPLEMENTARY INFORMATION OTHER THAN MD&A MODIFIED APPROACH FOR CITY STREETS INFRASTRUCTURE CAPITAL ASSETS (continued)(1 ) The City's streets are constantly deteriorating resulting from the following five factors; ( 1 ) traffic using the streets ; (2) the sun's ultra-violet rays drying out and breaking down the top layer of pavement; (3) utility company/private development interests trenching operations; (4) winter freeze/thaw condition and water damage from both natural and other urban runoff; and (5) growth of the existing street system . The City is continuously taking actions to arrest the deterioration through short-term maintenance activities such as crack sealing, pothole patching, street sweeping, and sidewalk repair. The City expended $6,718,582 and $6,485, 144 in 2003 and 2002, respectively, on street maintenance and street rehabilitation . These expenditures delayed deterioration ; however, the overall condition of the streets were not improved through these maintenance expenditures. The City has estimated that the amount of annual expenditures required to maintain the City's streets at an average PCI rating of 75 . A schedule of estimated annual amount calculated to maintain and preserve its streets at the current level compared to actual expenditures for the street maintenance for the last three years is presented below. Maintenance Actual Year Estimate Expenditure 2001 $ 6,2311016 $ 61401 ,016 2002 $ 6,623,600 $ 61485, 144 2003 $ 77031 ,975 $ 61718,582 (1 ) Unaudited . 80 City of Fort Collins NON- MAJOR GOVERNMENTAL FUNDS COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Special Revenue Funds Community Development Block Grant (CDBG) -- to account for revenues received from the federal government which are restricted to financing the city's Community Development Block Grant Program. Conservation Trust Fund -- to account for revenues received from the Colorado State Lottery through the State Conservation Trust Fund which are restricted to financing capital projects which relate to the acquisition and development of open space and trails. Cultural Services and Facilities -- to account for revenues received from the Lincoln Center facility, the Fort Collins Museum , performing and visual arts and General Fund subsidies used to promote cultural activities. General Improvement District No. 1 -- to account for property taxes and investment earnings used to fund debt service and other activities of the General Improvement District No. 1 . Parkland -- to account for parkland fees used to fund neighborhood park and capital improvements. Recreation -- to account for recreation fees and General Fund subsidies used to provide recreational programs for citizens. Street Oversizing -- to account for street oversizing fees used to pay the City's portion of street oversizing costs. Transit Services -- to account for federal grants and other revenues utilized to operate and maintain the City's bus system . Cemeteries -- to account for revenues collected from the sale of burial plots. Perpetual care -- to account for monies set aside for the maintenance costs of burial plots. Emergency Recovery — to account for revenues received from the Federal Government for assistance needed in response to natural disasters. Home -- to account for revenues received from the federal government restricted to financing the City's Home Program. Capita[ Expansion -- to account for capital expansion fees collected by the City and various projects funded by those fees. Open Lands -- to account for land parcels purchased by the City that will be used as open space areas . Debt Service Funds Debt Service -- to account for property taxes and transfers from other funds used to pay general obligation bonds , sales and use tax revenue bonds , and highway users tax revenue bonds. Special Assessments -- to account for amounts received from special assessments used to pay special assessment bond and general obligation bonds payable from special assessments . Fort Collins Leasing Corporation -- to account for rental amounts received from lease payments between the City and the Corporation on municipal buildings and other structures. Monies used to pay certificates of participation issued by the Corporation. Comprehensive Annual Financial Repoli 81 NON-MAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET DECEMBER 31 , 2003 SPECIAL REVENUE FUNDS Cultural General Conservation Services & Improvement CDBG Trust Facilities District No. 1 Parkland ASSETS Cash and cash equivalents $ 64,314 $ 10301 , 607 $ 1 ,244,709 $ 691 ,476 $ 211753602 Investments 400v876 500,870 - 41040, 480 Receivables Property taxes - - - 182,002 - Accounts - - 241904 - 8,333 Special assessments - - - - Notes 241 , 828 - - - - Accrued interest - 33651 12,578 - 34, 564 Due from other governments - - - 21470 Inventory of real property held for resale - - - Total Assets $ 306, 142 $ 117069134 $ 1 ,783,061 $ 875, 948 $ 62258, 979 LIABILITIES AND FUND BALANCES Liabilities Accounts payable , accruals and other $ 24,443 $ 111 , 161 $ 115,421 $ 176 $ 277 Accrued wages payable 29631 60032 27, 183 - 51638 Deferred revenue - - 419, 189 182, 002 - Total Liabilities 27 ,074 117, 193 561 , 793 182, 178 5, 915 Fund Balances Reserved for encumbrances 427,300 64,345 1782742 39 1190339 Reserved for long-term notes receivable 237, 328 - - - - Reserved for inventory of real property held for resale Reserved for debt service - - - - - Reserved for contractual and other - 1 ,376 4141386 - - Unreserved Designated for capital projects - 1 ,523,220 - - 6, 1331725 Designated for equipment replacement - - - - - Undesignated (deficit) (385,560) - 6289140 6939731 - Total Fund Balances 2799068 1 ,588,941 11221 , 268 693,770 6,2530064 Total Liabilities and Fund Balances $ 306, 142 $ 19706, 134 $ 11783, 061 $ 875,948 $ 61258, 979 See the accompanying independent auditors' report. 82 City of Fort Collins SPECIAL REVENUE FUNDS Street Transit Perpetual Emergency Recreation Oversizing Services Cemeteries Care Recovery $ 19729,743 $ 1 , 378,398 $ 1 , 1311888 $ 236; 104 $ 279,029 $ 4110900 - - 952 , 147 - 182 ,782 722 ,769 57 ,487 73,271 25, 985 - 3 ,752 - - 14,395 - 29 ,437 _ $ 1 , 912 ,525 $ 21516,819 $ 1 , 189 ,375 $ 338,812 $ 12271 , 556 $ - $ 1810091 $ 60, 404 $ 62,521 $ 4, 459 104,669 11 ,603 115, 702 81548 285 ,760 723007 178 , 223 133007 - 5% 806 129593 419, 810 29,437 1431885 - - - 50352 160,000 2 ,432,219 591 ,342 996 ,757 2661317 - 296,368 11266 ,204 - 11626*765 2 ,444,812 1 ,011 , 152 325,805 19271 ,556 - $ 1 ,912 , 525 $ 2,516, 819 $ 1 , 189,375 $ 338 , 812 $ 1 ,271 , 556 $ - Comprehensive Annual Financial Report 83 NON-MAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET (continued) DECEMBER 31 , 2003 SPECIAL REVENUE FUNDS (continued) Total Capital Open Special Home Expansion Lands Revenues ASSETS Cash and cash equivalents $ 294 ,264 $ 101828 ,002 $ 11404,203 $ 22, 769 ,339 Investments - 71969, 156 - 14 ,275,429 Receivables Property taxes - - - 182,002 Accounts - 17 , 155 - 11112,686 Special assessments - - - - Notes 1 ,0381000 - - 11279 ,828 Accrued interest - 649393 - 133 ,333 Due from other governments - - - 21470 Inventory of real property held for resale - - - 29,437 Total Assets $ 1 ,332,264 $ 189878 ,706 $ 1 ,404 ,203 $ 39 ,774,524 LIABILITIES AND FUND BALANCES Liabilities Accounts payable, accruals and other $ 90060 $ 2 ,331 $ - $ 571 ,344 Accrued wages payable 11634 - - 283,640 Deferred revenue - - - 601 , 191 Total Liabilities 10,694 21331 1 ,456 , 175 Fund Balances Reserved for encumbrances 359 ,913 291763 - 116719650 Reserved for long-term notes receivable 1 ,038 ,000 - - 12275,328 Reserved for inventory of real property held for resale - - - 291437 Reserved for debt service - - - Reserved for contractual and other - 271192 - 592 , 191 Unreserved Designated for capital projects - 18 , 819,420 - 29,659 ,926 Designated for equipment replacement - - - 9961757 Undesignated (deficit) (76,343) - 1 ,404,203 41093$060 Total Fund Balances 113211570 189876,375 19404,203 38,318 ,349 Total Liabilities and Fund Balances $ 12332,264 $ 189878 ,706 $ 114043203 $ 39 ,7741524 See the accompanying Independent auditors' report 84 City of Fort Collins DEBT SERVICE FUNDS Fort Collins Total Total Debt Special Leasing Debt Non-major Service Assessments Corporation Service Governmental $ 11 , 766 $6771349 $ - $ 689, 115 $ 237448,454 14, 2757429 182, 002 111129686 16,057 - 16,057 16,057 19279,828 133,333 2,470 29,437 $ 11 ,766 $ 693,406 $ - $ 705, 172 $ 40,479,696 $ - $ 571 ,344 283,640 16, 057 - 16 ,057 617,248 16 , 057 16,057 1 ,472 ,232 1 ,671 ,650 1 ,275,328 - - 29,437 11 ,766 677,349 - 6891115 689, 115 592 , 191 29, 659 ,926 996,757 4,093,060 11 ,766 677 ,349 689, 115 39, 0079464 $ 11 ,766 $ 693 ,406 $ $ 705, 172 $ 40,479,696 Comprehensive Annual Financial Report 85 NON -MAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED DECEMBER 31 , 2003 SPECIAL REVENUE FUNDS Cultural General Conservation Services & Improvement CDBG Trust Facilities District No . 1 Parkland REVENUES Taxes $ - $ - $ - $ 211 , 723 $ - Intergovernmental 1 ,666 ,958 11169 ,445 10 , 700 - - Fees and charges for services - - 119051026 - 19976 ,290 Earnings on investments 21249 240338 40 ,923 80145 174, 158 Net decrease in the fair value of investments - (2,219 ) (19 ,270 ) - (71 ,709) Miscellaneous revenue 1023590 24 , 100 310 ,844 10 - Total Revenues 11771 ,797 112151664 21248 ,223 219 ,878 21078 , 739 EXPENDITURES Current operating Culture and recreation - - 31418 ,078 - - Transportation Emergency recovery - Other 11741 ,300 - - 17 ,492 - Capital outlay - 11047 , 160 - - 993 ,498 Debt service Principal Interest Total Expenditures 117417300 11047 , 160 39418 ,078 17 ,492 993 ,498 Excess of Revenues Over (Under) Expenditures 30 ,497 168 ,504 (11169 ,855) 202,386 1 ,085 ,241 OTHER FINANCING SOURCES (USES) Proceeds from issuance of general long-term debt Transfers in - - 11192 ,888 Transfers out - ( 10 ,500 ) (21 ,705) (146 ,480) (36,645) Payments to refunded bond escrow agent Total Other Financing Sources (Uses) - ( 10 , 5021 11171 , 183 ( 146 ,480 ) (36 ,645) Excess of Revenues and Other Sources Over (Under) Expenditures and Other Uses 30 ,497 158 ,004 11328 55,906 1 ,0481596 Fund Balances--January 1 248 ,571 19430 ,937 1 ,2191940 637,864 51204,468 Fund Balances--December31 $ 2797068 $ 11588 ,941 $ 1 ,221 ,268 $ 6930770 $ 612538064 See the accompanying independent auditors' report. 86 City of Fort Collins SPECIAL REVENUE FUNDS Street Transit Perpetual Emergency Recreation Oversizing Services Cemeteries Care Recovery 65 ,333 - 2 , 685, 680 - - 1059781 31775,593 312442900 1 ,059,703 358 ,901 552851 - 17,900 389557 11 , 993 2,086 409658 - (5,790) - - (7,471 ) - 577372 11180,469 263,049 10, 760 - 39916, 198 4,4581136 41020,425 371 ,747 8%038 105,781 7, 3289674 - - 509, 191 - - 773,086 7,848,815 601 ,940 - - - - 682 - 77%784 79328 ,674 1 , 552,870 7, 848, 815 509, 191 682 601 , 940 (31412,476) 21905 ,266 (31828 , 390) ( 137,444) 88, 356 (496, 159) 317803976 5239050 4, 2931710 2383481 - 496, 159 (31658,626) (800590) (49,014) ( 1 ,937,326) 3 ,780,976 (311351576Z 4,213 , 120 2389481 (49, 014) (11441 , 167) 368,500 (230,310) 384,730 101 ,037 39,342 (11937,326) 11258 , 265 21675, 122 626,422 224,768 1 /2323214 1 ,937,326 $ 1 , 626,765 $ 214441812 $ 1 ,011 , 152 $ 3259805 $ 1 ,271 , 556 $ - Comprehensive Annual Financial Report 87 NON -MAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED DECEMBER 31 , 2003 SPECIAL REVENUE FUNDS (continued) Total Capital Open Special Home Expansion Lands Revenue REVENUES Taxes $ - $ - $ - $ 211 , 723 Intergovernmental 891 , 324 - 311987939 90794 , 160 Fees and charges for services - 3 ,7781414 - 16 , 154,678 Earnings on investments 39 ,508 368,646 58 ,560 827, 721 Net decrease in the fair value of investments - (60 ,012) - ( 166,471 ) Miscellaneous revenue 1399656 - - 2 ,088,850 Total Revenues 11070 ,488 400879048 31257,499 28 ,910 ,661 EXPENDITURES Current operating Culture and recreation - - - 11 V2557943 Transportation - - - 816212901 Emergency recovery - - - 601 , 940 Other 11141 ,335 - 47,996 21948,805 Capital outlay - 3711742 71233,087 10 ,425,271 Debt service Principal - - -Interest - - - - Total Expenditures 11141 ,335 371 ,742 77281 ,083 33 ,853 , 860 Excess of Revenues Over (Under) Expenditures (70,847) 31715,306 (42023,584) (41943 , 199) OTHER FINANCING SOURCES (USES) Proceeds from issuance of general long-term debt - - - Transfers in - - - 10 ,525,264 Transfers out - ( 11579 ,284) - (715209170) Payments to refunded bond escrow agent - - - - Total Other Financing Sources (Uses) - ( 11579,284) - 3,005 ,094 Excess of Revenues and Other Sources Over (Under) Expenditures and Other Uses (70,847) 2 , 1361022 (41023,584) (11938, 105) Fund Balances—January 1 11392,417 16 ,7409353 514272787 40,2561454 Fund Balances--December31 $ 11321 ,570 $ 18,876,375 $ 11404,203 $ 38 ,3181349 See the accompanying independent auditors' report 88 City of Fort Collins DEBT SERVICE FUNDS Fort Collins Total Total Debt Special Leasing Debt Non-major Service Assessments Corporation Service Governmental 211 ,723 91794, 160 - - - 16; 154;678 51596 524 6, 120 833,841 ( 166,471 ) 351 , 701 351 ,701 2,4409551 - 51596 352,225 357, B21 291268,482 11 ,255,943 81621 ,901 6019940 147, 710 - 21150 1491860 3j098p665 10,4252271 21060,000 794, 188 2,8541188 218549188 679, 555 - 835, 877 19515,432 1 ,515,432 2,887,265 116320215 41519,480 38,3730340 (2, 8871265) 59596 _ ( 1 ,279,990) (43161 ,659) 9, 104,858 59842, 930 - 518429930 5,8429930 41021 , 101 - 11232,778 5,2532879 1507792143 (4,914,909) - (419147909) ( 12,4350079) (61965,000) - - (61965, 000) (6,9659000) 21899,031 (41914, 909) 10232,778 (783, 100) 21221 ,994 11 ,766 (41909,313) (47 , 212) (43944,759) (6,882,864) 5/5860662 47,212 50633,874 45,890,328 $ 11 ,766 $ 677v349 $ $ 689 , 115 $ 39,007,464 Comprehensive Annual Financial Report 89 COMMUNITY DEVELOPMENT BLOCK GRANT FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON -GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Intergovernmental $ 1 ,666 ,958 $ 21185, 033 $ 3,851 ,991 $ 5 ,0907062 $ ( 11238 ,071 ) Earnings on investments 21249 - 2r249 869851 (847602) Miscellaneous revenue 102 ,690 - 102, 590 350 ,448 (247, 858 ) Total revenues 11771 ,797 2 , 185 ,033 3 ,9561830 5 , 527 , 361 ( 11570 ,531 ) EXPENDITURES 2000-01 Grant 111000 - 111000 80 ,000 69 ,000 2001 -02 Grant 58 , 315 486 ,461 544 ,776 544 ,776 - 2002-03 Grant 113713207 981 ,522 21352 ,729 21528 ,370 175, 641 2003-04 Grant 300 ,778 - 300 ,778 11546 ,086 11245 , 308 Total Expenditures 117417300 11467 ,983 31209 ,283 41699 ,232 114899949 Excess ( Deficiency) of Revenues Over (Under) Expenditures 30 ,497 $ 717 ,050 747,547 $ 828 , 129 $ (800582) Fund Balances -- January 1 248 , 571 248 , 571 Less prior years' grant revenues - (211851033) Plus prior years' grant expenditures - 1 , 467,983 Fund Balances--December 31 $ 279,068 $ 279r068 See the accompanying independent auditors' report, 90 City of Fort Ft. Collins CONSERVATION TRUST FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET ( NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Intergovernmental $ 1 , 169 ,445 $ 10 ,810, 111 $ 11 , 979,556 $ 11 ,353, 601 $ 6259955 Earnings on investments 24,338 298,537 3223875 444,212 ( 121 , 337) Net increase (decrease) in the fair value of investments (21219) 3,595 11376 - 11376 Miscellaneous revenue 249100 140,345 164,445 1139725 50 ,720 Total Revenues 1r2151664 112252 , 588 12 ,4689252 11 ,911 ,638 556,714 EXPENDITURES Open space acquisition 26,834 978,277 1 ,005, 111 19052,403 47,292 Trail acquisition/development 544 , 546 4 ,865,618 5,410, 164 5,656,891 246,727 Open space and trail maintenance 63,685 656,725 720 ,410 721 , 116 706 Fossil creek trail 10,272 21475,311 21485 , 583 21704 ,600 219 ,017 Tri-City trails 132,419 224 ,375 356,794 504,000 147,206 Poudre River boat chutes - 230 ,000 230,000 230,000 - Administration 269,404 - 269,404 294,566 259162 Total Expenditures 1 ,0470160 99430,306 10 ,477,466 11 , 163 ,576 686, 110 Excess of Revenues Over Expenditures 1689504 19822,282 11990 ,786 7479962 11242,824 OTHER FINANCING SOURCES (USES) Transfers in Capital Projects Fund - 2350000 235,000 4350000 (2000000) Transfers out Capital Projects Fund - (217 ,618) (217,618) (11017,618) 800,000 Cultural Services Fund ( 10,500 ) (40p250) 50,750 (507750) - Total Other Financing Sources ( Uses) ( 10,500) (22,868 ) (33, 368) (633 ,368) 6009000 Excess of Revenues and Other Sources Over Expenditures and Other Uses 158v004 $ 1 ,799,414 11957,418 $ 114 ,594 $ 19842,824 Fund Balances--January 1 11430t937 11430,937 Less Prior Years' Project Revenues - ( 11 ,487 ,588 ) Plus Prior Years' Project Expenditures - 916881174 Fund Balances-December 31 $ 19588,941 $ 11588,941 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 91 CULTURAL SERVICES AND FACILITIES FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) Intergovernmental $ 101700 $ 313,392 $ (3029692) Fees and charges for services 1 ,9059026 1 , 887,397 17,629 Earnings on investments 40,923 42, 000 ( 11077) Net decrease in fair value of investments ( 193270) ( 19,270) Miscellaneous revenue 31 %844 406,758 (95,914) Total Revenues 2 ,248,223 216492547 (401 ,324) EXPENDITURES Administration 738,602 776, 731 38, 129 Lincoln Center 610,609 6929367 81 ,758 Museum 425,594 817,897 392,303 Performing and visual arts 1 ,643,273 21294, 822 6517549 Total Expenditures 31418,078 4, 581 ,817 11163, 739 Excess of Revenues Over (Under) Expenditures ( 19169,855) ( 1 ,932,270) 762 ,415 OTHER FINANCING SOURCES Transfers in General Fund 190569451 1 ,056,451 - Capital Projects Fund 1093217 109,217 Parkland Fund 111000 119000 Golf 50720 51720 - Conservation Trust Fund 10, 500 101500 - Transfers out Capital Projects Fund (211705) (219758) 53 Total Other Financing Sources 1 , 171 , 183 11171 , 130 53 Excess of Revenues and Other Sources Over (Under) Expenditures 1 ,328 $ (7611140) $ 7629468 Fund Balances--January 1 11219,940 Fund Balances--December 31 $ 11221 ,268 See the accompanying independent auditors' report. 92 City of Fort Collins GENERAL IMPROVEMENT DISTRICT NO , 1 FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) _ Taxes $ 211 , 723 $ 213 , 528 $ ( 11805) Earnings on investments 8, 145 12,090 (31945) Miscellaneous revenue 10 10 Total Revenues 219 , 878 225?618 (5 ,740) EXPENDITURES Other 172492 193,395 175, 903 Excess of Revenues Over Expenditures 202, 386 32,223 170, 163 OTHER FINANCING USES Debt Service Fund - COPS _ ( 146,480) ( 146 ,480) - Total Other Financing Uses ( 146 ,480) ( 146, 480) - Excess of Revenues Over (Under) Expenditures and Other Uses 55,906 $ 1142257 $ 170, 163 Fund Balances--January 1 637, 864 Fund Balances-- December 31 $ 693,770 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 93 PARKLAND FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON - GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Intergovernmental $ - $ 524,898 $ 5243898 $ 2563128 $ 268, 770 Fees and charges for services 19976,290 15 ,846,041 179822 ,331 150332,390 21489, 941 Earnings on investments 174, 158 578,583 752 ,741 8809093 ( 1273352) Net increase (decrease) in the fair value of investments (71 ,709) 73, 199 1 ,490 - 11490 Miscellaneous revenue - 1033278 103 ,278 238 ,033 ( 134 , 755) Total Revenues 2 ,0781739 1791253999 19,2041738 16 ,706,644 2 ,498,094 EXPENDITURES New site acquisition 35 , 660 11678 , 337 1 ,713 ,997 27321 ,423 607,426 New park site development 78 , 832 705 ,970 784 ,802 11044,728 259 ,926 Stewart Case Park - 11004,801 1 ,004,801 1 , 160,957 156 , 156 Harmony Park 31471 11676,277 11679,748 11689,300 %552 Westfield Park 82 , 652 11241 ,979 11324 ,631 19409, 174 84 ,543 Miramont Park 41412 1 , 100,728 19105 , 140 11105,226 86 Cottonwood Glen Park - 740,620 740,620 795 ,316 549696 Lee Martinez Park addition - 132, 165 132, 165 137, 162 41997 Spring Park restroom 130, 855 91 ,980 222,835 222 , 835 Huidekoper Park 33000 114 ,983 1179983 250 , 000 132 ,017 Edora Park - Skate Park 51972 - 59972 13, 354 7 ,382 Lilac Park 743800 37, 305 1123105 177, 000 64 ,895 Iron Horse - 11 ,000 112000 602, 000 591 ,000 Homestead Neighborhood Park 273, 181 628 ,989 902, 170 13021 , 000 118, 830 Provincetowne Park - 560 560 650, 000 649,440 Rabbit Brush Park 775 89647 9,422 230,480 221 ,058 Warren Park restroom 13,423 - 13,423 150, 000 136,577 Waterglen Park - - - 2509000 250,000 Registry Ridge - - 50, 000 50,000 Richards Lake 6 138 ,021 1380027 250, 000 111 ,973 Staley Neighborhood Park - 65 ,776 650776 75, 000 9,224 Parkland administration 276 ,015 - 276 ,015 293, 909 17 ,894 Park equipment replacement 10 ,444 - 10,444 15, 000 41556 Total Expenditures 993 ,498 91378 , 138 10 ,371 ,636 13,9139864 3 ,542 ,228 Excess of Revenues Over Expenditures 11085 ,241 71747 ,861 81833, 102 2,792, 780 69040 ,322 OTHER FINANCING SOURCES (USES) Transfers in General Fund 829162 82, 162 829162 Transfers out Cultural Services and Facilities Fund ( 11 ,000) (56 , 174) (679174) (75, 174 ) 81000 Capital Projects Fund _ _ _(251645) ( 15%667) ( 185,312) (313, 220) 127 ,908 Total Other Financing Sources (Uses) (36 ,645) ( 1339679) ( 170t324) (306, 232) 135 ,908 Excess of Revenues and Other Sources Over Expenditures and Other Uses 1 ,048 ,596 $ 7, 614 , 182 8 / 6629778 $ 2 ,486,548 $ 61176 ,230 Fund Balances--January 1 5 ,2041468 59204,468 Less Prior Years' Project Revenues ( 17 , 208, 161 ) Plus Prior Years ' Project Expenditures 91593,979 Fund Balances-- December 31 $ 6 ,2531064 $ 61253,064 See the accompanying independent auditors' report. 94 City of Fort Collins RECREATION FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES -- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) Intergovernmental $ 65 , 333 $ 1231742 $ (58 ,409) Fees and charges for services 3 , 775 , 593 31661 , 562 114 ,031 Earnings on investments 17 ,900 18 ,000 ( 100) Miscellaneous revenue 57, 372 18 ,650 38,722 Total Revenues 31916 , 198 39821 ,954 94 ,244 EXPENDITURES Recreation administration 31359 ,216 3 , 7211768 362 , 552 Ice/aquatics programming 21121 ,741 2 , 1581287 36 ,546 Adult programming 583 ,708 587,546 31838 Youth programming 819 ,824 8637862 449038 Sports programming 279 ,253 300t497 21 ,244 Special reserves 1160500 119 , 902 3 ,402 Grants/miscellaneous 48 ,432 123 , 742 75,310 Total Expenditures 713287674 79875,604 5469930 Excess of Revenues Over (Under) Expenditures (31412 ,476 ) (41053 , 650 ) 641 , 174 OTHER FINANCING SOURCES Transfers in General Fund 31780 ,976 397809976 - Total Other Financing Sources 31780 ,976 3,780 ,976 - Excess of Revenues and Other Sources Over (Under) Expenditures 368 , 500 $ (27216744 $ 641 , 174 Fund Balances--January 1 11258 ,265 Fund Balances--December 31 $ 1 ,626 ,765 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 95 STREET OVERSIZING FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive Actual Budget (Negative) REVENUES Fees and charges for services $ 3 /2442900 $ 31609 ,340 $ (364 ,440) Earnings on investments 38,557 53 ,617 (157060) Net (decrease) in the fair value of investments (51790 ) - (51790) Miscellaneous revenue 11180 ,469 100,000 110802469 Total Revenues 4 ,458 , 136 31762 ,957 695 , 179 EXPENDITURES Oversizing costs 11552,870 31206 ,700 17653,830 Excess of Revenues Over Expenditures 27905,266 556 ,257 21349, 009 OTHER FINANCING SOURCES (USES) Transfers in General Fund 523,050 523,050 - Transfers out Capital Projects Fund (30658 ,626) (79699 ,068) 41040,442 Total Other Financing Sources (Uses) (31135,576) (71176 ,018) 41040 ,442 Excess of Revenues and Other Sources Over (Under) Expenditures and Other Uses (2303310) $ (61619 ,761 ) $ 61389,451 Fund Balances--January 1 2 ,675, 122 Fund Balances—December 31 $ 21444 ,812 See the accompanying independent auditors' report. 96 City of Fort Ft Collins TRANSIT SERVICES FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive REVENUES Actual Basis Basis Budget (Negative) - - Intergovernmental $ 2,685,680 $ 10*6713151 $13,356,831 $ 171226, 198 $ (3,869,367) Fees and charges for services 11059,703 4, 105,689 59165,392 59234, 895 (6%503) Earnings on investments 11 , 993 398,479 4109472 389,649 20,823 Miscellaneous revenue 2631049 1 ,237,760 1 ,500,809 19148,270 3529539 Total Revenues 41020, 425 169413,079 201433, 504 23,999, 012 (3, 565,508) EXPENDITURES FTA Grants 2000 Operating - 328 , 152 328, 152 328, 152 2001 Operating - 165,522 165,522 175, 000 91478 2002 Operating 27,943 61374,493 6,402,436 61616, 065 213,629 2003 Operating 6,632 ,505 32 6,632, 537 71162 , 694 530, 157 2002 CMAQ Projects 19, 837 6233504 643,341 777,058 133,717 2003 CMAQ Projects 679, 138 978 680, 116 774, 919 94, 803 1997 Capital 203,498 29 ,891 233,389 248, 588 15, 199 1998 Capital 84,298 695,413 779,711 785, 126 5,415 1999 Capital 9,276 312,669 321 ,945 322 , 379 434 2000 Capital 909316 68,508 158,824 219, 643 60,819 2001 Capital 3,710 775, 095 778,805 925,412 146,607 2003 Capital 959774 - 95,774 ( 175, 125) (270,899) 1999 Planning 812 39, 187 39,999 40, 000 1 2000 Planning 11708 1265202 127,910 143, 042 159132 2001 Planning - - - 710000 71 ,000 Total Expenditures 7,8480815 %5391646 17,3881461 18,413,953 11025,492 Excess (Deficiency) of Revenues Over (Under) Expenditures (3 , 828,390) 618730433 3,045,043 51585, 059 (29540, 016) OTHER FINANCING SOURCES (USES) Proceeds from issuance of long-term debt - 22,057 22,057 22,057 Transfers in General Fund 41293,710 20,094, 633 24,388,343 24,388 ,343 - Self Insurance Fund - 431 431 - 431 Transportation Services Fund - 9%690 90,690 140,690 (50,000) Transfers out Capital Projects Fund (80,590) (317899706) (3, 8700296) (61822, 224) 2,9511928 Total Other Financing Sources 4,2130120 16,418, 105 20, 631 ,225 17, 728,866 2 ,9029359 Excess of Revenues and Other Sources Over Expenditures and Other Uses 384, 730 $ 23,2911538 23,676,268 $ 23,3131925 $ 362,343 Fund Balances--January 1 626,422 626,422 Less Prior Years' Grant Revenues - (36,620,890) Plus Prior Years' Grant Expenditures - 13,329,352 Fund Balances--December31 $ 1 ,011 , 152 $ 1 ,011 , 152 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 97 CEMETERIES FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive Actual Budget (Negative) REVENUES Fees and charges for services $ 358 , 901 $ 3%500 $ 21401 Earnings on investments 21086 500 1 ,586 Miscellaneous 10, 760 14,000 (31240) Total Revenues 371 ,747 371 ,000 747 EXPENDITURES Cemetery services 509 , 191 6569728 147, 537 Excess of Revenues Over ( Under) Expenditures ( 137;444) (285,728) 148, 284 OTHER FINANCING SOURCES Transfers in General Fund 1899467 1899467 - Perpetual Care Fund 49 ,014 77, 000 27 ,986 Total Other Financing Sources 238 ,481 266,467 (27,986) Excess of Revenues and Other Sources Over (Under) Expenditures 101 ,037 $ ( 19 , 261 ) $ 120,298 Fund Balances--January 1 224, 768 Fund Balances--December 31 $ 325, 805 See the accompanying independent auditors' report. 98 City of Fort Collins PERPETUAL CARE FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive Actual Budget ( Negative) REVENUES Fees and charges for services $ 55,851 $ 46 , 960 $ 8 ,891 Earnings on investments 409658 75 , 000 (34 ,342) Net decrease in the fair value of investments (71471 ) - (7 ,471 Total Revenues 89 ,038 121 ,960 (329922 ) EXPENDITURES Other 682 682 - Excess of Revenues Over Expenditures 88 , 356 121 ,278 (32 , 922) OTHER FINANCING USES Transfers out Cemeteries Fund (49,014 ) (77, 000) 27,986 Excess of Revenues Over ( Under) Expenditures and Other Uses 397342 $ 44 ,278 $ (4 ,936) Fund Balances--January 1 11232 ,214 Fund Balances--December31 $ 11271 ,556 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 99 EMERGENCY RECOVERY FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive REVENUES Actual Basis Basis Budget (Negative) - Intergovernmental $ 105, 781 $ - $ 1059781 $ 105,781 $ _ Total Revenues 1� 0_ 5, 781w - 105, 781 105,781 _ EXPENDITURES Emergency Recovery 6019940 - 601 ,940 515199965 41918,025 Excess (Deficiency) of Revenues Over (Under) Expenditures (496, 159) - (496, 159) (5,414, 184) 41918 ,025 OTHER FINANCING SOURCES (USES) Transfers in General Fund 496, 159 215003000 21996 , 159 50000,000 (21003 , 841 ) Transfers out General Fund ( 1 ,80%807) ( 150,000) ( I ,959,807) ( 1 , 960, 000) 193 Wastewater Fund (23,499) - (23,499) (23, 500) 1 Storm Water Fund ( 104, 020) (104,02O) ( 104, 100) 80 Total Other Financing Sources ( 1 , 441 , 167) 2, 350,000 908, 833 2 , 912,400 (210039567) Excess (Deficiency) of Revenues and Sources Over (Under) Expenditures and Other Uses ( 119379326) $ 2,3509000 412, 674 $ 29501 , 784 $ 2, 914,458 Fund Balances--January 1 11937,326 11937,326 Less Prior Years' Grant Revenues (29500,000) Plus Prior Years' Grant Expenditures - 150,000 Fund Balances--December 31 $ $ See the accompanying independent auditors' report. 100 City of Fort Collins HOME INVESTMENT PARTNERSHIP GRANT FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES.- ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES - - Intergovernmental $ 891 , 324 $ 767 , 770 $ 11659 , 094 $ 2,357,960 $ (698 , 866) Earnings on investments 391508 46,013 85, 521 857521 Miscellaneous revenue 1392656 176, 878 316,534 604,550 (288, 016) Total Revenues 1 ,070,488 990,661 23061 , 149 23962, 510 (901 ,361 ) EXPENDITURES 2000 Grant 250,000 287, 750 537,750 5371750 2001 Grant 127,441 698, 528 825, 969 834,000 81031 2002 Grant 6861657 62, 144 748 , 801 884 ,000 135, 199 2003 Grant 77 , 237 77 , 237 9263510 8499273 Total Expenditures 1 , 141 ,335 11048 ,422 2018%757 31182,260 992 ,503 Excess (Deficiency) of Revenues Over (Under) Expenditures (70, 847) $ (57,761 ) ( 128,608) $ (219,750) $ 912142 Fund Balances--January 1 11392, 417 11392,417 Less Prior Years' Grant Revenues (990, 661 ) Plus Prior Years' Grant Expenditures 11048, 422 Fund Balances-- December 31 $ 11321 ,570 $ 11321 , 570 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 101 CAPITAL EXPANSION FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON=GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Fees and charges for services $ 31778,414 $ 20,221 ,723 $ 24,000, 137 $ 22,213,600 $ 1 ,786,537 Earnings on investments 368,646 2,9081263 31276,909 31211 ,596 659313 Net increase (decrease) in the fair value of investments (60,012) 58,205 (1 ,807) (11807) Miscellaneous revenue 269,260 269,260 - 269,260 Total Revenues 4,087,048 23,457,451 2795449499 25,4259196 211199303 EXPENDITURES Community Parkland Capital 71417 976, B26 984,243 989,300 5,057 Library Capital Expansion 41525 194,582 199, 107 250,000 509893 General Government Capital 359,800 3660450 726,250 828,952 102,702 Police Capital Expansion 246 246 - (246) Fire Capital Expansion - 1 ,937,695 11937,695 1 ,937;343 (352) Total Expenditures 3710742 31475,799 31847,541 410051595 158,054 Excess of Revenues Over Expenditures 31715,306 19,981 ,652 23,696,956 21 ,4l %601 2/2773357 OTHER FINANCING USES Transfers out General Fund ( 142,577) (544, 164) (686,741 ) (8299319) 142,578 Capital Projects (19436,707) (3,246,012) (416820719) (51537,808) 855,089 Cultural Services Fund - (5,700� (5,700) (5,700) Total Other Financing Uses (1 ,579,284) (3,795,876) (51375, 160) (61372 ,827) 9970667 Excess of Revenues Over Expenditures and Other Uses 2, f36,022 $ 16, 185,776 18,321 ,798 $ 15,046,774 $ 31275, 024 Fund Balances--January 1 16,740,353 16,740,353 Less Prior Years' Project Revenues (2314579451 ) Plus Prior Years' Project Expenditures 71271 ,675 Fund Balances--December 31 $ 18, 876,375 $ 18,8761375 See the accompanying Independent auditors' report. 102 City of Fort Collins OPEN LANDS FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) - - Intergovernmental $ 31198, 939 $ 31393 , 593 $ ( 194, 654) Earnings on investments 589560 43,900 14, 660 Total Revenues 31257 ,499 3 ,437 , 493 ( 179, 994) EXPENDITURES Administration 47 , 996 109, 478 61 ,482 Capital outlay 70233, 087 8 ,415, 718 1 , 182 ,631 Total Expenditures 7,2811083 81525, 196 1 , 244, 113 Excess of Revenues Over (Under) Expenditures (41023, 584) $ (5 , 087 , 703) $ 1 , 0643119 Fund Balances--January 1 51427,787 Fund Balances--December 31 $ 11404,203 See the accompanying independent auditors' report. Comprehensive Annual Financial Report f03 DEBT SERVICE FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES -- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive EXPENDITURES Actual Budget (Negative) Principal $ 2 ,0601000 $ 2 ,2301000 $ 170 ,000 Interest 679 , 556 766 ,394 86 ,839 Bond issuance costs 147 , 710 160 ,000 12 ,290 Total Expenditures 27887,265 31156 ,394 2697129 OTHER FINANCING SOURCES (USES ) Proceeds from general long-term debt 5 ,8427930 51860 ,000 (17 ;070 ) Transfers in Sales and Use Tax Fund 31666 , 528 3 ,666 ,528 - Transportation Services Fund 354 ,573 354 ,573 - Payments to refunded bond escrow agent (61965,000) (61981 ,545 ) 16 ,545 Total Other Financing Sources ( Uses) 21899 ,031 21899 , 556 (525 ) Excess Other Sources Over (Under) Expenditures 111766 $ (256 ,838) $ 268 , 604 Fund Balances--January 1 - Fund Balances--December 31 $ 11 , 766 See the accompanying independent auditors' report. 104 City of Fort CollIns SPECIAL ASSESSMENTS FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES -- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) Earnings on investments $ 50596 $ 31300 $ 23296 Total Revenues 5 ,596 31300 21296 OTHER FINANCING USES Transfers out General Fund (49914 , 909 ) (4 ,914 ,909 ) - Excess of Revenues Over (Under) Other Financing Uses (4 ,909 ,313) $ (4 ,911 t609) $ 21296 Fund Balances--January 1 51586 ,662 Fund Balances--December 31 $ 6777349 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 105 FORT COLLINS LEASING CORPORATION FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive Actual Budget (Negative) REVENUES Earnings on investments $ 524 $ - $ 524 Miscellaneous revenue 351 , 701 351 , 701 - Total Revenues 352 , 225 351 ,701 524 EXPENDITURES Principal 794 , 188 7941188 - Interest 835 ,877 11554 ,454 718 ,577 Other contractual costs 21150 2 ,200 50 Total Expenditures 11632 ,215 213507842 718 ,627 Excess (Deficiency) of Revenues Over (Under) Expenditures ( 1 ,2791990)_ ( 1 , 999 , 141 ) 719, 151 OTHER FINANCING SOURCES Transfers in General Fund 367,630 368 ,203 (573 ) Capital Projects Fund 718 ,668 718 ,668 - General Improvement District # 1 Fund 1461480 146 ,480 - Total Other Financing Sources 112320778 11233,351 (573) Excess of Revenues and Other Sources Over (Under) Expenditures (47,212) $ 7657790 $ 718 ,578 Fund Balances--January 1 477212 Fund Balances--December 31 $ - See the accompanying independent auditors' report. 106 City of Fort Ft. Collins CAPITAL PROJECTS FUND INDIVIDUAL FUND BUDGET SCHEDULE Capital Projects Fund - to account for financial resources to be used for the acquisition or construction of major capital facilities . Revenues and other financing sources are primarily derived from issuance of debt or transfers from other funds . Comprehensive Annual Financial Report 107 CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-- ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Licenses and Permits $ 913314 $ 644,691 $ 736,005 $ 1 ,4101000 $ (673,995) Intergovernmental 1 ,365, 714 7,775, 163 9, 140,877 121540,343 (31399 ,466) Fees and charges for services 18,579 60,408 78, 987 83,981 (41994) Earnings on investments 909, 174 10, 147,614 11 ,056 ,788 41084,262 619729526 Net increase (decrease) in the fair value of investments (270t267) 519, 918 249,651 249,651 Miscellaneous revenue 5291689 8,320, 770 818507459 9 180 922 (330,463) Total Revenues _ 2,644 ,203 27,468,564 30, 112,767 27,299,508 21813 259 EXPENDITURES Major Repairs and Maintenance 37,815 37,815 640, 500 602, 685 Major Building Maintenance 749,970 6,0529524 6,8021494 91218, 568 25416, 074 Block 31 Maint. & Development 50,969 684,625 735,594 7929701 57, 107 Epic Second Ice Arena 11362,706 2,5141100 31876,806 4, 155,209 278,403 Operation Services Facility 25,945 11642 27,587 339, 174 311 ,587 Museum Entrance Reorientation 99,884 7,874 107,758 107,758 Streets Facility Expansion 163 382,811 382,974 1 , 122,500 7393526 Police Building/Land Acquisition 23,954 23,954 29,000 5 ,046 New Main Library/Land Acquisition 2,541 ,508 21541 ,508 2,8911597 3500089 Performing Arts Center/Land Acq. - 1 ,660r868 1 ,660,868 11900,090 239,222 Parking Structure 389682 10,9301008 10,968,690 110158,247 1893557 Office Building 33,942 114480, 328 11 ,514,270 11p704s443 1901173 Transit Center 56,039 29816,628 21872,667 21939,607 660940 Police Facility 41418 13,694 18, 112 1 ,833,323 1 ,815,2l l Offsite Police Facility 7,010 851 , 940 858,950 881 , 100 22, 150 City Park Pool Renovation 11024,411 787,284 11811 ,695 11812,000 305 N. Side Aztlan Ctr Replacement 220351 22, 351 (22, 351 ) Traffic Operations Facility 179,010 19719,609 11898, 619 2 , i46,769 248, 150 CSU Transit Center 32,357 211850633 21217, 990 59080,037 21862,047 Downtown Railroad Track Consolidation 101 , 244 211809419 2,281 ,663 21657,220 375,557 Pedestrian Accessibility 417, 574 3977752 815,326 19052, 191 236,865 Prospect, Poudre River/Summitview 640651 4276801 492,452 5,788,911 55296,459 Taft Hill, Drake Road to Derby 630047 4,9280448 4,9911495 6,034,694 1 J04311 99 Mason Street Transportation Corridor 1 ,253, 309 2,906,654 4, 1591963 4,7831258 623,295 Pedestrian Planning Bldg Comm Choices 186,796 2060565 3932361 1 ,020,811 6271450 Pavement Management Program BCC 7,034,037 91670,984 161705,021 16,9671352 262,331 Traffic Signal Timing System 1 ,632,976 2,808, 197 41441 , 173 5, 405,646 964,473 North College Corridor 2, 1499395 300, 819 21450,214 51441 ,222 21991 ,008 State Highway 14 Truck Route Relocation 11299 576, 794 578,093 31016,279 21438, 186 Timberline--Prospect to Summitview 3,000 81575,021 81578,021 816809155 102, 134 Street Oversizing Projects 2, 894,019 6999626 315932645 71014,389 3,4201744 Minor Street Capital Projects 399,582 5379970 9371552 11265,759 328,207 North Lemay Redesign - - 16,350 16,350 Prospect/College intersection 146 1 ,052,897 1 ,0531043 11095 , f31 42,088 Coventry Dev Wildlife Habitat - 91000 9,000 BCC Northside Azatlan Comm. Ctr. Rpl . (16,317) 16,317 100,000 100,000 City/School District Community Proj. 490,666 490,666 689,680 199,014 See the accompanying independent auditors' report. (Continued on Next Page) 108 City of Fort Collins CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE- ACTUAL AND BUDGET ( NOWGAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 (Continued) Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis B et (No a Library Technology - 75, �- ud live 1 Gateway Park 13, 852 1 ,350,853 113649705 133902000 25,295 Downtown Intersection Renovation 136, 483 903, 110 11039 ,593 1 ,312 ,355 272,762 Downtown Civic Center Improvements 427,630 551 , 550 979 , 180 11842,551 863,371 Harmony & Timberline Widening 269554 31010,611 3,037, 165 39414,276 377, 111 Timberline & Drake Roadway 80235 3, 105,235 3, 113,470 3,223,712 110,242 Kechter Road Improvements 51223 21469,744 204749967 4,544,750 21069,783 Recreation Trails West of Taft Hill 826 5969943 597,769 697,000 99,231 Trails and Open Space Acquisitions 40,655 40,655 50r000 91345 1 /4 Cent Natural Areas (40922) 18,274,568 180269,646 18, 274, 568 41922 BCC Natural Areas 2,241 ,895 109215,945 12,457,840 173112,698 4,654,858 Community Horticulture Center 1 ,959,375 511 ,912 2,471 , 287 2,7421057 270,770 Fossil Creek Community Park 3,893,906 512162199 911102105 91662, 153 552 ,048 Soft Gold Park 73, 761 31 ,904 105,665 1p007,400 901 ,735 BCC Community Park Improvements 2410694 241 ,694 544,550 302,856 Regional Trails 23, 572 23,572 11678,418 1 ,654,846 Sheldon Lake Improvements and Boardwalk 118,005 96, 165 214, 170 340,000 125,830 Webster Park 11210, 994 2,078,695 31289,689 3,975 ,493 685,804 Administrative charges 198 109 198 109 198, 109 Total Expenditures � -fir Excess (Deficiency) of Revenues Over (Under) Expenditures (28,075 ,235) ( 103,0151792} 1310091 ,027) ( I78,293,316) 47,2021289 OTHER FINANCING SOURCES (USES) Proceeds from issuance of long term debt - 19,647,259 19r647, 259 19,644, 153 31106 Transfers in General Fund 5,776,303 111971 , 176 17,7471479 22,531 ,634 (4,784, 155) Capital Expansion Fund 1 ,436,708 31246,010 4r6821718 57537,808 (8550090) Neighborhood Parkland Fund 22, 229 159,640 181 ,869 313,220 ( 131 ,351 ) Conservation Trust Fund 210,000 210,000 110109000 (800,000) Transit Services Fund 80,590 3/7899706 31870,296 6,822,224 (21951 ,928) Open Lands Fund 2102000 2109000 210,000 Street Oversizing Fund 3,658,626 7,080,700 10,739,326 14,7799767 (4,0401441 ) General Improvement District No. 1 162,355 162,355 1620355 - Sales and Use Tax Fund 17,029,907 9105419507 108,571 ,414 105,897, 149 216740265 Transportation Services Fund 201 ,605 1 , 158,308 1 ,35%913 21424,636 ( 1 ,064,723) Recreation Fund - 1801000 180,000 1809000 Equipment Fund 13,049 11642 14,691 315,688 (300,997) Communications Fund 62,000 62,000 62,000 Utilities Customer Service Admin Fund 10,000 107000 103000 - Cultural Services Fund 21 ,705 21 ,705 21 ,758 (53) Transfers out Debt Service Fund (718,668) - Conservation Trust Fund (2353000) (235,000) ( (35,000) (200,000) Cultural Services and Facilities Fund ( 109,217) (746, 125) (8551342) (8759408) 20,066 Total Other Financing Sources (Uses) 27,412,837 138,449, 178 165,862,015 1781293,316 ( 12, 431 ,301 ) Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses (662,398) $ 35,433,386 34,770, 988 $ $ 34,770,988 Fund Balances--January 1 351580,274 35,580, 274 Less Prior Years' Project Revenues ( 166,898, 867) Plus Prior Years' Project Expenditures 131 ,465, 481 Fund Balances--December 31 $ 34,917, 876 $ 34,917,876 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 109 THIS PAGE LEFT BLANK INTENTIONALLY, 110 City of Fort Collins NON-MAJOR ENTERPRISE FUND - GOLF INDIVIDUAL FUND BUDGET SCHEDULE Golf -- to account for operations of all City golf courses . Comprehensive Annual Financial Report 111 THIS PAGE LEFT BLANK INTENTIONALLY. 112 City Of Fort Collins GOLF FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET (NOWGAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive REVENUES Actual Basis Basis Budget (Negative) Charges for services $ 2,206,937 $ - $ 2,206,937 $ 20250,200 $ (43,263) Other nonoperatiing income 689509 - 68,509 68,000 509 Earnings on investments 10,032 10,032 201 ,093 ( 191 ,061 ) Transfers in 16,773 - 16,773 16,773 Proceeds from lease obligations 21995,708 29995,708 2,995,708 - Proceeds from issuance of COPS 21215,000 2,215, 000 21215, 000 Total Revenues 2,3021251 51210,708 71512,959 7,746,774 233, 815 EXPENDITURES Programs (project level of budgetary control) Golf courses 210851122 482, 275 2,567,397 2,603, 107 35,710 Transfers out 51720 - 51720 5,720 Bond amortization 41344 (41344) Depreciation 261 , 170 (261 , 170) Total Programs 2,356,356 216,761 29573, 117 2,6081827 35,710 Projects (project level of budgetary control) Golf projects-'99 COPS 12, 108 12, 108 12, i15 7 Collindale Irrigation Project I ,603,555 1 ,603,555 1 ,603,555 - Southridge Improvement Project - 419,833 4199833 419,833 City Park Nine Improvements - 71 , 578 71 ,578 71 ,578 Collindale Clubhouse Project - 260,251 260,251 260,251 - Collindale Clubhouse ALPS 21268,678 2,268,878 212739732 4,854 ALPS Admin/Contingency 32,800 32,800 33,800 11000 Collindale Sidewalk Net - 157,652 157,652 165,000 7,348 Southridge Cart Storage - 1939682 193,682 193,682 City Park Nine Projects 120,840 1209840 120,840 Southridge Projects 79,387 79, 387 82,644 3,257 ALPS - Collindale Projects - 9,934 91934 91934 - Total Projects 51230,498 5,230,498 5,2461964 16,466 Total Expenses 21356,356 5,4479259 71803,615 7,855,791 52, 176 Change in Net Assets (54, 105) $ (236,551 ) (290l656) $ (1090017) $ (181 ,639) Net Assets--January 1 41931 , 435 41931 ,435 Current year's proceeds from lease ( 165,708) Prior years' proceeds from lease (2,830,000) Prior years' proceeds from COPs - (21215,000) Capital outlay 137,337 Current year's project expenditures 354,052 Prior years' project expenditures 41876,446 Principal reduction--capital lease - 177, 126 Principal reduction--bonds - 167,812 Bond amortization (4,344) Depreciation - 261 , 170 Net Assets--December 31 $ 4, 877, 330 $ 49877,330 See the accompanying independent auditors' report Comprehensive Annual Rrnancial Report 113 THIS PAGE LEFT BLANK INTENTIONALLY, 114 City of Fort Collins MAJOR ENTERPRISE FUNDS INDIVIDUAL FUND BUDGET SCHEDULES Light and Power -- to account for operation of the City's electric utility. Water -- to account for the operation of the City's water utility. Wastewater -- to account for the operation of the City's wastewater utility. Storm Drainage -- to account for the City's storm water utility. Comprehensive Annual Financial Report 115 THIS PAGE LEFT BLANK INTENTIONALLY, 116 City of Fort Collins LIGHT AND POWER FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive REVENUES Actual Basis Basis Budget (Negative) Charges for services $ 69,234,638 $ $ 69,234,638 $ 70,258, 108 $ (l y0237470) Other nonoperating income 1 ,940,212 199402212 11882,507 57,705 Earnings on investments 891 ,904 891 ,904 9777500 (85,596) Net decrease in the fair value of investments (297*726) (297,726) (297,726) Transfers in 195,500 195 ,500 195,500 Loss on sale of capital assets (58,719) (58,719) (58,719) Contributed capital 3,885,838 3,8853838 31960,892 (75,054) Total Revenues 75,791 ,647 75,791 ,647 772274,507 (11482,860) EXPENDITURES Programs (fund level of budgetary control) Customer / admin services 51381 ,963 5,3811963 60172,535 7902572 System additions 109018,950 10,0181950 16,255,831 61236,881 Light and Power operations 40779,745 4,779,745 61407,201 1 ,627,456 Fund transfers 51342,593 53342,593 5, 1460835 (1950758) Purchase of power 48,524,782 489524,782 53,7510739 5,2260957 Depreciation 71063,593 71063,593 - Total Expenses-- Programs 71 ,0921676 2,9550357 74,0482033 87,7340141 13,686, 108 Change in Net Assets 4,698,971 $ (2,9551357) 11743,614 $(10,459,634) $ 12,2031248 Net Assets--January 1 125,081 ,515 125,081 ,515 Capital outlay--programs 109018,950 Depreciation (7,0631593) Net Assets--December 31 $ 129,7801486 $ 129,7801486 See the accompanying independent auditors' report Comprehensive Annual Financial Report 117 WATER FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET ( NON=GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive REVENUES Actual Basis Basis Budget (Negative) Charges for services pledged for debt service $ 22,3075739 $ $ 22,3071739 $ 22,279,845 $ 27,894 Other nonoperating income 598, 670 5989670 574,516 24, 154 Earnings on investments 960, 218 960,218 750,000 210,218 Net decrease in the fair value of investments (244,015) (244,015) 0 Gain on sale of capital assets 6 172 6 172 - (246, 72) Contributed capital 71232,060 7, 2329060 49875, 646 21356,414 Proceeds from issuance of long term debt 1 ,500, 000 ( 1 ,5002000) Total Revenues 30, 8601844 30,860, 844 29,9809007 880, 837 EXPENDITURES Programs (fund level of budgetary control) Customer services, administration, resources 21781 ,322 100, 157 2,881 ,479 315719115 689,636 Transmission and distribution 19753,044 1 ,0121850 2,765, 894 218599957 94,063 Water Fund payments and transfers 49758,655 4,941 ,759 91700,414 121432,334 21731 ,920 Water production 3,0237200 3271253 31350,453 41771 ,412 12420,959 Water quality 1 ,015,874 41 , 161 1 ,057,035 17401 ,329 344,294 Water resources 1 p970t537 1 ,970,537 21528,067 557,530 Bond and lease amortization 46, 751 (462751 ) Depreciation 41996,089 4,9961089 Total Programs 20,345,472 1 ,380,340 21 ,725 ,812 27,564, 214 51838,402 Projects (project level of budgetary control) Service Center Improvements 2 ,269, 316 2,269,316 3,897, 766 1 ,628,450 Harmony Transmission Line 11471 , 039 1 ,471 ,039 1 ,912,777 441 , 738 Automated Mapping 593, 927 593,927 6000000 61073 Meter Conversion Program 21282, 618 2,282,618 4,3460588 2,0639970 Water Supply Development 808,485 8089485 1 ,482 ,203 673,718 Southwest System Improvements 946,700 946,700 1 t960,000 110130300 Master Plan Facilities 47,979 ,065 47,979,065 49,633,910 11654r845 Water Conservation Research Study 312,800 312,800 420,000 107,200 South Taft Hill Road Waterline 171 , 187 171 , 187 190,000 18,813 Water Quality Lab 92,029 92, 029 350,000 2571971 Cathodic Protection 1 ,4673019 11467,019 1 ,670 ,000 202,981 Halligan Reservoir Enlargement 91000 9,000 20,000 11 ,000 Discovery Center Science Museum 175,500 1752500 7,077,000 6, 901 ,500 Gravel Pit Storage Ponds 619,969 619, 969 11127,000 507,031 Treatment Facility Improvement 135 , 146 135 , 146 110000000 864 ,854 Poudre Pipeline 189 ,596 1891596 190,000 404 Total Projects 59, 523,396 59,523 ,396 75,877, 244 16,3531848 Total Expenses 201345,472 601903,736 81 ,249,208 103,441 ,458 22 , 192,250 Change In Net Assets 10,5151372 $ (60,903,736) (50,3889364) $(73,461 ,451 ) $ 23 ,073,087 Net Assets--January 1 161 , 123, 120 161 , 123, 120 Capital outlay--programs/leased equipment - 1 r481 ,421 Current Year's Project Expenditures 161177,584 Prior Years' Project Expenditures 43,3451612 Principal Reduction--Long-Term Debt 4,8711636 Principal Reduction--Capital Lease Obligations 70, 123 Depreciation (41996,089) Bond Amortization (46,751 ) Net Assets-- Decembe r 31 $171 ,638,492 $171 ,638,492 See the accompanying independent auditors' report 18 City of Fort Collins MENOMINEE WASTEWATER FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET (NON=GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive REVENUES Actual Basis Basis Budget (Negative) Charges for services pledged for debt service $ 12,221 ,993 $ $ 12,221 ,993 $ 12,5572061 $ (335,068) Other nonoperating income 746, 568 746568 976 ,862 (230,294) Earnings on investments 1 ,0543584 11054,584 750,000 304, 584 Net decrease in the fair value of investments (220,723) (220r723) (220,723) Transfers in 23,499 239499 23,500 (1 ) Gain on sale of land to General Fund 807,331 807,331 2,540,000 ( 1 ,732,669) Gain on sale of capital asset 19 ,855 19,855 - 191855 Contributed capital _ 2,4551459 _ 21455,459 2,609,528 ( 154,069) Total Revenues _ 17, 108,566 17, 1081566 _ 1 %456, 951 (2,348 ,385) EXPENDITURES Programs (fund level of budgetary control) Customer services/administration 1 ,438, 443 11438,443 1 ,820,814 3827371 Trunk and collection 11045,857 9393651 11985,508 21424,691 439, 183 Payments and transfers 31952,516 5 ,4479004 9, 399,520 10, 192,884 793,364 Water reclamation 3,758, 115 500,464 4, 2581579 5, 1479989 889, 410 Pollution control 1 ,000,799 22,235 11023, 034 112249453 201 , 419 Depreciation 2,564,767 (2,564,767) Bond amortization 96, 131 (96, 131 ) Total Programs 13, 8567628 4,248 ,456 18, 105,084 20^ 81�g3� 2,7052747 Projects (project level of budgetary control) Harmony Lift Station 11364,533 1 ,364,533 21269,000 904,467 Service Center Improvements 2,038, 173 2,038 , 173 3, 192, 199 11154,026 Treatment Plant Expansion 291097,516 29,097,516 32,654,034 31556,518 Sludge Disposal Improvements 31606,290 3,6061290 4,519,446 913, 156 Pollution Lab Improvements 542, 447 542,447 796,090 2531643 Collection System Study - 364, 659 364,659 450,000 853341 Automated Mapping - 588, 999 5880999 6007000 11 , 001 Mulberry Water Reclamation Improvements - 416839188 4,683, 188 5,690,849 1 ,007, 661 Flow Monitoring Stations - 98,489 98,489 740,000 641 , 511 North College Sewer 1850903 185,903 400,000 214,097 Computer System Enhancements - 1300000 130,000 Locust Street and Riverside 1 J901586 _ 11790,586 1 ,850,000 59,414 Total Projects 44#3602783 44360L783 53,291 ,618 8, 930835 Total Expenses 13, 8569628 48, 609 ,239 62 ,4650867 74 , 102,449 _ 111636,582 Change in Net Assets 3,251 ,938 $ (48, 609,2391 (45,357,301 ) $ (54 ,645,498) $ 9, 288, 197 Net Assets--January t 90,778, 124 90,778, 124 Capital Outlay--Programs 11462 ,350 Current Years Project Expenditures 1 ,462 ,854 Prior Years ' Project Expenditures 42p897,929 Principal Reduction - Long Term Debt 5,4471004 Depreciation (2, 564,767) Bond amortization (96, 131 ) Net Assets-December 31 $ 941030,062 $ 94� 030 0j 62 See the accompanying independent auditors' report Comprehensive Annual Financial Report 119 STORM DRAINAGE FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET ( NON -GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Charges for services pledged for debt service $ 11 , 197 ,803 $ $ 11 , 197, 803 $ 11 , 1930665 $ 4 , 138 Other nonoperating income 11 ,720 719974 83,694 112,500 (28,806) Earnings on investments 936, 111 936, 111 300,000 636, 111 Net decrease in the fair value of investments (76,070 ) (769070) (76,070) Transfers in 1040020 - 104,020 1041100 (80 ) Contributed capital 764 ,455 7641455 7687000 (3,545) Total Revenues 12 ,938 ,039 71 ,974 13 ,010 ,013 12,478 ,265 531 ,748 EXPENDITURES Programs (fund level of budgetary control) Customer and administrative services 967, 073 - 967 ,073 1 , 138,012 1700939 Drainage and detention 11062, 373 111220676 2, 185 ,049 21628 ,414 443,365 Drainage water quality 225,376 - 225 ,376 366 ,567 141 , 191 Storm Drainage Fund payments and transfers 2 ,680,630 21178,604 4,859,234 51228, 102 368,868 Bond and lease amortization 52, 103 (528103) - Depreciation 11915,677 ( 1 ,9152677) - Total Programs 61903 ,232 19333�500 81236,732 9,361 ,095 17124 ,363 Projects (project level of budgetary control) Old Town Basin - 16,586,024 1695869024 16,969,961 383 ,937 Spring Creek Basin - 11628,014 11628,014 21904, 501 11276 ,487 Foothills Basin 1 /3413272 11341 ,272 11350,000 8 ,728 Canal Importation Basin 71793,433 71793 ,433 129549, 513 49756 ,080 Fossil Creek Basin 6609000 660, 000 660, 000 - Cache LaPoudre Drainageway 390,455 390,455 383, 051 (7 ,404) Master Plan 315720536 31572, 536 31655, 000 82 ,464 Flood Mapping 382,380 382,380 581 , 913 199,533 Developer Repays 11115,894 11115,894 1 ,2001000 847106 Computer System Enhancements 1309000 130,000 Floodproofing 181162 18, 162 60,000 417838 Dry Creek Flood Diversion 395,305 395,305 11400,000 1 , 004,695 Total Projects 3378837475 33,883 ,475 41 ,8437939 79960,464 Total Expenses 61903,232 351216 ,975 42, 120,207 513205,034 99084,827 Change in Net Assets 61034,807 $ (35, 145 ,001 y (29, 1101194) $ (38 ,726 ,769) $ 9,616,575 Net Assets-January 1 35, 174,670 35, 174,670 Capital outlay-programs 10130 ,246 Current year's project expenditures 7 ,769,404 Prior years' project expenditures 26, 1141071 Prior years' grant revenue - (71 ,974) Principal reduction - tong term debt - 20162,500 Principal reduction - capital lease obligations 81534 Depreciation ( 1 ,915,677) Bond amortization (52, 103) Net Assets-December 31 $ 41 ,209,477 $ 41 ,209,477 See the accompanying independent auditors' report 120 City of Fort Collins INTERNAL SERVICE FUNDS COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Benefits - - to account for the self- insurance of employee health care benefits and other benefits provided to City employees . Communications -- to account for the acquisition , operation , and maintenance , of the City's telephone system , office automation system , and network backbone , as well as the provision of computer application services . Equipment -- to account for the fleet services provided to other funds of the City. Self-insurance - - to account for self- insurance of property and liability claims . Utility Customer Service and Administration - - to account for customer and administrative services provided to the City' s utility funds . Comprehensive Annual Financial Report 121 INTERNAL SERVICE FUNDS COMBINING STATEMENT OF NET ASSETS DECEMBER 31 , 2003 ASSETS Benefits Communications Equipment Current Assets Cash and cash equivalents $ 1 , 168,624 $ 11301 ,533 $ 1 ,514,893 Investments 3, 5329160 - 506 ,220 Receivables Accounts - 11161 14,879 Accrued interest 279626 - 51076 Inventories of materials and supplies 29,355 450, 748 Total Current Assets 41728,410 113322049 2,4911816 Capital Assets Property and equipment - 11802 ,949 212309317 Accumulated depreciation - ( 1 ,248, 131 ) (964,488) Construction in Progress - - 311 ,331 Total Capital Assets p 554, 818 1 ,577, 160 Total Assets 417280410 1 ,886, 867 4,068, 976 LIABILITIES Current Liabilities Accounts payable 31828 169561 122 , 588 Accrued interest payable - - 11058 Accrued wages payable 27,386 7,825 54,923 Accrued compensated absences 13,944 23, 859 56,982 Claims payable 1 *425,000 Capital lease obligations - - 108,700 Total Current Liabilities 17470, 158 48, 245 344,251 Long-term Liabilities Accrued compensated absences 734 1 , 256 21999 Claims payable Capital lease obligations - - 809197 Total Long-term Liabilities 734 1 ,256 83, 196 Total Liabilities 11470,892 49,501 427,447 NET ASSETS Invested in Capital Assets , net of related debt - 5543818 1 ,388, 263 Unrestricted 31257 ,518 1 ,282, 548 2,253, 266 Total Net Assets $ 3; 257, 518 $ 1 ,837,366 $ 3,641 , 529 See the accompanying independent auditors' report. 122 City of Fort Collins Self- Utility Customer Insurance Service and Admin Total $ 2, 111 , 197 $ 11653, 743 $ 7,749,990 7/ 7589256 - 11 , 796, 636 51975 22, 015 92 ,385 - 125, 087 480 , 103 9, 9619838 1 ,659, 718 200173,831 19360,729 593939995 (316,887) (21529,506) 241 ,327 552, 658 11285, 169 3,4179147 9,961 ,838 21944, 887 23, 590,978 269095 104,791 2737863 1 ,058 71826 161 , 196 2599156 69112 285,225 386, 122 116887410 3, 113,410 1089700 117281443 551 ,212 491429309 5,962 33,364 44,315 5,703,278 - 5,703,278 80, 197 51709 , 240 339364 5,8270790 7 ,4379683 584,576 9,9700099 1 ,285, 169 312287250 215243155 . 19075, 142 10,3927629 $ 2 , 5249155 $ 2,360,311 $ 130620,879 Comprehensive Annual Financial Report 123 INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES , EXPENSES AND CHANGES IN NET ASSETS FOR THE YEAR ENDED DECEMBER 31 , 2003 Benefits Communications Equipment OPERATING REVENUES Charges for services $ 12 ,985 , 398 $ 11616,580 $ 5 ,821 ,767 OPERATING EXPENSES Personal services 421 ,034 333 , 782 21295 ,356 Contractual services 13 ,6841624 743 ,533 13053 ,589 Commodities 39,263 204 ,583 21154 ,409 Other 529 21500 21992 Depreciation - 176 , 501 108 ,442 Total Operating Expenses 14, 145 ,450 17460 ,899 51614 ,788 Operating Income (Loss) (13160,052) 1552681 2061979 NONOPERATING REVENUES (EXPENSES) Earnings on investments 100 , 195 12 ,561 40 ,430 Net -decrease in the fair value of investments ( 15 ,524) - (16 , 595) Other revenue 65, 124 11659 10 ,309 Interest expense - - ( 12 ,413 ) Total Nonoperating Revenues (Expenses ) 149 ,795 14 ,220 219731 Income (Loss) Before Transfers (11010, 257) 169,901 228 , 710 Transfers Transfers out - - (18 , 929 ) Change in Net Assets (1 ,010 ,257) 169 ,901 209 , 781 Net Assets--JanuaryI Restated 4 ,267,775 11667 ,465 31431 , 748 Net Assets--December 31 $ 3 ,257, 518 $ 118373366 $ 31641 ,529 See the accompanying independent auditors' report. 124 City of Fort Collins Self- Utility Customer Insurance Service and Admin Total $ 11637, 254 $ 10, 015, 054 $ 32,076,053 352, 002 61651 ,220 10, 053,394 31564,587 29353, 036 21 ,399,369 93,294 525, 999 39017,548 11000 227,941 234,962 166,867 451 ,810 41010,883 9, 925, 063 35, 157,083 (2,373,629) 89,991 31081 ,030 353, 350 24,643 531 , 179 ( 124, 345) - ( 156,464) 64,817 49,344 1919253 ( 12,413) 293,822 73,987 553,555 (210799807) 163, 978 (21527,475) ( 1 ,006,200) 1046,500 (1 , 0612629) (31086, 007) 1273478 (3,589, 104) 5,610, 162 21232,833 . 17,209,983 $ 20524, 155 $ 2,360, 311 $ 13,620,879 Comprehensive Annual Financial Report 125 INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE YEAR ENDED DECEMBER 31 , 2003 Benefits Communications Equipment CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers and users $ 13,016,283 $ 19615,696 $ 53822, 515 Cash paid to employees for services (4212823) (326,813) (21289,432) Cash paid to other suppliers of goods & services ( 13,9759897) (9679882) (3, 157,426) Other revenues 65, 124 11659 16, 189 Net cash provided (used) by operating activities (1 ,316,313) 3229660 391 ,846 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers to other funds - ( 18, 929) 1 Net cash (used) by noncapitat financing activities (18 ,929) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Purchases of capital assets _ _ 7 720 Acquisition and construction of capital assets - - (3110331 ) Principal paid on capital debt - - (122,823) Interest paid on capital debt - ( 13, 113) Proceeds from sales of capital assets - - 230,000 Net cash (used) by capital and related financing activities - - (224, 987) CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from sales and maturities of investments 105257930 - - Purchase of investments (31032,989) - Earnings received on investments 100, 195 12,561 40, 430 Net cash provided (used) by investing activities ( 1 ,406, 864) 12, 561 40,430 Net increase (decrease) in cash and cash equivalents (217231177) 335,221 168,360 Cash and cash equivalents, January 1 3,891 ,801 966,312 1 ,326,533 Cash and cash equivalents , December31 $ 1 , 168,624 $ 1 ,3011533 $ 1 , 5141893 Reconciliation of operating income to net cash provided (used) by operating activities : Operating income (loss) $ ( 11160,052) $ 155,681 $ 201 ,099 Other revenues 65, 124 1 ,659 16, 189 Adjustments to reconcile operating income to net cash provided (used) by operating activities Depreciation expense - 176,501 1089442 (Increase) decrease in accounts receivable 30,885 (884) 748 (Increase) decrease in inventories - 21633 55,891 Increase (decrease) in accounts payable (10,855) (19)899) 31553 Increase (decrease) in accrued compensated absences payable (62453) 1 , 147 981 Increase (decrease) in accrued wages 59664 51822 4,943 Increase (decrease) in claims payable 2403626 -Net cash provided ( used) by operating activities _A1 ,316, 313) 3227660 391 ,846 Noncash investing, capital , and financing activities : Decrease in fair value of investments ( 15, 524) - ( 16,595) See the accompanying independent auditors' report 126 City of Fort Collins Self Utility Customer Insurance Service and Admin Total $ 11637,254 $ 10,009, 271 $ 32, 101 , 019 (357,412) (69627,704) ( 10 ,023, 184) (21384,403) (31125, 109) (23,610, 717) 64,817 499344 197, 133 (1 ,039,744) 305,802 ( 11335, 749) (1 ,006,200) (36, 500) ( 11061 , 629) 110063200 (36,500) ( 1 ,061 ,629) (527,086) (534,806) (3117331 ) ( 122,823) ( 13, 113) 2301000 527, 086 (7529073) 57992,384 - 7 , 518,314 (69415,306) - (9,448,295) 382 ,395 24,643 560, 224 (40, 527) 24, 643 (11369 , 757) (2,0861471 ) (233, 141 ) (41519 ,208) 4, 197, 668 11886,884 12,26% 198 $ 21111 , 197 $ 1 ,653, 743 $ 717493990 $ (21373,629) $ 89, 991 $ (31086 ,910) 649817 49,344 197, 133 1660867 451 ,810 (5 ,783) 24,966 58,524 11 , 174 ( 18, 133) (34, 160) (5, 168) (696) ( 109189) (242) 249212 40,399 1 ,263, 304 - l p022$ 678 ( 110392744) 3051802 $ ( 113359749) ( 124, 345) ( 156, 464) Comprehensive Annual Rnandal Report f27 BENEFITS FUND SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive Actual Budget (Negative) REVENUES Charges for services $ 12 ,985 , 398 $ 137474 ,237 $ (4889839) Other nonoperating income 65 , 124 57 ,400 71724 Earnings on investments 100 , 195 135 ,000 (34 ,805) Net decrease in the fair value of investments ( 151524)_ - (151524) Total Revenues 13 , 135, 193 13 ,666 , 637 (531 ,444 ) EXPENSES Benefits 14 , 145 ,450 15 ,857, 647 11712 J 97 Change in Net Assets (1 ,0107257) $ (2 , 191 ,010) $ 1 , 180, 753 NetAssets--January 1 , Restated 49267,775 Net Assets--December 31 $ 312577518 See the accompanying independent auditors' report. 128 City of Fort Collins COMMUNICATIONS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Charges for services $ 1 ,616, 580 $ - $ 11616 ,580 $ 1 , 478, 000 $ 138, 580 Other nonoperating income 11659 11659 50 11609 Earnings on investments 12 , 561 - 12 , 561 10,000 21561 Total Revenues 196303800 11630/800 11488, 050 142 , 750 EXPENDITURES CITEL 1 ,284,398 1 , 284 , 398 11615,814 331 ,416 Depreciation 176,501 ( 176, 501 ) Total Expenses 1 , 460, 899 ( 176 , 501 ) 17284 , 398 11615 , 814 331 , 416 Change in Net Assets 1693901 $ 1769501 3467402 $ ( 127,764) $ 4749166 Net Assets--January 1 11667,465 11667,465 Depreciation - ( 176,501 ) Net Assets-- December 31 $ 1 ,837,366 $ 11837 , 366 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 129 EQUIPMENT FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET ( NON- GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Charges for services $ 5, 821 ,767 $ - $ 53821 ,767 $ 51950, 714 $ ( 128 , 947) Other nonoperating income 10 , 309 - 10, 309 490, 840 (480 ,531 ) Earnings on investments 40 ,430 40, 430 30 ,000 10,430 Net decrease in the fair value of investments 169595 - ( 16, 595 ) - ( 169595) Total Revenues 51855, 911 - 518555911 61471 , 554 (615 , 643) EXPENDITURES Fleet services 5,537, 688 447 , 754 5 ,985,442 79952 , 859 11967,417 Depreciation 108 ,442 ( 108 ,442) - Total Expenses 51646, 130 339,312 5 ,985,442 7,9527859 1 , 967, 417 Change in Net Assets 209, 781 $ (339, 312) ( 1299531 ) $ ( 1 ,481 , 305) $ 11351 , 774 Net Assets- -January 1 3,4319748 3,4317748 Capital outlay--program 3247931 Principal reduction --capital lease - 122 , 823 Depreciation - ( 108, 442) Net Assets-- December 31 $ 3 ,6411529 $ 31641 , 529 See the accompanying independent auditors' report. 130 City of Fort Collins SELF-INSURANCE FUND SCHEDULE OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) Charges for services $ 1 ,6373254 $ 116307000 $ 71254 Other nonoperating income 649817 64, 817 Earnings on investments 353,350 3002000 539350 Net decrease in the fair value of investments ( 124, 345) ( 124 ,345) Total Revenues 1 ,931 ,076 1 ,930, 000 1 , 076 OPERATING EXPENSES Risk management 51017,083 4,389 ,398 (627, 685) Change in Net Assets (31086, 007) $ (2,459,398) $ (626, 609) Net Assets--January 1 51610, 162 Net Assets--December 31 $ 2 , 524, 155 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 131 UTILITY CUSTOMER SERVICE AND ADMINISTRATIVE FUND SCHEDULE OF REVENUES , EXPENDITURES AND CHANGES IN NET ASSETS ACTUAL AND BUDGET (NON-GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance with Adjustment Actual Actual On To On Budgetary Basis Budgetary Budgetary Positive Actual Basis Basis Budget (Negative) REVENUES Charges for services $ 10 , 015,054 $ $ 101015, 054 $ 11 ,378, 977 $ ( 11363, 923) Other nonoperating income 49 ,344 - 49, 344 24,293 25,051 Earnings on investments 24 ,643 - 24, 643 50, 000 25,357 Total Revenues 10,089,041 10, 0893041 119453, 270 ( 11364 ,229) EXPENDITURES Customer and administrative services 99794,696 527 ,086 10,321 , 782 13 ,296 ,294 21974, 512 Depreciation 166,867 ( 166 , 867) - - Total Expenses 91961 , 563 360,219 10 ,321 , 782 13,2969294 2 , 974,512 Change in Net Assets 127, 478 $ (360, 219) (232,741 ) $ ( 11843,024) $ 11610, 283 Net Assets- -January 1 21232 ,833 212329833 Capital outlay - 527,086 Depreciation (166,867) Net Assets-- December 31 $ 2 ,360 ,311 $ 2, 360, 311 See the accompanying independent auditors' report. 132 City of Fort Collins FIDUCIARY FUNDS COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES Trust Funds : General Employees' Retirement Plan -- to account for the general employees' retirement plan. Money Purchase Plan -- to account for City employees' defined contribution retirement plan . Agency Funds : Poudre Fire Authority -- to account for cash and investments held by the City on behalf of Poudre Fire Authority. Fort Collins - Loveland Airport -- to account for cash and investments held by the City on behalf of the Fort Collins - Loveland Airport. Comprehensive Annual Financial Report 133 THIS PAGE LEFT BLANK INTENTIONALLY. 134 City of Fort Collins TRUSTFUNDS COMBINING STATEMENT OF FIDUCIARY NET ASSETS DECEMBER 31 , 2003 General Employees Money Total Retirement Purchase Trust Plan Plan Funds ASSETS Current Assets Cash and cash equivalents $ 107305 ,832 $ - $ 10 ,3D5 , 832 Receivables Interest 79 ,953 - 79 ,953 Notes and loans - 1 ,515 , 145 11515 , 145 Total Receivables 79 ,953 11515 , 145 1 / 5957098 Investments , at fair value U S Government securities 31413,697 - 31413 ,697 Corporate bonds 11825,453 - 1 ,825,453 Mutual funds 18 ,483 ,472 70 , 574,245 899057r717 Total Investments , at fair value 23 , 722 ,622 70 ,5741245 94,296 , 867 Total Assets 341108 ,407 72 ,089 ,390 106 , 197, 797 LIABILITIES Current Liabilities Accrued expenses 1 ,075 - 11075 Total Liabilities 11075 - 11075 NET ASSETS Held in trust for pension benefits 343107 ,332 727089 , 39D 106 , 1967722 Total Net Assets $ 34 ; 107,332 $ 721089 ,390 3 1061196 ,722 See the accompanying independent auditors' report. Comprehensive Annual Rnanclal Report 135 TRUST FUNDS COMBINING STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FOR THE YEAR ENDED DECEMBER 31 , 2003 General Employees Money Retirement Purchase Plan Plan Total ADDITIONS Contributions Employer contributions $ 11063 , 786 $ 3 ,637 , 949 $ 4 ,701 , 735 Employee contributions - 213240369 2 ,3241369 Pension conversion & roll-overs - 390 , 853 390 ,853 Total Contributions 110637786 61353 , 171 714169957 Investment income Interest related to plan investments (303 ,824) 644 ,676 340,852 Interest related to employee loans - 335 , 943 335 ,943 Net change in fair value of investments 517561093 111622 , 284 17 , 378 ,377 Total Investment Income 514520269 12 , 602 ,903 18 , 0559172 Total Additions 6 ,516 ,055 18 ,956 ,074 25 ,472, 129 DEDUCTIONS Benefit payments 11471 ,914 3 ,674 , 204 51146 , 118 Administration 18 , 241 293 , 628 311 ,869 Total Deductions 11490, 165 3 , 967 ,832 51457, 987 Net Increase 51025 , 900 14 ,988 , 242 20 ,0147142 Net Assets Held In Trust for Retirement Benefits Beginning of year 29 , 081 ,432 571101 , 148 86 , 182 , 580 End of Year $ 34 , 107 ,332 $ 72 ,089 ,390 $ 1061196 , 722 See the accompanying independent auditors' report. , 136 City of Fort Collins GENERAL EMPLOYEES ' RETIREMENT PLAN TRUST FUND SCHEDULE OF CHANGES IN NET ASSETS HELD IN TRUST FOR PENSION BENEFITS - ACTUAL AND BUDGET (NON -GAAP BUDGETARY BASIS) FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive OPERATING REVENUES Actual Budget (Negative) - Contributions $ 1 ,063 , 786 $ 100123000 $ 51 , 786 Earnings on investments (303 ,824 ) 575 ,000 (8789824 ) Net increase in the fair value of investments 51756 ,093 - 5, 756 , 093 Total Operating Revenues 61516 ,055 1 F5877000 41929 ,055 OPERATING EXPENSES Benefit payments 10471 , 914 11933 , 000 461r086 Administration 181241 69 ,221 50,980 Total Operating Expenses 1 ,490 , 155 21002 ,221 512 ,066 Change in Net Assets 5 ,025, 900 $ (415 ,221 ) $ 51441 , 121 Net Assets Held in Trust for Retirement Benefits--January 1 29 081 ,432 Net Assets Held in Trust for Retirement Benefits--December 31 $ 34107 ,332 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 137 AGENCY FUNDS COMBINING STATEMENT OF ASSETS AND LIABILITIES DECEMBER 31 , 2003 Foudre Fort Collins- Total Fire Loveland Agency Authority Airport Funds ASSETS Current Assets Cash and cash equivalents $ 31445 , 118 $ 69 ,765 $ 31514 , 883 Receivables Interest 51632 - 51632 Investments , at fair value U S Government securities 19012 ,486 - 11012 ,486 Corporate bonds 509, 120 - 509 , 120 Total Investments , at fair value 1 ,521 ,606 - 11521 ,606 Total Assets $ 41972 , 356 $ 69 , 765 $ 51042 , 121 LIABILITIES Current Liabilities Amounts held for other governments 41972 ,356 691765 51042, 121 Total Liabilities $ 41972,356 $ 69 ,765 $ 51042, 121 See the accompanying independent auditors' report. 138 City of Fort Ft. Collins AGENCYFUNDS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES FOR THE YEAR ENDED DECEMBER 31 , 2003 POUDRE FIRE AUTHORITY Balance-- Balance-- ASSETS Dec. 31 , 2002 Additions Deletions Dec. 31 , 2003 Cash and cash equivalents $ 41100 , 206 $ 640 ,474 $ 11295 ,562 $ 31445, 118 Receivables- interest 11189 47443 - 5 ,632 Investments, at fair value U S Government securities 530 ,534 501 , 095 190143 1 ,0121486 Corporate bonds 521 , 860 - 12 , 740 509 , 120 Total Investments , at fair value 1t0529394 501 ,095 31 , 883 11521 , 606 Total Assets 511539789 1 , 1469012 1 /3279445 41972 , 356 LIABILITIES Amounts held for other governments $ 51153 , 789 $ 11146r012 $ 11327,445 $ 41972, 356 FORT COLLINS-LOVELAND AIRPORT Balance-- Balance-- ASSETS Dec . 31 , 2002 Additions Deletions Dec. 31 , 2003 Cash and cash equivalents $ 68 ,930 $ 679835 $ 67, 000 $ 691765 LIABILITIES Amounts held for other governments $ 680930 $ 835 $ - $ 69 , 765 TOTAL--ALL FUNDS Balance-- Balance-- Dec. 31 , 2002 Additions Deletions Dec. 31 , 2003 ASSETS Cash and cash equivalents $ 41169 , 136 $ 708 ,309 $ 17362 ,562 $ 31514 , 883 Receivables - interest 10189 41443 - 51632 Investments, at fair value U S Government securities 5307534 501 , 095 19 , 143 10012,486 Corporate bonds 521 , 860 - 12 ,740 509 , 120 Total Investments , at fair value 1 ,052, 394 501 ,095 311883 1 ,521 , 606 Total Assets 51222 ,719 11213 ,847 1 , 394 ,445 5 ,042 , 121 LIABILITIES Amounts held for other governments 57222 ,719 11146,847 1 , 327 ,445 510427121 Total Liabilities $ 51222 , 719 $ 1 , 146 ,847 $ 1 ,327 ,445 $ 510421121 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 139 THIS PAGE LEFT BLANK INTENTIONALLY. 140 City of Fort Collins COMPONENT UNIT INDIVIDUAL FUND BUDGET SCHEDULES DOWNTOWN DEVELOPMENT AUTHORITY Funds : General -- to account for all general operations of the DDA except those required to be accounted for in another fund . Debt Service -- to account for tax increment revenues received from property taxes and used to service the DDA's tax increment bonds . Comprehensive Annual Financial Report 141 THIS PAGE LEFT BLANK INTENTIONALLY. 142 City of Fort Collins DOWNTOWN DEVELOPMENT AUTHORITY GENERALFUND STATEMENT OF REVENUES , EXPENDITURES AND CHANGES IN NET ASSETS -- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive REVENUES Actual Budget (Negative) Taxes $ 382 , 142 $ 376 , 534 $ 5 ,608 Earnings on investments 16 , 701 14 , 143 2 , 558 Miscellaneous revenue 27 ,684 40, 910 ( 13 ,226 ) Total Revenues 426 , 527 4311587 (51060 ) EXPENDITURES Administration 1 , 087 , 528 21234 , 583 1 , 147 ,055 Capital outlay 134 , 810 332 , 000 197, 190 Total Expenditures 11222 ,338 20566 , 583 113441245 Excess of Revenues Over ( Under) Expenditures (795 , 811 ) (21134 , 996) 113391185 OTHER FINANCING SOURCES Proceeds from issuance of long term debt 17000 ,000 1 ,0000000 Excess of Revenues and Other Sources Over (Under) Expenditures 204, 189 $ ( 11134, 996 ) $ 11339 , 185 Net Assets--January 1 11414 ,266 Net Assets--December 31 $ 11618 ,455 See the accompanying independent auditors' report Comprehensive Annual Financial Report 143 DOWNTOWN DEVELOPMENT AUTHORITY DEBT SERVICE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS-- ACTUAL AND BUDGET FOR THE YEAR ENDED DECEMBER 31 , 2003 Variance With Actual Positive Actual Budget ( Negative) REVENUES Taxes $ 216431643 $ 21465 , 369 $ 178 ,274 Earnings on investments 56 , 241 71333 48, 908 Net increase in the fair value of investments 1 ,282 - 11282 Total Revenues 29701 , 166 21472 , 702 2283464 EXPENDITURES Principal 21080 ,000 21080, 000 - Interest 574 , 787 593 ,037 18 , 250 Total Expenditures 216547787 21673,037 18 , 250 Excess of Revenues Over (Under) Expenditures 46 ,379 $ (200, 335) $ 246 , 714 Net Assets--January 1 727 ,632 Net Assets--December 31 $ 774 ,011 See the accompanying independent auditors' report 144 City of Fort Collins CAPITAL ASSETS USED IN THE OPERATIONS OF GOVERNMENTAL FUNDS Comprehensive Annual Financial Report 145 THIS PAGE LEFT BLANK INTENTIONALLY. 146 City of Fort Collins CAPITAL ASSETS USED IN THE OPERATIONS OF GOVERNMENTAL ACTIVITIES SCHEDULE BY SOURCE DECEMBER 31 , 2003 Restated Balance-- Balance-- GOVERNMENTAL FUNDS CAPITAL ASSETS Jan . 1 , 2003 Additions Dispositions Dec. 31 , 2003 Land and water rights $ 55 ,4002468 $ 61947 ,648 $ 235,880 $ 62, 112,236 Street system infrastructure 2350980 , 729 %614,081 - 24595947810 Construction in progress 26 ,772 , 176 16 ,2009310 25,283 ,980 17,688 , 506 Total capital assets not being depreciated 318, 153,373 32 ,7629039 25,5197860 325 , 395,552 Buildings Buildings 56 ,552,213 11 ,3999933 20, 162 67 ,931 ,984 Building improvements 121703 ,365 336 ,514 - 13 ,039,879 Total 69 ,255,578 111736 ,447 20, 162 80 ,971 ,863 Improvements Other Than Buildings Art in public places 887,422 212 ,955 - 191007377 Traffic signal system 10,095,660 535 ,616 - 10,631 ,276 Improvements other than buildings 28 , 791 ,574 13 ,467 ,440 - 42,259,014 Ft Collins/Loveland Airport - (City's Share) 7 , 157,826 36 ,258 - 79194 /084 Total 46 ,932 ,482 14 ,2527269 - 61 , 184 ,751 Machinery and Equipment Vehicles 91676,084 1 ,526, 780 942,448 10 ,260 ,416 Heavy equipment 151255,936 11015,946 393 ,983 15 ,877 ,898 Mechanical equipment 31529 ,020 481 ,389 381680 31971 ,729 Building equipment 1 /8371297 72600 - 11844 ,897 Furniture & fixtures 1 ,874 ,431 97,027 - 11971 ,458 Office equipment 21370,425 477 ,604 249,885 21598, 144 IT Systems / hardware 72677,248 426 ,881 2359700 7 ,868,429 Total 42 ,220,441 4 ,033 ,226 11860 ,696 44,392,971 Total Governmental Funds Capital Assets $ 476 ,561 ,874 $ 621783 ,981 $ 279400,718 $ 511 ,945, 137 INVESTMENTS IN GOVERNMENTAL FUNDS CAPITAL ASSETS FROM : Operating revenue $ 201 ,330,382 $ 52 ,597, 152 $ 26 ,733,715 $ 227, 193 ,819 Revenue bonds 41615,845 - - 41615, 845 Bond aniticipation notes 814349720 - - 81434 , 720 Certificates of participation 16 ,850, 195 - - 16 ,8509195 Assignments of lease proceeds - 992 ,068 - 9920068 Capital leases 8 ,985 ,634 11280 ,860 6029511 91663 ,983 Federal grants 19 ,517 ,476 692,926 64 ,492 20, 1450910 State grants 650 , 167 91929 - 660 ,096 Contributions from other govt 10,348 ;317 - - 10 ,348 ,317 Donations 205,829 ,138 712119046 - 213 ,040, 184 Total Governmental Funds Capital Assets $ 476 ,5617874 $ 62, 783,981 $ 27,400, 718 $ 511 ,945 , 137 See the accompanying independent auditors' report. Comprehensive Annual Vinancial Report 147 CAPITAL ASSETS USED IN THE OPERATIONS OF GOVERNMENTAL ACTIVITIES SCHEDULE BY FUNCTION AND ACTIVITY DECEMBER 31 , 2003 Community Cultural, Planning & Total General Public Library, & Environmental Trans - Allocated to FUNCTION Government Safety Recreation Services _ portation Functions Land and water rights $ 21648,090 $ 140,000 $ 13,351 , 145 $ 41 ,3591017 $ 4r613,984 $ 629112r236 Street ystem Infrastructure 2459594,810 245,5941810 Buildings Buildings 1306309816 11203r998 25,5700681 2,180, 114 25,346,375 67,9319984 Building Improvements 6,3243378 69398 130 9,929 307,442 139039,879 Total 19t955t194 1 ,203,998 31 ,9681811 _ 27190/043 25,653,817 80,9711863 Improvements Other Than Buildings Art in public places 1r1001377 - 11100,377 Traffic signal system 10,631 ,276 10,631 ,276 Improvements other than buildings 61042,863 33,252,252 21014,984 948,915 42,25%014 Ft Collins/Loveland Airport (City's Share) - 71194,084 _ 7, 1941084 Total 6,042,863 34,352,629 2 014 984 18,774,275 61 ,184r751 Machinery and Equipment Vehicles 904, 181 4,898,031 19633,835 440,312 2r384,057 100260,416 Heavy equipment 319000 221 ,596 1r823,354 11028,781 12,7730167 15,8771898 Mechanical equipment 170,917 33,659 2,257,747 91 ,561 11417,845 3,971 ,729 Building equipment 3389600 119r000 1 ,3159797 71 ,500 118449897 Furniture & fixtures 887,674 45,515 377,016 661 ,253 119719458 Office equipment 950,244 2107848 328,428 2051928 902,696 215980144 IT Systems / hardware 3r46%692 _ 2,563,459 479,358 27,361 1 ,328,559 7,868,429 Total 6,752,308 8,092, 108 8,2151535 1 ,793, 943 19,539,077 44,392,971 Total Allocated to Functions $ 35,398t455 $ 9,436, 106 $ 87,888, 120 _ $ 47r3571987 $314, 175,963 4949256,631 Construction in progress 17,688,506 Total Governmental Funds Capital Assets $511 ,945, 137 See the accompanying independent auditors' report. 148 City of Fort Coffins CAPITAL ASSETS USED IN THE OPERATIONS OF GOVERNMENTAL ACTIVITIES SCHEDULE OF CHANGES BY FUNCTION AND ACTIVITY FOR THE YEAR ENDED DECEMBER 31 , 2003 Restated Balance-- Balance-- FUNCTION Jan . 1 , 2003 Additions Dispositions Dec. 31 , 2003 General government $ 35, 517,840 $ 564,297 $ 6839682 $ 35, 398 ,455 Public safety 71615, 367 2,333 , 939 513 ,200 9, 436, 106 Cultural , Library , & Recreation 65,407,324 221580, 719 99,923 87 , 888, 120 Comm. Planning & Enviro. Svs 40,574, 841 61783, 146 47,357, 987 Transportation 300 ,674, 326 14, 321 , 570 819, 933 314, 175 , 963 Construction in progress 26 , 7729176 16, 200,310 25 ,283, 980 17 .688 , 506 Total Governmental Funds Capital Assets $ 476, 5619874 $ 621783, 981 $ 27 ,400 , 718 $ 511 , 945, 137 See the accompanying independent auditors' report. Comprehensive Annual Financial Report 149 THIS PAGE LEFT BLANK INTENTIONALLY . 150 City of Fort Collins STATISTICAL SECTION Comprehensive Annual Financial Report 151 THIS PAGE LEFT BLANK INTENTIONALLY, 152 City of Fort Collins O O 00 r r CO O) )� OO r (Y 1� O � (o C) N O o N a Ci Cn (OD fM. Co O (D_ ~ Or n M N 0) O � N M N r' r r r r (n M � tL CD N M o IA L<7 Ih O r co 1� GO N (O O N w 10 r N M r CL T+ N M OD 0) N M � � ONO N M 7 O (n M (A 00 � r N 00 (� O M (O (n (O CO (D O N M O r .— r r 69 a rn v � M M o 0) n 01 � W .0 . q* V U') (n O CA r M M M QI Z N N0 or000 amI(D 00 O N O N r" G N N r• (n (ri (Cr r� ti (D (a a (4DP ( N CO a) M N M ti �M(pp � V O M N to to- O r (O � Sn a n t CO 0) m rn rn qq;t O a 1� (O (D %- O N In (n M M LO O) Qi q1t N 1` (D 69 G 0) r M L to O N (ND M (ND. �..� N O to If) (D M �e}� co M Q (V r Q G oq N O In O O M r O W H C M CO IA O 00 r r N (D O d (fi h CO Oo Ld CT (o 14dr O. r r r r r r N N N N � C � N Q � O(D N M M N O M E Z N C) I� � M � 00 M Or V O O cO IA CA 0) O O O) et •• O O M LO N (O � � N O D Ih 0)z O n N � N N N N N M M M M @ E Z t• CO V (O CO 00 N r O Mr 0) :3 . N N r M r 1� N CM 1� CI C (DN � CO r N (VLL ` N M OMMm (0(+J ww>' E " = Ln (D N (D (00 m 0 a to E v M M M M v ui Ni _ Ui E O N COO Cr7 a 0) y C (Ca ^ 1� M ao (D r r N O Z E o cGi (on � o N r S 9) c9 w 0 '� F N N M M � M V 0) a � � cc xLLI 4, J C CO M MN" (D r � O a C C O q Q N h O N M N M r j r (O O D) O) M M N '00 Z M M O) CA CO r (D N q* N 7 W ` � CD CO 1� N r to (O h Nt M U V Gi o � � CO f0000 � � NNW r N N C Z J N 9 it ... � W G CON N r (O 1� (o (D M LO y (n Q R 0 C^O COM LO M OM) CCOO N M ut m C d' CV N L r Op 00 N Gi 0) 00 0 >- r u> O r ao d r 1� ti W m y r N )� r a O ti (D M 00 M M (7 m C] r r W �o r r o o 'W0000 r � m o w a 0 1� 00 M O r N M C d W d< OOi 00) 00) T m w O O O O v v r r r r r r N N N N U J Comprehensive Annual Financial Report 153 GENERAL GOVERNMENTAL REVENUES BY SOURCE LAST TEN YEARS(1 ) (UNAUDITED) Fees and Licenses and Intergovern- Charges for Fines and Miscellaneous Taxes Permits mental Services Forfeits Other Total 1994 $ 529235,811 $ 11120,317 $ 81946,963 $ 17,487,905 $ 572,867 $ 4163%920 $ 85,0031783 1995 54744,716 111729188 9,5930845 199284,445 731 ,957 51036,473 90,563,624 1996 591256,603 1r295,515 12,2580285 22,294,554 913,659 51604, 160 1011622,776 1997 62, 135,765 1 ,308,629 141217,909 23,826,346 11006r442 51835,583 1081330,674 1998 68,828,273 1 ,773,395 171496,787 28,395,005 11180,399 71303,432 124,977,291 1999 760552, 186 107889824 197713,474 291091221 1 , 1250615 101047r214 138,336,534 2000 80,502,964 11696,722 17,7561464 28,958,451 11196,768 16,301 ,719 14694130088 2001 84,401 ,996 198431234 20,971 ,337 313440,846 10224,963 17, 122,383 1571004,759 2002 848888,283 19683,920 21 ,239,044 28,8931284 11306,502 159855,356 153,866,389 2003 84,7701702 11764,018 16, 1791185 30,376,406 118443921 14, 168,652 149, 1031884 (1 ) Includes all general, special revenue and debt service funds of the primary government. 154 City of Fort Collins PROPERTY TAX LEVIES AND COLLECTIONS SPECIAL ASSESSMENT COLLECTIONS LAST TEN YEARS (UNAUDITED) PROPERTY TAX LEVIES AND COLLECTIONS Total(3) Collections Collection Total Tax Tax As a Percent Year Levy(1 )(2) Collections of Tax Levy. City: 1994 $ 613697831 $ 62206,307 97.43 % 1995 696011227 61434 ,411 97.47 1996 7,4255016 7,230,849 97,39 1997 79766 /667 71578,215 97,57 1998 814857942 8 ,287, 162 97.66 1999 80788,552 815799040 97,62 2000 10 ,325,033 10 , 1721098 98.52 2001 10,661 ,031 109354, 190 97, 12 2002 12,0045184 11 ,943,303 99 .49 2003 127365 ,206 121313 ,458 99.58 General Improvement District No. 1 : 1994 $ 115,991 $ 109, 791 94 ,65 % 1995 117,263 113,214 96 .55 1996 118,346 115,250 97 ,38 1997 1307134 126 ,505 97,21 1998 113 ,273 134 , 139 118 .42 1999 140 ,674 135 , 184 96. 10 2000 162 ,387 157,074 96.73 2001 161 , 140 156 ,438 97.08 2002 178 ,529 1732639 97.26 2003 180, 124 1829673 101 ,42 Downtown Development Authority: 1994 $ 962 ,449 $ 940 ,245 97.69 % 1995 11039 ,644 1 ,017,003 97.82 1996 11165,622 11141 ,631 97.94 1997 1 ,363 , 842 11338 ,890 98, 17 1998 1 ,5141958 11482 ,243 97,84 1999 11842,897 1 ,804,001 97 ,89 2000 21062,498 2 ,0211866 98 .03 2001 21145,615 20101 ,925 97 .96 2002 21364 ,542 2 ,322 ,830 98 .24 2003 31047,648 21988 ,073 98.05 SPECIAL ASSESSMENT COLLECTIONS(4) Total Total Year Collections Year Collections 1994 $ 3 , 561 ,771 1999 $ 502,441 1995 11763 ,041 2000 322,720 1996 893, 832 2001 233,303 1997 691 ,386 2002 112,083 1998 506 ,944 2003 - (1 ) Collection year follows levy year. Levy for City and General Improvement District No. 1 are net of tax incremental levy for the Downtown Development Authority. (2) Source : Larimer County Assessor's Office. (3) Collections are net of fees collected by Larimer County. (4) Special assessment billing information is not available. Comprehensive Annual Financial Report 155 ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY LAST TEN YEARS (UNAUDITED) Total Estimated Assessed Actual Year( 1 ) Valuation (2 ) Value(2)(3 ) _ 1994 $ 683 ,480 , 600 $ 3,795 ,295 ,920 1995 769,016 , 600 5,0321292 ,270 1996 805,607 , 970 50259 ,855 ,030 1997 882 ,869 , 230 50940 , 118 , 540 1998 915 , 1595310 69190 ,291 , 110 1999 11075 , 170 , 720 7, 171 , 039 , 590 2000 11109 ,0011981 71466 , 574 ,450 2001 11248 , 635, 567 8,966 , 196 , 099 2002 19292 , 139, 290 97317 , 0597875 2003 11364 , 262 , 334 109973 ,228 , 233 ( 1 ) Taxes for the year assessed are collected in the following year. (2) Source: Larimer County Assessor's Office . (3) Actual value is statutory based on manuals and data supplied by the State Property Tax Administrator and differs from market value . 156 City of Fort Collins ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY BY CLASSIFICATION December 31 , 2003 (UNAUDITED) Assessed Actual Vacant $ 577826,920 $ 199 ,394 , 940 Residential 688 ,4147470 8 ,640,482,850 Commercial 400 , 125 , 370 1 ,379 , 736,460 Industrial 1871232 , 910 6457630 , 560 Agricultural 619,080 41385 , 170 Natural Resources 10 ,370 35 , 740 Oil & Gas 2 , 074 71151 State Assessment 30,031 , 140 103, 5557362 Total : $ 11364,262 , 334 $ 10 ,9737228,233 Source: Larimer County Assessor's Office . Comprehensive Annual Financial Report 157 PRINCIPAL TAXPAYERS ( UNAUDITED) December 31 , 2003 Percentage of Assessed Total Assessed Taxpayer Type of Business Valuation (1 ) Valuation Principal Taxpayers Anheuser-Busch , Inc . Beer brewery $ 791587 ,440 5 .83% Hewlett-Packard Micro electronics 351626 ,880 2 .61 % Agilent Technologies , Inc . Micro electronics 22 ,231 ,450 1 ,63% Qwest Public utility 20, 328 ,900 1 .49% EverWest Shopping mall 11 ,871 ,580 0 ,87% FC Timberline Development LLC Shopping mall 81873, 100 0 . 65% LSI Logi Inc. Micro electronics 610850750 0 .45% Woodward Governor Company Speed Controls 61041 v05O 0 .44% Comcast of California Public Utility 59785,040 0 .42 % Public Service Company of Colorado Public utility 51736,210 0 .42 % All Others 17162 , 0945934 85 .20 % $ 11364 ,262 , 334 100 .00 % (1 ) Source: Larimer County Assessor's Office 158 City of Fort Collins PROPERTY TAX LEVY FROM DIRECT AND OVERLAPPING GOVERNMENTS APPLICABLE TO MOST PROPERTIES LOCATED IN THE CITY LAST TEN YEARS (UNAUDITED) Poudre Health N . Colorado R- 1 District Water Larimer School of Northern Conservancy City County District Larimer County District Total Rates ( In mills)( 1 ) : 1994 9 . 797 21 . 723 64 .991 2 .304 1 . 000 89.815 1995 9 . 797 20 ,905 51 . 720 2 . 197 1 . 000 85. 619 1996 9 . 797 21 .432 55 . 103 2 . 197 1 . 000 89 . 529 1997 9 ,797 20 .889 53 , 712 2 . 167 1 . 000 87 . 565 1998 9 .797 21 .293 53 , 572 2 . 167 1 . 000 87 .829 1999 9 , 797 21 .656 48 . 243 1 ,985 1 . 000 82 .681 2000 9 . 797 21 . 614 54 .250 2 . 167 1 . 000 88 .828 2001 9 . 797 22 .461 51 , 723 2 . 167 1 . 000 87 . 148 2002 9 . 797 22 .421 51 . 723 2 . 167 1 . 000 87 . 108 2003 9 . 797 22 ,423 52 .496 2 . 167 1 .000 87 , 883 Levy(2 ) : 1994 $ 69696 , 059 $ 31 , 9377116 $ 51 ,8297104 $ 29173 ,315 $ 11377, 344 $ 94 ,0121938 1995 71534 , 055 341701 , 117 54 ,765,817 2 ,332 ,035 11557,685 100 ,8907709 1996 7 , 8941983 37 , 388, 917 617109 ,856 2 ,445 ,616 11638 ,239 1100477 ,611 1997 8 ,649 ,472 40 ,091 ,435 64 ,9347792 21637,581 11802 ,460 118, 115 , 740 1998 819651816 42 , 388 , 506 66 ,927 , 907 2 , 728,747 118719996 122 , 882 , 972 1999 10 , 5337448 50 ,345, 125 70 , 166 , 539 21914 , 651 21186 , 740 136 , 146 , 503 2000 10 , 864 , 892 52, 5217992 811893 , 733 31306 , 721 21288, 815 150 , 876, 153 2001 121232 , 883 63 , 998 , 662 89 ,678, 190 31807,213 21670, 823 172 , 3879771 2002 12 ,65%089 66 , 354 , 558 929540,989 319437684 207807632 178 , 278 ,952 2003 13 , 365 ,678 69,695 ,216 97,612 , 898 41110 , 264 21911 , 686 187 , 695 , 742 Portions of the City are subject to additional mill levies due to their location within the following taxing districts : 2003 Rate (Mills) 2003 Levy Fort Collins General Improvement District No . 1 (3 ) 4 , 924 $ 2681712 Fort Collins-Loveland Water District 1 . 500 562 , 913 South Fort Collins Sanitation District 0 .050 153 ,238 Fort Collins Downtown Development Authority(3 ) 5. 000 350 , 938 Source : Larimer County Assessor's Office . ( 1 ) One mill generates $ 1 of property tax revenue per $ 1 , 000 of assessed valuation . (2) Taxes for the year levied are collected in the following year. (3) Part of the City's reporting entity. Comprehensive Annual Financial Report 159 SCHEDULE OF DIRECT AND OVERLAPPING DEBT ASSESSED VALUATION , DEBT, AND DEBT RATIOS December 31 , 2003 (UNAUDITED) SCHEDULE OF DIRECT AND OVERLAPPING DEBT Outstanding General Percentage Share of Debt Obligation Applicable Applicable Debt ( 1 ) to the City (2 ) to the City City of Fort Collins $ - 0 . 00% $ - Overlapping Debt Poudre R- 1 School District (3) 240 ,819 , 493 73 , 37% 176,689 , 262 Poudre Health Services District (3) 11 t4009000 71 ,91 % 89197 , 740 2521219,493 1849887 , 002 Totals $ 252 ,219,493 $ 184 , 887 , 002 ASSESSED VALUATION , DEBT, AND DEBT RATIO DECEMBER 31 , 2003 Estimated actual valuation . . I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 100973,228 ,233 Assessed valuation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 19364,262 ,334 Net general obligation direct debt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ - Estimated overlapping debt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 1841887 ,002 Net direct and estimated overlapping debt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 184 , 8879002 Ratio of net direct debt to estimated actual valuation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 , 0000 Ratio of net direct debt to assessed valuation . . . . 0 . 0000 Net direct debt per capita (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ - Ratio of net direct and estimated overlapping debt to estimated actual valuation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 . 0168 Ratio of net direct and estimated overlapping debt to assessed valuation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 . 1355 Net direct and estimated overlapping debt per capita (4 ). . . . . . . . . . . . . . . . . . . . . . . . . . . $ 11416 Estimated actual valuation per capita (4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 84,044 Assessed valuation per capita (4) . . . . . . . . . . . . . . . . . . . . . I . . . . . . . . . . . . . . . . . . . . . . $ 10 ,449 ( 1 ) Includes only general obligation debt supported by general property taxes less available debt service monies . Does not include general obligation water bonds which have historically been supported by water revenue and not property taxes or general obligation bonds supported by special assessments . (2 ) Determined by calculating ratio of assessed valuation of taxable property within the City to assessed valuation of the overlapping unit . Source for assessed valuations : Larimer County Assessor's Office . (3 ) Source: Governmental entity . (4 ) Population estimate per City Planning Department -- 130 ,566 . 160 CIty of Forf Collins COMPUTATION OF LEGAL DEBT MARGIN December 31 , 2003 (UNAUDITED) Assessed Valuation ( 1 ) $ 1 , 364 ,262 ,334 Debt limit - 10% of assessed value $ 136 ,426 , 233 Amount of debt applicable to limit: Total bonded debt (including special assessment bonds ) $ 1479257 ,217 Less : Assets in debt service funds available for payment of general obligation debt Other deductions allowed by law: Downtown Development Authority tax increment bonds (41383 ,000) Sales and use tax revenue bonds (51430,000) General obligation water bonds ( 16 ,410 ,000 ) Water revenue bonds (37 , 906 ,986 ) Sewer revenue bonds (32 ,220,267 ) Storm drainage revenue bonds (48 ,347 , 500 ) Highway users tax revenue bonds (29559 ,464 ) Net amount of debt applicable to debt limit Legal debt margin $ 136 ,426 ,233 ( 1 ) Source : Larimer County Assessor's Office . Comprehensive Annual Financial Report 161 RATIO OF NET DIRECT GENERAL BONDED DEBT TO ASSESSED VALUE AND NET DIRECT BONDED DEBT PER CAPITA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR DIRECT GENERAL BONDED DEBT TO GENERAL EXPENDITURES LAST TEN YEARS (UNAUDITED) RATIO OF NET DIRECT GENERAL BONDED DEBT TO ASSESSED VALUE AND NET DIRECT BONDED DEBT PER CAPITA Ratio Of Net Net Direct Direct General Net Direct Assessed General Bonded Debt to Bonded Debt Population Valuation Bonded Debt(1 )(2) Assessed Valuation Per Capita 1994 95 , 889 $ 683,480, 600 $ 23865 , 000 0 , 0042 $ 30 1995 99 , 726 769,016, 600 23360 , 000 0 . 0031 23 ,66 1996 102 , 571 805,607 , 970 118207000 0, 0023 17 , 74 1997 106 ,223 882,969, 230 11250 ,000 0.0014 11 . 77 1998 108 , 981 915, 159, 310 955,000 0. 0010 8 . 76 1999 112 , 912 1 ,075, 170, 720 6507000 0. 0006 5 ,76 2000 118 , 652 915, 159 , 310 330 , 000 0, 0004 2 . 78 2001 122 , 377 110751170 ,720 - - - 2002 126 , 848 1729211397290 - - - 2003 130 , 566 17364 ,262 , 334 - - - RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR DIRECT GENERAL BONDED DEBT TO GENERAL EXPENDITURES Ratio of Debt Total Debt Total General Service to General Principal Interest Service(1 ) _Expenditures (3) Expenditures 1994 $ 4853000 $ 180 , 663 $ 665,663 $ 709387, 769 0 . 0095 1995 5057000 150 , 192 655, 192 79 ,976, 340 0. 0082 1996 540,000 117, 193 6579193 83, 1161288 0 . 0079 1997 5701000 80,692 650,692 90,9479721 0 . 0072 1998 295,000 57 ,608 352 ,608 991918 , 081 0 , 0035 1999 305 , 000 44 , 922 349 ,922 104 ,667 , 138 0 . 0033 2000 320 , 000 31 , 045 351 , 045 1141731 , 679 0 .0031 2001 330 , 000 16 , 005 3467005 123 ,268 , 997 0.0028 2002 - - - 134 , 086 , 208 - 2003 - - - 126 , 663 , 031 - ( 1 ) Includes only general obligation debt of the City supported by general property taxes . (2 ) Equals gross direct general bonded debt less debt service monies available. (3) Includes general , special revenue and debt service funds of the City and its component units . 162 City of Fort Collins REVENUE BOND COVERAGE LAST TEN YEARS (UNAUDITED) SEWER REVENUE BONDS Net Revenue Gross Available for Debt Service Requirements Revenues Expenses Debt Service Principal Interest Total Coverage 1994 $ 15, 765,612 $ 61499, 019 $ 91266 ,593 $ 11979, 166 $ 31291t03O $ 592701196 1 .76 1995 16,235,434 60814,874 9,4200560 21070, 836 3 , 148,926 5,2190762 1 .80 1996 16,458,987 7/0137751 91445 ,236 21286,936 218709990 5, 1571926 1 .83 1997 15, 534,086 7,251 , 132 81282 ,954 2,566,718 21503,292 5,070,010 1 .63 1998 17,493 ,497 70529, 753 91963 ,744 205679645 2 ,395,363 4,9639008 2.01 1999 1793570616 8,076, 117 91281 ,499 20599,075 21281 , 244 41880,319 1 .90 2000 18,0091290 8,2851684 91723,606 27791 ,950 29161 , 579 41953 ,529 1 .96 2001 19,267,404 81733, 170 10 ,534,234 31040,433 2,057,455 51097 ,888 2.07 2002 17A97,700 9, 021 ,741 81475,959 31160,550 29373,596 59534 , 146 1 .53 2003 161498,459 87671456 71731t003 31172,004 2,220, 133 51392, 137 1 .43 STORM DRAINAGE REVENUE BONDS Net Revenue Gross Available for Debt Service Requirements Revenues Expenses Debt Service Principal Interest Total Coverage 1994 $ 4, 3551040 $ 11373,078 $ 29981 ,962 $ 2851000 $ 666$ 46 $ 951 ,546 3. 13 1995 41617,027 1 ,361 , 021 3 ,256 ,006 355,000 651 , 146 1 ,0069146 3.24 1996 41938,623 1 ,518, 504 31420/ 119 3800000 630, 806 1 ,010,806 3.38 1997 5,078,864 1 ,5571560 31521 ,304 235,000 5871029 822 ,029 4.28 1998 51636, 101 17728, 041 31908,060 4703000 709, 328 1 , 179,328 3.31 1999 61883,868 11861 ,037 51022,831 500, 000 1 , 174 , 146 13674 , 146 3.00 2000 7, 756, 140 211981073 515580067 10175, 000 17636, 668 21811 ,668 1 .98 2001 8128%000 2, 256,919 6,032, 081 11410,000 1 ,644, 566 3 ,0540566 1 .97 2002 11 ,583,376 216200981 81962, 395 11655,000 21336,571 31991T571 2.25 2003 12 , 910,089 2, 574 ,203 103335, 886 2, 162,500 21284 ,237 47446,737 2.32 HIGHWAY USERS TAX REVENUE BONDS( 1 ) Net Revenue Gross Available for Debt Service Requirements Revenues Expenses Debt Service Principal Interest Total Coverage 1994 $ 21041 , 881 $ $ 270412881 $ 1250000 $ 2281328 $ 353, 328 5.78 1995 2, 1711192 - 21171 , 192 130,000 223 ,452 3531452 6. 14 1996 213353768 - 21335,768 1351000 217, 797 352,797 6.62 1997 25577,044 - 21577 ,044 145, 000 211 , 520 356,520 7 .23 1998 21889,902 - 21889, 902 - 1021207 102 ,207 28 .27 1999 2,211 ,376 - 27211 ,376 901000 148, 555 238 , 555 9.27 2000 21148,377 - 21148,377 2209000 1340248 354 ,248 6.06 2001 29366,554 - 213660554 230,000 126,548 356,548 6.64 2002 21366, 397 - 21366, 397 2353000 118,268 353,268 6.70 2003 21309, 109 2 ,309, 109 245,000 109,573 3547573 6.51 (Continued ) Comprehensive Annual Financial Report 163 REVENUE BOND COVERAGE LAST TEN YEARS (UNAUDITED) (Continued ) SALES AND USE TAX REVENUE BONDS (2) Net Revenue Gross Available for Debt Service Requirements Revenues Expenses Debt Service Principal Interest Total Coverage 1994 $ 32, 345 , 191 $ - $ 32, 3450191 $ 1 ,710 ,000 $ 111440395 $ 228543395 11 . 33 1995 351381 , 156 - 35,3810156 1 ,755,000 110950015 2/8503015 12.41 1996 38, 350 ,513 - 3873509513 1 ,815,000 1 ,0337095 2, 848,095 13.47 1997 40,4169363 401416,363 11885,000 962, 103 21847, 103 14.20 1998 45,3259646 45,325,646 11970,000 882, 580 21852,580 15.89 1999 50,699,053 50 ,699,053 21050,000 794,035 2,844,035 17.83 2000 52,3461674 52,346 ,674 21145,000 697,928 2,8420928 18.41 2001 56,643,203 56,643 ,203 21255,000 594,043 29849,043 19.88 2002 53,757,585 53,7571585 21365,000 481 ,633 21846,633 18.88 2003 541125,730 54, 1251730 735,000 294,045 100297045 52.60 GENERAL OBLIGATION WATER BONDSMATER REVENUE OBLIGATIONS(3) Net Revenue Gross Available for Debt Service Requirements Revenues Expenses Debt Service Principal Interest Total Coverage 1994 $ 18,7209173 $ 7,528,733 $ 11 , 1911440 $ 21580,081 $ 29760,495 $ 5,340, 576 2. 10 1995 19,419, 720 71873 ,784 11 ,545,936 21425,000 27611 ,986 59036, 986 2.29 1996 21 , 155, 679 7,905,862 13,2491817 21590/ 000 21464,918 5,0541918 2.62 1997 20,396, 116 8,339,983 12,056, 133 2 ,7400000 21329,466 59069,466 2.38 1998 23,360 , 903 8,906 ,404 14,454 ,499 2 ,841 , 631 274019113 51242,744 2.76 1999 26,068, 298 9,577 ,305 16,490,993 40241 ,659 31518,807 71760,466 2. 13 2000 2910430170 10,554 ,011 182489, 159 40537,806 31531 ,986 81069,792 2.29 2001 32 ,227 , 924 11 ,0992066 21 , 128,858 41758,771 31327,064 8 ,085,835 2.61 2002 29 ,504,446 110886,658 17,6171788 4 ,995,204 31092,660 8 ,0871864 2. 18 2003 312104, 859 12,932, 160 18, 172,699 41871 /637 21238,698 71110,335 2.56 (1 ) Gross revenues are reported as part of intergovernmental revenues in the Transportation Fund . (2) Gross revenues are less sales tax restricted for specific purposes . (3) General obligation water bonds have historically been paid from water revenues of the City and not general property taxes. 164 City of Fort Colfins PROPERTY VALUE, CONSTRUCTION ACTIVITY, ASSESSED REAL PROPERTY VALUES AND TOTAL STREET MILES LAST TEN YEARS (UNAUDITED) Construction Activity-- Building Permits Issued Assessed Real Housing Total Property Values Year Permits Value Permits Value Business Residential 1994 1 ,462 $ 1107828, 419 41342 $ 154 ,827 , 026 $ 197 ,460, 020 $ 344 ,444 , 900 1995 1 ,232 959397 , 371 41250 16279155698 2220957 , 090 398, 922 ,040 1996 11762 134 ,3021016 41833 187 ,998 , 855 234,066 , 390 417 ,4802110 1997 11315 121 ,423 , 816 51066 2041403 , 553 260,5591420 444 ,663 , 750 1998 11703 165,326 ,408 51461 2961040 ,273 274 ,012,070 462 ,818, 330 1999 17892 1817653 , 157 61729 400 ,8585459 306 , 7183321 50915599864 2000 11582 166,931 , 148 71265 3017921 ,759 262 , 044, 132 5331759 ,449 2001 17899 1831763 , 167 71558 3477620, 126 302 , 338,400 622996% 507 2002 17579 1711430 ,007 71335 280 , 6303125 317, 532, 750 6497837,290 2003 1 ,422 1677532 ,010 7 , 804 292 ,4121644 336,979, 120 6877548, 630 Annexation Trends Acres City Size Annual Total Year Annexed (Sq Mi) Growth Street Miles 1994 857 44 .02 3 .21 362 1995 51 44 . 10 0 . 18 373 1996 - 44 . 10 0 .00 385 1997 64 44 .20 0 . 23 392 1998 448 45 .60 3 . 17 403 1999 397 46 .30 1 . 54 413 2000 346 46 . 98 1 . 47 415 2001 11587 49 .43 5 . 21 436 2002 691 50 . 51 2 . 18 463 2003 314 51 .00 0 ,97 472 Comprehensive Annual Financial Report 165 DEMOGRAPHIC STATISTICS (UNAUDITED) Population School Enrollment Unemployment Year City County(1 ) CSU(2) Poudre R-1 (3) Rate 1994 95,889 208 ,435 211410 20,939 4.0 % 1995 99,726 216 ,289 21 ,914 21 ,087 4. 1 1996 102,571 222 ,462 211970 210642 4.0 1997 106,223 226 ,084 22,344 21 ,642 3.9 1998 108,981 2341345 221523 23,031 3.8 1999 112,912 2421783 221782 23,404 3. 1 2000 118,652 251 ,494 23,098 23,412 3 .0 2001 1221377 258 ,985 23,934 23,081 3.5 2002 1261848 268 ,740 24,735 23,043 5.2 2003 130,566 273 ,695 25,042 23,027 5.8 2002 Age Profile by Classification and Comparative Data for County, State, and U .S.(4) % of City % of Country % of State % of US Age Population Population Population Population 0-17 21 .5 % 23.2 % 25.3 % 25.2 % 18-24 19.8 13.5 9.8 9.8 25-34 17 .3 14.2 14 .4 13.3 35-49 21 .2 23.3 24 .4 22.8 50 + 20 .2 25.8 26 . 1 28.9 2002 Effective Buying Income Category and Comparative Data for County, State, and United States(4) % of City % of Country % of State % of US Income Households Households Households Households <$20 ,000 20. 1 % 16.2 % 16 .8 % 22.3 % $209000-34,999 21 .5 20.4 21 .6 23. 2 $359000-49,999 19.3 20.6 20 .4 19.5 >$50,000 39. 1 42.8 41 .2 35 .0 Year Per Capita Effective Buying Income and Comparative Data for County, State, and U.S- (4) City County State U.S. 1994 $ 14 ,640 $ 15, 165 $ 161603 $ 160064 1995 15,505 16,052 171432 16,918 1996 147364 14, 864 15 ,449 14,965 1997 14,868 15, 382 16 ,019 15,555 1998 15,698 16, 245 16760 167281 1999 16,430 16, 982 17 , 526 16 ,895 2000 17,389 17, 947 18 ,465 17,691 2001 17 ,961 18,789 19,466 18 ,426 2002 182780 20r168 21 ,220 18 ,491 2003 19793 21 ,065 20 ,995 18 ,375 2002 Miscellaneous Demographic Data(4) City County State U. S. Median Age of Population n/a 34.4 n/a 36. 1 Number of Households--000s 48.9 104.8 1 ,760.0 109, 443.9 % of U.S . Population 0.0432% 0. 0928% 1 .5735% 100.0000% Sources: (1 ) Larimer County. (2) Colorado State University. (3) Poudre School District. (4) Sales & Marketing Management, Survey of Buying Power, 2003 & Prior Editions. 166 City of Fort Collins HISTORY OF SALES AND USE TAX RATES LAST TEN YEARS (UNAUDITED) Street Community General Maintenance Enhancement Natural Total City Larimer Colorado Total Sales and & Transportation Capital Areas Sales and County State All Use Tax Projects Projects & Parks Use Tax Tax Tax Taxes Rates (%) 1994 2 .25 0.25 0.25 0 .25 3. 00 - 3.00 6.00 1995 2.25 0.25 0.25 0.25 3 .00 - 3. 00 6.00 1996 2.25 0.25 0.25 0.25 3.00 - 3.00 6.00 1997 2.25 0. 25 0.25 0.25 3.00 0.25 3.00 6.25 1998 2.25 0 .25 0.25 0.25 3 .00 0.25 3. 00 6.25 1999 2.25 0.25 0 .25 0.25 3.00 0.65 3.00 6.65 2000 2 .25 0. 25 0.25 0.25 3.00 0.75 3.00 6. 75 2001 2.25 0.25 0.25 0.25 3.00 0 .80 3.00 6.80 2002 2.25 0 .25 0.25 0.25 3.00 0.80 2.90 6.70 2003 2 .25 0 .25 0 .25 0 .25 3 .00 0. 80 2 .90 6.70 Comprehensive Annual Financial Report 167 SALES AND USE TAX REVENUE LAST TEN YEARS (UNAUDITED) Street Community Sales & Total General General Maintenance Enhancement Natural Use Tax Sales & Taxable Sales Tax Use Tax & Transportation Capital Areas and Accrual Use Tax Retail Sales (1 ) ( 1 ) Projects (2) Projects (3) Parks (4) (5) Revenue (amounts expressed in thousands) 1994 $ 11113 ,083 $ 25 ,437 $ 59441 $ 39015 $ 31387 $ 31015 - $ 409295 1995 11192 ,083 277241 6 ,501 31308 31706 33308 203 44,267 1996 11273 ,324 29 ,041 71697 31635 41065 31635 553 489626 1997 113637095 31 ,081 71644 31822 41252 33822 558 51 , 179 1998 115069624 34 ,426 91054 49348 4 ,443 41724 231 57,226 1999 11647,695 37 ,724 11 ,035 41847 4,847 51430 574 64 ,457 2000 19797 ,681 41 ,068 81723 4 ,998 4,958 51526 11398 669671 2001 11979 ,023 43,473 10 ,733 51643 5, 584 51734 (576 ) 707591 2002 11965 ,761 43 ,303 81727 51374 51646 51151 11318 69 ,519 2003 11969 ,208 43 , 109 81535 5 ,327 5 ,612 51112 681 68 ,376 ( 1 ) Includes the permanent, non-expiring portion of the City's sales and use tax (2.25%). (2) These amounts are restricted for street maintenance/improvements by ordinance, through 1997; for 1998 and all subsequent years , collections are restricted for Building Community Choices Streets and Transportation projects . These tax revenues are authorized through December 2005. (3) These amounts are restricted for Choices 95 capital improvements by ordinance, through 1997; for 1998 and all subsequent years, collections are restricted for Building Community Choices Community Enhancement projects. These tax revenues are authorized through December 2005. (4) These amounts are restricted for natural areas by ordinance through 1997; for 1998 and all subsequent years, collections are restricted for Building Community Choices Natural Areas and Parks projects. In the November 2002 general election , this tax was authorized to be extended through 2030. (5) These amounts represent the net effect of applying GASB Statement 22, which requires reporting sales and use taxes on the modified accrual basis of accounting. Prior to 1995, sales and use taxes were reported on a cash basis. 168 City of Fort Collins RESIDENTIAL REAL ESTATE SALES STATISTICS LAST TEN YEARS (UNAUDITED) Number % Increase Dollar Value % Increase Average % Increase of Homes from Prior of from Prior Sales from Prior Sold Year Homes Sold Year Price Year 1994 2,947 -5.9 404 ,952 ,842 11 .5 1372412 18.5 % 1995 21833 -3 .9 4059812,631 0.2 143 ,245 4.2 1996 31109 9.7 4580586 ,827 13.0 147,503 3.0 1997 32165 1 .8 486 ,539,625 6. 1 153 ,725 4 .2 1998 3 ,834 21 . 1 612 ,235,944 25.8 1599686 3.9 1999 31855 0.5 674 ,7649563 10.2 175,036 9 .6 2000 39674 -5.0 71239102308 6.0 194 ,042 11 .0 2001 41059 13.2 864 ,7361896 23.9 213,042 9.5 2002 4, 175 2 .9 907,2869750 4.9 217,314 2 .0 2003 3 ,821 -8 .0 873,255,500 -4 .0 2282541 5.0 Source: Fort Collins Board of Realtors Multiple Listing Service. Comprehensive Annual Financial Report 169 WASTEWATER UTILITY ENTERPRISE SEWER REVENUE BONDS SEC RULE 15c2-12 INFORMATION—CUSTOMER BASE , RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED) Customer Base The sewer (wastewater) system serves a customer base which has grown as follows in the years 1994 to 2003 : Years (at December 31 ) Wastewater Customers 1994 26 , 594 1995 27 , 357 1996 28 , 503 1997 29 ,271 1998 29 ,994 1999 30 , 748 2000 329235 2001 32 , 564 2002 32 , 905 2003 32 ,865 Approximately 95% of the wastewater customers are residential , with the remaining 5% being industrial and commercial customers . Currently, only two customers represent more than 3% of wastewater system revenues . In 2003, amounts paid by an industrial customer comprised 11 % of wastewater revenues ($ 1 ,399 , 058 ) with a total flow representing 12% of total system usage; and amounts paid by the university comprised 5% of wastewater system revenues ($600,791 ), with a total usage representing 3 . 7 % of total system usage . Rate Structure User Charges . The following tables show the City's monthly wastewater user charges in effect on January 1 , 2004 . Historically, user charges increased 4 . 5% for residential rates and 7 . 5% for commercial rates in 1990 , 8 . 6% for residential rates and 11 .6% for commercial rates in 1991 , 6 .0% per year for all customer classes in 1992 , 199371994 , and 1995 , 3 . 0% in 1996, 0% in 1997 and 2 .0 % in 1998 , 1999 , 2000 , 2001 , 2002 and 2003 . Wastewater rates for all customers increased 5% in 2004. A 5% increase is projected for 2005 . Also, in 2004 , wastewater implemented a minimum winter quarter average consumption (WQA) of 3 ,000 gallons for single family customers (4 ,000 gallons for duplexes) . Monthly User Charges Residential Metered Wastewater Rates Single family $ 7 .89 plus $ 1 . 571 per 1 ,000 gallons of WQC (2) Duplex $ 10 . 51 plus $ 1 .571 per 1 ,000 gallons of WQC 121 Multi-family $ 1 . 24 per living unit plus $ 1 . 571 per 1 , 000 gallons of WQC (2) (continued ) 170 City of Fort Collins WASTEWATER UTILITY ENTERPRISE SEWER REVENUE BONDS SEC RULE 15c2-12 INFORMATION-CUSTOMER BASE, RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED) (Continued) Monthly User Charges (continued) Commercial Metered Wastewater Rates 3/4" metered $5. 30 plus $ 1 . 571 per 1 , 000 gallons (3) 1 " $ 12 . 11 plus $ 1 . 571 per 1 ,000 gallons (3) 1 - 1 /2" $24 . 53 plus $ 1 . 571 per 1 ,000 gallons (3) 2" $41 . 06 plus $ 1 . 571 per 1 , 000 gallons (3) 3" $68 . 23 plus $ 1 . 571 per 1 , 000 gallons (3) 4" $ 114 . 57 plus $ 1 . 571 per 1 , 000 gallons (3) 6" $561 .75 plus $ 1 ,571 per 1 , 000 gallons (3) 8" $609 .99 plus $ 1 . 571 per 1 , 000 gallons (3) Footnotes : ( 1 ) Excludes payments in lieu of taxes which are included as an additional 6 % charge in the wastewater bill and remitted to the general fund . (3 Average monthly amount of water billed during January, February, and March . (3) The usage charge of $ 1 . 571 multiplied by each increment of 1 ,000 gallons either (a ) actually consumed or (b) based on WQC , if customer is eligible . Plant Investment Fees . The plant investment fee is collected to pay for growth-related capital expansion costs of the City's wastewater treatment plants, collection system and sludge disposal facilities . This fee is paid at the time a building permit is issued . Set forth in the following table is the current plant investment fee schedule which became effective on January 1 , 1999 . Revenue generated by the plant investment fee generally is restricted for the purpose of capital improvements and expansion of the wastewater treatment plant. Plant Investment Fees Residential : Single family residence $ 1 , 030 Multi-family residence (2 or more ) $830 for each dwelling unit or mobile home space Non- Residential : (based on water connection size) 3/4" $2 , 500 1 " $6 , 500 1 - 1 /2" $ 121900 2" $ 18 ,900 3" $3% 600 4" Based on average wastewater flow Comprehensive annual Financial Report 171 WASTEWATER UTILITY ENTERPRISE SEWER REVENUE BONDS SEC RULE 15c2-12 INFORMATION-CUSTOMER BASE, RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED) (Continued) Other Fees and Charges . The City also charges additional fees and charges related to the provision of sewer service , including wastewater strength surcharges , industrial wastewater discharge permit application and administration fees , wastewater monitoring and sampling charges , laboratory analysis and support service charges , a private sewage disposal system permit and inspection fee, and a building sewer permit and inspection fee. Enforcement The City's collections of wastewater charges historically have been in excess of 99% . Unpaid charges constitute a perpetual lien on the property to which service was delivered . Customers with delinquent active accounts are sent courtesy notices after 38 days . Wastewater service is not discontinued due to delinquency because of public health regulations . However, the City may discontinue water and electric service on delinquent accounts . Sometimes liens are filed while the delinquent customer is still an active account. Customers who have moved from the address where service was supplied and left the account owing to the City are typically assigned to a collection agency. 172 City of Fort Collins WASTEWATER UTILITY ENTERPRISE SEWER REVENUE BONDS SEC RULE 15c2-12 INFORMATION --COLLECTIONS AND OPERATING HISTORY (UNAUDITED) Collections The following table sets forth the historical Wastewater System user rates , plant investment fees, other fees and charges , and investment earnings: Sewer System Income (1999-2003) 1999 2000 2001 2002 2003 User rates $ 11 , 275,827 $ 11 ,869, 338 $ 12 ,2227547 $ 12,419,296 $ 120221 , 993 Plant investment fees 1 ,726,555 1 , 114, 530 31599,025 21460,925 21455,459 Other fees & charges 2, 595,770 3,0641464 1 ,609,523 11478, 174 766,423 Investment earnings 11759,464 11960,958 118360309 11139,305 1 , 054 , 584 Total Sewer System Revenue $ 17,357 ,616 $ 181009 ,290 $ 199267 ,404 $ 17,497 ,700 $ 16,498 ,459 Operating HistoEy of the Wastewater Fund The financial section of this Comprehensive Annual Financial Report contains financial statements of the City and the Wastewater Fund as of and for the year ended December 31 , 2003. The following sets forth the operating history of the Wastewater Fund for the years ended December 31 , 1999 through 2003: Comparative Statement of Revenues, Expenses and Changes in Fund Equity For the Years Ended December 31 , 1999 - 2003 1999 2000 2001 2002 2003 Operating Revenues Charges for services $ 11 ,275,827 $ 11 ,869, 338 $ 12,2221547 $ 12,4199296 $ 12,2212993 Operating Expenses Administrative charge 544,289 11287,309 19364 ,835 1 ,533 ,880 1 ,438,443 Personal services 4,273,017 3,690,622 3 ,9051193 41057 ,913 4,0151500 Contractual services 11454,838 18347,073 1 ,549,299 11388,617 11297,264 Commodities 711 ,424 720,794 637,220 6941061 666,296 Other 11092 ,549 1 ,239,886 11276,623 11347 ,270 11349,953 Depreciation 2/7029235 21737,273 21841 ,664 21927 ,906 21564 , 767 Total Operating Expenses 10,778 ,352 11 , 022 ,957 117574, 834 1179492647 11 , 332 ,223 Operating Income 497 ,475 846 ,381 6471713 469 ,649 889,770 Nonoperating Revenues(Expenses) Other revenue 11176,792 1 ,460 , 162 1 , 153, 831 991 ,290 746,568 Earnings on investments 11759,464 11960 ,958 1 ,836,309 1 , 139,305 12054,584 Net increase (decrease) in the fair value of investments (368,309) 1920853 281 ,557 23,829 (220, 723) Gain on sale of capital assets 4550692 486,884 19, 855 Interest expense (21721 ,714 ) (217217534) (217609166) (2,4240662) (29359, 274 ) Other expenses (89,711 ) (92,921 ) (96 , 131 ) (96, 131 ) (96, 131 ) Total Nonoperating Revenues (Expenses ) (243,478 ) 799,518 871 ,092 1207515 (855, 121 ) Income Before Contributions and Transfers 2531997 11645, 899 11518,805 590, 164 345649 Capital Contributed 3 , 1451533 21718, 832 3 ,5990025 2,4601925 214550459 Operating transfers in - - 830,830 Operating transfers out (18,250) ( 118, 578) ( 130, 910 ) (69,000) (69,000) 33127 ,283 2/6000254 3 ,468, 115 21391 ,925 3,217 289 Change in Net Assets 31381 ,280 41246, 153 41986, 920 21982,089 31251 ,938 Fund Equity-Jan. 1 74, 873 ,624 78,254,904 82,809, 115 871796,035 90,778 , 124 Fund Equity-Dec. 31 $ 78, 2540904 $ 82,5010057 $ 87,796,035 $ 90,778, 124 $ 94 ,0307062 Comprehensive Annual Financial Report 173 WASTEWATER UTILITY ENTERPRISE SEWER REVENUE BONDS SEC RULE 15c2 -12 INFORMATION --HISTORIC DEBT SERVICE COVERAGE (UNAUDITED) The historic debt service coverage on obligations payable from net pledged revenues of the Wastewater Fund for the past ten years is as follows : SEWER REVENUE BONDS--COVERAGE OF DEBT SERVICE REQUIREMENTS BY NET PLEDGED REVENUES OF THE SEWER SYSTEM --1994 TO 2003(1 ) Net Gross Pledged Debt Service Requirements Revenues(2) Expenses(3) Revenues Principal Interest Total Coverage 1994 $ 15,7659612 $ 61499 ,019 $ 9 ,2661593 $ 1 ,9790166 $ 30291 ,030 $ 51270 , 196 1 , 76 1995 167235 ,434 61814 ,874 91420 , 560 2 ,070 ,836 3 , 148,926 51219, 762 1 .80 1996 16 ,458 ,987 7 ,013 , 751 91445,236 2 ,286 ,936 21870 ,990 51157,926 1 . 83 1997 15, 534 ,086 71251 , 132 8 ,282,954 21566 ,718 21503 ,292 5 , 0701010 1 ,63 1998 177493 ,497 71529 , 753 91963 ,744 27567 ,645 21395,363 41963 ,008 2.01 1999 17,357 ,616 81076, 117 91281 ,499 21599 ,075 23281 ,244 4 , 880, 319 1 ,90 2000 189009 ,290 81285, 684 91723 ,606 21791 ,950 21161 ,579 41953 , 529 1 ,96 2001 1912677404 81733, 170 10 , 534 ,234 31040 ,433 210579455 51097 , 888 2 .07 2002 17 ,4970700 91021 , 741 81475 ,959 3 , 160 ,550 21373 ,596 51534 , 146 1 . 53 2003 169498 ,459 81767 ,456 777310003 311720004 27220 , 133 51392 , 137 1 .43 (1 ) Includes debt service on all bonds secured by sewer system revenues . (2) Includes all income of the Wastewater Fund pledged for the payment of bonds . (3) Operating expenses less depreciation . 174 City of Fort Collins WASTEWATER UTILITY ENTERPRISE SEWER REVENUE BONDS SEC RULE 15C2=12 INFORMATION — BALANCES ON DEPOSIT (UNAUDITED) The sewer revenue bonds are secured by an irrevocable pledge of a first lien upon net pledged revenues of the Wastewater Fund . The sewer revenue bond ordinances provide that all gross revenues pledged to the sewer revenue bonds will be set aside and credited to the Wastewater Fund and that such revenues will be deposited and applied in the following order of priority: Operation and Maintenance Fund . As a first charge on the Wastewater Fund , the bond ordinances require the City to credit from time to time to the operation and maintenance fund revenue sufficient to pay the necessary and reasonable current expenses of operating , maintaining , and repairing the sewer system . The balance on deposit in this fund as of December 31 , 2003 is $670 ,233 , Principal and Interest Fund . The bond ordinances require the City, after making the payments required above, to apply monthly to the principal and interest fund moneys sufficient in the aggregate to pay the principal of and interest on the sewer revenue bonds . The balance on deposit in this fund as of December 31 , 2003 is $289,276 . Debt Service Reserve Fund . The bond ordinances require the City to retain certain amounts in the debt service reserve fund for the Series 1995 , Series 1996A Sewer Revenue Refunding and Series 2000 Sewer Revenue Bonds . However, concurrently with the issuance of the 1996A Sewer Revenue Refunding and 2000 Sewer Revenue Bonds , a debt service reserve insurance policy was issued that unconditionally guarantees the payment of principal and interest on these bonds (up to and including the amount provided for in the reserve policy) in the event of nonpayment by the City. Accordingly, the amount on deposit in the Debt Service Reserve Fund as of December 31 , 2003 was $0 . Wastewater Utility Capital Reserve . The City has covenanted , so long as any debt service requirements of the City's Sewer Revenue Bond , Series 1992 , remain unpaid , to maintain in the Wastewater Utility Capital Reserve and amount equal to 17 % of the necessary and reasonable operation and maintenance expenses budgeted for the then-current fiscal year. These amounts are to be maintained as a continuing reserve for payment of costs of necessary capital improvements to the sewer system . The balance on deposit in this reserve was $ 19,535 , 115 as of December 31 , 2003. This amount satisfies the 17% requirement indicated above for fiscal year 2003 . In addition to the above, the bond ordinance established the following funds : Excess investment Earnings Fund . This fund was established for the purpose of accumulating and paying rebatable arbitrage earnings to the federal government under Sections 103 and 148(f)(2 ) of the Internal Revenue Code. As of December 31 , 2003 the balance on deposit in this fund was $0 , Sewer Fund . The Sewer Fund , referred to in the bond ordinance , was established by Ordinance No. 67 , 1974. Complete financial statements , which reflect all deposits and balances of this fund (herein referred to as the "Wastewater Fund") are included in the financial section of this report. Comprehensive Annual Financial Report 175 STORM DRAINAGE UTILITY ENTERPRISE STORM DRAINAGE REVENUE BONDS SEC RULE 15c2-12 INFORMATION --FEE REVENUES AND OPERATING HISTORY (UNAUDITED) Collections The following table sets forth the historical Storm Drainage Fund fee revenues for the years 1999 through 2003. Storm Drainage Fund Fee Revenues (1999-2003) 1999 2000 2001 2002 2003 Storm drainage utility fee (operation & maintenance component) $ 11776,038 $ 51742 ,046 $ 6,692,538 $ 91994,428 $ 11 , 197, 803 Storm drainage utility fee (capital component) 31313,455 77 ,990 Storm drainage basin fees 757,660 656 ,836 972,866 628 ,586 764,455 Total Storm Drainage Fund Fee Revenues $ 51847, 153 $ 61476 ,872 $ 7,665,404 $ 10,623 ,014 $ 11 , 962, 258 Ooeratina History of the Storm Drainaae Fund The financial section of this Comprehensive Annual Financial Report contains financial statements of the City and the Storm Drainage Fund as of and for the year ended December 31 , 2003. The following sets forth the operating history of the Storm Drainage Fund for the years ended December 31 , 1999 through 2003: Comparative Statement of Revenues, Expenses and Changes in Fund Equity For the Years Ended December 31 , 1999 - 2003 1999 2000 2001 2002 2003 Operating Revenues Charges for services $ 51089 ,493 $ 51820 ,036 $ 61692, 538 $ 919947428 $ 11 , 1971803 Operating Expenses Administrative charge 771 ,754 837,721 1 ,000,512 967, 073 Personal services 11066 , 125 847 ,689 913,313 946,832 939, 727 Contractual services 3851977 367 ,852 2949190 304,710 334, 595 Commodities 49 ,510 32,612 35,964 31 ,014 43, 129 Other 359 ,425 178, 166 175,731 337,913 289, 679 Depreciation 803 ,843 10056,809 10295,982 11612,425 1 ,915, 677 Total Operating Expenses 2,664 ,880 3,254,882 3 ,552,901 41233 ,406 4 ,489, 880 Operating Income 2,424 ,613 2,565, 154 31139,637 51761 /022 6,7071923 Nonoperating Revenues (Expenses) Other revenue 145 ,839 112,210 1 ,698 176,094 111720 Earnings on investments 9032909 13167,058 6210898 530 ,014 936, 111 Net increase (decrease) in the fair value of investments (73 ,071 ) 58,760 530894 35 ,334 (76, 070) Gain on sale of capital assets 254 ,254 Interest expense ( 11235,055) ( 10669, 182) (116991078) (2,253 ,719) (21303, 749) Other expenses (27 ,418) (32, 041 ) (31 ,725) (83 ,849) (52r103 ) Total Nonoperating Revenues (Expenses) (285,796) (363, 195) (11053,313) ( 1 ,341 ,872) ( 114845091 ) Income Before Contributions and Transfers 26138,817 29201 ,959 2, 086,324 41419, 150 51223, 832 Capital Contributions 757, 660 6560836 972,866 6281586 764,455 Operating transfers In - - 104,020 Operating transfers out (41630) (63 ,039) (89,810) (57,500) (57,500) 753r030 5939797 883 ,056 571 ,086 810,975 Change in Net Assets 2,891 ,847 2,7950756 219699380 4,9907236 61034/807 Net Assets--Jan. 1 211401 ,610 247293,457 271215,054 30, 1847434 357174,670 Net Assets-December 31 $ 24,293,457 $ 279089,213 $ 301849434 $ 35, 1741670 $ 419209,477 176 City of Fort Collins STORM DRAINAGE UTILITY ENTERPRISE STORM DRAINAGE REVENUE BONDS SEC RULE 15C2-12 INFORMATION (UNAUDITED) Storm Drainage Utility Fee Structure Storm drainage utility fees are imposed on every developed lot and parcel of land within the City and are payable monthly. The storm drainage utility fee is designed to pay for the operation and maintenance of the City's storm drainage system . The fee also pays for the design , right-of-way acquisition , and construction or reconstruction of storm drainage facilities through out the City. The monthly storm drainage utility fee in effect at the end of 2003 for a residential lot of approximately 8 , 600 square feet is $ 12 .96 and $25 . 93 for a commercial lot of approximately 8, 600 square feet . These amounts increased to $ 14 .26 and $28 . 52 respectively on January 1 , 2004 . Storm drainage utility fees are billed through the City's consolidated monthly billing system , permitting the City to include storm drainage utility fees on a customer's regular utility bill . If a customer fails to pay any utility fees, the City has the authority to terminate utility service to the delinquent customer and to place a lien on the property for which the fees are delinquent. Approximately 83% of storm drainage utility billing accounts and 45. 5% of storm drainage revenues are attributable to single family residential customers . 17 % of accounts and 54 . 5% of storm drainage revenues are attributable to multi - family residential , commercial and industrial customers . Two customers of the storm drainage utility contribute 2 % or more of the storm drainage utility's total monthly revenue - the school district with 4 . 7 % of total revenue and the City municipal government at 2 % . Historically, the City collects over 99% of its billed monthly utility charges for storm drainage . Historic Net Pledged Revenues Based on the 2003 revenues and expenditures of the Storm Drainage Fund and using the combined actual debt service requirements of the City's outstanding storm drainage utility revenue bonds and the debt service requirements of the bonds , the net pledged revenues available for debt service in 2003 would have covered the combined average annual debt service requirements of the bonds approximately 2 .76 times and would have covered the combined maximum debt service of the bonds approximately 2 .32 times . Changes in Storm Drainage Fees Since 1987 , the City has increased the overall storm drainage fees fifteen times . The average increase in the total fees is as follows : Year % Increase Year % Increase Year % Increase 1988 14 .9 1994 7 .3 2000 10 .0 1989 27 .0 1995 21 . 0 2001 9 . 3 1990 19 .4 1996 0 . 3 2002 45 .0 1991 16 . 3 1997 1 . 0 2003 10 .0 1992 20 . 7 1998 2 . 1 2004 10 .0 1993 7 . 5 1999 0 .0 A 7% increase is anticipated in 2005, and a 6% increase is projected for 2006 . Prior to November of 1998 , storm drainage utility fees varied by basin depending on drainage problems and improvements needed in each basin . Beginning in November of 1998 , the fees were assessed uniformly on a city-wide basis and improvements are to be prioritized and constructed based on the needs of the City as a whole . Comprehensive Annual Financial Report 177 WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15C2-12 INFORMATION — CUSTOMER BASE, RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED) Customer Base The water system serves a customer base that has grown as follows in the years 1994-2003 : Years Total Water (at December 31 ) Accounts 1994 26 , 266 1995 26 , 714 1996 271797 1997 28 , 655 1998 29 , 525 1999 30 . 387 2000 31 , 758 2001 32 , 101 2002 321273 2003 32 , 319 The City classifies its water customers according to several classifications . A breakdown of the accounts based on such classifications being served as of December 31 , 2003 is set forth below : Percent of Total Classification Number of Accounts Accounts Residential 30 , 616 93 , 55 % Commercial & Industrial 29110 6 .45 % Total 32 .726 100 , 00 % The following table sets forth the ten largest customers of the water system , which in the aggregate accounted for approximately 36 . 5% of total water usage during 2003 : Water Usage Percentage of Customer ( Millions of Gallons ) Total Water Usage Industrial Customer 11249 15 ,09% University 383 4 , 62 Industrial Customer 228 2 . 76 Water District 151 1 . 83 City Government 124 1 .49 School District 102 1 . 23 Health Services District 46 . 56 Mobile Home Park 42 . 51 Mobile Home Park 37 .45 Industrial Customer 36 . 43 178 City of Foil Collins WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15c2-12 INFORMATION — CUSTOMER BASE, RATE STRUCTURE , AND ENFORCEMENT ( UNAUDITED) (Continued ) Water Rate Structure The City's water rate structure is administered in substantial compliance with the "cost of service" method endorsed by the American Water Works Association . Under the cost of service method , an effort is made to establish equitable charges which reflect the true costs of serving various classes of customers . In response to the area wide drought, the 2003 water rates were structured to provide stronger price incentives for conservation . A 5-tier rate structure was adopted for single family residential and duplex customers and seasonal rates were adopted for commercial and multi-family residential customers . The 2003 water rates were established to recover a 6% increase in revenue after an assumed 15% system wide reduction in water use . There was no water rate increase planned for 2004, however, City Council directed staff to develop a 4-tier rate that would reduce the severity of the cost impacts for larger, single-family, and duplex residential users due to the 2003 5-tier rates . City Council passed the rate ordinance in March , 2004 that, if approved , will be in effect for billings after May 1 , 2004 . The following water rates are in effect as of January 1 , 2004 . In addition to these rates , a 6% payment in lieu of taxes (" PILOT") is added to all charges and paid to the City's general fund . Metered Rates -- Residential Monthly User Charges Effective through April 30 , 2004 ( 1 ) Residential customers with one dwelling unit , a. Base Charges: Residential customers with one dwelling unit shall pay a base monthly charge of $ 12 .00 . b . Quantity Charges. Residential customers with one dwelling unit shall pay a monthly quantity charge as follows : For the first 7 ,000 gallons used per month at $ 1 . 68 per 1000 gallons For the next 6 ,000 gallons used per month at $2 .24 per 1 ,000 gallons For the next 7, 000 gallons used per month at $2 .80 per 1 ,000 gallons For the next 13 ,000 gallons used per month at $3 .36 per 1 ,000 gallons For all additional gallons used per month at $4 . 20 per 1 ,000 gallons . (2) Residential customers with two dwelling units . a. Base Charges. Residential customers with two dwelling units shall pay a base monthly charge of $ 14 . 63 . (continued) Comprehensive Annual Financial Report 179 WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15c2=12 INFORMATION — CUSTOMER BASE, RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED) (Continued) Metered rates (continued) b . Quantity Charges. Residential customers with two dwelling units shall pay a monthly quantity charge as follows : For the first 9 ,000 gallons used per month at $ 1 . 68 per 1 ,000 gallons For the next 4 , 000 gallons used per month at $2 .24 per 1 , 000 gallons For the next 7 , 000 gallons used per month at $2 ,80 per 1 , 000 gallons For the next 13 ,000 gallons used per month at $3 .36 per 1 ,000 gallons For all additional gallons used per month at $4 .20 per 1 ,000 gallons . (3) Residential customers with more than two dwelling units . a. Base Charges. Residential customers with more than two dwelling units shall pay a base monthly charge of $ 12 .00 for the first dwelling unit and $4 .00 for the second and each additional dwelling unit. b . Quantity Charges. Residential customers with more than two dwelling units shall pay a monthly quantity charge of $ 1 . 742 per 1 , 000 gallons used in the winter season months of November through April . They shall pay a monthly quantity charge of $2 . 178 per one thousand ( 1 ,000) gallons used in the summer season months of May through October. Monthly User Charges Effective May 1 , 2004 ( 1 ) Residential customers with one dwelling unit a . Base Charges. Residential customers with one dwelling unit shall pay a base monthly charge of $ 12 .00 . b . Quantity Charges. Residential customers with one dwelling unit shall pay a monthly quantity charge as follows : For the first 7 ,000 gallons used per month at $ 1 .68 per 1 ,000 gallons For the next 6 ,000 gallons used per month at $2 .02 per 1 ,000 gallons For the next 7 ,000 gallons used per month at $2 .42 per 1 ,000 gallons For all additional gallons used per month at $2 .90 per 1 ,000 gallons (2) Residential customers with two dwelling units . a . Base Charges. Residential customers with two dwelling units shall pay a base monthly charge of $ 14 .63 . b . Quantity Charges. Residential customers with two dwelling units shall pay a monthly quantity charge as follows : For the first 9,000 gallons used per month at $ 1 .68 per 1 ,000 gallons For the first 4 ,000 gallons used per month at $2 .02 per 1 .000 gallons For the next 7 ,000 gallons used per month at $2 .42 per 1 ,000 gallons For all additional gallons used per month at $2 . 90 per 1 ,000 gallons (3) Residential customers with more than two dwelling units a . Base Charges. Residential customers with more than two dwelling units shall pay a base monthly charge of $ 12 . 00 for the first dwelling unit and $4 . 00 for the second and each additional dwelling unit . (continued) 180 City of Fort Collins WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15c2 =12 INFORMATION — CUSTOMER BASE, RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED ) (Continued) b Quantity Charges. Residential Customers with more than two dwelling units shall pay a monthly charge of $ 1 . 742 per 1 , 000 gallons used in the winter season months of November through April . They shall pay a monthly quantity charge of $2 . 178 per 1 , 000 gallons used in the summer season months of May through October. Metered Rates — Nonresidential ( 1 ) Base Charges. Nonresidential customers shall pay a base monthly charge based on meter size as follows : Meter Size (inches ) Monthly Base Charge 3/4 $ 10 . 64 1 29 . 69 1 - 1 /2 80 . 73 2 121 . 66 3 185 . 56 4 291 . 31 6 565 . 11 8 998 .32 (2 ) Quantity Charges. Nonresidential customers shall pay a monthly quantity charge of $ 1 .48 per 1 , 000 gallons used in the winter season months of November through April . They shall pay a monthly quantity charge of $ 1 .85 per 1 ,000 gallons used in the summer season months of May through October. (3 ) Charges for Excess Use. Monthly water use in excess of the amounts specified in the following table shall be billed at $2 . 127 per 1 ,000 gallons used in the winter season months of November through April . Monthly water use in excess of the amounts specified below shall be billed at $2 .659 per 1 ,000 gallons used in the summer season months of May through October . Specified Amount Meter Size inches) (gallons per month ) 3/4 100 , 000 1 300 ,000 1 - 1 /2 625,000 2 112007000 3 11400 , 000 4 21500 , 000 Plant Investment Fees . The plant investment fee is a one-time charge assessed for the purpose of recovering the pro-rata portion of the capital cost of the water system attributable to the customer . The PILOT referred to previously is not assessed on plant investment fees . Proceeds of the plant investment fee are accounted for as contributed capital of the water system , rather than as operating revenue . The City Council adopted the following plant investment fee schedule, which took effect January 1 , 1999 . (continued) Comprehensive Annual Financial Report 181 WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15c2-12 INFORMATION - CUSTOMER BASE , RATE STRUCTURE, AND ENFORCEMENT (UNAUDITED) (Continued) Residential Dwelling Category Plant Investment Fee Single Family $610 plus $0 .32 per square foot of lot area Duplex, Multi-Family, Mobile Home $490 per living unit plus $0 .27 per square foot of lot area Nonresidential Water Meter Size inches Plant Investment Fee 314 $ 41600 1 15 ,300 1 % 31 ,200 2 53 ,600 3 103 , 100 Greater than 3 Based on estimated peak day demand Enforcement The City's collections of water charges historically have been in excess of 99 % . Unpaid water charges constitute a perpetual lien on the property to which service was delivered . Customers with delinquent active accounts are sent delinquency notices after 38 days . The City may discontinue water and electric service on delinquent accounts . Sometimes liens are filed while the delinquent customer is still an active account. Customers who have moved from the address where service was supplied and left the account owing to the City are typically assigned to a collection agency. Contributed Capital Several significant categories of receipts of the Water Fund which are pledged to the payment of the Bonds are accounted for as contributed capital rather than as revenue . The following table presents receipts of major categories of contributed capital by the Water Fund for the past ten years : Cash Anheuser- Anheuser-Busch Anheuser-Busch Contributions Contributed Busch Plant Master Capacity Total In Aid of In Lieu of Water Rights Investment Agreement Payments Contributed Year Construction Water Rights Payments Fees Payments Capital 1994 67 , 776 181 , 361 145,581 214849038 334 ,043 83 , 149 31295 ,948 1995 38 , 399 254 ,448 157,202 21241 ,275 357 ,808 8%786 31138 ,918 1996 61 , 540 4619110 1711712 21623 ,455 382 ,208 98 ,073 31798 ,098 1997 462795 4467304 176 ,400 11973 ,473 3997827 100 ,751 31143 , 550 1998 631502 5153881 195 , 789 21831 ,789 422 ,605 111 ,825 40141 ,391 1999 155, 575 892 , 775 207 ,605 31564, 144 441 ,238 134 ,778 5 ,3969115 2000 749 , 706 11937 , 344 222,553 2 , 6847818 4673579 144 ,482 6 ,2061482 2001 161 , 750 317949884 238, 577 31573,347 491 ,082 154 ,885 81414 ,525 2002 100,014 21248 ,992 255 , 754 2 ,754,287 524 ,211 166 ,037 61049 ,295 2003 61 ,629 21939 ,693 177,991 311232052 655 ,526 274 , 169 71232 ,060 182 City of Fort Collins WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15c2=12 INFORMATION -wCOLLECTIONS AND OPERATING HISTORY (UNAUDITED) Collections The following table sets forth the historical Water System user rates, plant investment fees , other fees and charges , and investment earnings: Water System Income (1999-2003) 1999 2000 2001 2002 2003 User charges for services $ 17,479 ,891 $ 20 ,051 , 104 $ 200893,357 $ 21 , 184,847 $ 22,3071739 Plant investment fees 315640144 21681 ,952 3,538,955 21719, 895 2/ 7290645 Other fees & charges 218650244 41324,855 68006,674 47050,428 5, 107, 257 Investment earnings 21159,Oi9 1 , 985,259 11788,938 11549,276 960,218 Total Water System Revenue $ 26,068,298 $ 29 ,043, 170 $ 3212277924 $ 290504,446 $ 31 , 104,859 Operating History of the Water Fund The financial section of this Comprehensive Annual Financial Report contains financial statements of the City and the Water Fund as of and for the year ended December 31 , 2003 . The following sets forth the operating history of the Water Fund for the years ended December 31 , 1999 through 2003 : Comparative Statement of Revenues , Expenses and Changes in Fund Equity For the Years Ended December 31 , 1999 - 2003 1999 2000 2001 2002 2003 Operating Revenues Charges for services $ 177479,891 $ 20,051 , 104 $ 20t893,357 $ 21 , 184, 847 $ 2213070739 Operating Expenses Administrative charge - 1 , 915 ,037 21092, 750 2/4887527 213591878 Personal services 41446,949 3,883,226 4, 124,863 413180081 41350,621 Contractual services 1 ,905,929 1 ,750,256 1 ,874 ,606 11988,625 31085,480 Commodities 111011788 1 ,033,015 9851714 11000, 692 941 ,356 Other 2, 1220639 12972,477 20021 , 133 21090 ,733 211940825 Depreciation 4; 152 , 107 40388 ,688 41798,421 419147341 4,996, 089 Total Operating Expense 13,729,412 14,9421699 158897,487 161800,999 17,928,249 Operating Income 39750,479 51108,405 4 ,995 ,870 413831848 4,3790490 Nonoperating Revenues (Expenses) Other revenue 11033 ,273 8002325 777,475 7101441 5980670 Earnings on investments 2, 1590019 11985,259 11788,938 1 ,549,276 960,218 Net increase (decrease) in the fair value of investments (2470105) 2400146 346, 323 162,713 (244,015) Gain(loss)on fixed asset sales 353 ,629 10, 587 61172 Interest expense (3,6091832 ) (3 , 410,726) (31135 ,666) (2,2041759) (2,3011472) Other expenses (649551 ) (64,907) (647907) (307,091 ) (46 , 751 ) Total Nonoperating Revenues (Expenses) (729, 196) (449, 903) 650792 (78,833) (11027, 178) Income Before Contributions Transfers 31021 ,283 476580502 51061 , 662 41305,015 3 ,352, 312 Captial Contributions 51396, 115 60206,482 80414 ,525 6,049, 295 7,232,060 Operating transfers out (250440) (191 ,440 ) (145 ,290) (693000) (69,000) 51370,675 6, 0159042 8,269 ,235 51980,295 7, 1631060 Change in Net Assets 81391T958 10,6731544 13,3302897 10 ,285, 310 10,515,372 Net Assets--Jan , 1 102,303, 923 110,695,881 121 ,919,656 1501837 ,810 161 , 1230120 Net Assets--Dec. 31 $ 110,695,881 $ 121 , 369,425 $ 1351250r553 $ 161 , 1231120 $ 171 ,638,492 Comprehensive Annual Financial Report 183 WATER UTILITY ENTERPRISE WATER REVENUE REFUNDING AND IMPROVEMENT BONDS SERIES 1998 SEC RULE 15c2-12 INFORMATION - DEBT STRUCTURE OF THE WATER FUND (UNAUDITED) Debt Structure of the Water Fund As of December 31 , 2003 , the Net Revenue of the Water Fund serviced the following obligations: Originally Outstanding Name of Issue Authorized Principal General Obligation Water Bonds Series 2002A $ 197255,000 $ 1694100000 Water Revenue Bond , Series 1997 10 , 1251300 7 , 679 , 177 Water Revenue Refunding and Improvement Bonds , Series 1998 31V5801000 261135,000 Water Revenue Bond , Series 1999 479981395 4,092 , 809 Capital Lease Obligation , 1999 333 , 700 73 ,877 Total $ 66 ,292,395 $ 54,390, 863 184 City of Fort Collins TRANSPORTATION SERVICES SPECIAL REVENUE FUND HIGHWAY USERS TAX REVENUE REFUNDING BONDS SERIES 1998 SEC RULE 15c2-12 INFORMATION --HISTORICAL STATE FUND REVENUES (UNAUDITED) City's Historical State Fund Revenues The City's revenues from State Fund distributions for the calendar years indicated were as follows : Year Receipts % Increase 1994 $ 21041 ,881 5 . 1 % 1995 21171 , 192 6 .3% 1996 213357766 7.6% 1997 2 $ 77 ,044 10.3 % 1998 21889 ,902 12 . 1 % 1999 31050, 174 5 . 5 /a 0 2000 30182 ,852 4 .3% 2001 3 , 264 ,212 2 .6 % 2002 31282 , 312 0 .6% 2003 31184 , 979 -3 .0% Source: City of Fort Collins Accounting Division Comprehensive Annual Financial Report 185 DDA TAX INCREMENT REVENUE AND REFUNDING BONDS REVENUE BOND COVERAGE LAST TEN YEARS (UNAUDITED) DOWNTOWN DEVELOPMENT AUTHORITY TAX INCREMENT REVENUE REFUNDING BONDS Base Valuation Collection Rate Total Incremental Tax Increment Tax Budget Assessed Base Incremental Ad Valorem Revenues Collection Year Year Valuation Valuation (1 ) Valuation (2) Taxes Levied Collected Rate (4) 1994 1995 $ 34, 059, 700 $ 24,4543210 $ 91605 ,490 $ 901 , 702 $ 883 ,727 98.01 % 1995 1996 38 ,614 , 850 271484,960 11 , 129,890 1 ,009r232 989,617 98 .06 1996 1997 409239, 025 271484, 955 12 ,754, 070 11200 ,874 11179,210 98.20 1997 1998 45,246,900 30,649, 130 14,597, 770 11331 ,708 11303, 769 97. 90 1998 1999 48,2202070 30r1801790 18,039,280 1 ,6470606 12614,654 98.00 1999 2000 5611931740 34, 9203370 21 , 273 ,370 1 ,834 ,913 1 ,800 ,013 98. 10 2000 2001 5527047050 (3) 3418950490 202808,560 11920,014 1 , 881 ,614 98.00 2001 2002 62 ,4519390 391107,570 233343 ,820 2 , 1111614 2,074,822 98.26 2002 2003 68 ,9411400 38 ,944, 210 29,997, 190 21702 , 941 21643r643 97. 81 2003 2004 70, 187 , 630 39,370,490 30,8170140 20792, 356 999,647 35.80 (5) (1 ) The base valuation is recalculated by the County Assessor during any year in which there is a general reassessment of property. (2) Taxes generated from the incremental valuation are collected in the following year. (3) Decrease in assessed valuation primarily attributable to one business relocating outside of District. (4) The County Treasurer generally allocates delinquencies to levies made against the base valuation rather than the incremental valuation and remits to the City for deposit in the Tax Increment Fund 100% of the taxes levied less the County Treasurer's 2% collection fee . (5 ) Through April 30, 2004 Source: County Assessor's Office CALCULATION OF THE RATIO OF PLEDGED REVENUES TO DEBT SERVICE REQUIREMENTS OF THE BONDS Tax Increment Debt Service Requirements Revenues Principal Interest Total Coverage (1 ) 1994 813 ,531 - 731 ,798 7311798 1 . 11 % 1995 883 ,727 400 ,000 726,798 11126,798 0. 78 1996 989 ,617 450,000 706,023 16156,023 0. 86 1997 1 , 179 ,210 760,000 6771860 10437,860 0.82 1998 11303 ,769 830,000 634,585 1 ,464, 585 0 .89 1999 19614,654 6506000 5890048 11239,048 1 .30 2000 11800,013 720,000 5487820 1 ,268 ,820 1 .42 2001 118817614 640 ,000 450,450 100907450 1 .73 2002 21044 ,871 1t005,000 336, 160 113414160 1 .52 2003 2 ,438,656 12080 ,000 292, 800 113726800 1 .78 (1 ) The Bonds are also secured by a contingent pledge of the Sales and Use Tax Revenues. 186 City of Fort Collins MANAGEMENT REPORT FOR THE CITY OF FORT COLLINS, COLORADO December 31 , 2003 Honorable Mayor, City Council Members and City Manager City of Fort Collins Fort Collins, Colorado CONFIDENTIAL For Management Use Only Honorable Mayor, City Council Members, and City Manager: We have completed our financial statement audit of the City of Fort Collins ' December 31 , 2003 financial statements . As part of our service, we evaluated the internal control structure and various policies and procedures in place. Our evaluation is not designed to detect all control weaknesses or irregularities that may exist, and accordingly, we do not express an opinion on the internal controls of the City. This Management Report is a product of our evaluation. In this report, we include a financial comparison section depicting some ratios in a graphical format. We also include a segment of areas to consider to further enhance Fort Collins ' financial operations ; and a section where we highlight positive observations made during the audit. Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 2 POSITIVE OBSERVATIONS NOTED On the following pages, we review areas where you have enhanced your internal control structure and financial policies and procedures over the past year. A. INFRASTRUCTURE REPORTING In accordance with Governmental Accounting Standards Board (GASB) , Statement No . 34, the City successfully completed the task of identifying, valuing, and adding all streets, right-of-ways, and bridge infrastructure to the financial records . This was an arduous task and required the cooperation of other City departments, specifically engineering, to complete. We commend the engineering and finance departments for their effort to complete the street infrastructure project within the required timeline. B. GASB 40 : NEW INVESTMENT DISCLOSURE REQUIREMENTS For the year ended December 31 , 2003 , the finance department also implemented GASB Statement No . 40, Deposit and Investment Risk Disclosures. This standard requires that the City provide different disclosures related to deposits and investments , such as custodial credit and foreign currency risk, as well as disclosing the City ' s investment policy. t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 3 The City was not required to implement this standard until December 31 , 2005 . We commend the finance department for acting as a leader and early implementing this standard. C. TAX SOFTWARE UPDATES The City ' s finance department worked with Vertex, a national tax software company, to make sure Vertex was keeping up with all the tax law changes . Fort Collins was a leader nationally to make sure Vertex was doing what it was supposed to do . Other cities acknowledged the leadership displayed by your finance department, which benefited municipalities across the country. FINANCIAL COMPARISONS The following graphs illustrate several aspects of the City' s overall financial operations and performance . We obtained the information for the following graphs from the City' s current and prior year comprehensive annual financial reports . We obtained information for other cities from their respective 2002 audited financial statements . The first graph displays the number of days that the City of Fort Collins ' general fund could operate without any additional revenue. This ratio of 188 days of expenditures in reserve at December 31 , 2003 has improved from the 2002 amount of only 158 days . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 4 Days of Operation in Reserve - General Fund 80 , 000 $250 705000 Fund Balance 60, 000 WE $200 (x 1000) 50, 000 $ 150 General Fund 40, 000 Expenditures 30, 000 $ 100 (x1000) 2000 $ 50 Days of Operation 10, 000 in Reserve 2000 2001 2002 2003 2000 2001 2002 2003 Fund Balance (x1000) $ 30, 165 $ 34, 814 $ 31 , 635 $ 36, 797 General Fund Expenditures (x1000) 61 , 777 631443 73 , 198 71 , 298 Days of Operation in Reserve $ 178 $ 200 $ 158 $ 188 The next chart in our report compares the days in operation for the City of Fort Collins to other Front Range communities . Fort Collins ' reserve of 188 days of operations far surpasses that of Westminster and Thornton, however, the City of Northglenn has over one year' s expenditures in their general fund reserve . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 5 Days of Operation in Reserve - General Fund - Comparison 0 Fund Balance $ 805000 450 (x1000) $ 70, 000 400 $60, 000 350 $ 505 000 300 � General Fund $405000 250 $30, 000 200 Expenditures 4, 150 (x1000) $20, 000 100 $ 109 000 50 � Days of Operation ti i $ -o o in Reserve rA U ai ° o w � Fort Collins Broomfield Northglenn Thornton Westminster Fund Balance (x1000) $ 36, 797 $ 15 , 398 $ 21 , 604 $ 15 , 012 $ 13 , 473 General Fund Expenditures (x1000) $ 71 , 298 $ 41 , 239 $ 20, 222 $ 54, 300 $ 62, 761 Days of Operation in Reserve 188 136 390 101 78 The next two graphs provide an analysis of the City of Fort Collins ' Recreation and Public Safety expenditures per citizen. These trend analyses document expenditures over a five-year term. In addition, we have provided a comparison to other Colorado cities . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 6 For the most part, recreation expenditures per citizen have increased steadily over the past five years. From 1999 , these expenditures are up 7% . Recreation Expenditures per Citizen 1409000 $200 � Recreation 1205000 $ 190 Expenditures 1005000 $ 180 (x 1 , 000) WON $ 170 � Citizens $ 160 60, 000 $ 150 401000 $ 140 Expenditures per 201000 $ 130 Citizen $ 120 1999 2000 2001 2002 2003 1999 2000 2001 2002 2003 Recreation Expenditures (x19000) $ 189115 $ 19, 570 $ 20, 680 $ 20, 744 $ 229423 Citizens 112 , 912 118 , 652 122, 377 1 126, 848 1 130, 566 Expenditures per Citizen $ 160 $ 165 $ 169 $ 164 $ 172 In comparison to other Colorado communities, the City of Fort Collins has spent more on recreation than most. t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 7 Recreation Expenditures per Citizen - Comparison 1409000 $500 Recreation 1205000 $450 Expenditures 1005000 $ $35050 (x11000) 805000 $300 605000 $250 0$200 Citizens 405000 $ 150 205000 $ 1000 -o $ f Expenditures per Citizen o U o o o � o o w � � Fort Collins Broomfield Boulder Thornton Westminster Recreation Expenditures (x 1 , 000) $ 22, 423 $ 69565 $ 28 , 765 $ 16, 770 $ 13 , 462 Citizens 130, 566 469419 1039000 95 , 956 104 , 948 Expenditures per Citizen $ 172 $ 141 $ 279 $ 175 $ 128 The final two graphs provide an analysis of the City of Fort Collins ' Public Safety expenditures per citizen over the past five years. Public safety expenditures per citizen have increased 20% from 1999 . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 8 Public Safety Expenditures per Citizen 1401000 $ 300 0 Public Safety 1201000 _ $250 Expenditures 100 , 000 (x 1000) $200 Citizens 80 , 000 $ 150 60 , 000 405000 S 100 Expenditures per Citizen 20 , 000 $ 50 $ 1999 2000 2001 2002 2003 1999 2000 2001 2002 2003 Public Safety Expenditures (x1 , 000) 1 26, 480 1 30, 249 1 329071 359669 365764 Citizens 112, 912 118 , 652 122, 377 126, 848 1 130, 566 Expenditures per Citizen $ 235 $ 255 $ 262 $ 281 $ 282 Public Safety expenditures compared to other Front Range communities are strong. Only the City of Boulder is higher than the City of Fort Collins . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 9 Public Safety Expenditures per Citizen - Comparison 140, 000 $500 Public Safety 120, 000 $450 Expenditures 100, 000 $400 (x 1000) $350 8000 $300 0 Citizens 605000 $250 W/ $200 405000 $ 150 205000 $ 100 $50 } Expenditures $ per Citizen U o o w z Fort Collins Northglenn Boulder Thornton Westminster Public Safety Expenditures (x1 , 000) $ 36, 764 $ 6 , 501 $ 329441 $ 105153 $ 20, 257 Citizens 1301566 37 , 040 1031000 955956 1045948 Expenditures per Citizen $ 282 $ 176 $ 315 $ 106 $ 193 AREAS TO CONSIDER FOR FUTURE ENHANCEMENT There are several areas we believe you should consider to further enhance your financial operations. We list these items in the following section and intend them to help you t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 10 improve your operating efficiency and internal control structure. We hope you accept our comments in the constructive manner intended. I . CAPITAL ASSETS The infrastructure capital assets of the Fort Collins Utilities are not maintained on the PeopleSoft Enterprise One software system. Instead, these assets are added to the system in one lump sum, each year, to the prior years ' balance . This process makes it nearly impossible to identify individual assets as well as to remove old assets when retired or sold. In addition, it is inefficient to use different systems throughout the City to account for capital assets . We recommend that the Fort Collins Utilities work with the finance department to add the utility infrastructure assets to the PeopleSoft system. In general, we continue to believe centralized internal controls, including centralized use of City financial software by all divisions and departments, will best serve the City of Fort Collins . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 11 II. PROCUREMENT CARDS The purchasing department issues and administers Procurement cards to the other departments. Service area directors, department heads and other supervisors determine which employees they want to have credit cards and the credit limit assigned to that individual. The supervisor then submits a request to the purchasing department, where they review the request and evaluate the reasonableness of the credit limits . Once approved, the purchasing division does not periodically review credit limits to determine if they should adjust these limits . Instead, the division adjusts credit limits upon request only. The purchasing division sends out monthly a listing of the details of all charges . The department heads approve these listings and forward to accounting for payment. The individuals are required to maintain all supporting documentation for their charges, which for some groups , is maintained by a supervisor or by administrative staff. We recommend that the purchasing division perform periodic surprise audits of departments and individuals to ensure that they are keeping the required supporting documentation. Support kept should meet reasonable substantiation requirements at a minimum. In addition, the purchasing division should perform t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 12 a periodic review of credit limits , where necessary, to limit the Citespotential for losses . III. MUNICIPAL COURT A. Write-Offs During our review of internal controls at the municipal court, we determined that the controls surrounding write off s of tickets could be enhanced. It appears that the same person has the ability to collect the payment of the ticket in the Justice Systems Incorporated (JSI) system and to dismiss the ticket. We did not find any instances where staff fraudulently wrote off tickets, however, it is important to enhance controls to ensure that someone does not take advantage of this weakness. To rectify this situation, we recommend the municipal court either segregate these duties or review quarterly trend analyses of the number of tickets dismissed compared to the clerk who dismissed the ticket. This will allow management to identify any unusual relationships and investigate discrepancies . B. RESTORE Program t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 13 The municipal court is involved in the collection of fees for the RESTORE juvenile program. During our review of court procedures, we noted that the program does not have formal policies and guidelines detailing how the funds may be spent. The program is funded by participation fees and is not considered City revenue . However, because various City departments are involved in the program, there is a fiduciary duty to monitor and expend funds as would be intended by the participant and the public . During review of the program transactions for the year, total revenue was roughly $6,650, while the cash balance at the end of the year was approximately $4,900, indicating that staff may not be spending funds timely. We recommend that management implement formal policies and procedures, including_spending_guidelines , to prevent the misuse of funds . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 14 IV. FEDERAL GRANTS A. Schedule of Expenditures of Federal Awards To prepare the annual Schedule of Expenditures of Federal Awards (SEFA), the finance department assumes that expenditures are to equal revenues thus they record the amounts billed to the grantor, as expenditures . For selected grants, the most significant of which are the highway transit grants, if staff does not bill for reimbursement, then expenditures are not recorded in the SEFA. Due to this gap in billing, the finance department understated the prior year schedule of federal awards by approximately $ 175 ,000 . As part of the audit process, we asked finance staff to confirm that amounts recorded at zero dollars on the final SEFA were correct. In this process, the City found a difference in grants expenditures of approximately ($40,000) and found another difference of about $200, 000 . We recommend that staff charge all expenditures to a specific federal grant code in the general ledger. This will allow the City to prepare the Schedule of Expenditures of Federal Awards based on actual expenditures . B. Review of Grant Reports t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 15 Each individual department' s budget personnel prepare grant billing reports. The finance department does not have the opportunity to review these reports or agree them to the general ledger, before submission to the granting agency. Our concern is that there may be errors in the reports that the central accounting staff could detect if they reviewed these billings . Additionally, oversight by the finance department of the reporting process may result in timelier request of funds. We recommend that management require that the finance department review all billings before submission to the jZrantor agencies , C. Timely Request for Reimbursement On the financial schedule of federal awards, expenditures were approximately $ 1 ,000,000 more than revenues received. At September 301 2003 , we noted approximately the same difference. By not requesting grant funds on a timely basis , the City is subsidizing the federal government for interest earnings it loses for fronting those funds . We recommend that the Ci . request reimbursement for grant related expenditures on a timely basis . BONDI & Co. LLC CERTIFIED PUBLIC ACCOUNTANTS ta MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 16 D . Indirect Costs The City is incurring indirect costs, including accounting costs, human resources costs and purchasing costs, for the processing of federal grants . None of these costs are recouped through either direct or indirect charges to the grants. We believe that the City is missing out on potential grant revenue by subsidizing indirect costs . We recommend that the finance department investigate the cost/benefit of preparing an indirect cost plan that allows the City to charge these types of costs to the _ rg ant• E. Budget vs. Actual Expenditures Staff charges payroll costs to the Recreation Works grant based on predetermined percentages at the start of the fiscal year. Staff does not review or adjust those percentages adjusted during the year. This process may result in non-compliance with OMB A- 87 , which indicates that the allocation of payroll costs cannot be made on budgeted amounts and must be adjusted to actual time spent on a periodic basis . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 17 We recommend that staff allocate payroll costs based on budgeted amounts at the start of the year, and then revise these amounts quarterly or semi-annually based on time and motion studies . F. Subrecipient Monitoring Through the drug task force, the City is passing federal funds to various other local governments, including Colorado State University. The City has no formal mechanism for monitoring these subrecipients . Based on this information, the City may not comply with federal subrecipient guidelines . In addition, if the subrecipient incorrectly spends the funds , then the City may be responsible for repaying those funds . We recommend that management establish a policy and a system to monitor all payments to subrecipients . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 18 V. NON-LAPSING PROJECT TRACKING For non-lapsing appropriations, total expenditure amounts are reported in a single line item, perhaps "contingency" or "other expense" . The City does not budget for these projects on a line basis. Project budgets are given to the project manager to allocate across the program, as they deem necessary. The majority of the time, the entire budget is left in the "contingency" line item and never allocated to various expense lines. We further determined that there are not adequate procedures in place to determine if a project is within budget, as staff does not review expenditures until after the City issues payment. This process does not provide for the ability to track individual line items . We recommend that the City use detailed line item budgets for non-lapsing appropriations . VI. PAYCHECK DISTRUBUTION The City could enhance internal controls to determine if there are "ghost" employees on you payroll. An annual employee pay out where every employee must physically pick up their paycheck with a valid photo ID from the finance department, would identify any fake employees receiving a paycheck. t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 19 Although we did not find any indication of "ghost" employees during our testing, it may be beneficial to the City to perform an annual pay out to those employees that receive paper checks . It would be best to perform this procedure during the summer months when the number of City employees is at its highest. We recommend that the City perform an annual "pay out" for all employees to verify that there are no fictitious employees . VII. BOOKKEEPING ITEMS A. Insufficient Funds Checks NSF checks on all accounts are funneled through the First National Bank Check Clearing account. This allows the City to track and manage these checks out of one account versus multiple accounts . The bank returns the original checks to the utility department for staff to research and collect funds . When the returned checks do not relate to utility billing, the utility department must contact the bank to locate the bank where the deposit was made. From there, the Utility department determines to which department the deposit belongs . The finance staff then notifies the department of the NSF check so they can try to recover the funds . t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 20 We recommend that the Finance department use unique stamps at each cash collection site to expedite the process of determining where a customer cashed the bad check. This should make this process more efficient and less time consuming for all those involved. B. Duplicate Checks We were able to import the City ' s master payroll file into our data extraction software and perform a series of tests. We found numerous occasions where the accounting system issued the same check number twice . Although many of the instances were an issuance and a corresponding void, there were several occasions where staff issued an "out of line" using the last check number of the previous check run. Duplicate check numbers are an indication of system weaknesses and demonstrate poor controls over the disbursement process . The City loses valuable tracking and accuracy of items paid out. We recommend that the City determine if PeopleSoft Enterprise One has functions in place to alert a user that a check number has already been issued. This system control would eliminate duplicate check issuance. CONCLUDING COMMENTS t& BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS MANAGEMENT CONSULTANTS Honorable Mayor, City Council Members, and City Manager City of Fort Collins, Colorado Page 21 We appreciate the opportunity to work as a part of the City ' s financial team. The success of the audit is dependent upon the staff of your City. We appreciate all of the help from the finance department, especially Alan Krcmarik and Chuck Seest. We look forward to continuing our relationship with the City of Fort Collins . If you have any comments or questions regarding the this report, or the audit report, please contact Bert Bondi, Julia Stone, Jim Rae, Jennifer Todd or Mike Leonard at 303 . 799 . 6826 or at bbondikbondico . com. May 7 , 2004 BONDI & Co. LLc BONDI & CO. LLC CERTIFIED PUBLIC ACCOUNTANTS & MANAGEMENT CONSULTANTS